arXiv subjects

Lan Du

Publications and source records attributed to Lan Du.

At least 37 records · Page 2Linked to original sources

arXiv2023

Re-weighting Tokens: A Simple and Effective Active Learning Strategy for Named Entity Recognition

Active learning, a widely adopted technique for enhancing machine learning models in text and image classification tasks with limited annotation resources, has received relatively little attention in the domain of Named Entity Recognition (NER). The challenge of data imbalance in NER has hindered the effectiveness of active learning, as sequence labellers lack sufficient learning signals. To address these challenges, this paper presents a novel reweighting-based active learning strategy that assigns dynamic smoothed weights to individual tokens. This adaptable strategy is compatible with various token-level acquisition functions and contributes to the development of robust active learners. Experimental results on multiple corpora demonstrate the substantial performance improvement achieved by incorporating our re-weighting strategy into existing acquisition functions, validating its practical efficacy.

cs.CL↗

arXiv2023

Low-Resource Named Entity Recognition: Can One-vs-All AUC Maximization Help?

Named entity recognition (NER), a task that identifies and categorizes named entities such as persons or organizations from text, is traditionally framed as a multi-class classification problem. However, this approach often overlooks the issues of imbalanced label distributions, particularly in low-resource settings, which is common in certain NER contexts, like biomedical NER (bioNER). To address these issues, we propose an innovative reformulation of the multi-class problem as a one-vs-all (OVA) learning problem and introduce a loss function based on the area under the receiver operating characteristic curve (AUC). To enhance the efficiency of our OVA-based approach, we propose two training strategies: one groups labels with similar linguistic characteristics, and another employs meta-learning. The superiority of our approach is confirmed by its performance, which surpasses traditional NER learning in varying NER settings.

cs.CL↗

arXiv2023

Beyond Unimodal: Generalising Neural Processes for Multimodal Uncertainty Estimation

Uncertainty estimation is an important research area to make deep neural networks (DNNs) more trustworthy. While extensive research on uncertainty estimation has been conducted with unimodal data, uncertainty estimation for multimodal data remains a challenge. Neural processes (NPs) have been demonstrated to be an effective uncertainty estimation method for unimodal data by providing the reliability of Gaussian processes with efficient and powerful DNNs. While NPs hold significant potential for multimodal uncertainty estimation, the adaptation of NPs for multimodal data has not been carefully studied. To bridge this gap, we propose Multimodal Neural Processes (MNPs) by generalising NPs for multimodal uncertainty estimation. Based on the framework of NPs, MNPs consist of several novel and principled mechanisms tailored to the characteristics of multimodal data. In extensive empirical evaluation, our method achieves state-of-the-art multimodal uncertainty estimation performance, showing its appealing robustness against noisy samples and reliability in out-of-distribution detection with faster computation time compared to the current state-of-the-art multimodal uncertainty estimation method.

cs.LG↗

arXiv2023

HiTSKT: A Hierarchical Transformer Model for Session-Aware Knowledge Tracing

Knowledge tracing (KT) aims to leverage students' learning histories to estimate their mastery levels on a set of pre-defined skills, based on which the corresponding future performance can be accurately predicted. As an important way of providing personalized experience for online education, KT has gained increased attention in recent years. In practice, a student's learning history comprises answers to sets of massed questions, each known as a session, rather than merely being a sequence of independent answers. Theoretically, within and across these sessions, students' learning dynamics can be very different. Therefore, how to effectively model the dynamics of students' knowledge states within and across the sessions is crucial for handling the KT problem. Most existing KT models treat student's learning records as a single continuing sequence, without capturing the sessional shift of students' knowledge state. To address the above issue, we propose a novel hierarchical transformer model, named HiTSKT, comprises an interaction(-level) encoder to capture the knowledge a student acquires within a session, and a session(-level) encoder to summarise acquired knowledge across the past sessions. To predict an interaction in the current session, a knowledge retriever integrates the summarised past-session knowledge with the previous interactions' information into proper knowledge representations. These representations are then used to compute the student's current knowledge state. Additionally, to model the student's long-term forgetting behaviour across the sessions, a power-law-decay attention mechanism is designed and deployed in the session encoder, allowing it to emphasize more on the recent sessions. Extensive experiments on three public datasets demonstrate that HiTSKT achieves new state-of-the-art performance on all the datasets compared with six state-of-the-art KT models.

cs.AI↗

arXiv2023

Robust Educational Dialogue Act Classifiers with Low-Resource and Imbalanced Datasets

Dialogue acts (DAs) can represent conversational actions of tutors or students that take place during tutoring dialogues. Automating the identification of DAs in tutoring dialogues is significant to the design of dialogue-based intelligent tutoring systems. Many prior studies employ machine learning models to classify DAs in tutoring dialogues and invest much effort to optimize the classification accuracy by using limited amounts of training data (i.e., low-resource data scenario). However, beyond the classification accuracy, the robustness of the classifier is also important, which can reflect the capability of the classifier on learning the patterns from different class distributions. We note that many prior studies on classifying educational DAs employ cross entropy (CE) loss to optimize DA classifiers on low-resource data with imbalanced DA distribution. The DA classifiers in these studies tend to prioritize accuracy on the majority class at the expense of the minority class which might not be robust to the data with imbalanced ratios of different DA classes. To optimize the robustness of classifiers on imbalanced class distributions, we propose to optimize the performance of the DA classifier by maximizing the area under the ROC curve (AUC) score (i.e., AUC maximization). Through extensive experiments, our study provides evidence that (i) by maximizing AUC in the training process, the DA classifier achieves significant performance improvement compared to the CE approach under low-resource data, and (ii) AUC maximization approaches can improve the robustness of the DA classifier under different class imbalance ratios.

cs.CL↗

arXiv2023

AUC Maximization for Low-Resource Named Entity Recognition

Current work in named entity recognition (NER) uses either cross entropy (CE) or conditional random fields (CRF) as the objective/loss functions to optimize the underlying NER model. Both of these traditional objective functions for the NER problem generally produce adequate performance when the data distribution is balanced and there are sufficient annotated training examples. But since NER is inherently an imbalanced tagging problem, the model performance under the low-resource settings could suffer using these standard objective functions. Based on recent advances in area under the ROC curve (AUC) maximization, we propose to optimize the NER model by maximizing the AUC score. We give evidence that by simply combining two binary-classifiers that maximize the AUC score, significant performance improvement over traditional loss functions is achieved under low-resource NER settings. We also conduct extensive experiments to demonstrate the advantages of our method under the low-resource and highly-imbalanced data distribution settings. To the best of our knowledge, this is the first work that brings AUC maximization to the NER setting. Furthermore, we show that our method is agnostic to different types of NER embeddings, models and domains. The code to replicate this work will be provided upon request.

cs.CL↗

arXiv2023

Does Informativeness Matter? Active Learning for Educational Dialogue Act Classification

Dialogue Acts (DAs) can be used to explain what expert tutors do and what students know during the tutoring process. Most empirical studies adopt the random sampling method to obtain sentence samples for manual annotation of DAs, which are then used to train DA classifiers. However, these studies have paid little attention to sample informativeness, which can reflect the information quantity of the selected samples and inform the extent to which a classifier can learn patterns. Notably, the informativeness level may vary among the samples and the classifier might only need a small amount of low informative samples to learn the patterns. Random sampling may overlook sample informativeness, which consumes human labelling costs and contributes less to training the classifiers. As an alternative, researchers suggest employing statistical sampling methods of Active Learning (AL) to identify the informative samples for training the classifiers. However, the use of AL methods in educational DA classification tasks is under-explored. In this paper, we examine the informativeness of annotated sentence samples. Then, the study investigates how the AL methods can select informative samples to support DA classifiers in the AL sampling process. The results reveal that most annotated sentences present low informativeness in the training dataset and the patterns of these sentences can be easily captured by the DA classifier. We also demonstrate how AL methods can reduce the cost of manual annotation in the AL sampling process.

cs.CL↗

arXiv2023

Prototype-Guided Memory Replay for Continual Learning

Continual learning (CL) refers to a machine learning paradigm that learns continuously without forgetting previously acquired knowledge. Thereby, major difficulty in CL is catastrophic forgetting of preceding tasks, caused by shifts in data distributions. Existing CL models often save a large number of old examples and stochastically revisit previously seen data to retain old knowledge. However, the occupied memory size keeps enlarging along with accumulating seen data. Hereby, we propose a memory-efficient CL method by storing a few samples to achieve good performance. We devise a dynamic prototype-guided memory replay module and incorporate it into an online meta-learning model. We conduct extensive experiments on text classification and investigate the effect of training set orders on CL model performance. The experimental results testify the superiority of our method in terms of forgetting mitigation and efficiency.

cs.LG↗

arXiv2023

DST: Deformable Speech Transformer for Emotion Recognition

Enabled by multi-head self-attention, Transformer has exhibited remarkable results in speech emotion recognition (SER). Compared to the original full attention mechanism, window-based attention is more effective in learning fine-grained features while greatly reducing model redundancy. However, emotional cues are present in a multi-granularity manner such that the pre-defined fixed window can severely degrade the model flexibility. In addition, it is difficult to obtain the optimal window settings manually. In this paper, we propose a Deformable Speech Transformer, named DST, for SER task. DST determines the usage of window sizes conditioned on input speech via a light-weight decision network. Meanwhile, data-dependent offsets derived from acoustic features are utilized to adjust the positions of the attention windows, allowing DST to adaptively discover and attend to the valuable information embedded in the speech. Extensive experiments on IEMOCAP and MELD demonstrate the superiority of DST.

cs.SD↗

arXiv2023

SpeechFormer++: A Hierarchical Efficient Framework for Paralinguistic Speech Processing

Paralinguistic speech processing is important in addressing many issues, such as sentiment and neurocognitive disorder analyses. Recently, Transformer has achieved remarkable success in the natural language processing field and has demonstrated its adaptation to speech. However, previous works on Transformer in the speech field have not incorporated the properties of speech, leaving the full potential of Transformer unexplored. In this paper, we consider the characteristics of speech and propose a general structure-based framework, called SpeechFormer++, for paralinguistic speech processing. More concretely, following the component relationship in the speech signal, we design a unit encoder to model the intra- and inter-unit information (i.e., frames, phones, and words) efficiently. According to the hierarchical relationship, we utilize merging blocks to generate features at different granularities, which is consistent with the structural pattern in the speech signal. Moreover, a word encoder is introduced to integrate word-grained features into each unit encoder, which effectively balances fine-grained and coarse-grained information. SpeechFormer++ is evaluated on the speech emotion recognition (IEMOCAP & MELD), depression classification (DAIC-WOZ) and Alzheimer's disease detection (Pitt) tasks. The results show that SpeechFormer++ outperforms the standard Transformer while greatly reducing the computational cost. Furthermore, it delivers superior results compared to the state-of-the-art approaches.

eess.AS↗

arXiv2022

Hardness-guided domain adaptation to recognise biomedical named entities under low-resource scenarios

Domain adaptation is an effective solution to data scarcity in low-resource scenarios. However, when applied to token-level tasks such as bioNER, domain adaptation methods often suffer from the challenging linguistic characteristics that clinical narratives possess, which leads to unsatisfactory performance. In this paper, we present a simple yet effective hardness-guided domain adaptation (HGDA) framework for bioNER tasks that can effectively leverage the domain hardness information to improve the adaptability of the learnt model in low-resource scenarios. Experimental results on biomedical datasets show that our model can achieve significant performance improvement over the recently published state-of-the-art (SOTA) MetaNER model

cs.CL↗

arXiv2022

Learning Semantic Textual Similarity via Topic-informed Discrete Latent Variables

Recently, discrete latent variable models have received a surge of interest in both Natural Language Processing (NLP) and Computer Vision (CV), attributed to their comparable performance to the continuous counterparts in representation learning, while being more interpretable in their predictions. In this paper, we develop a topic-informed discrete latent variable model for semantic textual similarity, which learns a shared latent space for sentence-pair representation via vector quantization. Compared with previous models limited to local semantic contexts, our model can explore richer semantic information via topic modeling. We further boost the performance of semantic similarity by injecting the quantized representation into a transformer-based language model with a well-designed semantic-driven attention mechanism. We demonstrate, through extensive experiments across various English language datasets, that our model is able to surpass several strong neural baselines in semantic textual similarity tasks.

cs.CL↗

arXiv2022

Uncertainty Estimation for Multi-view Data: The Power of Seeing the Whole Picture

Uncertainty estimation is essential to make neural networks trustworthy in real-world applications. Extensive research efforts have been made to quantify and reduce predictive uncertainty. However, most existing works are designed for unimodal data, whereas multi-view uncertainty estimation has not been sufficiently investigated. Therefore, we propose a new multi-view classification framework for better uncertainty estimation and out-of-domain sample detection, where we associate each view with an uncertainty-aware classifier and combine the predictions of all the views in a principled way. The experimental results with real-world datasets demonstrate that our proposed approach is an accurate, reliable, and well-calibrated classifier, which predominantly outperforms the multi-view baselines tested in terms of expected calibration error, robustness to noise, and accuracy for the in-domain sample classification and the out-of-domain sample detection tasks.

cs.LG↗

arXiv2022

Leveraging Cross Feedback of User and Item Embeddings with Attention for Variational Autoencoder based Collaborative Filtering

Matrix factorization (MF) has been widely applied to collaborative filtering in recommendation systems. Its Bayesian variants can derive posterior distributions of user and item embeddings, and are more robust to sparse ratings. However, the Bayesian methods are restricted by their update rules for the posterior parameters due to the conjugacy of the priors and the likelihood. Variational autoencoders (VAE) can address this issue by capturing complex mappings between the posterior parameters and the data. However, current research on VAEs for collaborative filtering only considers the mappings based on the explicit data information while the implicit embedding information is overlooked. In this paper, we first derive evidence lower bounds (ELBO) for Bayesian MF models from two viewpoints: user-oriented and item-oriented. Based on the ELBOs, we propose a VAE-based Bayesian MF framework. It leverages not only the data but also the embedding information to approximate the user-item joint distribution. As suggested by the ELBOs, the approximation is iterative with cross feedback of user and item embeddings into each other's encoders. More specifically, user embeddings sampled at the previous iteration are fed to the item-side encoders to estimate the posterior parameters for the item embeddings at the current iteration, and vice versa. The estimation also attends to the cross-fed embeddings to further exploit useful information. The decoder then reconstructs the data via the matrix factorization over the currently re-sampled user and item embeddings.

cs.LG↗

arXiv2022

SpeechFormer: A Hierarchical Efficient Framework Incorporating the Characteristics of Speech

Transformer has obtained promising results on cognitive speech signal processing field, which is of interest in various applications ranging from emotion to neurocognitive disorder analysis. However, most works treat speech signal as a whole, leading to the neglect of the pronunciation structure that is unique to speech and reflects the cognitive process. Meanwhile, Transformer has heavy computational burden due to its full attention operation. In this paper, a hierarchical efficient framework, called SpeechFormer, which considers the structural characteristics of speech, is proposed and can be served as a general-purpose backbone for cognitive speech signal processing. The proposed SpeechFormer consists of frame, phoneme, word and utterance stages in succession, each performing a neighboring attention according to the structural pattern of speech with high computational efficiency. SpeechFormer is evaluated on speech emotion recognition (IEMOCAP & MELD) and neurocognitive disorder detection (Pitt & DAIC-WOZ) tasks, and the results show that SpeechFormer outperforms the standard Transformer-based framework while greatly reducing the computational cost. Furthermore, our SpeechFormer achieves comparable results to the state-of-the-art approaches.

cs.SD↗

arXiv2021

Diversity Enhanced Active Learning with Strictly Proper Scoring Rules

We study acquisition functions for active learning (AL) for text classification. The Expected Loss Reduction (ELR) method focuses on a Bayesian estimate of the reduction in classification error, recently updated with Mean Objective Cost of Uncertainty (MOCU). We convert the ELR framework to estimate the increase in (strictly proper) scores like log probability or negative mean square error, which we call Bayesian Estimate of Mean Proper Scores (BEMPS). We also prove convergence results borrowing techniques used with MOCU. In order to allow better experimentation with the new acquisition functions, we develop a complementary batch AL algorithm, which encourages diversity in the vector of expected changes in scores for unlabelled data. To allow high performance text classifiers, we combine ensembling and dynamic validation set construction on pretrained language models. Extensive experimental evaluation then explores how these different acquisition functions perform. The results show that the use of mean square error and log probability with BEMPS yields robust acquisition functions, which consistently outperform the others tested.

cs.LG↗

arXiv2021

Multilingual Neural Machine Translation:Can Linguistic Hierarchies Help?

Multilingual Neural Machine Translation (MNMT) trains a single NMT model that supports translation between multiple languages, rather than training separate models for different languages. Learning a single model can enhance the low-resource translation by leveraging data from multiple languages. However, the performance of an MNMT model is highly dependent on the type of languages used in training, as transferring knowledge from a diverse set of languages degrades the translation performance due to negative transfer. In this paper, we propose a Hierarchical Knowledge Distillation (HKD) approach for MNMT which capitalises on language groups generated according to typological features and phylogeny of languages to overcome the issue of negative transfer. HKD generates a set of multilingual teacher-assistant models via a selective knowledge distillation mechanism based on the language groups, and then distils the ultimate multilingual model from those assistants in an adaptive way. Experimental results derived from the TED dataset with 53 languages demonstrate the effectiveness of our approach in avoiding the negative transfer effect in MNMT, leading to an improved translation performance (about 1 BLEU score on average) compared to strong baselines.

cs.CL↗

arXiv2021

Transformer over Pre-trained Transformer for Neural Text Segmentation with Enhanced Topic Coherence

This paper proposes a transformer over transformer framework, called Transformer$^2$, to perform neural text segmentation. It consists of two components: bottom-level sentence encoders using pre-trained transformers, and an upper-level transformer-based segmentation model based on the sentence embeddings. The bottom-level component transfers the pre-trained knowledge learned from large external corpora under both single and pair-wise supervised NLP tasks to model the sentence embeddings for the documents. Given the sentence embeddings, the upper-level transformer is trained to recover the segmentation boundaries as well as the topic labels of each sentence. Equipped with a multi-task loss and the pre-trained knowledge, Transformer$^2$ can better capture the semantic coherence within the same segments. Our experiments show that (1) Transformer$^2$ manages to surpass state-of-the-art text segmentation models in terms of a commonly-used semantic coherence measure; (2) in most cases, both single and pair-wise pre-trained knowledge contribute to the model performance; (3) bottom-level sentence encoders pre-trained on specific languages yield better performance than those pre-trained on specific domains.

cs.CL↗