arXiv subjects

Konstantin Batygin

Publications and source records attributed to Konstantin Batygin.

At least 109 records · Page 6Linked to original sources

arXiv2018

HAT-P-11: Discovery of a Second Planet and a Clue to Understanding Exoplanet Obliquities

HAT-P-11 is a mid-K dwarf that hosts one of the first Neptune-sized planets found outside the solar system. The orbit of HAT-P-11b is misaligned with the star's spin --- one of the few known cases of a misaligned planet orbiting a star less massive than the Sun. We find an additional planet in the system based on a decade of precision radial velocity (RV) measurements from Keck/HIRES. HAT-P-11c is similar to Jupiter in its mass ($M_P \sin{i} = 1.6\pm0.1$ $M_J$) and orbital period ($P = 9.3^{+1.0}_{-0.5}$ year), but has a much more eccentric orbit ($e=0.60\pm0.03$). In our joint modeling of RV and stellar activity, we found an activity-induced RV signal of $\sim$7 m s$^{-1}$, consistent with other active K dwarfs, but significantly smaller than the 31 m s$^{-1}$ reflex motion due to HAT-P-11c. We investigated the dynamical coupling between HAT-P-11b and c as a possible explanation for HAT-P-11b's misaligned orbit, finding that planet-planet Kozai interactions cannot tilt planet b's orbit due to general relativistic precession; however, nodal precession operating on million year timescales is a viable mechanism to explain HAT-P-11b's high obliquity. This leaves open the question of why HAT-P-11c may have such a tilted orbit. At a distance of 38 pc, the HAT-P-11 system offers rich opportunities for further exoplanet characterization through astrometry and direct imaging.

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arXiv2018

The Generation of the Distant Kuiper Belt by Planet Nine from an Initially Broad Perihelion Distribution

The observation that the orbits of long-period Kuiper Belt objects are anomalously clustered in physical space has recently prompted the Planet Nine hypothesis - the proposed existence of a distant and eccentric planetary member of our solar system. Within the framework of this model, a Neptune-like perturber sculpts the orbital distribution of distant Kuiper Belt objects through a complex interplay of resonant and secular effects, such that in addition to perihelion-circulating objects, the surviving orbits get organized into apsidally aligned and anti-aligned configurations with respect to Planet Nine's orbit. In this work, we investigate the role of Kuiper Belt initial conditions on the evolution of the outer solar system using numerical simulations. Intriguingly, we find that the final perihelion distance distribution depends strongly on the primordial state of the system, and demonstrate that a bimodal structure corresponding to the existence of both aligned and anti-aligned clusters is only reproduced if the initial perihelion distribution is assumed to extend well beyond $\sim 36$ AU. The bimodality in the final perihelion distance distribution is due to the existence of permanently stable objects, with the lower perihelion peak corresponding to the anti-aligned orbits and the higher perihelion peak corresponding to the aligned orbits. We identify the mechanisms which enable the persistent stability of these objects and locate the regions of phase space in which they reside. The obtained results contextualize the Planet Nine hypothesis within the broader narrative of solar system formation, and offer further insight into the observational search for Planet Nine.

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arXiv2018

On the Terminal Rotation Rates of Giant Planets

Within the general framework of core-nucleated accretion theory of giant planet formation, the conglomeration of massive gaseous envelopes is facilitated by a transient period of rapid accumulation of nebular material. While the concurrent buildup of angular momentum is expected to leave newly formed planets spinning at near-breakup velocities, Jupiter and Saturn, as well as super-Jovian long-period extrasolar planets, are observed to rotate well below criticality. In this work, we demonstrate that the large luminosity of a young giant planet simultaneously leads to the generation of a strong planetary magnetic field, as well as thermal ionization of the circumplanetary disk. The ensuing magnetic coupling between the planetary interior and the quasi-Keplerian motion of the disk results in efficient braking of planetary rotation, with hydrodynamic circulation of gas within the Hill sphere playing the key role of expelling spin angular momentum to the circumstellar nebula. Our results place early-stage giant planet and stellar rotation within the same evolutionary framework, and motivate further exploration of magnetohydrodynamic phenomena in the context of the final stages of giant planet formation.

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arXiv2018

Schrödinger Evolution of Self-Gravitating Disks

An understanding of the long-term evolution of self-gravitating disks ranks among the classic outstanding problems of astrophysics. In this work, we show that the secular inclination dynamics of a geometrically thin quasi-Keplerian disk, with a surface density profile that scales as the inverse square-root of the orbital radius, are described by the time-dependent Schrödinger equation. Within the context of this formalism, nodal bending waves correspond to the eigenmodes of a quasiparticle's wavefunction, confined in an infinite square well with boundaries given by the radial extent of the disk. We further show that external secular perturbations upon self-gravitating disks exhibit a mathematical similarity to quantum scattering theory. Employing this framework, we derive an analytic criterion for the gravitational rigidity of a nearly-Keplerian disk under external perturbations. Applications of the theory to circumstellar disks and Galactic nuclei are discussed.

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arXiv2018

The resilience of Kepler systems to stellar obliquity

The Kepler mission and its successor K2 have brought forth a cascade of transiting planets. Many of these planetary systems exhibit multiple members, but a large fraction possess only a single transiting example. This overabundance of singles has lead to the suggestion that up to half of Kepler systems might possess significant mutual inclinations between orbits, reducing the transiting number (the so-called "Kepler Dichotomy"). In a recent paper, Spalding & Batygin (2016) demonstrated that the quadrupole moment arising from a young, oblate star is capable of misaligning the constituent orbits of a close-in planetary system enough to reduce their transit number, provided that the stellar spin axis is sufficiently misaligned with respect to the planetary orbital plane. Moreover, tightly packed planetary systems were shown to be susceptible to becoming destabilized during this process. Here, we investigate the ubiquity of the stellar obliquity-driven instability within systems with a range of multiplicities. We find that most planetary systems analysed, including those possessing only 2 planets, underwent instability for stellar spin periods below ~3 days and stellar tilts of order 30 degrees. Moreover, we are able to place upper limits on the stellar obliquity in systems such as K2-38 (obliquity <20 degrees), where other methods of measuring spin-orbit misalignment are not currently available. Given the known parameters of T-Tauri stars, we predict that up to 1/2 of super-Earth mass systems may encounter the instability, in general agreement with the fraction typically proposed to explain the observed abundance of single-transiting systems.

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arXiv2018

Chaotic Excitation and Tidal Damping in the GJ 876 System

The M-dwarf GJ 876 is the closest known star to harbor a multi-planetary system. With three outer planets locked in a chaotic Laplace-type resonance and an appreciably eccentric short-period Super-Earth, this system represents a unique exposition of extrasolar planetary dynamics. A key question that concerns the long-term evolution of this system, and the fate of close-in planets in general, is how the significant eccentricity of the inner-most planet is maintained against tidal circularization on timescales comparable to the age of the universe. Here, we employ stochastic secular perturbation theory and N-body simulations to show that the orbit of the inner-most planet is shaped by a delicate balance between extrinsic chaotic forcing and tidal dissipation. As such, the planet's orbital eccentricity represents an indirect measure of its tidal quality factor. Based on the system's present-day architecture, we estimate that the extrasolar Super-Earth GJ 876d has a tidal Q~10,000-100,000 - a value characteristic of solar system gas giants.

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arXiv2017

Simulations of the Solar System's Early Dynamical Evolution with a Self-Gravitating Planetesimal Disk

Over the course of last decade, the Nice model has dramatically changed our view of the solar system's formation and early evolution. Within the context of this model, a transient period of planet-planet scattering is triggered by gravitational interactions between the giant planets and a massive primordial planetesimal disk, leading to a successful reproduction of the solar system's present-day architecture. In typical realizations of the Nice model, self-gravity of the planetesimal disk is routinely neglected, as it poses a computational bottleneck to the calculations. Recent analyses have shown, however, that a self-gravitating disk can exhibit behavior that is dynamically distinct, and this disparity may have significant implications for the solar system's evolutionary path. In this work, we explore this discrepancy utilizing a large suite of Nice odel simulations with and without a self-gravitating planetesimal disk, taking advantage of the inherently parallel nature of graphic processing units. Our simulations demonstrate that self-consistent modeling of particle interactions does not lead to significantly different final planetary orbits from those obtained within conventional simulations. Moreover, self-gravitating calculations show similar planetesimal evolution to non-self-gravitating numerical experiments after dynamical instability is triggered, suggesting that the orbital clustering observed in the distant Kuiper belt is unlikely to have a self-gravitational origin.

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arXiv2017

Constraints on the Spin Evolution of Young Planetary-Mass Companions

Surveys of young star-forming regions have discovered a growing population of planetary-mass (<13 M_Jup) companions around young stars. There is an ongoing debate as to whether these companions formed like planets (that is, from the circumstellar disk), or if they represent the low-mass tail of the star formation process. In this study we utilize high-resolution spectroscopy to measure rotation rates of three young (2-300 Myr) planetary-mass companions and combine these measurements with published rotation rates for two additional companions to provide a look at the spin distribution of these objects. We compare this distribution to complementary rotation rate measurements for six brown dwarfs with masses <20 M_Jup, and show that these distributions are indistinguishable. This suggests that either that these two populations formed via the same mechanism, or that processes regulating rotation rates are independent of formation mechanism. We find that rotation rates for both populations are well below their break-up velocities and do not evolve significantly during the first few hundred million years after the end of accretion. This suggests that rotation rates are set during late stages of accretion, possibly by interactions with a circumplanetary disk. This result has important implications for our understanding of the processes regulating the angular momentum evolution of young planetary-mass objects, and of the physics of gas accretion and disk coupling in the planetary-mass regime.

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arXiv2017

On the Consequences of the Detection of an Interstellar Asteroid

The arrival of the robustly hyperbolic asteroid A/2017 U1 has potentially interesting ramifications for the planet-formation process. Although extrapolations from a sample size of one are necessarily uncertain, order-of-magnitude estimates suggest that the Galaxy contains a substantial mass in similar bodies. We argue that despite its lack of Coma, A/2017 U1 likely contained a significant mass fraction of volatile components, and we argue that its presence can be used to infer a potentially large population of as-yet undetected Neptune-like extrasolar planets.

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arXiv2017

A Direct Imaging Survey of Spitzer detected debris disks: Occurrence of giant planets in dusty systems

We describe a joint high contrast imaging survey for planets at Keck and VLT of the last large sample of debris disks identified by the Spitzer Space Telescope. No new substellar companions were discovered in our survey of 30 Spitzer-selected targets. We combine our observations with data from four published surveys to place constraints on the frequency of planets around 130 debris disk single stars, the largest sample to date. For a control sample, we assembled contrast curves from several published surveys targeting 277 stars which do not show infrared excesses. We assumed a double power law distribution in mass and semi-major axis of the form f(m,a) = $Cm^αa^β$, where we adopted power law values and logarithmically flat values for the mass and semi-major axis of planets. We find that the frequency of giant planets with masses 5-20 $M_{\rm Jup}$ and separations 10-1000 AU around stars with debris disks is 6.27% (68% confidence interval 3.68 - 9.76%), compared to 0.73% (68% confidence interval 0.20 - 1.80%) for the control sample of stars without disks. These distributions differ at the 88% confidence level, tentatively suggesting distinctness of these samples.

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arXiv2017

Dynamical Evolution Induced by Planet Nine

The observational census of trans-Neptunian objects with semi-major axes greater than ~250 AU exhibits unexpected orbital structure that is most readily attributed to gravitational perturbations induced by a yet-undetected, massive planet. Although the capacity of this planet to (i) reproduce the observed clustering of distant orbits in physical space, (ii) facilitate dynamical detachment of their perihelia from Neptune, and (iii) excite a population of long-period centaurs to extreme inclinations is well established through numerical experiments, a coherent theoretical description of the dynamical mechanisms responsible for these effects remains elusive. In this work, we characterize the dynamical processes at play, from semi-analytic grounds. We begin by considering a purely secular model of orbital evolution induced by Planet Nine, and show that it is at odds with the ensuing stability of distant objects. Instead, the long-term survival of the clustered population of long-period KBOs is enabled by a web of mean-motion resonances driven by Planet Nine. Then, by taking a compact-form approach to perturbation theory, we show that it is the secular dynamics embedded within these resonances that regulates the orbital confinement and perihelion detachment of distant Kuiper belt objects. Finally, we demonstrate that the onset of large-amplitude oscillations of orbital inclinations is accomplished through capture of low-inclination objects into a high-order secular resonance and identify the specific harmonic that drives the evolution. In light of the developed qualitative understanding of the governing dynamics, we offer an updated interpretation of the current observational dataset within the broader theoretical framework of the Planet Nine hypothesis.

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arXiv2017

A Secular Resonant Origin for the Loneliness of Hot Jupiters

Despite decades of inquiry, the origin of giant planets residing within a few tenths of an astronomical unit from their host stars remains unclear. Traditionally, these objects are thought to have formed further out before subsequently migrating inwards. However, the necessity of migration has been recently called into question with the emergence of in-situ formation models of close-in giant planets. Observational characterization of the transiting sub-sample of close-in giants has revealed that "warm" Jupiters, possessing orbital periods longer than roughly 10 days more often possess close-in, co-transiting planetary companions than shorter period "hot" Jupiters, that are usually lonely. This finding has previously been interpreted as evidence that smooth, early migration or in situ formation gave rise to warm Jupiter-hosting systems, whereas more violent, post-disk migration pathways sculpted hot Jupiter-hosting systems. In this work, we demonstrate that both classes of planet may arise via early migration or in-situ conglomeration, but that the enhanced loneliness of hot Jupiters arises due to a secular resonant interaction with the stellar quadrupole moment. Such an interaction tilts the orbits of exterior, lower mass planets, removing them from transit surveys where the hot Jupiter is detected. Warm Jupiter-hosting systems, in contrast, retain their coplanarity due to the weaker influence of the host star's quadrupolar potential relative to planet-disk interactions. In this way, hot Jupiters and warm Jupiters are placed within a unified theoretical framework that may be readily validated or falsified using data from upcoming missions such as TESS.

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arXiv2017

Three's Company: An additional non-transiting super-Earth in the bright HD 3167 system, and masses for all three planets

HD 3167 is a bright (V = 8.9), nearby K0 star observed by the NASA K2 mission (EPIC 220383386), hosting two small, short-period transiting planets. Here we present the results of a multi-site, multi-instrument radial velocity campaign to characterize the HD 3167 system. The masses of the transiting planets are 5.02+/-0.38 MEarth for HD 3167 b, a hot super-Earth with a likely rocky composition (rho_b = 5.60+2.15-1.43 g/cm^3), and 9.80+1.30-1.24 MEarth for HD 3167 c, a warm sub-Neptune with a likely substantial volatile complement (rho_c = 1.97+0.94-0.59 g/cm^3). We explore the possibility of atmospheric composition analysis and determine that planet c is amenable to transmission spectroscopy measurements, and planet b is a potential thermal emission target. We detect a third, non-transiting planet, HD 3167 d, with a period of 8.509+/-0.045 d (between planets b and c) and a minimum mass of 6.90+/-0.71 MEarth. We are able to constrain the mutual inclination of planet d with planets b and c: we rule out mutual inclinations below 1.3 degrees as we do not observe transits of planet d. From 1.3-40 degrees, there are viewing geometries invoking special nodal configurations which result in planet d not transiting some fraction of the time. From 40-60 degrees, Kozai-Lidov oscillations increase the system's instability, but it can remain stable for up to 100Myr. Above 60 degrees, the system is unstable. HD 3167 promises to be a fruitful system for further study and a preview of the many exciting systems expected from the upcoming NASA TESS mission.

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arXiv2017

No difference in orbital parameters of RV-detected giant planets between 0.1 and 5 au in single vs multi-stellar systems

Our Keck/NIRC2 imaging survey searches for stellar companions around 144 systems with radial velocity (RV) detected giant planets to determine whether stellar binaries influence the planets' orbital parameters. This survey, the largest of its kind to date, finds eight confirmed binary systems and three confirmed triple systems. These include three new multi-stellar systems (HD 30856, HD 86081, and HD 207832) and three multi-stellar systems with newly confirmed common proper motion (HD 43691, HD 116029, and HD 164509). We combine these systems with seven RV planet-hosting multi-stellar systems from the literature in order to test for differences in the properties of planets with semimajor axes ranging between 0.1-5 au in single vs multi-stellar systems. We find no evidence that the presence or absence of stellar companions alters the distribution of planet properties in these systems. Although the observed stellar companions might influence the orbits of more distant planetary companions in these systems, our RV observations currently provide only weak constraints on the masses and orbital properties of planets beyond 5 au. In order to aid future efforts to characterize long period RV companions in these systems, we publish our contrast curves for all 144 targets. Using four years of astrometry for six hierarchical triple star systems hosting giant planets, we fit the orbits of the stellar companions in order to characterize the orbital architecture in these systems. We find that the orbital plane of the secondary and tertiary companions are inconsistent with an edge-on orbit in four out of six cases.

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arXiv2017

An Analytic Criterion for Turbulent Disruption of Planetary Resonances

Mean motion commensurabilities in multi-planet systems are an expected outcome of protoplanetary disk-driven migration, and their relative dearth in the observational data presents an important challenge to current models of planet formation and dynamical evolution. One natural mechanism that can lead to the dissolution of commensurabilities is stochastic orbital forcing, induced by turbulent density fluctuations within the nebula. While this process is qualitatively promising, the conditions under which mean motion resonances can be broken are not well understood. In this work, we derive a simple analytic criterion that elucidates the relationship among the physical parameters of the system, and find the conditions necessary to drive planets out of resonance. Subsequently, we confirm our findings with numerical integrations carried out in the perturbative regime, as well as direct N-body simulations. Our calculations suggest that turbulent resonance disruption depends most sensitively on the planet-star mass ratio. Specifically, for a disk with properties comparable to the early solar nebula with $α=0.01$, only planet pairs with cumulative mass ratios smaller than $(m_1+m_2)/M\lesssim10^{-5}\sim3M_{\oplus}/M_{\odot}$ are susceptible to breaking resonance at semi-major axis of order $a\sim0.1\,$AU. Although turbulence can sometimes compromise resonant pairs, an additional mechanism (such as suppression of resonance capture probability through disk eccentricity) is required to adequately explain the largely non-resonant orbital architectures of extrasolar planetary systems.

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arXiv2016

Generation of Highly Inclined Trans-Neptunian Objects by Planet Nine

The trans-Neptunian region of the solar system exhibits an intricate dynamical structure, much of which can be explained by an instability-driven orbital history of the giant planets. However, the origins of a highly inclined, and in certain cases retrograde, population of trans-Neptunian objects remain elusive within the framework of this evolutionary picture. In this work, we show that the existence of a distant, Neptune-like planet that resides on an eccentric and mildly inclined orbit fully accounts for the anomalous component the trans-Neptunian orbital distribution. Adopting the same parameters for Planet Nine as those previously invoked to explain the clustering of distant Kuiper belt orbits in physical space, we carry out a series of numerical experiments which elucidate the physical process though which highly inclined Kuiper belt objects with semi-major axes smaller than 100 AU are generated. The identified dynamical pathway demonstrates that enigmatic members of the Kuiper belt such as Drac and Niku are derived from the extended scattered disk of the solar system.

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arXiv2016

In Situ Formation and Dynamical Evolution of Hot Jupiter Systems

Hot Jupiters, giant extrasolar planets with orbital periods shorter than ~10 days, have long been thought to form at large radial distances, only to subsequently experience long-range inward migration. Here, we propose that in contrast with this picture, a substantial fraction of the hot Jupiter population formed in situ via the core accretion process. We show that under conditions appropriate to the inner regions of protoplanetary disks, rapid gas accretion can be initiated by Super-Earth type planets, comprising 10-20 Earth masses of refractory composition material. An in situ formation scenario leads to testable consequences, including the expectation that hot Jupiters should frequently be accompanied by additional low-mass planets with periods shorter than ~100 days. Our calculations further demonstrate that dynamical interactions during the early stages of planetary systems' lifetimes should increase the inclinations of such companions, rendering transits rare. High-precision radial velocity monitoring provides the best prospect for their detection.

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arXiv2016

Solar Obliquity Induced by Planet Nine

The six-degree obliquity of the sun suggests that either an asymmetry was present in the solar system's formation environment, or an external torque has misaligned the angular momentum vectors of the sun and the planets. However, the exact origin of this obliquity remains an open question. Batygin & Brown (2016) have recently shown that the physical alignment of distant Kuiper Belt orbits can be explained by a 5-20 Earth-mass planet on a distant, eccentric, and inclined orbit, with an approximate perihelion distance of ~250 AU. Using an analytic model for secular interactions between Planet Nine and the remaining giant planets, here we show that a planet with similar parameters can naturally generate the observed obliquity as well as the specific pole position of the sun's spin axis, from a nearly aligned initial state. Thus, Planet Nine offers a testable explanation for the otherwise mysterious spin-orbit misalignment of the solar system.

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