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Kim Phuc Tran

Publications and source records attributed to Kim Phuc Tran.

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Effect of the measurement errors on one-sided Synthetic-RZ control charts for monitoring the ratio of two normal variables

In numerous industrial production settings, keeping track of the ratio formed by two normally distributed random variables is a task of considerable practical interest. The present work examines how measurement errors influence the behaviour of a pair of one-sided Synthetic control charts designed to monitor such a ratio (referred to here as Synthetic-RZ charts), with the analysis covering both the zero-state and the steady-state average run length ($ARL$). To incorporate measurement error into the operation of these charts, we adopt a linear covariate error model. We describe, step by step, how the parameters of the underlying model evolve as the process moves from an in-control to an out-of-control state, and we deliberately avoid the restrictive premise that the observed shift magnitude is unrelated to the measurement errors. The run length characteristics of the charts are obtained by means of a Markov chain formulation. A series of numerical experiments makes clear that measurement error erodes the detection capability of the charts. A particularly useful outcome of the investigation is that collecting several measurements on each inspected unit does not constitute an efficient remedy for the adverse influence of measurement error on the performance of the Synthetic-RZ charts.

math.ST

AI Sovereignty as National Learning Capacity: A Human-Centered Learning Mechanics Viewpoint on France, the United States, and China

Artificial intelligence in France is often discussed through separate dimensions such as investment, compute, regulation, employment, sovereignty, and education. This viewpoint paper proposes a unified interpretation: France can be analyzed as a national AI learning system. Building on Human-Centered Learning Mechanics (HCLM), we use HCLM not as a validated econometric model, but as a conceptual and diagnostic lens for interpreting national AI development as a balance between information injection, absorptive capacity, and institutional dissipation. Information injection includes compute, data, talent, research, capital, industrial deployment, and policy experimentation. Institutional dissipation refers to avoidable frictions such as administrative overload, coordination failures, energy constraints, regulatory uncertainty, talent mobility pressures, and weak industrial absorption. Regulation is not treated as mere friction: adaptive governance, trusted data spaces, and safety-oriented standards may increase long-term learning capacity by improving legitimacy, interoperability, and social trust. The central claim is not that a country follows neural-network equations, but that AI sovereignty depends on how effectively it converts distributed information into absorbed, coordinated, and socially legitimate capability. The paper connects HCLM with neural scaling laws, endogenous growth theory, creative destruction, absorptive capacity, and coordination mechanisms. It offers a formal heuristic, policy indicators, illustrative scenarios, and implications for France. The numerical results are diagnostic scenarios, not econometric estimates or official rankings. The proposed viewpoint reframes AI policy as the governance of an open, strategic, non-equilibrium learning system that should be tested with historical and cross-country data.

cs.AI

Human-Centered Learning Mechanics: A Dynamical Framework for Entropy-Regulated Representation Learning

Deep learning is increasingly viewed as a dynamical process in parameter space, yet many existing theories still treat training as a closed optimization system. This view is limited for real-world AI, where models operate under uncertainty, resource constraints, distribution shift, downstream decision risks, and human feedback. We propose Human-Centered Learning Mechanics (HCLM), a dynamical and information-theoretic framework for open and controlled learning systems. The central idea is that entropy regularization is useful only when the chosen entropy surrogate generates a non-degenerate information force along the optimization trajectory. Otherwise, entropy terms may produce weak, unstable, or misaligned gradients, causing the dynamics to collapse toward ordinary loss minimization. We introduce the notion of effective entropy and study tractable geometric entropy surrogates, including variance-based and log-determinant covariance proxies. The paper makes three contributions. First, it formalizes entropy regularization through effective information force and characterizes degenerate entropy regimes. Second, it derives convergence, entropy-flow, Wasserstein-gradient-flow, and noisy-representation generalization results under explicit assumptions. Third, it offers a conditional dynamical interpretation of scaling-law-like behavior as a balance between information injection, entropy dissipation, and residual risk, without claiming an unconditional derivation of empirical neural scaling laws. Controlled representation-learning experiments support the hypothesis that geometric entropy surrogates, especially log-determinant covariance entropy, induce stronger and more stable information forces than softmax-normalized entropy.

cs.LG

Dependence control chart using maximum copula entropy

Statistical quality control methods are noteworthy to producing standard production in manufacturing processes. In this regard, there are many classical manners to control the process. Many of them have a global assumption around the distributions of the process data. They are supposed to be Normal, but it is clear that it is not always valid for all processes. Such control charts made some wrong decisions that waste funds. So, the main question while working with multivariate data set is how to find the multivariate distribution of the data set, which saves the original dependency between variables. To our knowledge, a copula function guarantees dependence on the result function. It is not enough when there is no other fundamental information about the statistical society, and we have just a data set. Therefore, we apply the maximum entropy concept to deal with this situation. In this paper, first of all, we get the joint distribution of a data set from a manufacturing process that needs to be in-control while running the production process. Then, we get an elliptical control limit via the maximum copula entropy. Finally, we represent a practical example using the method. Average run lengths are calculated for some means and shifts to show the ability of the maximum copula entropy. In the end, two practical data examples are presented, and the results of our method are compared with the traditional way based on Fisher distribution.

stat.AP

Profile control chart based on maximum entropy

Monitoring a process over time is so important in manufacturing processes to reduce the waste of money and time. Some charts as Shewhart, CUSUM, and EWMA are common to monitor a process with a single intended attribute which is used in different kinds of processes with various ranges of shifts. In some cases, the process quality is characterized by different types of profiles. The purpose of this article is to monitor profile coefficients instead of a process mean. In this paper, two methods are proposed for monitoring the intercept and slope of the simple linear profile, simultaneously. In this regard, two methods are compared here. The first one is the linear regression, and the one is the maximum entropy principle. The T2 Hotelling statistics is used to transfer two coefficients to a scalar. A simulation study is applied to compare the two methods in terms of the second type of error and average run length. Finally, two real examples are presented to demonstrate the applicability of the proposed chart. The first one is about semiconductors, and the second one is about pharmaceutical production processes. The performance of the methods is relatively similar. The maximum entropy plays an important role in correctly identifying differences in the pharmaceutical example, while linear regression did not correctly detect these changes.

stat.AP

Proof of Swarm Based Ensemble Learning for Federated Learning Applications

Ensemble learning combines results from multiple machine learning models in order to provide a better and optimised predictive model with reduced bias, variance and improved predictions. However, in federated learning it is not feasible to apply centralised ensemble learning directly due to privacy concerns. Hence, a mechanism is required to combine results of local models to produce a global model. Most distributed consensus algorithms, such as Byzantine fault tolerance (BFT), do not normally perform well in such applications. This is because, in such methods predictions of some of the peers are disregarded, so a majority of peers can win without even considering other peers' decisions. Additionally, the confidence score of the result of each peer is not normally taken into account, although it is an important feature to consider for ensemble learning. Moreover, the problem of a tie event is often left un-addressed by methods such as BFT. To fill these research gaps, we propose PoSw (Proof of Swarm), a novel distributed consensus algorithm for ensemble learning in a federated setting, which was inspired by particle swarm based algorithms for solving optimisation problems. The proposed algorithm is theoretically proved to always converge in a relatively small number of steps and has mechanisms to resolve tie events while trying to achieve sub-optimum solutions. We experimentally validated the performance of the proposed algorithm using ECG classification as an example application in healthcare, showing that the ensemble learning model outperformed all local models and even the FL-based global model. To the best of our knowledge, the proposed algorithm is the first attempt to make consensus over the output results of distributed models trained using federated learning.

cs.LG

Lightweight Transformer in Federated Setting for Human Activity Recognition

Human activity recognition (HAR) is a machine learning task with important applications in healthcare especially in the context of home care of patients and older adults. HAR is often based on data collected from smart sensors, particularly smart home IoT devices such as smartphones, wearables and other body sensors. Deep learning techniques like convolutional neural networks (CNNs) and recurrent neural networks (RNNs) have been used for HAR, both in centralized and federated settings. However, these techniques have certain limitations: RNNs cannot be easily parallelized, CNNs have the limitation of sequence length, and both are computationally expensive. Moreover, in home healthcare applications the centralized approach can raise serious privacy concerns since the sensors used by a HAR classifier collect a lot of highly personal and sensitive data about people in the home. In this paper, to address some of such challenges facing HAR, we propose a novel lightweight (one-patch) transformer, which can combine the advantages of RNNs and CNNs without their major limitations, and also TransFed, a more privacy-friendly, federated learning-based HAR classifier using our proposed lightweight transformer. We designed a testbed to construct a new HAR dataset from five recruited human participants, and used the new dataset to evaluate the performance of the proposed HAR classifier in both federated and centralized settings. Additionally, we use another public dataset to evaluate the performance of the proposed HAR classifier in centralized setting to compare it with existing HAR classifiers. The experimental results showed that our proposed new solution outperformed state-of-the-art HAR classifiers based on CNNs and RNNs, whiling being more computationally efficient.

cs.CV

Explainable Anomaly Detection for Industrial Control System Cybersecurity

Industrial Control Systems (ICSs) are becoming more and more important in managing the operation of many important systems in smart manufacturing, such as power stations, water supply systems, and manufacturing sites. While massive digital data can be a driving force for system performance, data security has raised serious concerns. Anomaly detection, therefore, is essential for preventing network security intrusions and system attacks. Many AI-based anomaly detection methods have been proposed and achieved high detection performance, however, are still a "black box" that is hard to be interpreted. In this study, we suggest using Explainable Artificial Intelligence to enhance the perspective and reliable results of an LSTM-based Autoencoder-OCSVM learning model for anomaly detection in ICS. We demonstrate the performance of our proposed method based on a well-known SCADA dataset.

eess.SY

Anomaly Detection for Compositional Data using VSI MEWMA control chart

In recent years, the monitoring of compositional data using control charts has been investigated in the Statistical Process Control field. In this study, we will design a Phase II Multivariate Exponentially Weighted Moving Average (MEWMA) control chart with variable sampling intervals to monitor compositional data based on isometric log-ratio transformation. The Average Time to Signal will be computed based on the Markov chain approach to investigate the performance of proposed chart. We also propose an optimal procedure to obtain the optimal control limit, smoothing constant, and out-of-control Average Time to Signal for different shift sizes and short sampling intervals. The performance of proposed chart in comparison with the standard MEWMA chart for monitoring compositional data is also provided. Finally, we end the paper with a conclusion and some recommendations for future research.

stat.AP

Designing ECG Monitoring Healthcare System with Federated Transfer Learning and Explainable AI

Deep learning play a vital role in classifying different arrhythmias using the electrocardiography (ECG) data. Nevertheless, training deep learning models normally requires a large amount of data and it can lead to privacy concerns. Unfortunately, a large amount of healthcare data cannot be easily collected from a single silo. Additionally, deep learning models are like black-box, with no explainability of the predicted results, which is often required in clinical healthcare. This limits the application of deep learning in real-world health systems. In this paper, we design a new explainable artificial intelligence (XAI) based deep learning framework in a federated setting for ECG-based healthcare applications. The federated setting is used to solve issues such as data availability and privacy concerns. Furthermore, the proposed framework setting effectively classifies arrhythmia's using an autoencoder and a classifier, both based on a convolutional neural network (CNN). Additionally, we propose an XAI-based module on top of the proposed classifier to explain the classification results, which help clinical practitioners make quick and reliable decisions. The proposed framework was trained and tested using the MIT-BIH Arrhythmia database. The classifier achieved accuracy up to 94% and 98% for arrhythmia detection using noisy and clean data, respectively, with five-fold cross-validation.

cs.LG

A Deep Reinforcement Learning Based Multi-Criteria Decision Support System for Textile Manufacturing Process Optimization

Textile manufacturing is a typical traditional industry involving high complexity in interconnected processes with limited capacity on the application of modern technologies. Decision-making in this domain generally takes multiple criteria into consideration, which usually arouses more complexity. To address this issue, the present paper proposes a decision support system that combines the intelligent data-based random forest (RF) models and a human knowledge based analytical hierarchical process (AHP) multi-criteria structure in accordance to the objective and the subjective factors of the textile manufacturing process. More importantly, the textile manufacturing process is described as the Markov decision process (MDP) paradigm, and a deep reinforcement learning scheme, the Deep Q-networks (DQN), is employed to optimize it. The effectiveness of this system has been validated in a case study of optimizing a textile ozonation process, showing that it can better master the challenging decision-making tasks in textile manufacturing processes.

cs.AI

Multi-Objective Optimization of the Textile Manufacturing Process Using Deep-Q-Network Based Multi-Agent Reinforcement Learning

Multi-objective optimization of the textile manufacturing process is an increasing challenge because of the growing complexity involved in the development of the textile industry. The use of intelligent techniques has been often discussed in this domain, although a significant improvement from certain successful applications has been reported, the traditional methods failed to work with high-as well as human intervention. Upon which, this paper proposed a multi-agent reinforcement learning (MARL) framework to transform the optimization process into a stochastic game and introduced the deep Q-networks algorithm to train the multiple agents. A utilitarian selection mechanism was employed in the stochastic game, which (-greedy policy) in each state to avoid the interruption of multiple equilibria and achieve the correlated equilibrium optimal solutions of the optimizing process. The case study result reflects that the proposed MARL system is possible to achieve the optimal solutions for the textile ozonation process and it performs better than the traditional approaches.

cs.AI

A reinforcement learning based decision support system in textile manufacturing process

This paper introduced a reinforcement learning based decision support system in textile manufacturing process. A solution optimization problem of color fading ozonation is discussed and set up as a Markov Decision Process (MDP) in terms of tuple {S, A, P, R}. Q-learning is used to train an agent in the interaction with the setup environment by accumulating the reward R. According to the application result, it is found that the proposed MDP model has well expressed the optimization problem of textile manufacturing process discussed in this paper, therefore the use of reinforcement learning to support decision making in this sector is conducted and proven that is applicable with promising prospects.

cs.LG