arXiv subjects

Kristopher G. Klein

Publications and source records attributed to Kristopher G. Klein.

At least 37 records · Page 2Linked to original sources

arXiv2024

Impact of Two-Population $α$-particle Distributions on Plasma Stability

The stability of weakly collisional plasmas is well represented by linear theory, and the generated waves play an essential role in the thermodynamics of these systems. The velocity distribution functions (VDF) characterizing kinetic particle behavior are commonly represented as a sum of anisotropic bi-Maxwellians. For the majority of in situ observations of solar wind plasmas enabled by heliospheric missions, a three bi-Maxwellian model is commonly applied for the ions, assuming that the VDF consists of a proton core, proton beam, and a single He ($α$) particle population, each with their own density, bulk velocity, and anisotropic temperature. Resolving an $α$-beam component was generally not possible due to instrumental limitations. The Solar Orbiter Solar Wind Analyser Proton and Alpha Sensor (SWA PAS) resolves velocity space with sufficient coverage and accuracy to routinely characterize secondary $α$ populations consistently. This design makes the SWA PAS dataset ideal for examining effects of the $α$-particle beam on the plasma's kinetic stability. We test the wave signatures observed in the magnetic field power spectrum at ion scales and compare them to the predictions from linear plasma theory, Doppler-shifted into the spacecraft reference frame. We find that taking into account the $α$-particle beam component is necessary to predict the coherent wave signatures in the observed power spectra, emphasizing the importance of separating the $α$-particle populations as is traditionally done for protons. Moreover, we demonstrate that the drifts of beam components are responsible for the majority of the modes that propagate in oblique direction to the magnetic field, while their temperature anisotropies are the primary source of parallel Fast Magnetosonic Modes in the solar wind.

astro-ph.SR↗

arXiv2024

Extreme heating of minor ions in imbalanced solar-wind turbulence

Minor ions in the solar corona are heated to extreme temperatures, far in excess of those of the electrons and protons that comprise the bulk of the plasma. These highly non-thermal distributions make minor ions sensitive probes of the underlying collisionless heating processes, which are crucial to coronal heating and the creation of the solar wind. The recent discovery of the "helicity barrier" offers a mechanism where imbalanced Alfvénic turbulence in low-beta plasmas preferentially heats protons over electrons, generating high-frequency, proton-cyclotron-resonant fluctuations. We use the hybrid-kinetic particle-in-cell code, Pegasus++, to drive imbalanced Alfvénic turbulence in a 3D low-beta plasma with additional passive ion species, He$^{2+}$ and O$^{5+}$. A helicity barrier naturally develops, followed by clear phase-space signatures of oblique ion-cyclotron-wave heating and Landau-resonant heating from the imbalanced Alfvénic fluctuations. The former results in characteristically arced ion velocity distribution functions, whose non-bi-Maxwellian features are shown by linear ALPS calculations to be critical to the heating process. Additional features include a steep transition-range electromagnetic spectrum, the presence of ion-cyclotron waves propagating in the direction of imbalance, significantly enhanced proton-to-electron heating ratios, anisotropic ion temperatures that are significantly more perpendicular with respect to magnetic field, and extreme heating of heavier species in a manner consistent with empirically derived mass scalings informed by measurements. None of these features are realized in an otherwise equivalent simulation of balanced turbulence. If seen simultaneously in the fast solar wind, these signatures of the helicity barrier would testify to the necessity of incorporating turbulence imbalance in a complete theory for the evolution of the solar wind.

astro-ph.SR↗

arXiv2024

Electron Influence on the Parallel Proton Firehose Instability in 10-Moment, Multi-Fluid Simulations

Instabilities driven by pressure anisotropy play a critical role in modulating the energy transfer in space and astrophysical plasmas. For the first time, we simulate the evolution and saturation of the parallel proton firehose instability using a multi-fluid model without adding artificial viscosity. These simulations are performed using a 10-moment, multi-fluid model with local and gradient relaxation heat-flux closures in high-$β$ proton-electron plasmas. When these higher-order moments are included and pressure anisotropy is permitted to develop in all species, we find that the electrons have a significant impact on the saturation of the parallel proton firehose instability, modulating the proton pressure anisotropy as the instability saturates. Even for lower $β$s more relevant to heliospheric plasmas, we observe a pronounced electron energization in simulations using the gradient relaxation closure. Our results indicate that resolving the electron pressure anisotropy is important to correctly describe the behavior of multi-species plasma systems.

astro-ph.SR↗

arXiv2024

Turbulent Energy Conversion Associated with Kinetic Microinstabilities in Earth's Magnetosheath

Plasma in the terrestrial magnetosheath is characterised by very weak particle-particle collisions, so kinetic microinstabilities are thought to be responsible for regulating the thermodynamics of the plasma. By exciting electromagnetic waves, these instabilities redistribute free energy in velocity space, moulding the velocity distribution function (VDF) into a lower energy state. In the high-beta magnetosheath, relatively small perturbations to the VDF can easily excite instabilities compared to in the low-beta inner heliosphere. Since magnetic fields cannot do work on the particles, electric fields mediate energy exchange between the electromagnetic field and the bulk fluid properties of the plasma. We investigate signatures of non-ideal energy conversion associated with turbulent fluctuations in the context of electron and ion temperature anisotropy-beta instabilities, utilising over 24 hours of data spread over 163 distinct intervals of in situ magnetosheath observations from Magnetospheric Multiscale (MMS). We find that average energy conversion into fluid flow is enhanced along instability boundaries, suggesting that turbulence is playing a role in how free energy is redistributed in the plasma. The work enables a quantification of the energetics which are associated with the role of kinetic microinstabilities in regulating collisionless plasma thermodynamics. This work provides insight into the open question of how specific plasma processes couple into the turbulent dynamics and ultimately lead to energy dissipation and particle energisation in collisionless plasmas.

physics.space-ph↗

arXiv2024

Evaluation of scale-dependent kurtosis with HelioSwarm

Plasma turbulence involves complex, nonlinear interactions of electromagnetic fields and charged particles across multiple scales. Studying these phenomena in space plasmas, like the solar wind, is facilitated by the intrinsic scale separations and the availability of in situ spacecraft observations. However, the single-point or single-scale configurations of current spacecraft limit our understanding of many properties of the turbulent solar wind. To overcome these limitations, multipoint measurements spanning a range of characteristic scales are essential. This paper prepares for the enhanced measurement capabilities of upcoming multispacecraft missions by demonstrating that higher-order statistics, specifically kurtosis, as a baseline for intermittency can be accurately measured. Using synthetic turbulent fields with adjustable intermittency levels, we achieve scale separations analogous to those in the solar wind and apply these techniques to the planned trajectories of the HelioSwarm mission. This approach promises significant advancements in our understanding of plasma turbulence.

physics.space-ph↗

arXiv2024

Parallel Diffusion Coefficient of Energetic Charged Particles in the Inner Heliosphere from the Turbulent Magnetic Fields Measured by Parker Solar Probe

Diffusion coefficients of energetic charged particles in turbulent magnetic fields are a fundamental aspect of diffusive transport theory but remain incompletely understood. In this work, we use quasi-linear theory to evaluate the spatial variation of the parallel diffusion coefficient $κ_\parallel$ from the measured magnetic turbulence power spectra in the inner heliosphere. We consider the magnetic field and plasma velocity measurements from Parker Solar Probe made during Orbits 5-13. The parallel diffusion coefficient is calculated as a function of radial distance from 0.062 to 0.8 AU, and the particle energy from 100 keV to 1GeV. We find that $κ_\parallel$ increases exponentially with both heliocentric distance and energy of particles. The fluctuations in $κ_\parallel$ are related to the episodes of large-scale magnetic structures in the solar wind. By fitting the results, we also provide an empirical formula of $κ_{\parallel}=(5.16\pm1.22) \times 10^{18} \: r^{1.17\pm0.08} \: E^{0.71\pm 0.02} \; (cm^2/s)$ in the inner heliosphere which can be used as a reference in studying the transport and acceleration of solar energetic particles as well as the modulation of cosmic rays.

astro-ph.SR↗

arXiv2024

Mind the Gap: Nonlocal Cascades and Preferential Heating in High-$β$ Alfvénic Turbulence

Characterizing the thermodynamics of turbulent plasmas is key to decoding observable signatures from astrophysical systems. In magnetohydrodynamic (MHD) turbulence, nonlinear interactions between counter-propagating Alfvén waves cascade energy to smaller spatial scales where dissipation heats the protons and electrons. When the thermal pressure far exceeds the magnetic pressure, linear theory predicts a spectral gap at perpendicular scales near the proton gyroradius where Alfvén waves become non-propagating. For simple models of an MHD turbulent cascade that assume only local nonlinear interactions, the cascade halts at this gap, preventing energy from reaching smaller scales where electron dissipation dominates, leading to an overestimate of the proton heating rate. In this work, we demonstrate that nonlocal contributions to the cascade, specifically large scale shearing and small scale diffusion, can bridge the non-propagating gap, allowing the cascade to continue to smaller scales. We provide an updated functional form for the proton-to-electron heating ratio accounting for this nonlocal energy transfer by evaluating a nonlocal weakened cascade model over a range of temperature and pressure ratios. In plasmas where the thermal pressure dominates the magnetic pressure, we observe that the proton heating is moderated compared to the significant enhancement predicted by local models.

physics.space-ph↗

arXiv2023

Velocity Space Signatures of Resonant Energy Transfer between Whistler Waves and Electrons in the Earth's Magnetosheath

Wave--particle interactions play a crucial role in transferring energy between electromagnetic fields and charged particles in space and astrophysical plasmas. Despite the prevalence of different electromagnetic waves in space, there is still a lack of understanding of fundamental aspects of wave--particle interactions, particularly in terms of energy flow and velocity-space characteristics. In this study, we combine a novel quasilinear model with observations from the Magnetospheric Multiscale (MMS) mission to reveal the signatures of resonant interactions between electrons and whistler waves in magnetic holes, which are coherent structures often found in the Earth's magnetosheath. We investigate the energy transfer rates and velocity-space characteristics associated with Landau and cyclotron resonances between electrons and slightly oblique propagating whistler waves. In the case of our observed magnetic hole, the loss of electron kinetic energy primarily contributes to the growth of whistler waves through the $n=-1$ cyclotron resonance, where $n$ is the order of the resonance expansion in linear Vlasov--Maxwell theory. The excitation of whistler waves leads to a reduction of the temperature anisotropy and parallel heating of the electrons. Our study offers a new and self-consistent understanding of resonant energy transfer in turbulent plasmas.

physics.plasm-ph↗

arXiv2023

Proton and Alpha Driven Instabilities in an Ion Cyclotron Wave Event

Ion scale wave events or "wave storms" in the solar wind are characterised by enhancements in magnetic field fluctuations as well as coherent magnetic field polarisation signatures at or around the local ion cyclotron frequencies. In this paper we study in detail one such wave event from Parker Solar Probe's (PSP) fourth encounter, consisting of an initial period of left-handed (LH) polarisation abruptly transitioning to a strong period of right-handed (RH) polarisation, accompanied by clear core-beam structure in both the alpha and proton velocity distribution functions. A linear stability analysis shows that the LH polarised waves are anti-Sunward propagating Alfvén/ion cyclotron (A/IC) waves primarily driven by a proton cyclotron instability in the proton core population, and the RH polarised waves are anti-Sunward propagating fast magnetosonic/whistler (FM/W) waves driven by a firehose-like instability in the secondary alpha beam population. The abrupt transition from LH to RH is caused by a drop in the proton core temperature anisotropy. We find very good agreement between the frequencies and polarisations of the unstable wave modes as predicted by linear theory and those observed in the magnetic field spectra. Given the ubiquity of ion scale wave signatures observed by PSP, this work gives insight into which exact instabilities may be active and mediating energy transfer in wave-particle interactions in the inner heliosphere, as well as highlighting the role a secondary alpha population may play as a rarely considered source of free energy available for producing wave activity.

astro-ph.SR↗

arXiv2023

The Effects of Non-Equilibrium Velocity Distributions on Alfvén Ion-Cyclotron Waves in the Solar Wind

In this work, we investigate how the complex structure found in solar wind proton velocity distribution functions (VDFs), rather than the commonly assumed two-component bi-Maxwellian structure, affects the onset and evolution of parallel-propagating microinstabilities. We use the Arbitrary Linear Plasma Solver (ALPS), a numerical dispersion solver, to find the real frequencies and growth/damping rates of the Alfvén modes calculated for proton VDFs extracted from Wind spacecraft observations of the solar wind. We compare this wave behavior to that obtained by applying the same procedure to core-and-beam bi-Maxwellian fits of the Wind proton VDFs. We find several significant differences in the plasma waves obtained for the extracted data and bi-Maxwellian fits, including a strong dependence of the growth/damping rate on the shape of the VDF. By application of the quasilinear diffusion operator to these VDFs, we pinpoint resonantly interacting regions in velocity space where differences in VDF structure significantly affect the wave growth and damping rates. This demonstration of the sensitive dependence of Alfvén mode behavior on VDF structure may explain why the Alfvén ion-cyclotron instability thresholds predicted by linear theory for bi-Maxwellian models of solar wind proton background VDFs do not entirely constrain spacecraft observations of solar wind proton VDFs, such as those made by the Wind spacecraft.

astro-ph.SR↗

arXiv2023

HelioSwarm: A Multipoint, Multiscale Mission to Characterize Turbulence

HelioSwarm (HS) is a NASA Medium-Class Explorer mission of the Heliophysics Division designed to explore the dynamic three-dimensional mechanisms controlling the physics of plasma turbulence, a ubiquitous process occurring in the heliosphere and in plasmas throughout the universe. This will be accomplished by making simultaneous measurements at nine spacecraft with separations spanning magnetohydrodynamic and sub-ion spatial scales in a variety of near-Earth plasmas. In this paper, we describe the scientific background for the HS investigation, the mission goals and objectives, the observatory reference trajectory and instrumentation implementation before the start of Phase B. Through multipoint, multiscale measurements, HS promises to reveal how energy is transferred across scales and boundaries in plasmas throughout the universe.

physics.plasm-ph↗

arXiv2023

Ion-Driven Instabilities in the Inner Heliosphere II: Classification and Multi-Dimensional Mapping

Linear theory is a well developed framework for characterizing instabilities in weakly collisional plasmas, such as the solar wind. In the previous instalment of this series, we analyzed ~1.5M proton and alpha particle Velocity Distribution Functions (VDFs) observed by Helios I and II to determine the statistical properties of the standard instability parameters such as the growth rate, frequency, the direction of wave propagation, and the power emitted or absorbed by each component, as well as to characterize their behavior with respect to the distance from the Sun and collisional processing. In this work, we use this comprehensive set of instability calculations to train a Machine Learning algorithm consisting of three interlaced components that: 1) predict if an interval is unstable from observed VDF parameters; 2) predict the instability properties for a given unstable VDF; and 3) classify the type of the unstable mode. We use these methods to map the properties in multi-dimensional phase space to find that the parallel-propagating, proton-core-induced Ion Cyclotron mode dominates the young solar wind, while the oblique Fast Magnetosonic mode regulates the proton beam drift in the collisionally old plasma.

astro-ph.SR↗

arXiv2023

Estimation of turbulent proton and electron heating rates via Landau damping constrained by Parker Solar Probe observations

The heating of ions and electrons due to turbulent dissipation plays a crucial role in the thermodynamics of the solar wind and other plasma environments. Using magnetic field and thermal plasma observations from the first two perihelia of the Parker Solar Probe (PSP), we model the relative heating rates as a function of radial distance, magnetic spectra, and plasma conditions, enabling us to better characterize the thermodynamics of the inner heliosphere. We employ the Howes et al. 2008 steady-state cascade model, which considers the behavior of turbulent, low-frequency, wavevector-anisotropic, critically balanced Alfvénic fluctuations that dissipate via Landau damping to determine proton-to-electron heating rates $Q_p/Q_e$. We distinguish ion-cyclotron frequency circularly polarized waves from low-frequency turbulence and constrain the cascade model using spectra constructed from the latter. We find that the model accurately describes the observed energy spectrum from over 39.4 percent of the intervals from Encounters 1 and 2, indicating the possibility for Landau damping to heat the young solar wind. The ability of the model to describe the observed turbulent spectra increases with the ratio of thermal-to-magnetic pressure, $β_p$, indicating that the model contains the necessary physics at higher $β_p$. We estimate high magnitudes for the Kolmogorov constant which is inversely proportional to the non-linear energy cascade rate. We verify the expected strong dependency of $Q_p/Q_e$ on $β_p$ and the consistency of the critical balance assumption.

astro-ph.SR↗

arXiv2022

The In Situ Signature of Cyclotron Resonant Heating

The dissipation of magnetized turbulence is an important paradigm for describing heating and energy transfer in astrophysical environments such as the solar corona and wind; however, the specific collisionless processes behind dissipation and heating remain relatively unconstrained by measurements. Remote sensing observations have suggested the presence of strong temperature anisotropy in the solar corona consistent with cyclotron resonant heating. In the solar wind, in situ magnetic field measurements reveal the presence of cyclotron waves, while measured ion velocity distribution functions have hinted at the active presence of cyclotron resonance. Here, we present Parker Solar Probe observations that connect the presence of ion-cyclotron waves directly to signatures of resonant damping in observed proton-velocity distributions. We show that the observed cyclotron wave population coincides with both flattening in the phase space distribution predicted by resonant quasilinear diffusion and steepening in the turbulent spectra at the ion-cyclotron resonant scale. In measured velocity distribution functions where cyclotron resonant flattening is weaker, the distributions are nearly uniformly subject to ion-cyclotron wave damping rather than emission, indicating that the distributions can damp the observed wave population. These results are consistent with active cyclotron heating in the solar wind.

astro-ph.SR↗

arXiv2022

Phase Space Energization of Ions in Oblique Shocks

Examining energization of kinetic plasmas in phase space is a growing topic of interest, owing to the wealth of data in phase space compared to traditional bulk energization diagnostics. Via the field-particle correlation (FPC) technique and using multiple means of numerically integrating the plasma kinetic equation, we have studied the energization of ions in phase space within oblique collisionless shocks. The perspective afforded to us with this analysis in phase space allows us to characterize distinct populations of energized ions. In particular, we focus on ions which reflect multiple times off the shock front through shock-drift acceleration, and how to distinguish these different reflected populations in phase space using the FPC technique. We further extend our analysis to simulations of three-dimensional shocks undergoing more complicated dynamics, such as shock ripple, to demonstrate the ability to recover the phase space signatures of this energization process in a more general system. This work thus extends previous applications of the FPC technique to more realistic collisionless shock environments, providing stronger evidence of the technique's utility for simulation, laboratory, and spacecraft analysis.

physics.plasm-ph↗

arXiv2022

Whistler Waves As a Signature of Converging Magnetic Holes in Space Plasmas

Magnetic holes are plasma structures that trap a large number of particles in a magnetic field that is weaker than the field in its surroundings. The unprecedented high time-resolution observations by NASA's Magnetospheric Multi-Scale (MMS) mission enable us to study the particle dynamics in magnetic holes in the Earth's magnetosheath in great detail. We reveal the local generation mechanism of whistler waves by a combination of Landau-resonant and cyclotron-resonant wave-particle interactions of electrons in response to the large-scale evolution of a magnetic hole. As the magnetic hole converges, a pair of counter-streaming electron beams form near the hole's center as a consequence of the combined action of betatron and Fermi effects. The beams trigger the generation of slightly-oblique whistler waves. Our conceptual prediction is supported by a remarkable agreement between our observations and numerical predictions from the Arbitrary Linear Plasma Solver (ALPS). Our study shows that wave-particle interactions are fundamental to the evolution of magnetic holes in space and astrophysical plasmas.

physics.plasm-ph↗

arXiv2021

Nonlinear Interactions in Spherically Polarized Alfvénic Turbulence

Turbulent magnetic field fluctuations observed in the solar wind often maintain a constant magnitude condition accompanied by spherically polarized velocity fluctuations; these signatures are characteristic of large-amplitude Alfvén waves. Nonlinear energy transfer in Alfvénic turbulence is typically considered in the small-amplitude limit where the constant magnitude condition may be neglected; in contrast, nonlinear energy transfer in the large-amplitude limit remains relatively unstudied. We develop a method to analyze finite-amplitude turbulence through studying fluctuations as constant magnitude rotations in the stationary wave (de Hoffmann-Teller) frame, which reveals that signatures of finite-amplitude effects exist deep into the MHD range. While the dominant fluctuations are consistent with spherically-polarized large-amplitude Alfvén waves, the subdominant mode is relatively compressible. Signatures of nonlinear interaction between the finite-amplitude spherically polarized mode with the subdominant population reveal highly aligned transverse components. In theoretical models of Alfvénic turbulence, alignment is thought to reduce nonlinearity; our observations require that alignment is sufficient to either reduce shear nonlinearity such that non-Alfvénic interactions may be responsible for energy transfer in spherically polarized states, or that counter-propagating fluctuations maintain anomalous coherence, which is a predicted signature of reflection-driven turbulence.

physics.plasm-ph↗

arXiv2021

Ion-Driven Instabilities in the Inner Heliosphere I: Statistical Trends

Instabilities described by linear theory characterize an important form of wave-particle interaction in the solar wind. We diagnose unstable behavior of solar wind plasma between 0.3 and 1 au via the Nyquist criterion, applying it to fits of $\sim1.5$M proton and $α$ particle Velocity Distribution Functions (VDFs) observed by \emph{Helios I} and \emph{II}. The variation of the fraction of unstable intervals with radial distance from the Sun is linear, signaling a gradual decline in the activity of unstable modes. When calculated as functions of the solar wind velocity and Coulomb number, we obtain more extreme, exponential trends in the regions where collisions appear to have a notable influence on the VDF. Instability growth rates demonstrate similar behavior, and significantly decrease with Coulomb number. We find that, for a non-negligible fraction of observations, the proton beam or secondary component might not be detected due to instrument resolution limitations, and demonstrate that the impact of this issue does not affect the main conclusions of this work.

astro-ph.SR↗