arXiv subjects

Ken Shiozaki

Publications and source records attributed to Ken Shiozaki.

At least 19 recordsLinked to original sources

arXiv2026

Remarks on invertible phases with non-onsite symmetry

We study invertible phases protected by non-onsite symmetries carrying nontrivial lattice anomaly indices. While lattice anomalies are usually viewed as obstructions to symmetric short-range-entangled (SRE) states, we show that anomalous lattice symmetries can nevertheless admit invertible phases that are not SRE, and can moreover shift the set of symmetry-compatible invertible phases. In particular, we consider a fermionic $\mathbb Z_4^F$ symmetry in (2+1) dimensions. For an onsite $\mathbb Z_4^F$ symmetry, symmetric invertible phases have integer chiral central charge $c_-\in\mathbb Z$, whereas a non-onsite symmetry with nontrivial lattice anomaly index obstructs all such phases despite having trivial continuum 't Hooft anomaly. We resolve this by constructing an exact exponentially quasi-local $\mathbb Z_4^F$ symmetry of a $p+ip$ superconductor with $c_-=1/2$. We compute its lattice anomaly, and find that the symmetry indeed forbids $c_-\in \mathbb{Z}$ invertible states. The allowed invertible phases are consequently shifted to $c_-\in\mathbb Z+1/2$. By gauging the fermion parity of the $p+ip$ superconductor, one obtains an Ising topological order enriched by a $\mathbb Z_4$ symmetry. We describe the corresponding symmetry structure in terms of a fusion 2-category. We further show that the $p+ip$ state admits an enlarged non-onsite $U(1)^f$ symmetry, providing an analogue of fractional quantum Hall response in an invertible phase. This non-onsite $U(1)^f$ symmetry again forbids Chern insulators carrying $c_-\in\mathbb{Z}$, while being compatible with invertible states with $c_-\in\mathbb{Z}+1/2$. This result motivates a systematic study of new classes of invertible phases and spin liquids enriched by non-onsite symmetries.

cond-mat.str-el↗

arXiv2026

A discrete Stiefel-Whitney invariant with twofold rotation symmetry

We review Stiefel--Whitney invariants and give a discrete formulation of an additional $\mathbb{Z}_2$ invariant for two-dimensional spinful insulators with twofold rotation and time-reversal symmetries (layer group $p1121'$). A singular gauge transformation specifies a real bundle over the quotient of the Brillouin torus, whose second Stiefel--Whitney number defines the invariant. We derive its dependence on the choice of auxiliary gauge function and prove invariance under changes of Bloch frame and additivity under direct sums. The discrete formula uses overlaps of independently chosen Bloch frames and symmetry-compatible $\mathrm{Pin}_+$ lifts on the boundary of a half Brillouin zone. Atomic and topological-insulator models illustrate the formula and distinguish the additional invariant from the Kane--Mele index. Together with three quantized $\mathbb{Z}_2$ partial polarizations and the filling number, it labels the known stable classification $\mathbb{Z}\oplus\mathbb{Z}_2^{\oplus 4}$.

cond-mat.mes-hall↗

arXiv2026

Higher-winding phases in one-dimensional non-Hermitian topological superconductors

Non-Hermitian topological superconductors provide a setting in which point-gap topology, non-Hermitian skin effects, and Majorana zero modes are strongly intertwined. In this work, we adopt a coefficient-based approach for computing winding numbers and deriving analytical expressions for phase boundaries in one-dimensional non-Hermitian topological superconductors characterized by point-gap topology with $\mathbb{Z}$ invariants. We apply this approach to two non-Hermitian topological superconducting lattice models, with and without sublattice degrees of freedom, including longer-range hoppings, thereby accessing a much broader parameter space. These extensions generate higher-order polynomials and support phases with higher winding numbers, reflecting the underlying $\mathbb{Z}$ topology. We further clarify how a weak perturbation suppresses the non-Hermitian skin effect while preserving the sublattice-symmetry-protected invariant associated with Majorana zero modes. The predicted winding numbers are verified by open-boundary spectra, where one or multiple pairs of zero-energy boundary modes appear consistently with the bulk invariant. We also examine the stability of these modes against onsite disorder by examining the zero-mode energy, the bulk gap, and the inverse participation ratio. Our results provide a systematic and efficient route to constructing topological phase diagrams for higher-winding non-Hermitian topological superconductors.

cond-mat.mes-hall↗

arXiv2026

Higher Berry curvature, second Chern numbers and magnetoelectric coupling in crystalline insulators

We rewrite a lattice model of the four-dimensional Chern insulator as a family of translationally-invariant infinite chains over the three-dimensional Brillouin zone and compute its higher three-form Berry curvature using infinite matrix product states (iMPS). We calculate the topological phase diagram of the associated Dixmier--Douady--Kapustin--Spodyneiko (DDKS) number as a function of the model's mass term, and show that it is exactly congruent to the phase diagram in terms of the second Chern number, the analytic expression of which is known for this particular model. This agreement demonstrates that higher Berry curvature can be used to compute second Chern numbers in a manifestly quantized manner. Motivated by the connection between the second Chern form and the Chern--Simons axion coupling, we study magnetoelectric coupling in three dimensions and its relation to higher Berry phases.

cond-mat.str-el↗

arXiv2026

Towards complete characterization of topological insulators and superconductors: A systematic construction of topological invariants based on Atiyah-Hirzebruch spectral sequence

The past decade has witnessed significant progress in topological materials investigation. Symmetry-indicator theory and topological quantum chemistry provide an efficient scheme to diagnose topological phases from only partial information of wave functions without full knowledge of topological invariants, which has resulted in a recent comprehensive materials search. However, not all topological phases can be captured by this framework, and topological invariants are needed for a more refined diagnosis of topological phases. In this study, we present a systematic framework to construct topological invariants for a large part of symmetry classes, which should be contrasted with the existing invariants discovered through one-by-one approaches. Our method is based on the recently developed Atiyah-Hirzebruch spectral sequence in momentum space. As a demonstration, we construct topological invariants for time-reversal symmetric spinful superconductors with conventional pairing symmetries of all space groups, for which symmetry indicators are silent. We also validate that the obtained quantities work as topological invariants by computing them for randomly generated symmetric Hamiltonians. Remarkably, the constructed topological invariants completely characterize $K$-groups in 159 space groups. Our topological invariants for normal conducting phases are defined under some gauge conditions. To facilitate efficient numerical simulations, we discuss how to derive gauge-independent topological invariants from the gauge-fixed topological invariants through some examples. Combined with first-principles calculations, our results will help us discover topological materials that could be used in next-generation devices and pave the way for a more comprehensive topological materials database.

cond-mat.mes-hall↗

arXiv2026

Atiyah-Hirzebruch spectral sequence for topological insulators and superconductors: $E_2$ pages for 1651 magnetic space groups

We compute the $E_2$ pages of the momentum-space and real-space Atiyah-Hirzebruch spectral sequence (AHSS) for topological crystalline insulators and superconductors up to three spatial dimensions, considering the cell decomposition in which if a group action fixes a cell setwise then its group action fixes the same cell pointwise. We provide a detailed description of the implementation for computing the $E_2$ pages of AHSS. Under a physically reasonable assumption, we enumerate all possible $K$-groups that are compatible with the $E_2$ pages for both momentum and real-space AHSS. As a result, we determine the $K$-groups for approximately 59\% of symmetry settings in three spatial dimensions. All the results can be found at this http \href{https://www2.yukawa.kyoto-u.ac.jp/~ken.shiozaki/ahss/e2.html}{URL}.

cond-mat.mes-hall↗

arXiv2026

A discrete formulation for three-dimensional winding number

For a smooth map $g: X \to U(N)$, where $X$ is a three-dimensional, oriented, and closed manifold, the winding number is defined as $W_3 = \frac{1}{24π^2} \int_{X} \mathrm{Tr}\left[(g^{-1}dg)^3\right]$. We present a discrete formulation to compute $W_3$ based on the concept of $θ$-gaps. Our approach provides a robust scheme that is directly applicable even to systems with accidental or symmetry-enforced degeneracies. Furthermore, we define two versions of the discrete flux: a simple unmodified flux that is highly practical and almost always quantized for fine grids, and a modified flux that strictly ensures integer quantization.

cond-mat.mes-hall↗

arXiv2026

Classification of topological insulators and superconductors with multiple order-two point group symmetries

We present a method for computing the classification groups of topological insulators and superconductors in the presence of $\mathbb{Z}_2^{\times n}$ point group symmetries, for arbitrary natural numbers $n$. Each symmetry class is characterized by four possible additional symmetry types for each generator of $\mathbb{Z}_2^{\times n}$, together with bit values encoding whether pairs of generators commute or anticommute. We show that the classification is fully determined by the number of momentum- and real-space variables flipped by each generator, as well as the number of variables simultaneously flipped by any pair of generators. As a concrete illustration, we provide the complete classification table for the case of $\mathbb{Z}_2^{\times 2}$ point group symmetry.

cond-mat.mes-hall↗

arXiv2026

Intrinsic non-Hermitian topological phases

We study the interplay of non-Hermitian topological phases under point- and line-gap conditions. Using natural homomorphisms from line-gap to point-gap phases, we distinguish extrinsic phases, reducible to Hermitian or anti-Hermitian line-gapped phases, from intrinsic phases, which are genuinely non-Hermitian without Hermitian counterparts. Although classification tables for all symmetry classes were already presented in earlier work, the present paper develops a unified formulation and provides explicit computations for all internal symmetries.

quant-ph↗

arXiv2026

$\mathbb{Z}_2$ topological invariant in three-dimensional PT- and PC-symmetric class CI band structures

We construct a previously missing $\mathbb{Z}_2$ topological invariant for three-dimensional band structures in symmetry class CI defined by parity-time (PT) and parity-particle-hole (PC) symmetries. PT symmetry allows one to define a real Berry connection and, based on the $η$-invariant, a spin-Chern--Simons (spin-CS) action. We show that PC symmetry quantizes the spin-CS action to $\{0,2π\}$ with $4π$ periodicity, thereby yielding a well-defined $\mathbb{Z}_2$ invariant. This invariant is additive under direct sums of isolated band structures, reduces to a known $\mathbb{Z}_2$ index when a global Takagi factorization exists, and in general depends on the choice of spin structure. Finally, we demonstrate lattice models in which this newly introduced $\mathbb{Z}_2$ invariant distinguishes topological phases that cannot be detected by the previously known topological indices.

cond-mat.mes-hall↗

arXiv2025

$K$-theory classification of Wannier localizability and detachable topological boundary states

A hallmark of certain topology, including the Chern number, is the obstruction to constructing exponentially localized Wannier functions in the bulk bands. Conversely, other types of topology do not necessarily impose Wannier obstructions. Remarkably, such Wannier-localizable topological insulators can host boundary states that are detachable from the bulk bands. In our accompanying Letter [D. Nakamura {\it et al.}, Phys. Rev. Lett. 135, 096601 (2025), arXiv:2407.09458], we demonstrate that non-Hermitian topology underlies detachable boundary states in Hermitian topological insulators and superconductors, thereby establishing their tenfold classification based on internal symmetry. Here, using $K$-theory, we elucidate the relationship between Wannier localizability and detachability of topological boundary states. From the boundary perspective, we classify intrinsic and extrinsic non-Hermitian topology, corresponding to nondetachable and detachable topological boundary states, respectively. From the bulk perspective, on the other hand, we classify Wannier localizability through the homomorphisms of topological phases from the tenfold Altland-Zirnbauer symmetry classes to the threefold Wigner-Dyson symmetry classes. Notably, these two approaches from the boundary and bulk perspectives lead to the same classification. We clarify this agreement and develop a unified understanding of the bulk-boundary correspondence on the basis of $K$-theory.

cond-mat.mes-hall↗

arXiv2025

Non-Hermitian Origin of Detachable Boundary States in Topological Insulators

While topology can impose obstructions to exponentially localized Wannier functions, certain topological insulators are exempt from such Wannier obstructions. The absence of the Wannier obstructions can further accompany topological boundary states that are detachable from the bulk bands. Here, we elucidate a close connection between these detachable topological boundary states and non-Hermitian topology. Identifying topological boundary states as non-Hermitian topology, we demonstrate that intrinsic non-Hermitian topology leads to the inevitable spectral flow. By contrast, we show that extrinsic non-Hermitian topology underlies the detachment of topological boundary states and clarify anti-Hermitian topology of the detached boundary states. Based on this connection and $K$-theory, we complete the tenfold classification of Wannier localizability and detachable topological boundary states.

cond-mat.mes-hall↗

arXiv2025

Equivariant Parameter Families of Spin Chains: A Discrete MPS Formulation

We analyze topological phase transitions and higher Berry curvature in one-dimensional quantum spin systems, using a framework that explicitly incorporates the symmetry group action on the parameter space. Based on a $G$-compatible discretization of the parameter space, we incorporate both group cochains and parameter-space differentials, enabling the systematic construction of equivariant topological invariants. We derive a fixed-point formula for the higher Berry invariant in the case where the symmetry action has isolated fixed points. This reveals that the phase transition point between Haldane and trivial phases acts as a monopole-like defect where higher Berry curvature emanates. We further discuss hierarchical structures of topological defects in the parameter space, governed by symmetry reductions and compatibility with subgroup structures.

quant-ph↗

arXiv2025

Fermi-surface diagnosis for topological superconductivity with $s$-wave-like pairing symmetries

Theoretical prediction of topological superconductivity is key to their discovery. Recently, it is proved that in 199 out of 230 space groups, topological superconductivity coexists with an $s$-wave-like pairing symmetry, raising the hope of finding more candidates for this exotic phase. However, a comprehensive and efficient method for diagnosing topological superconductivity in realistic materials remains elusive. Here, we derive Fermi-surface formulas for gapped and gapless topological phases of time-reversal symmetric superconductors with $s$-wave-like pairing symmetries in all layer and space groups, applicable to thin-film and bulk materials. Our diagnosis uses only the sign of the pairing and the Fermi velocity at several Fermi points, and yields complete (partial) diagnosis for gapped topological superconductivity in 159 (40) out of the 199 space groups. This provides a fundamental basis for the first-principles prediction of new topological superconductors.

cond-mat.supr-con↗

arXiv2025

Nonsymmorphic Topological Phases of Non-Hermitian Systems

Non-Hermiticity appears ubiquitously in various open classical and quantum systems and enriches classification of topological phases. However, the role of nonsymmorphic symmetry, crystalline symmetry accompanying fractional lattice translations, has remained largely unexplored. Here, we systematically classify non-Hermitian topological crystalline phases protected by nonsymmorphic symmetry and reveal unique phases that have no counterparts in either Hermitian topological crystalline phases or non-Hermitian topological phases protected solely by internal symmetry. Specifically, we elucidate the $\mathbb{Z}_2$ and $\mathbb{Z}_4$ non-Hermitian topological phases and their associated anomalous boundary states characterized by distinctive complex-valued energy dispersions.

cond-mat.mes-hall↗

arXiv2024

A Discrete Formulation of Second Stiefel-Whitney Class for Band Theory

Topological invariants in band theory are often formulated assuming that Bloch wave functions are smoothly defined over the Brillouin zone (BZ). However, first-principles band calculations typically provide Bloch states only at discrete points in the BZ, rendering standard continuum-based approaches inapplicable. In this work, we focus on the second Stiefel-Whitney class $w_2$, a key $\mathbb{Z}_2$ topological invariant under PT symmetry that characterizes various higher-order topological insulators and nodal-line semimetals. We develop a fully discrete, gauge-fixing-free formula for $w_2$ which depends solely on the Bloch states sampled at discrete BZ points. Furthermore, we clarify how our discrete construction connects to lattice field theory, providing a unifying perspective that benefits both high-energy and condensed matter approaches.

cond-mat.mes-hall↗

arXiv2024

Crystalline-equivalent topological phases of many-body fermionic systems in one dimension

We explore one-dimensional fermionic symmetry-protected topological (SPT) phases related by the crystalline equivalence principle. In particular, we study charge-conserving many-body topological phases of fermions protected respectively by chiral and reflection symmetries. While the classifications of the two crystalline-equivalent SPT phases are identical, their topological properties and phase structures can be very different, depending on the microscopic details. Specifically, we consider certain extensions of the Su-Schrieffer-Heeger model, with and without interactions, that preserve both chiral and reflection symmetries, and explicitly compute the many-body topological invariants based on the systems' ground states. The phase structures determined by these topological invariants align perfectly with the many-body spectra of deformations among the models. As expected, gapped deformations exist only when all the topological invariants remain unchanged. Moreover, we show that decomposable systems -- those that can be decomposed into local and decoupled subsystems -- can be topologically characterized by real-space quantum numbers directly associated with the symmetries. For reflection-symmetric systems, these quantum numbers are related to the many-body topological invariants via a bulk-center correspondence, which can be justified using the Atiyah-Hirzebruch spectral sequence in generalized homology theory. Finally, we discuss the role of transition symmetry in the many-body topologies of these SPT phases.

cond-mat.str-el↗

arXiv2024

Connection between Free-Fermion and Interacting Crystalline Symmetry-Protected Topological Phases

We present a framework for investigating the effects of interactions on crystalline symmetry-protected topological (SPT) phases. Within this framework, one can establish a direct connection between the equivalence classes of free-fermion systems and their corresponding interacting classes. A central component of this framework is the Atiyah-Hirzebruch spectral sequence, which provides a systematic way to represent crystalline SPT phases as SPT phases with internal symmetries on subspaces. We demonstrate the application of this approach through examples in various dimensions: 1d systems with U(1) and reflection symmetry, 2d systems with U(1) and C_{n} rotation symmetry, and 3d systems with U(1) and inversion symmetry.

cond-mat.str-el↗