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Klaas Landsman

Publications and source records attributed to Klaas Landsman.

At least 19 recordsLinked to original sources

The Okinawa Lectures on Entropy

After a historical introduction, the most important classical and quantum entropies are introduced as constructions in classical and quantum probability theory. Classical entropies are studied from large deviation theory, including theorems of Sanov, Cram\'er, G\"artner-Ellis, and Varadhan, and are illustrated in some applications to both Boltzmannian and Gibbsian statistical physics. Quantum entropies superficially connect to classical entropies at the formula level, but more deeply do so via the crucial role of entropy in statistical hypothesis testing. The classical (relative) Kullback-Leibler entropy, its quantum counterpart introduced by Umegaki, as well as their deformations proposed by Renyi all fit naturally in this context. Quantum entropy faces the new problem of defining and computing the relative entropy of a pair of states on a subsystem, here formalized as a von Neumann algebra. This requires modular (aka Tomita-Takesaki) theory, which provides the framework for the relative quantum entropies introduced by Araki and Uhlmann (these encompass both the Kullback-Leibler and Umegaki entropies as special cases). To (re)define and compute these entropies in terms of density operators and traces, further constructions are needed, namely Haagerup's noncommutative L^p spaces. Von Neumann algebras also provide the setting for the Connes-Stormer-Narnhofer-Thirring entropy, which is a quantum version of the Kolmogorov-Sinai entropy in dynamical systems and ergodic theory, to which we also provide an introduction. This course was originally inspired by, and should be relevant to, black hole thermodynamics, although we discuss neither this application nor the second law. The course tries to be both mathematically rigorous and interesting to theoretical physicists. Prerequisites are undergraduate probability theory, functional analysis, and quantum theory.

math-ph

Irreversibility and randomness

We make the idea of "molecular chaos" precise through algorithmic randomness of microscopic trajectories. Apart from making this idea concrete, this has three advantages. First, it sharpens "typicality" approaches to irreversible macroscopic evolution equations like the Boltzmann equation in giving a criterion for individual (as opposed to typical) trajectories to induce irreversible macroscopic behaviour. Second, algorithmic randomness theory comes with an effective ergodic theorem, which in our toy models yields the autonomy of macroscopic equations induced by microscopic data. Third, it relates macroscopic irreversibility of random trajectories to a lack of symmetry under time reversal of the (algorithmic) criterion for randomness. This criterion is defined via an underlying probability measure P on the space of microscopic trajectories. In deterministic models these reduce to their initial conditions. Following most literature, including the recent derivation of the Boltzmann equation for long times, our P makes all particles i.i.d. at t=0. After some qualitative comments on the Boltzmann equation in historical perspective, we realize our scenario in two toy models, viz. the (stochastic) Ehrenfest urn model and the (deterministic) Kac ring model. We finally discuss the relevance of Chaitin's incompleteness theorems, which (here) state the impossibility of explicitly displaying algorithmically random microscopic trajectories, despite their ubiquity.

math-ph

Is mathematics like a game?

We re-examine the old question to what extent mathematics may be compared with a game. Mainly inspired by Hilbert and Wittgenstein, our answer is that mathematics is something like a rhododendron of language games, where the rules are inferential. The pure side of mathematics is essentially formalist, where we propose that truth is not carried by theorems corresponding to whatever independent reality and arrived at through proof, but is defined by correctness of rule-following (and as such is objective given these rules). Goedel's theorems, which are often seen as a threat to formalist philosophies of mathematics, actually strengthen our concept of truth. The applied side of mathematics arises from two practices: first, the dual nature of axiomatization as taking from heuristic practices like physics and informal mathematics whilst giving proofs and logical analysis; and second, the ability of using the inferential role of theorems to make surrogative inferences about natural phenomena. Our framework is pluralist, combining various (non-referential) philosophies of mathematics.

math.HO

Reopening the Hole Argument

This expository paper relates the Hole Argument in general relativity (GR) to the well-known theorem of Choquet-Bruhat and Geroch (1969) on the existence and uniqueness of globally hyperbolic solutions to the Einstein field equations. Like the Earman-Norton (1987) version of the Hole Argument (which is originally due to Einstein), this theorem exposes the tension beween determinism and some version of spacetime substantivalism. But it seems less vulnerable to the campaign by Weatherall (2018) and followers to close the Hole Argument on the basis of ``mathematical practice'', since the theorem only talks about isometries and hence does not make the pointwise identifications via diffeomorphisms that Weatherall objects to. Among other implications of the theorem for the philosophy of GR, we reconsider Butterfield's (1987) influential definition of determinism. This should be amended if its goal is to express the idea that \GR\ is deterministic in the absence of Cauchy horizons, although its original form does capture the way GR is indeterministic in their presence! Furthermore, in GR isometries come out as gauge symmetries, as do Poincar'e transformations in special relativity. Finally, I discuss some implications of the theorem for the philosophy of science: accepting the determinism horn still requires a choice between Frege-style abstractionism and Hilbert-style structuralism; and, within the latter, between structural realism and empiricist structuralism (which I favour).

gr-qc

Typical = random

This expository paper advocates an approach to physics in which ``typicality" is identified with a suitable form of algorithmic randomness. To this end various theorems from mathematics and physics are reviewed. Their original versions state that some property F(x) holds for P-almost all x in X, where P is a probability measure on some space X. Their more refined (and typically more recent) formulations show that F(x) holds for all P-random x in X. The computational notion of P-randomness used here generalizes the one introduced by Martin-L"of in 1966 in a way now standard in algorithmic randomness. Examples come from probability theory, analysis, dynamical systems/ergodic theory, statistical mechanics, and quantum mechanics (especially hidden variable theories). An underlying philosophical theme, inherited from von Mises and Kolmogorov, is the interplay between probability and randomness, especially: which comes first?

math-ph

Penrose's 1965 singularity theorem: From geodesic incompleteness to cosmic censorship

Supplementing earlier literature by e.g. Tipler, Clarke, & Ellis (1980), Israel (1987), Thorne, (1994), Earman (1999), Senovilla & Garfinkle (2015), Curiel (2019ab), and Landsman (2021ab), I provide a historical and conceptual analysis of Penrose's path-breaking 1965 singularity (or incompleteness) theorem. The emphasis is on the nature and historical origin of the assumptions and definitions used in-or otherwise relevant to-the theorem, as well as on the discrepancy between the (astro)physical goals of the theorem and its actual content: even if its assumptions are met, the theorem fails to prove the existence or formation of black holes.Penrose himself was well aware of this gap, which he subsequently tried to overcome with his visionary and influential cosmic censorship conjectures. Roughly speaking, to infer from (null) geodesic incompleteness that there is a "black" object one needs weak cosmic censorship, whereas in addition a "hole" exists (as opposed to a boundary of an extendible space-time causing the incompleteness of geodesics) if strong cosmic censorship holds.

physics.hist-ph

Bohmian mechanics is not deterministic

I argue that Bohmian mechanics (or any similar pilot-wave theory) cannot reasonably be claimed to be a deterministic theory. If one assumes the "quantum equilibrium distribution" provided by the wave function of the universe, Bohmian mechanics requires an external random oracle in order to describe the (Kolmogorov-Levin-Chaitin) algorithmic randomness properties of typical outcome sequences of long runs of repeated identical experiments (which provably follow from the Born rule). This oracle lies beyond the scope of Bohmian mechanics (or any deterministic extension thereof), including the impossibility of explaining the randomness property in question from "random" initial conditions. Thus the advantages of Bohmian mechanics over other interpretations of quantum mechanics, if any, must lie at an ontological level, and in its potential to derive the quantum equilibrium distribution and hence the Born rule.

quant-ph

Indeterminism and Undecidability

The aim of this paper is to argue that the (alleged) indeterminism of quantum mechanics, claimed by adherents of the Copenhagen interpretation since Born (1926), can be proved from Chaitin's follow-up to Goedel's (first) incompleteness theorem. In comparison, Bell's (1964) theorem as well as the so-called free will theorem-originally due to Heywood and Redhead (1983)-left two loopholes for deterministic hidden variable theories, namely giving up either locality (more precisely: local contextuality, as in Bohmian mechanics) or free choice (i.e. uncorrelated measurement settings, as in 't Hooft's cellular automaton interpretation of quantum mechanics). The main point is that Bell and others did not exploit the full empirical content of quantum mechanics, which consists of long series of outcomes of repeated measurements (idealized as infinite binary sequences): their arguments only used the long-run relative frequencies derived from such series, and hence merely asked hidden variable theories to reproduce single-case Born probabilities defined by certain entangled bipartite states. If we idealize binary outcome strings of a fair quantum coin flip as infinite sequences, quantum mechanics predicts that these typically (i.e.\ almost surely) have a property called 1-randomness in logic, which is much stronger than uncomputability. This is the key to my claim, which is admittedly based on a stronger (yet compelling) notion of determinism than what is common in the literature on hidden variable theories.

math-ph

Singularities, black holes, and cosmic censorship: A tribute to Roger Penrose

In the light of his recent (and fully deserved) Nobel Prize, this pedagogical paper draws attention to a fundamental tension that drove Penrose's work on general relativity. His 1965 singularity theorem (for which he got the prize) does not in fact imply the existence of black holes (even if its assumptions are met). Similarly, his versatile definition of a singular space-time does not match the generally accepted definition of a black hole (derived from his concept of null infinity). To overcome this, Penrose launched his cosmic censorship conjecture(s), whose evolution we discuss. In particular, we review both his own (mature) formulation and its later, inequivalent reformulation in the PDE literature. As a compromise, one might say that in "generic" or "physically reasonable" space-times, weak cosmic censorship postulates the appearance and stability of event horizons, whereas strong cosmic censorship asks for the instability and ensuing disappearance of Cauchy horizons. As an encore, an appendix by Erik Curiel reviews the early history of the definition of a black hole.

gr-qc

Randomness? What randomness?

This is a review of the issue of randomness in quantum mechanics, with special emphasis on its ambiguity; for example, randomness has different antipodal relationships to determinism, computability, and compressibility. Following a (Wittgensteinian) philosophical discussion of randomness in general, I argue that deterministic interpretations of quantum mechanics (like Bohmian mechanics or 't Hooft's Cellular Automaton interpretation) are strictly speaking incompatible with the Born rule. I also stress the role of outliers, i.e. measurement outcomes that are not 1-random. Although these occur with low (or even zero) probability, their very existence implies that the no-signaling principle used in proofs of randomness of outcomes of quantum-mechanical measurements (and of the safety of quantum cryptography) should be reinterpreted statistically, like the second law of thermodynamics. In appendices I discuss the Born rule and its status in both single and repeated experiments, and review the notion of 1-randomness introduced by Kolmogorov, Chaitin, Martin-Lo"f, Schnorr, and others.

physics.hist-ph

(No) Wigner Theorem for C*-algebras

Wigner's Theorem states that bijections of the set P_1(H) of one-dimensional projections on a Hilbert space H that preserve transition probabilities are induced by either a unitary or an anti-unitary operator on H (which is uniquely determined up to a phase). Since elements of P_1(H) define pure states on the C*-algebra B(H) of all bounded operators on H (though typically not producing all of them), this suggests possible generalizations to arbitrary C*-algebras. This paper is a detailed study of this problem, based on earlier results by R.V. Kadison (1965), F.W. Shultz (1982), K. Thomsen (1982), and others. Perhaps surprisingly, the sharpest known version of Wigner's Theorem for C*-algebras (which is a variation on a result from Shultz, with considerably simplified proof) generalizes the equivalence between the hypotheses in the original theorem and those in an analogous result on (anti) unitary implementability of Jordan automorphisms of B(H), and does not yield (anti) unitary implementability itself, far from it: abstract existence results that do give such implementability seem arbitrary and practically useless. As such, it would be fair to say that there is no Wigner Theorem for C*-algebras.

math-ph

Quantum theory and functional analysis

Quantum theory and functional analysis were created and put into essentially their final form during similar periods ending around 1930. Each was also a key outcome of the major revolutions that both physics and mathematics as a whole underwent at the time. This paper studies their interaction in this light, emphasizing the leading roles played by Hilbert in preparing the ground and by von Neumann in bringing them together during the crucial year of 1927, when he gave the modern, abstract definition of a Hilbert space and applied this concept to quantum mechanics (consolidated in his famous monograph from 1932). Subsequently, I give a very brief overview of three areas of functional analysis that have had fruitful interactions with quantum theory since 1932, namely unbounded operators, operator algebras, and distributions. The paper closes with some musings about the role of functional analysis in actual physics.

math-ph

Strict deformation quantization of the state space of $M_k(\mathbb{C})$ with applications to the Curie-Weiss model

Increasing tensor powers of the $k\times k$ matrices $M_k({\mathbb{C}})$ are known to give rise to a continuous bundle of $C^*$-algebras over $I=\{0\}\cup 1/\mathbb{N}\subset[0,1]$ with fibers $A_{1/N}=M_k({\mathbb{C}})^{\otimes N}$ and $A_0=C(X_k)$, where $X_k=S(M_k({\mathbb{C}}))$, the state space of $M_k({\mathbb{C}})$, which is canonically a compact Poisson manifold (with stratified boundary). Our first result is the existence of a strict deformation quantization of $X_k$ à la Rieffel, defined by perfectly natural quantization maps $Q_{1/N}: \tilde{A}_0\rightarrow A_{1/N}$ (where $\tilde{A}_0$ is an equally natural dense Poisson subalgebra of $A_0$). We apply this quantization formalism to the Curie--Weiss model (an exemplary quantum spin with long-range forces) in the parameter domain where its $\mathbb{Z}_2$ symmetry is spontaneously broken in the thermodynamic limit $N\raw\infty$. If this limit is taken with respect to the macroscopic observables of the model (as opposed to the quasi-local observables), it yields a classical theory with phase space $X_2\cong B^3$ (i.e\ the unit three-ball in $\R^3$). Our quantization map then enables us to take the classical limit of the sequence of (unique) algebraic vector states induced by the ground state eigenvectors $Ψ_N^{(0)}$ of this model as $N\raw\infty$, in which the sequence converges to a probability measure $μ$ on the associated classical phase space $X_2$. This measure is a symmetric convex sum of two Dirac measures related by the underlying $\Z_2$-symmetry of the model, and as such the classical limit exhibits spontaneous symmetry breaking, too. Our proof of convergence is heavily based on Perelomov-style coherent spin states and at some stage it relies on (quite strong) numerical evidence. Hence the proof is not completely analytic, but somewhat hybrid.

math-ph

Quantization commutes with singular reduction: cotangent bundles of compact Lie groups

We analyse the `quantization commutes with reduction' problem (first studied in physics by Dirac, and known in the mathematical literature also as the Guillemin-Sternberg Conjecture) for the conjugate action of a compact connected Lie group G on its own cotangent bundle T*G. This example is interesting because the momentum map is not proper and the ensuing symplectic (or Marsden-Weinstein quotient) T*G/Ad G is typically singular. In the spirit of (modern) geometric quantization, our quantization of T*G (with its standard Kaehler structure) is defined as the kernel of the Dolbeault-Dirac operator (or, alternatively, the spin Dirac operator) twisted by the pre-quantum line bundle. We show that this quantization of T*G reproduces the Hilbert space found earlier by Hall (2002) using geometric quantization based on a holomorphic polarisation. We then define the quantization of the singular quotient T*G/Ad G$ as the kernel of the (twisted) Dolbeault-Dirac operator on the principal stratum, and show that quantization commutes with reduction in the sense that either way one obtains the same Hilbert space L^2(T)^{W(G,T)}.

math-ph

Symmetries in exact Bohrification

The `Bohrification" program in the foundations of quantum mechanics implements Bohr's doctrine of classical concepts through an interplay between commutative and non-commutative operator algebras. Following a brief conceptual and mathematical review of this program, we focus on one half of it, called "exact" Bohrification, where a (typically noncommutative) unital C*-algebra A is studied through its commutative unital C*-subalgebras, organized into a poset C(A). This poset turns out to be a rich invariant of A. To set the stage, we first give a general review of symmetries in elementary quantum mechanics (i.e., on Hilbert space) as well as in algebraic quantum theory, incorporating C(A) as a new kid in town. We then give a detailed proof of a deep result due to Hamhalter (2011), according to which C(A) determines A as a Jordan algebra (at least for a large class of C*-algebras). As a corollary, we prove a new Wigner-type theorem to the effect that order isomorphisms of C(B(H)) are (anti) unitarily implemented. We also show how C(A) is related to the orthomodular poset P(A) of projections in A. These results indicate that C(A) is a serious player in C*-algebras and quantum theory.

math-ph

Bohrification: From classical concepts to commutative algebras

The Bohrification program is an attempt to interpret Bohr's mature doctrine of classical concepts as well as his earlier correspondence principle in the operator-algebraic formulation of quantum theory pioneered by von Neumann. In particular, this involves the study of commutative C*-algebras in relationship to noncommutative ones. This relationship may take the form of either exact Bohrification, in which one studies commutative unital C*-subalgebras of a given noncommutative C*-algebra, or asymptotic Bohrification, which involves deformations of commutative C*-algebras into noncommutative ones. Implementing the doctrine of classical concepts, exact Bohrification is an appropriate framework for the Kochen-Specker Theorem and for (intuitionistic) quantum logic, culminating in the topos-theoretic approach to quantum mechanics that has been developed since 1998. Asymptotic Bohrification was inspired by the correspondence principle and forms the right conceptual and mathematical framework for the explanation of the emergence of the classical world from quantum theory (incorporating the measurement problem and the closely related issue of spontaneous symmetry breaking). The Born rule may be derived from both exact and asymptotic Bohrification, which reflects the Janus faces of probability as applying to individual random events and to relative frequencies, respectively. We review the history, the goals, and the achievements of this program so far.

math-ph

On the Colbeck-Renner Theorem

In three papers Colbeck and Renner (Nature Communications 2:411, (2011); Phys. Rev. Lett. 108, 150402 (2012); arXiv:1208.4123) argued that "no alternative theory compatible with quantum theory and satisfying the freedom of choice assumption can give improved predictions". We give a more precise version of the formulation and proof of this remarkable claim. Our proof broadly follows theirs, which relies on physically well motivated axioms, but to fill in some crucial details certain technical assumptions have had to be added, whose physical status seems somewhat obscure.

math-ph

A bounded transform approach to self-adjoint operators: Functional calculus and affiliated von Neumann algebras

Spectral theory and functional calculus for unbounded self-adjoint operators on a Hilbert space are usually treated through von Neumann's Cayley transform. Based on ideas of Woronowicz, we redevelop this theory from the point of view of multiplier algebras and the so-called bounded transform (which establishes a bijective correspondence between closed operators and pure contractions). This also leads to a simple account of the affiliation relation between von Neumann algebras and self-adjoint operators.

math.OA