arXiv subjects

Kevin W. Bowyer

Publications and source records attributed to Kevin W. Bowyer.

At least 37 records · Page 2Linked to original sources

arXiv2024

Impact of Sunglasses on One-to-Many Facial Identification Accuracy

One-to-many facial identification is documented to achieve high accuracy in the case where both the probe and the gallery are "mugshot quality" images. However, an increasing number of documented instances of wrongful arrest following one-to-many facial identification have raised questions about its accuracy. Probe images used in one-to-many facial identification are often cropped from frames of surveillance video and deviate from "mugshot quality" in various ways. This paper systematically explores how the accuracy of one-to-many facial identification is degraded by the person in the probe image choosing to wear dark sunglasses. We show that sunglasses degrade accuracy for mugshot-quality images by an amount similar to strong blur or noticeably lower resolution. Further, we demonstrate that the combination of sunglasses with blur or lower resolution results in even more pronounced loss in accuracy. These results have important implications for developing objective criteria to qualify a probe image for the level of accuracy to be expected if it used for one-to-many identification. To ameliorate the accuracy degradation caused by dark sunglasses, we show that it is possible to recover about 38% of the lost accuracy by synthetically adding sunglasses to all the gallery images, without model re-training. We also show that the frequency of wearing-sunglasses images is very low in existing training sets, and that increasing the representation of wearing-sunglasses images can greatly reduce the error rate. The image set assembled for this research is available at https://cvrl.nd.edu/projects/data/ to support replication and further research.

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arXiv2024

Training Better Deep Learning Models Using Human Saliency

This work explores how human judgement about salient regions of an image can be introduced into deep convolutional neural network (DCNN) training. Traditionally, training of DCNNs is purely data-driven. This often results in learning features of the data that are only coincidentally correlated with class labels. Human saliency can guide network training using our proposed new component of the loss function that ConveYs Brain Oversight to Raise Generalization (CYBORG) and penalizes the model for using non-salient regions. This mechanism produces DCNNs achieving higher accuracy and generalization compared to using the same training data without human salience. Experimental results demonstrate that CYBORG applies across multiple network architectures and problem domains (detection of synthetic faces, iris presentation attacks and anomalies in chest X-rays), while requiring significantly less data than training without human saliency guidance. Visualizations show that CYBORG-trained models' saliency is more consistent across independent training runs than traditionally-trained models, and also in better agreement with humans. To lower the cost of collecting human annotations, we also explore using deep learning to provide automated annotations. CYBORG training of CNNs addresses important issues such as reducing the appetite for large training sets, increasing interpretability, and reducing fragility by generalizing better to new types of data.

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arXiv2024

LogicNet: A Logical Consistency Embedded Face Attribute Learning Network

Ensuring logical consistency in predictions is a crucial yet overlooked aspect in multi-attribute classification. We explore the potential reasons for this oversight and introduce two pressing challenges to the field: 1) How can we ensure that a model, when trained with data checked for logical consistency, yields predictions that are logically consistent? 2) How can we achieve the same with data that hasn't undergone logical consistency checks? Minimizing manual effort is also essential for enhancing automation. To address these challenges, we introduce two datasets, FH41K and CelebA-logic, and propose LogicNet, an adversarial training framework that learns the logical relationships between attributes. Accuracy of LogicNet surpasses that of the next-best approach by 23.05%, 9.96%, and 1.71% on FH37K, FH41K, and CelebA-logic, respectively. In real-world case analysis, our approach can achieve a reduction of more than 50% in the average number of failed cases compared to other methods.

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arXiv2024

What's color got to do with it? Face recognition in grayscale

State-of-the-art deep CNN face matchers are typically created using extensive training sets of color face images. Our study reveals that such matchers attain virtually identical accuracy when trained on either grayscale or color versions of the training set, even when the evaluation is done using color test images. Furthermore, we demonstrate that shallower models, lacking the capacity to model complex representations, rely more heavily on low-level features such as those associated with color. As a result, they display diminished accuracy when trained with grayscale images. We then consider possible causes for deeper CNN face matchers "not seeing color". Popular web-scraped face datasets actually have 30 to 60% of their identities with one or more grayscale images. We analyze whether this grayscale element in the training set impacts the accuracy achieved, and conclude that it does not. We demonstrate that using only grayscale images for both training and testing achieves accuracy comparable to that achieved using only color images for deeper models. This holds true for both real and synthetic training datasets. HSV color space, which separates chroma and luma information, does not improve the network's learning about color any more than in the RGB color space. We then show that the skin region of an individual's images in a web-scraped training set exhibits significant variation in their mapping to color space. This suggests that color carries limited identity-specific information. We also show that when the first convolution layer is restricted to a single filter, models learn a grayscale conversion filter and pass a grayscale version of the input color image to the next layer. Finally, we demonstrate that leveraging the lower per-image storage for grayscale to increase the number of images in the training set can improve accuracy of the face recognition model.

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arXiv2024

Can the accuracy bias by facial hairstyle be reduced through balancing the training data?

Appearance of a face can be greatly altered by growing a beard and mustache. The facial hairstyles in a pair of images can cause marked changes to the impostor distribution and the genuine distribution. Also, different distributions of facial hairstyle across demographics could cause a false impression of relative accuracy across demographics. We first show that, even though larger training sets boost the recognition accuracy on all facial hairstyles, accuracy variations caused by facial hairstyles persist regardless of the size of the training set. Then, we analyze the impact of having different fractions of the training data represent facial hairstyles. We created balanced training sets using a set of identities available in Webface42M that both have clean-shaven and facial hair images. We find that, even when a face recognition model is trained with a balanced clean-shaven / facial hair training set, accuracy variation on the test data does not diminish. Next, data augmentation is employed to further investigate the effect of facial hair distribution in training data by manipulating facial hair pixels with the help of facial landmark points and a facial hair segmentation model. Our results show facial hair causes an accuracy gap between clean-shaven and facial hair images, and this impact can be significantly different between African-Americans and Caucasians.

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arXiv2024

Identity Overlap Between Face Recognition Train/Test Data: Causing Optimistic Bias in Accuracy Measurement

A fundamental tenet of pattern recognition is that overlap between training and testing sets causes an optimistic accuracy estimate. Deep CNNs for face recognition are trained for N-way classification of the identities in the training set. Accuracy is commonly estimated as average 10-fold classification accuracy on image pairs from test sets such as LFW, CALFW, CPLFW, CFP-FP and AgeDB-30. Because train and test sets have been independently assembled, images and identities in any given test set may also be present in any given training set. In particular, our experiments reveal a surprising degree of identity and image overlap between the LFW family of test sets and the MS1MV2 training set. Our experiments also reveal identity label noise in MS1MV2. We compare accuracy achieved with same-size MS1MV2 subsets that are identity-disjoint and not identity-disjoint with LFW, to reveal the size of the optimistic bias. Using more challenging test sets from the LFW family, we find that the size of the optimistic bias is larger for more challenging test sets. Our results highlight the lack of and the need for identity-disjoint train and test methodology in face recognition research.

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arXiv2024

Impact of Blur and Resolution on Demographic Disparities in 1-to-Many Facial Identification

Most studies to date that have examined demographic variations in face recognition accuracy have analyzed 1-to-1 matching accuracy, using images that could be described as "government ID quality". This paper analyzes the accuracy of 1-to-many facial identification across demographic groups, and in the presence of blur and reduced resolution in the probe image as might occur in "surveillance camera quality" images. Cumulative match characteristic curves (CMC) are not appropriate for comparing propensity for rank-one recognition errors across demographics, and so we use three metrics for our analysis: (1) the well-known d' metric between mated and non-mated score distributions, and introduced in this work, (2) absolute score difference between thresholds in the high-similarity tail of the non-mated and the low-similarity tail of the mated distribution, and (3) distribution of (mated - non-mated rank-one scores) across the set of probe images. We find that demographic variation in 1-to-many accuracy does not entirely follow what has been observed in 1-to-1 matching accuracy. Also, different from 1-to-1 accuracy, demographic comparison of 1-to-many accuracy can be affected by different numbers of identities and images across demographics. More importantly, we show that increased blur in the probe image, or reduced resolution of the face in the probe image, can significantly increase the false positive identification rate. And we show that the demographic variation in these high blur or low resolution conditions is much larger for male / female than for African-American / Caucasian. The point that 1-to-many accuracy can potentially collapse in the context of processing "surveillance camera quality" probe images against a "government ID quality" gallery is an important one.

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arXiv2023

CRAFT: Contextual Re-Activation of Filters for face recognition Training

The first layer of a deep CNN backbone applies filters to an image to extract the basic features available to later layers. During training, some filters may go inactive, mean ing all weights in the filter approach zero. An inactive fil ter in the final model represents a missed opportunity to extract a useful feature. This phenomenon is especially prevalent in specialized CNNs such as for face recogni tion (as opposed to, e.g., ImageNet). For example, in one the most widely face recognition model (ArcFace), about half of the convolution filters in the first layer are inactive. We propose a novel approach designed and tested specif ically for face recognition networks, known as "CRAFT: Contextual Re-Activation of Filters for Face Recognition Training". CRAFT identifies inactive filters during training and reinitializes them based on the context of strong filters at that stage in training. We show that CRAFT reduces fraction of inactive filters from 44% to 32% on average and discovers filter patterns not found by standard training. Compared to standard training without reactivation, CRAFT demonstrates enhanced model accuracy on standard face-recognition benchmark datasets including AgeDB-30, CPLFW, LFW, CALFW, and CFP-FP, as well as on more challenging datasets like IJBB and IJBC.

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arXiv2023

What Should Be Balanced in a "Balanced" Face Recognition Dataset?

The issue of demographic disparities in face recognition accuracy has attracted increasing attention in recent years. Various face image datasets have been proposed as 'fair' or 'balanced' to assess the accuracy of face recognition algorithms across demographics. These datasets typically balance the number of identities and images across demographics. It is important to note that the number of identities and images in an evaluation dataset are {\em not} driving factors for 1-to-1 face matching accuracy. Moreover, balancing the number of identities and images does not ensure balance in other factors known to impact accuracy, such as head pose, brightness, and image quality. We demonstrate these issues using several recently proposed datasets. To improve the ability to perform less biased evaluations, we propose a bias-aware toolkit that facilitates creation of cross-demographic evaluation datasets balanced on factors mentioned in this paper.

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arXiv2023

Face Recognition Accuracy Across Demographics: Shining a Light Into the Problem

We explore varying face recognition accuracy across demographic groups as a phenomenon partly caused by differences in face illumination. We observe that for a common operational scenario with controlled image acquisition, there is a large difference in face region brightness between African-American and Caucasian, and also a smaller difference between male and female. We show that impostor image pairs with both faces under-exposed, or both overexposed, have an increased false match rate (FMR). Conversely, image pairs with strongly different face brightness have a decreased similarity measure. We propose a brightness information metric to measure variation in brightness in the face and show that face brightness that is too low or too high has reduced information in the face region, providing a cause for the lower accuracy. Based on this, for operational scenarios with controlled image acquisition, illumination should be adjusted for each individual to obtain appropriate face image brightness. This is the first work that we are aware of to explore how the level of brightness of the skin region in a pair of face images (rather than a single image) impacts face recognition accuracy, and to evaluate this as a systematic factor causing unequal accuracy across demographics. The code is at https://github.com/HaiyuWu/FaceBrightness.

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arXiv2023

Consistency and Accuracy of CelebA Attribute Values

We report the first systematic analysis of the experimental foundations of facial attribute classification. Two annotators independently assigning attribute values shows that only 12 of 40 common attributes are assigned values with >= 95% consistency, and three (high cheekbones, pointed nose, oval face) have essentially random consistency. Of 5,068 duplicate face appearances in CelebA, attributes have contradicting values on from 10 to 860 of the 5,068 duplicates. Manual audit of a subset of CelebA estimates error rates as high as 40% for (no beard=false), even though the labeling consistency experiment indicates that no beard could be assigned with >= 95% consistency. Selecting the mouth slightly open (MSO) for deeper analysis, we estimate the error rate for (MSO=true) at about 20% and (MSO=false) at about 2%. A corrected version of the MSO attribute values enables learning a model that achieves higher accuracy than previously reported for MSO. Corrected values for CelebA MSO are available at https://github.com/HaiyuWu/CelebAMSO.

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arXiv2023

Logical Consistency and Greater Descriptive Power for Facial Hair Attribute Learning

Face attribute research has so far used only simple binary attributes for facial hair; e.g., beard / no beard. We have created a new, more descriptive facial hair annotation scheme and applied it to create a new facial hair attribute dataset, FH37K. Face attribute research also so far has not dealt with logical consistency and completeness. For example, in prior research, an image might be classified as both having no beard and also having a goatee (a type of beard). We show that the test accuracy of previous classification methods on facial hair attribute classification drops significantly if logical consistency of classifications is enforced. We propose a logically consistent prediction loss, LCPLoss, to aid learning of logical consistency across attributes, and also a label compensation training strategy to eliminate the problem of no positive prediction across a set of related attributes. Using an attribute classifier trained on FH37K, we investigate how facial hair affects face recognition accuracy, including variation across demographics. Results show that similarity and difference in facial hairstyle have important effects on the impostor and genuine score distributions in face recognition. The code is at https:// github.com/ HaiyuWu/ LogicalConsistency.

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arXiv2023

Exploring Causes of Demographic Variations In Face Recognition Accuracy

In recent years, media reports have called out bias and racism in face recognition technology. We review experimental results exploring several speculated causes for asymmetric cross-demographic performance. We consider accuracy differences as represented by variations in non-mated (impostor) and / or mated (genuine) distributions for 1-to-1 face matching. Possible causes explored include differences in skin tone, face size and shape, imbalance in number of identities and images in the training data, and amount of face visible in the test data ("face pixels"). We find that demographic differences in face pixel information of the test images appear to most directly impact the resultant differences in face recognition accuracy.

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arXiv2022

The Gender Gap in Face Recognition Accuracy Is a Hairy Problem

It is broadly accepted that there is a "gender gap" in face recognition accuracy, with females having higher false match and false non-match rates. However, relatively little is known about the cause(s) of this gender gap. Even the recent NIST report on demographic effects lists "analyze cause and effect" under "what we did not do". We first demonstrate that female and male hairstyles have important differences that impact face recognition accuracy. In particular, compared to females, male facial hair contributes to creating a greater average difference in appearance between different male faces. We then demonstrate that when the data used to estimate recognition accuracy is balanced across gender for how hairstyles occlude the face, the initially observed gender gap in accuracy largely disappears. We show this result for two different matchers, and analyzing images of Caucasians and of African-Americans. These results suggest that future research on demographic variation in accuracy should include a check for balanced quality of the test data as part of the problem formulation. To promote reproducible research, matchers, attribute classifiers, and datasets used in this research are/will be publicly available.

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arXiv2021

Gendered Differences in Face Recognition Accuracy Explained by Hairstyles, Makeup, and Facial Morphology

Media reports have accused face recognition of being ''biased'', ''sexist'' and ''racist''. There is consensus in the research literature that face recognition accuracy is lower for females, who often have both a higher false match rate and a higher false non-match rate. However, there is little published research aimed at identifying the cause of lower accuracy for females. For instance, the 2019 Face Recognition Vendor Test that documents lower female accuracy across a broad range of algorithms and datasets also lists ''Analyze cause and effect'' under the heading ''What we did not do''. We present the first experimental analysis to identify major causes of lower face recognition accuracy for females on datasets where previous research has observed this result. Controlling for equal amount of visible face in the test images mitigates the apparent higher false non-match rate for females. Additional analysis shows that makeup-balanced datasets further improves females to achieve lower false non-match rates. Finally, a clustering experiment suggests that images of two different females are inherently more similar than of two different males, potentially accounting for a difference in false match rates.

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arXiv2021

Digital and Physical-World Attacks on Remote Pulse Detection

Remote photoplethysmography (rPPG) is a technique for estimating blood volume changes from reflected light without the need for a contact sensor. We present the first examples of presentation attacks in the digital and physical domains on rPPG from face video. Digital attacks are easily performed by adding imperceptible periodic noise to the input videos. Physical attacks are performed with illumination from visible spectrum LEDs placed in close proximity to the face, while still being difficult to perceive with the human eye. We also show that our attacks extend beyond medical applications, since the method can effectively generate a strong periodic pulse on 3D-printed face masks, which presents difficulties for pulse-based face presentation attack detection (PAD). The paper concludes with ideas for using this work to improve robustness of rPPG methods and pulse-based face PAD.

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arXiv2021

Deception Detection and Remote Physiological Monitoring: A Dataset and Baseline Experimental Results

We present the Deception Detection and Physiological Monitoring (DDPM) dataset and initial baseline results on this dataset. Our application context is an interview scenario in which the interviewee attempts to deceive the interviewer on selected responses. The interviewee is recorded in RGB, near-infrared, and long-wave infrared, along with cardiac pulse, blood oxygenation, and audio. After collection, data were annotated for interviewer/interviewee, curated, ground-truthed, and organized into train / test parts for a set of canonical deception detection experiments. Baseline experiments found random accuracy for micro-expressions as an indicator of deception, but that saccades can give a statistically significant response. We also estimated subject heart rates from face videos (remotely) with a mean absolute error as low as 3.16 bpm. The database contains almost 13 hours of recordings of 70 subjects, and over 8 million visible-light, near-infrared, and thermal video frames, along with appropriate meta, audio and pulse oximeter data. To our knowledge, this is the only collection offering recordings of five modalities in an interview scenario that can be used in both deception detection and remote photoplethysmography research.

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arXiv2021

Analysis of Manual and Automated Skin Tone Assignments for Face Recognition Applications

News reports have suggested that darker skin tone causes an increase in face recognition errors. The Fitzpatrick scale is widely used in dermatology to classify sensitivity to sun exposure and skin tone. In this paper, we analyze a set of manual Fitzpatrick skin type assignments and also employ the individual typology angle to automatically estimate the skin tone from face images. The set of manual skin tone rating experiments shows that there are inconsistencies between human raters that are difficult to eliminate. Efforts to automate skin tone rating suggest that it is particularly challenging on images collected without a calibration object in the scene. However, after the color-correction, the level of agreement between automated and manual approaches is found to be 96% or better for the MORPH images. To our knowledge, this is the first work to: (a) examine the consistency of manual skin tone ratings across observers, (b) document that there is substantial variation in the rating of the same image by different observers even when exemplar images are given for guidance and all images are color-corrected, and (c) compare manual versus automated skin tone ratings.

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