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Kevin C. Schlaufman

Publications and source records attributed to Kevin C. Schlaufman.

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Chemistry of the Most Metal-poor Stars in the Bulge and the z > 10 Universe

Metal-poor stars in the Milky Way are local relics of the epoch of the first stars and the first galaxies. However, a low metallicity does not prove that a star formed in this ancient era, as metal-poor stars form over a range of redshift in different environments. Theoretical models of Milky Way formation have shown that at constant metallicity, the oldest stars are those closest to the center of the Galaxy on the most tightly-bound orbits. For that reason, the most metal-poor stars in the bulge of the Milky Way provide excellent tracers of the chemistry of the high-redshift universe. We report the dynamics and detailed chemical abundances of three stars in the bulge with [Fe/H] $\lesssim-2.7$, two of which are the most metal-poor stars in the bulge in the literature. We find that with the exception of scandium, all three stars follow the abundance trends identified previously for metal-poor halo stars. These three stars have the lowest [Sc II/Fe] abundances yet seen in $α$-enhanced giant stars in the Galaxy. Moreover, all three stars are outliers in the otherwise tight [Sc II/Fe]-[Ti II/Fe] relation observed among metal-poor halo stars. Theoretical models predict that there is a 30% chance that at least one of these stars formed at $z\gtrsim15$, while there is a 70% chance that at least one formed at $10 \lesssim z \lesssim 15$. These observations imply that by $z\sim10$, the progenitor galaxies of the Milky Way had both reached [Fe/H] $\sim-3.0$ and established the abundance pattern observed in extremely metal-poor stars.

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A Continuum of Planet Formation Between 1 and 4 Earth Radii

It has long been known that stars with high metallicity are more likely to host giant planets than stars with low metallicity. Yet the connection between host star metallicity and the properties of small planets is only just beginning to be investigated. It has recently been argued that the metallicity distribution of stars with exoplanet candidates identified by Kepler provides evidence for three distinct clusters of exoplanets, distinguished by planet radius boundaries at 1.7 R_Earth and 3.9 R_Earth. This would suggest that there are three distinct planet formation pathways for super-Earths, mini-Neptunes, and giant planets. However, as I show through three independent analyses, there is actually no evidence for the proposed radius boundary at 1.7 R_Earth. On the other hand, a more rigorous calculation demonstrates that a single, continuous relationship between planet radius and metallicity is a better fit to the data. The planet radius and metallicity data therefore provides no evidence for distinct categories of small planets. This suggests that the planet formation process in a typical protoplanetary disk produces a continuum of planet sizes between 1 R_Earth and 4 R_Earth. As a result, the currently available planet radius and metallicity data for solar-metallicity F and G stars give no reason to expect that the amount of solid material in a protoplanetary disk determines whether super-Earths or mini-Neptunes are formed.

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The Best and Brightest Metal-Poor Stars

The chemical abundances of large samples of extremely metal-poor (EMP) stars can be used to investigate metal-free stellar populations, supernovae, and nucleosynthesis as well as the formation and galactic chemical evolution of the Milky Way and its progenitor halos. However, current progress on the study of EMP stars is being limited by their faint apparent magnitudes. The acquisition of high signal-to-noise spectra for faint EMP stars requires a major telescope time commitment, making the construction of large samples of EMP star abundances prohibitively expensive. We have developed a new, efficient selection that uses only public, all-sky APASS optical, 2MASS near-infrared, and WISE mid-infrared photometry to identify bright metal-poor star candidates through their lack of molecular absorption near 4.6 microns. We have used our selection to identify 11,916 metal-poor star candidates with V < 14, increasing the number of publicly-available candidates by more than a factor of five in this magnitude range. Their bright apparent magnitudes have greatly eased high-resolution follow-up observations that have identified seven previously unknown stars with [Fe/H] <~ -3.0. Our follow-up campaign has revealed that 3.8^{+1.3}_{-1.1}% of our candidates have [Fe/H] <~ -3.0 and 32.5^{+3.0}_{-2.9}% have -3.0 <~ [Fe/H] <~ -2.0. The bulge is the most likely location of any existing Galactic Population III stars, and an infrared-only variant of our selection is well suited to the identification of metal-poor stars in the bulge. Indeed, two of our confirmed metal-poor stars with [Fe/H] <~ -2.7 are within about 2 kpc of the Galactic Center. They are among the most metal-poor stars known in the bulge.

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Tests of In-Situ Formation Scenarios for Compact Multiplanet Systems

Kepler has identified over 600 multiplanet systems, many of which have several planets with orbital distances smaller than that of Mercury -- quite different from the Solar System. Because these systems may be difficult to explain in the paradigm of core accretion and disk migration, it has been suggested that they formed in situ within protoplanetary disks with high solid surface densities. The strong connection between giant planet occurrence and stellar metallicity is thought to be linked to enhanced solid surface densities in disks around metal-rich stars, so the presence of a giant planet can be a detectable sign of planet formation in a high solid surface density disk. I formulate quantitative predictions for the frequency of long-period giant planets in these in situ models of planet formation by translating the proposed increase in disk mass into an equivalent metallicity enhancement. I rederive the scaling of giant planet occurrence with metallicity as P_gp = 0.05_{-0.02}^{+0.02} x 10^{(2.1 +/- 0.4) [M/H]} = 0.08_{-0.03}^{+0.02} x 10^{(2.3 +/- 0.4) [Fe/H]} and show that there is significant tension between the frequency of giant planets suggested by the minimum mass extrasolar nebula scenario and the observational upper limits. This fact suggests that high-mass disks alone cannot explain the observed properties of the close-in Kepler multiplanet systems and that migration is still a necessary contributor to their formation. More speculatively, I combine the metallicity scaling of giant planet occurrence with recently published small planet occurrence rates to estimate the number of Solar System analogs in the Galaxy. I find that in the Milky Way there are perhaps 4 x 10^6 true Solar System analogs with an FGK star hosting both a terrestrial planet in the habitable zone and a long-period giant planet companion.

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Evidence for the Tidal Destruction of Hot Jupiters by Subgiant Stars

Tidal transfer of angular momentum is expected to cause hot Jupiters to spiral into their host stars. Although the timescale for orbital decay is very uncertain, it should be faster for systems with larger and more evolved stars. Indeed, it is well established that hot Jupiters are found less frequently around subgiant stars than around main-sequence stars. However, the interpretation of this finding has been ambiguous, because the subgiants are also thought to be more massive than the F- and G-type stars that dominate the main-sequence sample. Consequently it has been unclear whether the absence of hot Jupiters is due to tidal destruction, or inhibited formation of those planets around massive stars. Here we show that the Galactic space motions of the planet-hosting subgiant stars demand that on average they be similar in mass to the planet-hosting main-sequence F- and G-type stars. Therefore the two samples are likely to differ only in age, and provide a glimpse of the same exoplanet population both before and after tidal evolution. As a result, the lack of hot Jupiters orbiting subgiants is clear evidence for their tidal destruction. Questions remain, though, about the interpretation of other reported differences between the planet populations around subgiants and main-sequence stars, such as their period and eccentricity distributions and overall occurrence rates.

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Insight Into the Formation of the Milky Way Through Cold Halo Substructure. III. Statistical Chemical Tagging in the Smooth Halo

We find that the relative contribution of satellite galaxies accreted at high redshift to the stellar population of the Milky Way's smooth halo increases with distance, becoming observable relative to the classical smooth halo about 15 kpc from the Galactic center. In particular, we determine line-of-sight-averaged [Fe/H] and [alpha/Fe] in the metal-poor main-sequence turnoff (MPMSTO) population along every Sloan Extension for Galactic Understanding and Exploration (SEGUE) spectroscopic line of sight. Restricting our sample to those lines of sight along which we do not detect elements of cold halo substructure (ECHOS), we compile the largest spectroscopic sample of stars in the smooth component of the halo ever observed in situ beyond 10 kpc. We find significant spatial autocorrelation in [Fe/H] in the MPMSTO population in the distant half of our sample beyond about 15 kpc from the Galactic center. Inside of 15 kpc however, we find no significant spatial autocorrelation in [Fe/H]. At the same time, we perform SEGUE-like observations of N-body simulations of Milky Way analog formation. While we find that halos formed entirely by accreted satellite galaxies provide a poor match to our observations of the halo within 15 kpc of the Galactic center, we do observe spatial autocorrelation in [Fe/H] in the simulations at larger distances. This observation is an example of statistical chemical tagging and indicates that spatial autocorrelation in metallicity is a generic feature of stellar halos formed from accreted satellite galaxies.

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Kepler Exoplanet Candidate Host Stars are Preferentially Metal Rich

We find that Kepler exoplanet candidate (EC) host stars are preferentially metal-rich, including the low-mass stellar hosts of small-radius ECs. The last observation confirms a tentative hint that there is a correlation between the metallicity of low-mass stars and the presence of low-mass and small-radius exoplanets. In particular, we compare the J-H--g-r color-color distribution of Kepler EC host stars with a control sample of dwarf stars selected from the ~150,000 stars observed during Q1 and Q2 of the Kepler mission but with no detected planets. We find that at J-H = 0.30 characteristic of solar-type stars, the average g-r color of stars that host giant ECs is 4-sigma redder than the average color of the stars in the control sample. At the same time, the average g-r color of solar-type stars that host small-radius ECs is indistinguishable from the average color of the stars in the control sample. In addition, we find that at J-H = 0.62 indicative of late K dwarfs, the average g-r color of stars that host small-radius ECs is 4-sigma redder than the average color of the stars in the control sample. These offsets are unlikely to be caused by differential reddening, age differences between the two populations, or the presence of giant stars in the control sample. Stellar models suggest that the first color offset is due to a 0.2 dex enhancement in [Fe/H] of the giant EC host population at M_star = 1 M_Sun, while Sloan photometry of M 67 and NGC 6791 suggests that the second color offset is due to a similar [Fe/H] enhancement of the small-radius EC host population at M_star = 0.7 M_Sun. These correlations are a natural consequence of the core-accretion model of planet formation.

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Insight Into the Formation of the Milky Way Through Cold Halo Substructure. II. The Elemental Abundances of ECHOS

We determine the average metallicities of the elements of cold halo substructure (ECHOS) that we previously identified in the inner halo of the Milky Way within 17.5 kpc of the Sun. As a population, we find that stars kinematically associated with ECHOS are chemically distinct from the background kinematically smooth inner halo stellar population along the same Sloan Extension for Galactic Understanding and Exploration (SEGUE) line of sight. ECHOS are systematically more iron-rich, but less alpha-enhanced than the kinematically-smooth component of the inner halo. ECHOS are also chemically distinct from other Milky Way components: more iron-poor than typical thick-disk stars and both more iron-poor and alpha-enhanced than typical thin-disk stars. In addition, the radial velocity dispersion distribution of ECHOS extends beyond sigma ~ 20 km s^-1. Globular clusters are unlikely ECHOS progenitors, as ECHOS have large velocity dispersions and are found in a region of the Galaxy in which iron-rich globular clusters are very rare. Likewise, the chemical composition of stars in ECHOS do not match predictions for stars formed in the Milky Way and subsequently scattered into the inner halo. Dwarf spheroidal (dSph) galaxies are possible ECHOS progenitors, and if ECHOS are formed through the tidal disruption of one or more dSph galaxies, the typical ECHOS [Fe/H] ~ -1.0 and radial velocity dispersion sigma ~ 20 km s^-1 implies a dSph with M_tot >~ 10^9 M_Sun. Our observations confirm the predictions of theoretical models of Milky Way halo formation that suggest that prominent substructures are likely to be metal-rich, and our result implies that the most likely metallicity for a recently accreted star currently in the inner halo is [Fe/H] ~ -1.0.

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A Population of Very-Hot Super-Earths in Multiple-Planet Systems Should be Uncovered by Kepler

We simulate a Kepler-like observation of a theoretical exoplanet population and we show that the observed orbital period distribution of the Kepler giant planet candidates is best matched by an average stellar specific dissipation function Q_* in the interval 10^6 ~< Q_* ~< 10^7. In that situation, the few super-Earths that are driven to orbital periods P < 1 day by dynamical interactions in multiple-planet systems will survive tidal disruption for a significant fraction of the main-sequence lifetimes of their stellar hosts. Consequently, though these very-hot super-Earths are not characteristic of the overall super-Earth population, their substantial transit probability implies that they should be significant contributors to the full super-Earth population uncovered by Kepler. As a result, the CoRoT-7 system may be the first representative of a population of very-hot super-Earths that we suggest should be found in multiple-planet systems preferentially orbiting the least-dissipative stellar hosts in the Kepler sample.

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A Physically-Motivated Photometric Calibration of M Dwarf Metallicity

The location of M dwarfs in the V-K_s--M_Ks color-magnitude diagram (CMD) has been shown to correlate with metallicity. We demonstrate that previous empirical photometric calibrations of M dwarf metallicity exploiting this correlation systematically underestimate or overestimate metallicity at the extremes of their range. We improve upon previous calibrations in three ways. We use both a volume-limited and kinematically-matched sample of F and G dwarfs from the Geneva-Copehnagen Survey (GCS) to infer the mean metallicity of M dwarfs in the Solar Neighborhood, we use theoretical models of M dwarf interiors and atmospheres to determine the effect of metallicity on M dwarfs in the V-K_s--M_Ks CMD, and we base our final calibration purely on high-resolution spectroscopy of FGK primaries with M dwarf companions. As a result, we explain an order of magnitude more of the variance in the calibration sample than previous photometric calibrations. We non-parametrically quantify the significance of the observation that M dwarfs that host exoplanets are preferentially in a region of the V-K_s--M_Ks plane populated by metal-rich M dwarfs. We find that the probability p that planet-hosting M dwarfs are distributed across the V-K_s--M_Ks CMD in the same way as field M dwarfs is p = 0.06 +/- 0.008. Interestingly, the subsample of M dwarfs that host Neptune and sub-Neptune mass planets may also be preferentially located in the region of the V-K_s--M_Ks plane populated by high-metallicity M dwarfs. The probability of this occurrence by chance is p = 0.40 +/- 0.02, and this observation hints that low-mass planets may be more likely to be found around metal-rich M dwarfs. An increased rate of low-mass planet occurrence around metal-rich M dwarfs would be a natural consequence of the core-accretion model of planet formation. (abridged)

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Evidence of Possible Spin-Orbit Misalignment Along the Line of Sight in Transiting Exoplanet Systems

Of the 26 transiting exoplanet systems with measurements of the Rossiter-McLaughlin (RM) effect, eight have now been found to be significantly spin-orbit misaligned in the plane of the sky. Unfortunately, the RM effect only measures the angle between the orbit of a transiting exoplanet and the spin of its host star projected in the plane of sky, leaving unconstrained the compliment misalignment angle between the orbit of the planet and the spin of its host star along the line of sight. I use a simple model of stellar rotation benchmarked with observational data to statistically identify ten exoplanet systems from a sample of 75 for which there is likely a significant degree of misalignment along the line of sight between the orbit of the planet and the spin of its host star. I find that HAT-P-7, HAT-P-14, HAT-P-16, HD 17156, Kepler-5, Kepler-7, TrES-4, WASP-1, WASP-12, and WASP-14 are likely spin-orbit misaligned along the line of sight. All ten systems have host stellar masses M_star in the range 1.2 M_sun <= M_star <= 1.5 M_sun, and the probability of this occurrence by chance is less than one in ten thousand. In addition, the planets in the candidate misaligned systems are preferentially massive and eccentric. The coupled distribution of misalignment from the RM effect and from this anaylsis suggests that transiting exoplanets are more likely to be spin-orbit aligned than expected given predictions for a transiting planet population produced entirely by planet-planet scattering or Kozai cycles and tidal friction. For that reason, there are likely two populations of close-in exoplanet systems: a population of aligned systems and a population of apparently misaligned systems in which the processes that lead to misalignment or to the survival of misaligned systems operate more efficiently in systems with massive stars and planets. (abridged)

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Insight Into the Formation of the Milky Way Through Cold Halo Substructure. I. The ECHOS of Milky Way Formation

We identify ten -- seven for the first time -- elements of cold halo substructure (ECHOS) in the volume within 17.5 kpc of the Sun in the inner halo of the Milky Way. Our result is based on the observed spatial and radial velocity distribution of metal-poor main sequence turnoff (MPMSTO) stars in 137 Sloan Extension for Galactic Understanding and Exploration (SEGUE) lines of sight. We point out that the observed radial velocity distribution is consistent with a smooth stellar component of the Milky Way's inner halo overall, but disagrees significantly at the radial velocities that correspond to our detections. We show that all of our detections are statistically significant and that we expect no false positives. We also use our detections and completeness estimates to infer a formal upper limit of 0.34 +/- 0.02 on the fraction of the MPMSTO population in the inner halo that belong to ECHOS. Our detections and completeness calculations suggest that there is a significant population of low fractional overdensity ECHOS in the inner halo, and we predict that 1/3 of the inner halo (by volume) harbors ECHOS with MPMSTO star number densities n ~ 15 kpc^-3. ECHOS are likely older than known surface brightness substructure, so our detections provide us with a direct measure of the accretion history of the Milky Way in a region and time interval that has yet to be fully explored. In concert with previous studies, our result suggests that the level of merger activity has been roughly constant over the past few Gyr and that there has been no accretion of single stellar systems more massive than a few percent of a Milky Way mass in that interval. (abridged)

astro-ph.CO↗

The Signature of the Ice Line and Modest Type I Migration in the Observed Exoplanet Mass-Semimajor Axis Distribution

Existing exoplanet radial velocity surveys are complete in the planetary mass-semimajor axis (Mp-a) plane over the range 0.1 AU < a < 2.0 AU where Mp >~ 100 M_Earth. We marginalize over mass in this complete domain of parameter space and demonstrate that the observed semimajor axis distribution is inconsistent with models of planet formation that use the full Type I migration rate derived from a linear theory and that do not include the effect of the ice line on the disk surface density profile. However, the efficiency of Type I migration can be suppressed by both nonlinear feedback and the barriers introduced by local maxima in the disk pressure distribution, and we confirm that the synthesized Mp-a distribution is compatible with the observed data if we account for both retention of protoplanetary embryos near the ice line and an order-of-magnitude reduction in the efficiency of Type I migration. The validity of these assumption can be checked because they also predict a population of short-period rocky planets with a range of masses comparable to that of the Earth as well as a "desert" in the Mp-a distribution centered around Mp ~ 30-50 M_Earth and a < 1 AU. We show that the expected "desert" in the Mp-a plane will be discernible by a radial velocity survey with 1 m/s precision and n ~ 700 radial velocity observations of program stars.

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