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Lan-Zhe Guo

Publications and source records attributed to Lan-Zhe Guo.

At least 55 records · Page 3Linked to original sources

Data Selection for LLM Alignment Using Fine-Grained Preferences

Large language models (LLMs) alignment aims to ensure that the behavior of LLMs meets human preferences. While collecting data from multiple fine-grained, aspect-specific preferences becomes more and more feasible, existing alignment methods typically work on a single preference and thus struggle with conflicts inherent in such aggregated datasets. As one early attempt, in this paper, we propose a data-centric approach to align LLMs through the effective use of fine-grained preferences. Specifically, we formulate the problem as a direct fine-grained preference optimization and introduce preference divergence (PD) that quantifies inter-aspect preference conflicts. Instead of directly tackling the consequent complicated optimization, we recast it as a data selection problem and propose a simple yet effective strategy, which identifies a subset of data corresponding to the most negative PD values, for efficient training. We theoretically analyze the loss-bound optimality of our selection strategy and conduct extensive empirical studies on varied settings and datasets to demonstrate that our practical selection method could achieve consistent improvement against standard full-data alignment, using even just 30% of the data. Our work shares a line that LLM alignment using fine-grained preferences is highly feasible.

cs.LG↗

Learning Contrastive Feature Representations for Facial Action Unit Detection

For the Facial Action Unit (AU) detection task, accurately capturing the subtle facial differences between distinct AUs is essential for reliable detection. Additionally, AU detection faces challenges from class imbalance and the presence of noisy or false labels, which undermine detection accuracy. In this paper, we introduce a novel contrastive learning framework aimed for AU detection that incorporates both self-supervised and supervised signals, thereby enhancing the learning of discriminative features for accurate AU detection. To tackle the class imbalance issue, we employ a negative sample re-weighting strategy that adjusts the step size of updating parameters for minority and majority class samples. Moreover, to address the challenges posed by noisy and false AU labels, we employ a sampling technique that encompasses three distinct types of positive sample pairs. This enables us to inject self-supervised signals into the supervised signal, effectively mitigating the adverse effects of noisy labels. Our experimental assessments, conducted on five widely-utilized benchmark datasets (BP4D, DISFA, BP4D+, GFT and Aff-Wild2), underscore the superior performance of our approach compared to state-of-the-art methods of AU detection. Our code is available at https://github.com/Ziqiao-Shang/AUNCE.

cs.CV↗

Unlabeled Data vs. Pre-trained Knowledge: Rethinking SSL in the Era of Large Models

Semi-supervised learning (SSL) alleviates the cost of data labeling process by exploiting unlabeled data and has achieved promising results. Meanwhile, with the development of large foundation models, exploiting pre-trained models becomes a promising way to address the label scarcity in the downstream tasks, such as various parameter-efficient fine-tuning techniques. This raises a natural yet critical question: When labeled data is limited, should we rely on unlabeled data or pre-trained models? To investigate this issue, we conduct a fair comparison between SSL methods and pre-trained models (e.g., CLIP) on representative image classification tasks under a controlled supervision budget. Experiments reveal that SSL has met its ``Waterloo" in the era of large models, as pre-trained models show both high efficiency and strong performance on widely adopted SSL benchmarks. This underscores the urgent need for SSL researchers to explore new avenues, such as deeper integration between the SSL and pre-trained models. Furthermore, we investigate the potential of Multi-Modal Large Language Models (MLLMs) in image classification tasks. Results show that, despite their massive parameter scales, MLLMs still face significant performance limitations, highlighting that even a seemingly well-studied task remains highly challenging.

cs.LG↗

A Theoretical Study on Bridging Internal Probability and Self-Consistency for LLM Reasoning

Test-time scaling seeks to improve the reasoning performance of large language models (LLMs) by adding computational resources. A prevalent approach within the field is sampling-based test-time scaling methods, which enhance reasoning by generating multiple reasoning paths for a given input during inference. However, despite its practical success, the theoretical foundations remain underexplored. In this paper, we provide the first theoretical framework for analyzing sampling-based test-time scaling methods, grounded in the perspective of confidence estimation. Based on the framework, we analyze two dominant paradigms: self-consistency and perplexity, and reveal key limitations: self-consistency suffers from high estimation error while perplexity exhibits substantial modeling error and possible degradation of the estimation error convergence. To address these limitations, we introduce RPC, a hybrid method that leverages our theoretical insights through two key components: Perplexity Consistency and Reasoning Pruning. Perplexity Consistency combines the strengths of self-consistency and perplexity, boosting the convergence rate of estimation error from linear to exponential while preserving model error. Reasoning Pruning prevents degradation by eliminating low-probability reasoning paths. Both theoretical analysis and empirical results across seven benchmark datasets demonstrate that RPC has a strong potential for reducing reasoning error. Notably, RPC achieves reasoning performance comparable to self-consistency while not only enhancing confidence reliability but also reducing sampling costs by 50%. The code and resources are available at https://wnjxyk.github.io/RPC.

cs.LG↗

NeSyGeo: A Neuro-Symbolic Framework for Multimodal Geometric Reasoning Data Generation

Obtaining large-scale, high-quality reasoning data is crucial for improving the geometric reasoning capabilities of multi-modal large language models (MLLMs). However, existing data generation methods, whether based on predefined tem plates or constrained symbolic provers, inevitably face diversity and numerical generalization limitations. To address these limitations, we propose NeSyGeo, a novel neuro-symbolic framework for generating geometric reasoning data. First, we propose a domain-specific language grounded in the entity-attributes-relations paradigm to comprehensively represent all components of plane geometry, along with generative actions defined within this symbolic space. We then design a symbolic-visual-text pipeline that synthesizes symbolic sequences, maps them to visual and textual representations and generates reasoning path with reverse search and forward validation. Based on this framework, we construct NeSyGeo CoT and NeSyGeo-Caption datasets, containing 100k samples, and release a new benchmark NeSyGeo-Test for evaluating geometric reasoning abilities in MLLMs. Experiments demonstrate that the proposal significantly and consistently improves the performance of multiple MLLMs under both reinforcement and supervised fine-tuning. With only 4k samples and two epochs of reinforcement fine-tuning, base models achieve improvements of up to +15.8% on MathVision, +8.4% on MathVerse, and +7.3% on GeoQA. Notably, a 4B model can be improved to outperform an 8B model from the same series on geometric reasoning tasks.s

cs.CL↗

VCSearch: Bridging the Gap Between Well-Defined and Ill-Defined Problems in Mathematical Reasoning

Large language models (LLMs) have demonstrated impressive performance on reasoning tasks, including mathematical reasoning. However, the current evaluation mostly focuses on carefully constructed benchmarks and neglects the consideration of real-world reasoning problems that present missing or contradictory conditions, known as ill-defined problems. To further study this problem, we develop a largescale benchmark called Problems with Missing and Contradictory conditions (PMC) containing over 5,000 validated ill-defined mathematical problems. Our preliminary experiments through PMC reveal two challenges about existing methods: (1) traditional methods exhibit a trade-off between solving accuracy and rejection capabilities, and (2) formal methods struggle with modeling complex problems. To address these challenges, We develop Variable-Constraint Search (VCSEARCH), a trainingfree framework that leverages formal language to detect ill-defined problems, where a variableconstraint pair search strategy is incorporated to improve the modeling capability of formal language. Extensive experiments demonstrate that VCSEARCH improves the accuracy of identifying unsolvable problems by at least 12% across different LLMs, thus achieving stronger robust mathematical reasoning ability.

cs.AI↗

CGI: Identifying Conditional Generative Models with Example Images

Generative models have achieved remarkable performance recently, and thus model hubs have emerged. Existing model hubs typically assume basic text matching is sufficient to search for models. However, in reality, due to different abstractions and the large number of models in model hubs, it is not easy for users to review model descriptions and example images, choosing which model best meets their needs. Therefore, it is necessary to describe model functionality wisely so that future users can efficiently search for the most suitable model for their needs. Efforts to address this issue remain limited. In this paper, we propose Conditional Generative Model Identification (CGI), which aims to provide an effective way to identify the most suitable model using user-provided example images rather than requiring users to manually review a large number of models with example images. To address this problem, we propose the PromptBased Model Identification (PMI) , which can adequately describe model functionality and precisely match requirements with specifications. To evaluate PMI approach and promote related research, we provide a benchmark comprising 65 models and 9100 identification tasks. Extensive experimental and human evaluation results demonstrate that PMI is effective. For instance, 92% of models are correctly identified with significantly better FID scores when four example images are provided.

cs.CV↗

Detecting Scarce and Sparse Anomalous: Solving Dual Imbalance in Multi-Instance Learning

In real-world applications, it is highly challenging to detect anomalous samples with extremely sparse anomalies, as they are highly similar to and thus easily confused with normal samples. Moreover, the number of anomalous samples is inherently scarce. This results in a dual imbalance Multi-Instance Learning (MIL) problem, manifesting at both the macro and micro levels. To address this "needle-in-a-haystack problem", we find that MIL problem can be reformulated as a fine-grained PU learning problem. This allows us to address the imbalance issue in an unbiased manner using micro-level balancing mechanisms. To this end, we propose a novel framework, Balanced Fine-Grained Positive-Unlabeled (BFGPU)-based on rigorous theoretical foundations. Extensive experiments on both synthetic and real-world datasets demonstrate the effectiveness of BFGPU.

stat.ML↗

FormalML: A Benchmark for Evaluating Formal Subgoal Completion in Machine Learning Theory

Large language models (LLMs) have recently demonstrated remarkable progress in formal theorem proving. Yet their ability to serve as practical assistants for mathematicians, filling in missing steps within complex proofs, remains underexplored. We identify this challenge as the task of subgoal completion, where an LLM must discharge short but nontrivial proof obligations left unresolved in a human-provided sketch. To study this problem, we introduce FormalML, a Lean 4 benchmark built from foundational theories of machine learning. Using a translation tactic that converts procedural proofs into declarative form, we extract 4937 problems spanning optimization and probability inequalities, with varying levels of difficulty. FormalML is the first subgoal completion benchmark to combine premise retrieval and complex research-level contexts. Evaluation of state-of-the-art provers highlights persistent limitations in accuracy and efficiency, underscoring the need for more capable LLM-based theorem provers for effective subgoal completion,

cs.CL↗

Neuro-Symbolic Artificial Intelligence: Towards Improving the Reasoning Abilities of Large Language Models

Large Language Models (LLMs) have shown promising results across various tasks, yet their reasoning capabilities remain a fundamental challenge. Developing AI systems with strong reasoning capabilities is regarded as a crucial milestone in the pursuit of Artificial General Intelligence (AGI) and has garnered considerable attention from both academia and industry. Various techniques have been explored to enhance the reasoning capabilities of LLMs, with neuro-symbolic approaches being a particularly promising way. This paper comprehensively reviews recent developments in neuro-symbolic approaches for enhancing LLM reasoning. We first present a formalization of reasoning tasks and give a brief introduction to the neurosymbolic learning paradigm. Then, we discuss neuro-symbolic methods for improving the reasoning capabilities of LLMs from three perspectives: Symbolic->LLM, LLM->Symbolic, and LLM+Symbolic. Finally, we discuss several key challenges and promising future directions. We have also released a GitHub repository including papers and resources related to this survey: https://github.com/LAMDASZ-ML/Awesome-LLM-Reasoning-with-NeSy.

cs.AI↗

Verification Learning: Make Unsupervised Neuro-Symbolic System Feasible

The current Neuro-Symbolic (NeSy) Learning paradigm suffers from an over-reliance on labeled data, so if we completely disregard labels, it leads to less symbol information, a larger solution space, and more shortcuts-issues that current Nesy systems cannot resolve. This paper introduces a novel learning paradigm, Verification Learning (VL), which addresses this challenge by transforming the label-based reasoning process in Nesy into a label-free verification process. VL achieves excellent learning results solely by relying on unlabeled data and a function that verifies whether the current predictions conform to the rules. We formalize this problem as a Constraint Optimization Problem (COP) and propose a Dynamic Combinatorial Sorting (DCS) algorithm that accelerates the solution by reducing verification attempts, effectively lowering computational costs and introduce a prior alignment method to address potential shortcuts. Our theoretical analysis points out which tasks in Nesy systems can be completed without labels and explains why rules can replace infinite labels for some tasks, while for others the rules have no effect. We validate the proposed framework through several fully unsupervised tasks including addition, sort, match, and chess, each showing significant performance and efficiency improvements.

cs.AI↗

TabFSBench: Tabular Benchmark for Feature Shifts in Open Environments

Tabular data is widely utilized in various machine learning tasks. Current tabular learning research predominantly focuses on closed environments, while in real-world applications, open environments are often encountered, where distribution and feature shifts occur, leading to significant degradation in model performance. Previous research has primarily concentrated on mitigating distribution shifts, whereas feature shifts, a distinctive and unexplored challenge of tabular data, have garnered limited attention. To this end, this paper conducts the first comprehensive study on feature shifts in tabular data and introduces the first tabular feature-shift benchmark (TabFSBench). TabFSBench evaluates impacts of four distinct feature-shift scenarios on four tabular model categories across various datasets and assesses the performance of large language models (LLMs) and tabular LLMs in the tabular benchmark for the first time. Our study demonstrates three main observations: (1) most tabular models have the limited applicability in feature-shift scenarios; (2) the shifted feature set importance has a linear relationship with model performance degradation; (3) model performance in closed environments correlates with feature-shift performance. Future research direction is also explored for each observation. Benchmark: https://github.com/LAMDASZ-ML/TabFSBench.

cs.LG↗

Realistic Evaluation of TabPFN v2 in Open Environments

Tabular data, owing to its ubiquitous presence in real-world domains, has garnered significant attention in machine learning research. While tree-based models have long dominated tabular machine learning tasks, the recently proposed deep learning model TabPFN v2 has emerged, demonstrating unparalleled performance and scalability potential. Although extensive research has been conducted on TabPFN v2 to further improve performance, the majority of this research remains confined to closed environments, neglecting the challenges that frequently arise in open environments. This raises the question: Can TabPFN v2 maintain good performance in open environments? To this end, we conduct the first comprehensive evaluation of TabPFN v2's adaptability in open environments. We construct a unified evaluation framework covering various real-world challenges and assess the robustness of TabPFN v2 under open environments scenarios using this framework. Empirical results demonstrate that TabPFN v2 shows significant limitations in open environments but is suitable for small-scale, covariate-shifted, and class-balanced tasks. Tree-based models remain the optimal choice for general tabular tasks in open environments. To facilitate future research on open environments challenges, we advocate for open environments tabular benchmarks, multi-metric evaluation, and universal modules to strengthen model robustness. We publicly release our evaluation framework at https://anonymous.4open.science/r/tabpfn-ood-4E65.

cs.LG↗

D3: Diversity, Difficulty, and Dependability-Aware Data Selection for Sample-Efficient LLM Instruction Tuning

Recent advancements in instruction tuning for large language models (LLMs) suggest that a small, high-quality dataset can significantly equip LLMs with instruction-following capabilities, outperforming large datasets often burdened by quality and redundancy issues. However, the challenge lies in automatically identifying valuable subsets from large datasets to boost both the effectiveness and efficiency of instruction tuning. In this paper, we first establish data selection criteria based on three distinct aspects of data value: diversity, difficulty, and dependability, and then propose the D3 method comprising two key steps of scoring and selection. Specifically, in the scoring step, we define the diversity function to measure sample distinctiveness and introduce the uncertainty-based prediction difficulty to evaluate sample difficulty by mitigating the interference of context-oriented generation diversity. Additionally, we integrate an external LLM for dependability assessment. In the selection step, we formulate the D3 weighted coreset objective, which jointly optimizes three aspects of data value to solve for the most valuable subset. The two steps of D3 can iterate multiple rounds, incorporating feedback to refine the selection focus adaptively. Experiments on both public datasets and the real-world Taobao Live application demonstrate the effectiveness of D3 in endowing LLMs with competitive or even superior instruction-following capabilities using less than 10\% of the entire dataset.

cs.LG↗

Vision-Language Model Selection and Reuse for Downstream Adaptation

Pre-trained Vision-Language Models (VLMs) are becoming increasingly popular across various visual tasks, and several open-sourced VLM variants have been released. However, selecting the best-performing pre-trained VLM for a specific downstream task is challenging since no single VLM can achieve promising performance on all downstream tasks, and evaluating all available VLMs is impossible due to time and data limitations. To address this problem, this paper proposes a novel paradigm to select and reuse VLM for downstream tasks, called Model Label Learning (MLL). The proposal contains three key modules: \emph{model labeling}, which assigns labels to each VLM to describe their specialty and utility; \emph{model selection}, which matches the requirements of the target task with model labels; and \emph{model reuse}, which applies selected VLMs to the target task in an ensemble manner. The proposal is highly computationally efficient and growable since the model labeling process is completed target task independent and the ability could grow with the number of candidate VLMs. We also introduce a new benchmark for evaluating VLM selection methods, including 49 VLMs and 17 target task datasets. Experimental results clearly demonstrate the effectiveness of the proposed method for selecting and reusing VLMs.

cs.LG↗

A Smooth Transition Between Induction and Deduction: Fast Abductive Learning Based on Probabilistic Symbol Perception

Abductive learning (ABL) that integrates strengths of machine learning and logical reasoning to improve the learning generalization, has been recently shown effective. However, its efficiency is affected by the transition between numerical induction and symbolical deduction, leading to high computational costs in the worst-case scenario. Efforts on this issue remain to be limited. In this paper, we identified three reasons why previous optimization algorithms for ABL were not effective: insufficient utilization of prediction, symbol relationships, and accumulated experience in successful abductive processes, resulting in redundant calculations to the knowledge base. To address these challenges, we introduce an optimization algorithm named as Probabilistic Symbol Perception (PSP), which makes a smooth transition between induction and deduction and keeps the correctness of ABL unchanged. We leverage probability as a bridge and present an efficient data structure, achieving the transfer from a continuous probability sequence to discrete Boolean sequences with low computational complexity. Experiments demonstrate the promising results.

cs.LG↗

Bridging Internal Probability and Self-Consistency for Effective and Efficient LLM Reasoning

Recent advancements in large language models (LLMs) have demonstrated remarkable reasoning capabilities. However, single-shot inference often yields unreliable results for complex reasoning tasks, leading researchers to explore multiple reasoning paths through methods such as perplexity and self-consistency. In this paper, we present the first theoretical error decomposition analysis of these techniques, breaking down their error into estimation error and model error. Our analysis reveals a fundamental trade-off: perplexity methods suffer from substantial model error due to the absence of a proper consistency function, while self-consistency exhibits high estimation error due to a slow error convergence rate. To overcome these limitations, we propose Reasoning-Pruning Perplexity Consistency (RPC). This approach combines Perplexity Consistency, which seamlessly integrates LLM perplexity with self-consistency, and Reasoning Pruning, which eliminates low-probability reasoning paths to effectively prevent the degeneration of estimation error reduction. Theoretical analysis demonstrates that RPC not only accelerates the convergence rate of estimation error to an exponential level but also holds strong potential for further reducing model error. Extensive empirical evaluations on seven benchmark datasets confirm that RPC can significantly improve reasoning performance, sample efficiency, and confidence reliability.

cs.LG↗

LawGPT: Knowledge-Guided Data Generation and Its Application to Legal LLM

Large language models (LLMs), both proprietary and open-source, have demonstrated remarkable capabilities across various natural language processing tasks. However, they face significant limitations in legal reasoning tasks. Proprietary models introduce data privacy risks and high inference costs, while open-source models underperform due to insufficient legal domain training data. To address these limitations, we study data generation for legal reasoning to improve the legal reasoning performance of open-source LLMs with the help of proprietary LLMs. This is challenging due to the lack of legal knowledge in proprietary LLMs and the difficulty in verifying the generated data. We propose KgDG, a knowledge-guided data generation framework for legal reasoning. Our framework enables leveraging legal knowledge to enhance generation diversity and introduces a refinement and verification process to ensure the quality of generated data. Moreover, we expand the generated dataset to further enhance the LLM reasoning capabilities. Using KgDG, we create a synthetic legal reasoning dataset containing 50K high-quality examples. Our trained model LawGPT outperforms existing legal-specific LLMs and achieves performance comparable to proprietary LLMs, demonstrating the effectiveness of KgDG and LawGPT. Our code and resources is publicly available at https://github.com/LAMDASZ-ML/Knowledge-Guide-Data-Generation .

cs.CL↗