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Kenny Lau

Publications and source records attributed to Kenny Lau.

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Zero-free columns in character tables of symmetric groups

The rows and columns of the character table of the symmetric group $S_n$ are both naturally indexed by partitions of $n$. Let $D(n)$ denote the number of conjugacy classes of $S_n$ whose column contains no zero entry. The identity column is always zero-free, so $D(n)\geq 1$. It is known that $D(n)\ll n^2$. We prove that $D(n)\ll n^{3/4}$. Second, we prove for almost all positive integers $n$ that $D(n)\ll_B n^{1/2}(\log n)^B$ for every $B>5/6$, with a quantitative bound for the exceptional set, using work of Matom\"aki and Radziwill. Finally, we offer a heuristic supporting our conjecture that $D(n)\ll_{\varepsilon} n^{\varepsilon}$. AxiomProver formalized the results in this paper in Lean assuming preexisting literature.

math.CO

Algebraic geometric framework of Rogers--Ramanujan identities

The Rogers--Ramanujan identities equate a $q$-series whose exponents are governed by a quadratic form with an infinite product supported on two residue classes modulo~$5$. Identities of this shape are scarce, and a central problem is to identify the structures that produce them in families. Huang, Jiang, and Oblomkov have proposed a source of a new kind: to each pair of coprime integers $a,b>1$ they attach an infinite-rank $q$-series $Z_{a,b}(q)$, assembled from counts of commuting nilpotent matrix pairs $(A,B)$ with $A^a=B^b$ over finite fields, and they conjecture that it equals an explicit product of $(a-1)(b-1)/2$ modular units of level $a+b$. The $a=2$ cases are the Andrews--Gordon identities; no case with $a>2$ was known. We prove the conjecture for $(a,b)=(3,4)$, $(3,5)$, $(3,7)$, and $(3,8)$. Our proofs pass through a finer sum-to-sum identity, which we conjecture for all $b$ coprime to $3$ and establish for all $b$ when $q=1$. Lau and Ono have since proved that identity in general, and with it the full $a=3$ case. These identities have been formalized and verified in Lean by AxiomProver.

math.NT

Modularity of Point Counts for the Curves $X^a=Y^b$: New Rogers--Ramanujan Identities

For coprime $1<a<b$, let $M_n^{a,b}(\mathbb{F}_q)$ be the set of commuting pairs of nilpotent $n\times n$ matrices over $\mathbb{F}_q$ with $X^a=Y^b$. Huang, Jiang, and Oblomkov assembled their orders as an Eulerian $q$-series $Z_{a,b}(q)$. They conjectured that it is an explicit product $P_{a,b}(q)$ involving Jacobi's theta function and Dedekind's eta-function, implying the threefold equality $$\underbrace{\prod_{n\ge1}(1-q^n)\cdot\Biggl(\sum_{n=0}^{\infty}\frac{|M_n^{a,b}(\mathbb{F}_q)|}{|\mathrm{GL}_n(\mathbb{F}_q)|}\Biggr)\Biggr|_{q\mapsto q^{-1}}}_{\text{point count}}\;=\;\underbrace{Z_{a,b}(q)}_{q\text{-series}}\;=\;\underbrace{P_{a,b}(q)}_{\text{theta quotient}}$$ If true, the point count on $X^a=Y^b$ is essentially a modular function on $\Gamma(a+b)$. The conjecture is layered in $a$, with an identity for each $b$. The $a=2$ layer is classical, including identities of Rogers--Ramanujan and Andrews--Gordon. For $a\geq3,$ nothing was known. We prove the $a=3$ layer in full: a new infinite family of Rogers--Ramanujan identities, and a geometric origin for Warnaar's products. AxiomProver verified these new identities in Lean assuming existing literature.

math.NT

Formalized $q$-series: The Rogers-Ramanujan Identities and Beyond

The theory of $q$-series and basic hypergeometric series plays a crucial role at the intersection of combinatorics, number theory, and representation theory. From the classical partition identities of Euler and Jacobi to modern developments in class field theory, vertex operator algebras, and the Monstrous Moonshine conjecture, $q$-series provide the analytic framework for a wide range of profound applications. In this paper, we discuss the formalization of this theory in the Lean proof assistant, a process that requires careful design of scalable and versatile structures to reconcile formal algebraic identities with analytic convergence properties. We address these foundational challenges by focusing on the construction of $q$-Pochhammer symbols, $q$-binomial coefficients, Bailey's Lemma and similar primitives. To demonstrate the utility of this work, we provide fully verified proofs of the Jacobi Triple Product formula and the celebrated Rogers-Ramanujan identities, which serve as both historical and technical benchmarks for the field. This work establishes a rigorous computational foundation for the future formalization of mock theta functions, modular forms, and the diverse algebraic structures that underpin their applications across mathematics and physics. AxiomProver was used to produce the formalizations in this paper.

math.NT

ABC implies that Ramanujan's tau function misses almost all primes

Lehmer conjectured that Ramanujan's tau-function never vanishes. In a related direction, a folklore conjecture asserts that infinitely many primes arise as absolute values of Ramanujan's tau-function. Recently, Xiong showed that these prime values form a subset of the primes with density at most $2/11$. Assuming the $abc$ Conjecture, we prove the stronger upper bound \[ S(X):=\#\{\ell\le X:\ \ell\ \text{prime and } |\tau(n)|=\ell \text{ for some } n\ge 1\} = O(X^{13/22}), \] which implies that Ramanujan's tau-function misses a density 1 subset of the primes. We give a heuristic suggesting that $S(X)$ should nevertheless be infinite, with predicted order of magnitude \[ S(X)\asymp \frac{C X^{\frac{1}{11}}}{(\log X)^2}. \] The main engine in this note was formalized and produced automatically in Lean/Mathlib by AxiomProver from a natural-language statement of the problem.

math.NT

Almost all primes are partially regular

For odd primes $p$, we let $K_p:=\mathbb{Q}(\zeta_p)$ be the $p$th cyclotomic field and let $\omega$ denote its Teichmuller character. For $\alpha>1/2$, we say that an odd prime $p$ is partially regular if the eigenspaces of the $p$-Sylow subgroup of $\operatorname{Cl}(K_p)$ under the Galois action vanish for all characters $\omega^{p-2k}$ with \[ 2\le 2k \le \frac{\sqrt{p}}{(\log p)^{\alpha}}. \] Equivalently, $p\nmid \operatorname{num}(B_{2k})$ throughout this range. We prove that a density-one subset of primes is partially regular in this sense. By Leopoldt reflection, this yields a partial Vandiver Theorem: for a density-one set of primes $p$, the even eigenspaces $A_p(\omega^{2k})$ vanish for all even $2k$ satisfying the inequality above. This result has consequences for Kubota-Leopoldt $p$-adic $L$-functions, congruences between cusp forms and Eisenstein series, and $p$-torsion in algebraic $K$-groups. The theorem proving partial regularity for almost all $p$ is fully formalized in Lean/Mathlib and was produced automatically by AxiomProver from a natural-language statement of the conjecture.

math.NT

Dead ends in square-free digit walks

We study "dead ends" in square-free digit walks: square-free integers $N$ such that, in base $b$, every one-digit extension $bN+d$ is non-square-free. In base $10$, the stochastic independence model of Miller et al. suggests that infinite square-free walks occur with probability near $1$, corresponding to an asymptotic dead-end density of $\approx 5.218\times 10^{-5}$. We prove that the true asymptotic dead-end density satisfies \[ c_{\mathrm{dead}} \approx 1.317\times 10^{-9}, \] roughly a factor of $\sim 4\times 10^4$ smaller than the prediction. For every base $b\geq 2$, we prove that dead-end densities exist and are given by a closed-form expression (as a finite alternating sum of Euler products). The argument is fully formalized in Lean/Mathlib, and was produced automatically by AxiomProver from a natural-language statement of the problem.

math.CO

Fel's Conjecture on Syzygies of Numerical Semigroups

Let $S=\langle d_1,\dots,d_m\rangle$ be a numerical semigroup and $k[S]$ its semigroup ring. The Hilbert numerator of $k[S]$ determines normalized alternating syzygy power sums $K_p(S)$ encoding alternating power sums of syzygy degrees. Fel conjectured an explicit formula for $K_p(S)$, for all $p\ge 0$, in terms of the gap power sums $G_r(S)=\sum_{g\notin S} g^r$ and universal symmetric polynomials $T_n$ evaluated at the generator power sums $\sigma_k=\sum_i d_i^k$ (and $\delta_k=(\sigma_k-1)/2^k$). We prove Fel's conjecture via exponential generating functions and coefficient extraction, solating the universal identities for $T_n$ needed for the derivation. The argument is fully formalized in Lean/Mathlib, and was produced automatically by AxiomProver from a natural-language statement of the conjecture.

math.CO

Parity of $k$-differentials in genus zero and one

Here we completely determine the spin parity of $k$-differentials with prescribed zero and pole orders on Riemann surfaces of genus zero and one. This result was previously obtained conditionally by the first author and Quentin Gendron assuming the truth of a number-theoretic hypothesis Conjecture A.10. We prove this hypothesis by reformulating it in terms of Jacobi symbols, reducing the proof to a combinatorial identity and standard facts about Jacobi symbols. The proof was obtained by AxiomProver and the system formalized the proof of the combinatorial identity in Lean/Mathlib (see the Appendix).

math.NT

Schemes in Lean

We tell the story of how schemes were formalised in three different ways in the Lean theorem prover.

math.AG

Snowmass2021 Cosmic Frontier: Cosmic Microwave Background Measurements White Paper

This is a solicited whitepaper for the Snowmass 2021 community planning exercise. The paper focuses on measurements and science with the Cosmic Microwave Background (CMB). The CMB is foundational to our understanding of modern physics and continues to be a powerful tool driving our understanding of cosmology and particle physics. In this paper, we outline the broad and unique impact of CMB science for the High Energy Cosmic Frontier in the upcoming decade. We also describe the progression of ground-based CMB experiments, which shows that the community is prepared to develop the key capabilities and facilities needed to achieve these transformative CMB measurements.

astro-ph.CO