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Koduvayur Subbalakshmi

Publications and source records attributed to Koduvayur Subbalakshmi.

4 recordsLinked to original sources

Listen to the Layers: Mitigating Hallucinations with Inter-Layer Disagreement

Pretrained Large Language Models (LLMs) are prone to generating fluent yet factually incorrect text-a phenomenon known as hallucinations, undermining their reliability and utility in downstream tasks. We hypothesize that a generated text span's factuality is correlated with its representational instability across the model's internal layers. Based on this, we propose the CoCoA (Confusion and Consistency Aware) decoder, a novel, training-free decoding algorithm that mitigates hallucinations at inference time by listening to these signals in the middle layers. We propose two metrics to quantify this instability in the middle layers and use it to penalize outputs that exhibit high internal confusion, thereby steering the model towards more internally consistent and factually grounded outputs. We further propose a self-information gated variant, CoCoA-SIG, that dynamically modulates this penalty to selectively target high-surprise, unstable generations. Extensive experiments on diverse tasks, including question-answering, summarization, mathematical reasoning and code generation, demonstrate that CoCoA significantly improves factual correctness across multiple model families (e.g., Llama-3, Qwen-2.5, Mistral). By leveraging model-intrinsic signals, CoCoA offers an effective and broadly applicable method for enhancing the trustworthiness of LLMs at inference time, without requiring any model retraining.

cs.CL

SALMAN: Stability Analysis of Language Models Through the Maps Between Graph-based Manifolds

Recent strides in pretrained transformer-based language models have propelled state-of-the-art performance in numerous NLP tasks. Yet, as these models grow in size and deployment, their robustness under input perturbations becomes an increasingly urgent question. Existing robustness methods often diverge between small-parameter and large-scale models (LLMs), and they typically rely on labor-intensive, sample-specific adversarial designs. In this paper, we propose a unified, local (sample-level) robustness framework (SALMAN) that evaluates model stability without modifying internal parameters or resorting to complex perturbation heuristics. Central to our approach is a novel Distance Mapping Distortion (DMD) measure, which ranks each sample's susceptibility by comparing input-to-output distance mappings in a near-linear complexity manner. By demonstrating significant gains in attack efficiency and robust training, we position our framework as a practical, model-agnostic tool for advancing the reliability of transformer-based NLP systems.

cs.LG

INVESTORBENCH: A Benchmark for Financial Decision-Making Tasks with LLM-based Agent

Recent advancements have underscored the potential of large language model (LLM)-based agents in financial decision-making. Despite this progress, the field currently encounters two main challenges: (1) the lack of a comprehensive LLM agent framework adaptable to a variety of financial tasks, and (2) the absence of standardized benchmarks and consistent datasets for assessing agent performance. To tackle these issues, we introduce \textsc{InvestorBench}, the first benchmark specifically designed for evaluating LLM-based agents in diverse financial decision-making contexts. InvestorBench enhances the versatility of LLM-enabled agents by providing a comprehensive suite of tasks applicable to different financial products, including single equities like stocks, cryptocurrencies and exchange-traded funds (ETFs). Additionally, we assess the reasoning and decision-making capabilities of our agent framework using thirteen different LLMs as backbone models, across various market environments and tasks. Furthermore, we have curated a diverse collection of open-source, multi-modal datasets and developed a comprehensive suite of environments for financial decision-making. This establishes a highly accessible platform for evaluating financial agents' performance across various scenarios.

cs.CE

FinCon: A Synthesized LLM Multi-Agent System with Conceptual Verbal Reinforcement for Enhanced Financial Decision Making

Large language models (LLMs) have demonstrated notable potential in conducting complex tasks and are increasingly utilized in various financial applications. However, high-quality sequential financial investment decision-making remains challenging. These tasks require multiple interactions with a volatile environment for every decision, demanding sufficient intelligence to maximize returns and manage risks. Although LLMs have been used to develop agent systems that surpass human teams and yield impressive investment returns, opportunities to enhance multi-sourced information synthesis and optimize decision-making outcomes through timely experience refinement remain unexplored. Here, we introduce the FinCon, an LLM-based multi-agent framework with CONceptual verbal reinforcement tailored for diverse FINancial tasks. Inspired by effective real-world investment firm organizational structures, FinCon utilizes a manager-analyst communication hierarchy. This structure allows for synchronized cross-functional agent collaboration towards unified goals through natural language interactions and equips each agent with greater memory capacity than humans. Additionally, a risk-control component in FinCon enhances decision quality by episodically initiating a self-critiquing mechanism to update systematic investment beliefs. The conceptualized beliefs serve as verbal reinforcement for the future agent's behavior and can be selectively propagated to the appropriate node that requires knowledge updates. This feature significantly improves performance while reducing unnecessary peer-to-peer communication costs. Moreover, FinCon demonstrates strong generalization capabilities in various financial tasks, including single stock trading and portfolio management.

cs.CL