arXiv subjects
Publications and source records attributed to Kyle Hayden.
We prove that, for each fixed rational number $p/q \in \mathbb{Q}$, there exists a pair of distinct knots whose $p/q$-surgeries are orientation-preservingly homeomorphic. This confirms a 1978 conjecture of Gordon.
Link homology theories (such as knot Floer homology and Khovanov homology) have become indispensable tools for studying knots and links, including powerful 4-dimensional obstructions. These notes, based on lectures given at the 2024 Georgia Topology Summer School, discuss what these toolkits say about surfaces in 4-space themselves, via the homomorphisms assigned to link cobordisms. We begin with a brief overview of these theories (focusing on their shared formal properties) and survey some of their applications to knotted surfaces. Afterwards, we give an introduction to Khovanov homology (with an eye towards its cobordism maps), discuss hands-on computational techniques for Khovanov and Bar-Natan homology, and outline the role of the Bar-Natan category in this story.
These notes follow a lecture series at the "Singularities and low dimensional topology" winter school at the R\'enyi Institute in January 2023, with a target audience of graduate students in singularity theory and low-dimensional topology. The lectures discuss the basics of four-dimensional manifold topology, connecting this rich subject to knot theory on one side and to contact, symplectic, and complex geometry (through Stein surfaces) on the other side of the spectrum.
We construct closed, aspherical, smooth 4-manifolds that are homeomorphic but not diffeomorphic. These provide counterexamples to a smooth analog of the Borel conjecture in dimension four. Our technique is to apply the `reflection group trick' of the first author to pairs of exotic 4-manifolds with boundary constructed by the second author and Piccirillo.
Conjecturally, a knot is slice if and only if its positive Whitehead double is slice. We consider an analogue of this conjecture for slice disks in the four-ball: two slice disks of a knot are smoothly isotopic if and only if their positive Whitehead doubles are smoothly isotopic. We provide evidence for this conjecture, using a range of techniques. More generally, we consider when isotopy obstructions persist under satellite operations. In particular, we show that obstructions coming from knot Floer homology, Seiberg-Witten theory, and Khovanov homology often behave well under satellite operations. We apply these strategies to give a systematic method for constructing vast numbers of exotic disks in the four-ball, including the first infinite family of pairwise exotic slice disks. These same techniques are then upgraded to produce exotic disks that remain exotic after any prescribed number of internal stabilizations. Finally, we show that the branched double covers of certain stably-exotic disks become diffeomorphic after a single stabilization with $S^2 \times S^2$, hence stabilizing them yields exotic surfaces that have diffeomorphic branched covers.
In this brief note, we show that there exist smooth 4-manifolds (with nonempty boundary) containing pairs of exotically knotted 2-spheres that remain exotic after one (either external or internal) stabilization. It follows that the ``one is enough'' theorem of Auckly-Kim-Melvin-Ruberman-Schwartz does not hold for closed surfaces whose homology classes are characteristic.
Wall-type stabilization problems investigate the collapse of exotic 4-dimensional phenomena under stabilization operations (e.g., taking connected sums with $S^2 \times S^2$). We propose an elementary approach to these problems, providing a construction of exotic 4-manifolds and knotted surfaces that are candidates to remain exotic after stabilization -- including examples in the setting of closed, simply connected 4-manifolds. As a proof of concept, we show this construction yields exotic surfaces in the 4-ball that remain exotic after (internal) stabilization, detected by the cobordism maps on universal Khovanov homology. We conclude by comparing these Khovanov-theoretic obstructions for surfaces to the Floer-theoretic counterparts for exotic 4-manifolds obtained as their branched covers, suggesting a bridge via Lin's spectral sequence from Bar-Natan homology to involutive monopole Floer homology.
We answer a question of Livingston from 1982 by producing Seifert surfaces of the same genus for a knot in $S^3$ that do not become isotopic when their interiors are pushed into $B^4$. In particular, we identify examples where the surfaces are not even topologically isotopic in $B^4$, examples that are topologically but not smoothly isotopic, and examples of infinite families of surfaces that are distinct only up to isotopy rel. boundary. Our main proofs distinguish surfaces using the cobordism maps on Khovanov homology, and our calculations demonstrate the stability and computability of these maps under certain satellite operations.
We show that the cobordism maps on Khovanov homology can distinguish smooth surfaces in the 4-ball that are exotically knotted (i.e., isotopic through ambient homeomorphisms but not ambient diffeomorphisms). We develop new techniques for distinguishing cobordism maps on Khovanov homology, drawing on knot symmetries and braid factorizations. We also show that Plamenevskaya's transverse invariant in Khovanov homology is preserved by maps induced by positive ascending cobordisms.
We show that $\mathbb{C}^2$ contains pairs of properly embedded, smooth complex curves that are isotopic through homeomorphisms but not diffeomorphisms of $\mathbb{C}^2$. The construction is based on realizing corks as branched covers of holomorphic disks in the 4-ball. These disks can also be described using exotic factorizations of quasipositive braids.
This paper investigates the exotic phenomena exhibited by links of disconnected surfaces with boundary that are properly embedded in the 4-ball. Our main results provide two different constructions of exotic pairs of surface links that are Brunnian, meaning that all proper sublinks of the surface are trivial. We then modify these core constructions to vary the number of components in the exotic links, the genera of the components, and the number of components that must be removed before the surfaces become unlinked. Our arguments extend two tools from 3-dimensional knot theory into the 4-dimensional setting: satellite operations, especially Bing doubling, and covering links in branched covers.
A cork is a smooth, contractible, oriented, compact 4-manifold $W$ together with a self-diffeomorphism $f$ of the boundary 3-manifold that cannot extend to a self-diffeomorphism of $W$; the cork is said to be strong if $f$ cannot extend to a self-diffeomorphism of any smooth integer homology ball bounded by $\partial W$. Surprising recent work of Dai, Hedden, and Mallick showed that most of the well-known corks in the literature are strong. We construct the first non-strong corks, which also give rise to new examples of absolutely exotic Mazur manifolds. Additionally we give the first examples of corks where the diffeomorphism of $\partial W$ can be taken to be orientation-reversing.
This paper studies properly embedded surfaces in the 4-ball that are exotically knotted (i.e., topologically but not smoothly isotopic), and leverages this local phenomenon to study surfaces in larger 4-manifolds. The main results provide a new construction of exotically knotted surfaces, including exotic slice surfaces of all genera in the 4-ball and exotic closed surfaces in larger 4-manifolds. The construction is well-suited to the complex and symplectic settings, providing the first examples of exotically knotted complex curves and symplectic 2-spheres. Along the way, we articulate some diagrammatic tools for constructing symplectic surfaces and complex curves. We also use local knotting to investigate the geography problem for knot groups, constructing the first examples of exotically knotted surfaces in closed, simply connected 4-manifolds whose knot groups contain nonabelian free subgroups, hence are not expected to be "good" groups in the sense of surgery theory.
We demonstrate new applications of the trace embedding lemma to the study of piecewise-linear surfaces and the detection of exotic phenomena in dimension four. We provide infinitely many pairs of homeomorphic 4-manifolds $W$ and $W'$ homotopy equivalent to $S^2$ which have smooth structures distinguished by several formal properties: $W'$ is diffeomorphic to a knot trace but $W$ is not, $W'$ contains $S^2$ as a smooth spine but $W$ does not even contain $S^2$ as a piecewise-linear spine, $W'$ is geometrically simply connected but $W$ is not, and $W'$ does not admit a Stein structure but $W$ does. In particular, the simple spineless 4-manifolds $W$ provide an alternative to Levine and Lidman's recent solution to Problem 4.25 in Kirby's list. We also show that all smooth 4-manifolds contain topological locally flat surfaces that cannot be approximated by piecewise-linear surfaces.
From a handlebody-theoretic perspective, the simplest compact, contractible 4-manifolds, other than the 4-ball, are Mazur manifolds. We produce the first pairs of Mazur manifolds that are homeomorphic but not diffeomorphic. Our diffeomorphism obstruction comes from our proof that the knot Floer homology concordance invariant $\nu$ is an invariant of the smooth 4-manifold associated to a knot in the 3-sphere by attaching an n-framed 2-handle to the 4-ball along the knot. In contrast, we also show (modulo forthcoming work of Ozsv\'ath and Szab\'o) that the concordance invariants $\tau$ and $\epsilon$ are not invariants of such 4-manifolds. As a corollary to the existence of exotic Mazur manifolds, we produce integer homology 3-spheres admitting two distinct $S^1 \times S^2$ surgeries, resolving a question from Problem 1.16 in Kirby's list.
We resolve parts (A) and (B) of Problem 1.100 from Kirby's list by showing that many nontrivial links arise as cross-sections of unknotted holomorphic disks in the four-ball. The techniques can be used to produce unknotted ribbon surfaces with prescribed cross-sections, including unknotted Lagrangian disks with nontrivial cross-sections.
We show that a link in an open book can be realized as a strongly quasipositive braid if and only if it bounds a Legendrian ribbon with respect to the associated contact structure. This generalizes a result due to Baader and Ishikawa for links in the three-sphere. We highlight some related techniques for determining whether or not a link is strongly quasipositive, emphasizing applications to fibered links and satellites.
We study the generalization of quasipositive links from the three-sphere to arbitrary closed, orientable three-manifolds. Our main result shows that the boundary of any smooth, properly embedded complex curve in a Stein domain is a quasipositive link. This generalizes a result due to Boileau and Orevkov, and it provides the first half of a topological characterization of links in three-manifolds which bound complex curves in a Stein filling. Our arguments replace pseudoholomorphic curve techniques with a study of characteristic and open book foliations on surfaces in three- and four-manifolds.