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Konstantin Gerbig

Publications and source records attributed to Konstantin Gerbig.

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Diffusive Instabilities in Dusty Disks: Linear Growth and Nonlinear Breakdown

We revisit the diffusive instability in dusty disks that arises when the dust mass diffusivity and/or viscosity decreases sufficiently steeply with increasing dust density. Our updated model includes an incompressible, viscous gas that responds azimuthally and couples to the dust through drag. We show that the basic criterion for diffusion-slope-driven instability remains approximately $\beta_\mathrm{diff}\lesssim -2$ for small dust stopping times, with gas feedback providing only modest quantitative changes for parameters motivated by streaming-instability turbulence. We perform nonlinear numerical calculations and confirm linear growth and mode selection toward the fastest-growing wavenumber. However, for power-law closures $D\propto\Sigma^{\beta_\mathrm{diff}}$ with $\beta_\mathrm{diff}<0$, the nonlinear evolution does not saturate. Instead, steepening gradients amplify the nonlinear dust-pressure term and drive finite-time collapse into increasingly sharp spikes. Motivated by the absence of multidimensional saturation channels in our 1D framework, we test a simple piecewise closure in which the negative diffusion slope operates only over a finite density interval. This modification eliminates blowup and produces peak densities controlled by the imposed saturation scale. Our results support diffusive instabilities as a linear organizing mechanism in dusty turbulence, while highlighting that realistic nonlinear saturation requires additional physics beyond the present closure.

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Constraining the Occurrence of ZLK-Induced White Dwarf Pollution with Dissipative Precession

Von Zeipel-Lidov-Kozai (ZLK) oscillations, induced by bound, perturbative companions to white dwarfs, have been suggested as a dynamical mechanism that may contribute to white dwarf pollution. To trigger ZLK oscillations, however, a 3-body system must reach a sufficiently large mutual inclination between orbits. The occurrence of these high-mutual-inclination configurations can be curtailed by dissipative precession at the protoplanetary disk stage, which pushes exoplanet-hosting close binary systems toward preferential orbit-orbit alignment. In this work, we constrain the fraction of white dwarfs with binary companions that can undergo ZLK-driven pollution given the effects of dissipative precession. To accrete pollution via ZLK oscillations, a white dwarf binary system must be sufficiently inclined and the characteristic timescale of the oscillations must be sufficiently short to perturb material within the white dwarf's cooling age. Considering a sample of 4400 known white dwarf/main sequence binaries, we find that $50-70\%$ have favorable parameters for ZLK pollution, depending on the orbital separation of the polluting body. While the conditions for oscillations are favorable, the tendency for ZLK to result in massive but more infrequent polluters likely restricts the rates of ZLK-induced pollution among the observed population. In general, dissipative precession is a limiting factor in pollution rates for more closely separated binaries (initial separations $<500-800$~au), while ZLK timescale constraints are most limiting for wider binaries.

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Dust Growth in ALMA Rings: II. Dusty Rossby Wave Instability

Annular substructures serve as ideal venues for planetesimal formation. In this series, we investigate the linear stage of dust growth within rings. The first paper examines the global streaming instability, while this study focuses on the dusty Rossby wave instability (DRWI). We perform a linear analysis of the two-fluid equations on a background pressure bump, representing annular substructures. The spectral code \textsc{Dedalus} is used to solve the linear eigenvalue problem. We identify two distinct DRWI modes: Type I, which originates from dust-modified gas RWI, and Type II, which results from dust-gas coupling. These modes never coexist for a given azimuthal wavenumber $\ky$, but transition between each other as $\ky$ varies. Type I modes are driven by the advection of background vorticity, whereas Type II modes involve two primary waves: Rossby waves, driven by advection, and thin waves, driven by dust-gas drag. Finally, we assess the relevance of DRWI in ALMA rings using DSHARP sources. Our findings suggest that Type I modes could explain the absence of azimuthal asymmetries in many ALMA disks, whereas Type II modes are entirely absent in all eight observed rings, implying that unresolved narrow rings or alternative mechanisms may play a role in dust growth within annular substructures.

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The Case for Edge-On Binaries: An Avenue Toward Comparative Exoplanet Demographics

Most Sun-like and higher-mass stars reside in systems that include one or more gravitationally bound stellar companions. These systems offer an important probe of planet formation in the most common stellar systems, while also providing key insights into how gravitational perturbations and irradiation differences from a companion star alter the outcomes of planet formation. Recent dynamical clues have begun to emerge that reveal systematic, non-random structure in the configurations of many planet-hosting binary systems: in close- to moderate-separation ($s < 800$ au) binary star systems, the orbits of exoplanets around individual stellar components are preferentially aligned with the orbital plane of their host stellar binary. In this work, we flip this narrative and search for nearby, edge-on binary star systems that, due to this preferential alignment, are top candidates for radial velocity and transiting exoplanet searches. We present a sample of 591 moderate-separation, relatively bright ($G < 14$) Gaia-resolved binary star systems in likely near-edge-on configurations. Using a simulated population of exoplanets drawn from transit survey occurrence rate constraints, we provide an overview of the expected planet yields from a targeted search in these systems. We describe the opportunities for comparative exoplanet demographics in the case that both stars can be inferred to host edge-on planetary systems - a configuration toward which the presented sample may be biased, given recent observations of orbit-orbit alignment in exoplanet-hosting binary systems.

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Filament formation due to diffusive instabilities in dusty protoplanetary disks

We report the finding of a new, local diffusion instability in a protoplanetary disk, which can operate in a dust fluid, subject to mass diffusion, shear viscosity, and dust-gas drag, provided diffusivity, viscosity, or both decrease sufficiently rapidly with increasing dust surface mass density. We devise a vertically averaged, axisymmetric hydrodynamic model to describe a dense, mid-plane dust layer in a protoplanetary disk. The gas is modeled as a passive component, imposing an effective, diffusion-dependent pressure, mass diffusivity, and viscosity onto the otherwise collisionless dust fluid, via turbulence excited by the gas alone, or dust and gas in combination. In particular, we argue that such conditions are met when the dust-gas mixture generates small-scale turbulence through the streaming instability, as supported by recent measurements of dust mass diffusion slopes in simulations. We hypothesize that the newly discovered instability may be the origin of filamentary features, almost ubiquitously found in simulations of the streaming instability. In addition, our model allows for growing oscillatory modes, which operate in a similar fashion as the axisymmetric viscous overstability in dense planetary rings. However, it remains speculative if the required conditions for such modes can be met in protoplanetary disks.

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Aligning Planet-Hosting Binaries via Dissipative Precession in Circumstellar Disks

Recent observations have demonstrated that some subset of even moderately wide-separation planet-hosting binaries are preferentially configured such that planetary and binary orbits appear to lie within the same plane. In this work, we explore dissipation during the protoplanetary disk phase, induced by disk warping as the system is forced into nodal recession by an inclined binary companion as a possible avenue of achieving orbit-orbit alignment. We analytically model the coupled evolution of the disk angular momentum vector and stellar spin vector under the influence of a distant binary companion. We find that a population of systems with random initial orientations can appear detectably more aligned after undergoing dissipative precession, and that this process can simultaneously produce an obliquity distribution that is consistent with observations. While dissipative precession proceeds efficiently in close binaries, favorable system properties (e.g., $r_{out} \gtrsim 100$ AU, $α\gtrsim 0.05$, and/or $M_b/M_{*} \gtrsim 1$) are required to reproduce observed alignment trends at wider binary separations $a_\mathrm{b} \gtrsim450$ AU. Our framework further predicts that circum-primary planets in systems with high stellar mass ratios should be preferentially less aligned than planets in equal-mass stellar binary systems. We discover tentative evidence for this trend in \textit{Gaia} DR3 and TESS data. Our findings suggest that dissipative precession may play a significant role in sculpting orbital configurations in a sub-set of moderately-wide planet-hosting binaries, but is likely not solely responsible for their observed population-level alignment.

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Emerging Researchers in Exoplanetary Science (ERES): Lessons Learned in Conference Organization for Early-Career Researchers

Since 2015, the Emerging Researchers in Exoplanetary Science (ERES) conference has provided a venue for early-career researchers in exoplanetary astronomy, astrophysics, and planetary science to share their research, network, and build new collaborations. ERES stands out in that it is spearheaded by early-career researchers, providing a unique attendance experience for the participants and a professional experience for the organizers. In this Bulletin, we share experiences and lessons learned from the perspective of the organizing committee for the 2023 edition of ERES. For this eighth ERES conference, we hosted over 100 participants in New Haven, CT, for a three-day program. This manuscript is aimed primarily toward groups of early-career scientists who are planning a conference for their fields of study. We anticipate that this Bulletin will continue dialogue within the academic community about best practices for equitable event organization.

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The Orbital Geometries and Stellar Obliquities of Exoplanet-Hosting Multi-Star Systems

The current orbital geometries of exoplanet systems offer a fossilized record of the systems' dynamical histories. A particularly rich set of dynamical mechanisms is available to exoplanets residing in multi-star systems, which may have their evolution shaped by the gravitational influence of bound stellar companions. In this work, we examine the joint distribution of stellar obliquities and orbital orientations for transiting exoplanets residing within astrometrically resolved binary and triple-star systems. We leverage existing constraints on stellar obliquities in exoplanet systems, together with astrometric measurements from Gaia DR3, to uncover a set of fully-aligned, "orderly" exoplanet systems that exhibit evidence of both spin-orbit and orbit-orbit alignment. We also find evidence that the observed distribution of orbit-orbit orientations in our sample is more strongly peaked toward alignment than an isotropic distribution. Our results may be indicative of efficient viscous dissipation by nodally recessing protoplanetary disks, demonstrating a regime in which stellar companions produce and maintain order in planetary systems, rather than enhancing misalignments.

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Planetesimal Initial Mass Functions following Diffusion Regulated Gravitational Collapse

The initial mass function (IMF) of planetesimals is of key importance for understanding the initial stages of planet formation, yet theoretical predictions so far have been insufficient in explaining the variety of IMFs found in simulations. Here, we connect diffusion-tidal-shear limited planetesimal formation within the framework of a Toomre-like instability in the particle mid-plane of a protoplanetary disk to an analytic prediction for the planetesimal IMF. The shape of the IMF is set by the stability parameter $Q_\mathrm{p}$, which in turn depends on the particle Stokes number, the Toomre $Q$ value of the gas, the local dust concentration and the local diffusivity. We compare our prediction to high-resolution numerical simulations of the streaming instability and planetesimal formation via gravitational collapse. We find that our IMF prediction agrees with numerical results, and is consistent with both the `planetesimals are born big' paradigm and the power law description commonly found in simulations.

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The Orbital Architecture of Qatar-6: A Fully Aligned 3-Body System?

The evolutionary history of an extrasolar system is, in part, fossilized through its planets' orbital orientations relative to the host star's spin axis. However, spin-orbit constraints for warm Jupiters -- particularly in binary star systems, which are amenable to a wide range of dynamical processes -- are relatively scarce. We report a measurement of the Rossiter-McLaughlin effect, observed with the Keck/HIRES spectrograph, across the transit of Qatar-6 A b: a warm Jupiter orbiting one star within a binary system. From this measurement, we obtain a sky-projected spin-orbit angle $λ={0.1\pm2.6}^{\circ}$. Combining this new constraint with the stellar rotational velocity of Qatar-6 A that we measure from TESS photometry, we derive a true obliquity $ψ={21.82^{+8.86}_{-18.36}}^{\circ}$ -- consistent with near-exact alignment. We also leverage astrometric data from Gaia DR3 to show that the Qatar-6 binary star system is edge-on ($i_{B}={90.17^{+1.07}_{-1.06}}^{\circ}$), such that the stellar binary and the transiting exoplanet orbit exhibit line-of-sight orbit-orbit alignment. Ultimately, we demonstrate that all current constraints for the 3-body Qatar-6 system are consistent with both spin-orbit and orbit-orbit alignment. High-precision measurements of the projected stellar spin rate of the host star and the sky-plane geometry of the transit relative to the binary plane are required to conclusively verify the full 3D configuration of the system.

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A Standardized Framework for Collecting Graduate Student Input in Faculty Searches

We present a procedure designed to standardize input received during faculty searches with the goal of amplifying student voices. The framework was originally used to collect feedback from graduate students, but it can be adapted easily to collect feedback from undergraduate students, faculty, staff or other stakeholders. Implementing this framework requires agreement across participating parties and minimal organization prior to the start of faculty candidate visits.

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The Prospects for Hurricane-like Vortices in Protoplanetary Disks

When ice on the surface of dust grains in protoplanetary disk sublimates, it adds its latent heat of water sublimation to the surrounding flow. Drawing on the analogy provided by tropical cyclones on Earth, we investigate if this energy source is sufficient to sustain or magnify anticyclonic disk vortices that would otherwise fall victim to viscous dissipation. An analytical treatment, supported by exploratory two-dimensional simulations, suggests that even modestly under-saturated flows can extend the lifetime of vortices, potentially to a degree sufficient to aid particle trapping and planetesimal formation. We expect the best conditions for this mechanism to occur will be found near the disk's water ice line if turbulent motions displace gas parcels out of thermodynamic equilibrium with the dust mid-plane.

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Requirements for gravitational collapse in planetesimal formation --- the impact of scales set by Kelvin-Helmholtz and nonlinear streaming instability

The formation of planetesimals is an unsolved problem in planet formation theory. A prominent scenario for overcoming dust growth barriers in dead zones is the gravitational collapse of locally over-dense regions, shown to robustly produce $\sim$100 km sized objects. Still, the conditions under which planetesimal formation occurs remain unclear. For collapse to proceed, the self-gravity of an overdensity must overcome stellar tidal disruption on large scales and turbulent diffusion on small scales. Here, we relate the scales of streaming and Kelvin-Helmholtz instability, which both regulate particle densities on the scales of gravitational collapse, directly to planetesimal formation. We support our analytic findings by performing 3D hydrodynamical simulations of streaming and Kelvin-Helmholtz instability and planetesimal formation. We find that the vertical extent of the particle mid-plane layer and the radial width of streaming instability filaments are set by the same characteristic length scale, thus governing the strength of turbulent diffusion on the scales of planetesimal formation. We present and successfully test a collapse criterion: $0.1 Q βε^{-1}Z^{-1} \lesssim 1$ and show that even for Solar metallicities, planetesimals can form in dead zones of sufficiently massive disks. For a given gas Toomre-parameter $Q$, pressure gradient $β$, metallicity $Z$ and local particle enhancement $ε$, the collapse criterion also provides a range of unstable scales, instituting a promising path for studying initial planetesimal mass distributions. Streaming instability is not required for planetesimal collapse, but by increasing $ε$, can evolve a system to instability.

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Linking planetesimal and dust content in protoplanetary disks via a local toy model

If planetesimal formation is an efficient process, as suggested by several models involving gravitational collapse of pebble clouds, then, before long, a significant part of the primordial dust mass should be absorbed in many km sized objects. A good understanding of the total amount of solids in the disk around a young star is crucial for planet formation theory. But as the mass of particles above the mm size cannot be assessed observationally, one must ask how much mass is hidden in bigger objects. We perform 0-d local simulations to study how the planetesimal to dust and pebble ratio is evolving in time and to develop an understanding of the potentially existing mass in planetesimals for a certain amount of dust and pebbles at a given disk age. We perform a parameter study based on a model considering dust growth, planetesimal formation and collisional fragmentation of planetesimals, while neglecting radial transport processes. While at early times, dust is the dominant solid particle species, there is a phase during which planetesimals make up a significant portion of the total mass starting at approximately $10^4 - 10^6$ yr. The time of this phase and the maximal total planetesimal mass strongly depend on the distance to the star $R$, the initial disk mass, and the efficiency of planetesimal formation $ε$. After approximately $10^6$ yr, our model predicts planetesimal collisions to dominate, which resupplies small particles. In our model, planetesimals form fast and everywhere in the disk. For a given $ε$, we were able to relate the dust content and mass of a given disk to its planetesimal content, providing us with some helpful basic intuition about mass distribution of solids and its dependence on underlying physical processes.

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