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Lane A. Hemaspaandra

Publications and source records attributed to Lane A. Hemaspaandra.

At least 19 recordsLinked to original sources

Axiomatic Tools for Separating Electoral Control Types, with Applications to Concrete Systems

Electoral control is the study of whether an attacker, by structural changes on an election such as adding/deleting/partitioning voters or candidates, can affect the winner in some desired way. Forty-four such attack types are often considered standard, and recently there has been work showing that sometimes the attack types -- though seemingly distinct---in fact "collapse," that is, for every input, either the attacker can achieve their goal under both of the control types or under neither of the control types. The papers doing this, however, while often exploiting axiomatic results that ensured collapses, found all the separations by human or computer-generated counterexamples. This left open the issue of whether even the separation direction can be driven by axiomatic results that allow large groups of separations to be almost automatically obtained. Our paper provides many such results, and we apply them to seven important voting systems, finding sixty-four new collapses and 1901 new separations. We not only give axiomatic sufficient conditions and one complete characterization result, but also identify some control-problem pairs that universally separate---in other words, they separate under every voting rule.

cs.GT

Fortune's Bounty: Taming Complexity by Trimming Trees --- A Hands-On Problem-Solving Experience in Advanced Complexity Suitable for Introductory Students

This article provides an assignment designed to let undergraduate students who have completed an undergraduate CS1/CS2 sequence try to themselves, in groups, prove Fortune's Theorem. (Fortune's Theorem states that if the complement of the Boolean satisfiability problem polynomial-time reduces to a sparse set, then the Boolean satisfiability problem is polynomial-time computable. The assignment does not assume that students have previously seen the Boolean satisfiability problem, polynomial-time reductions, or sparse sets. Rather, it teaches those within the assignment. Note: Reworded into the technical vocabulary of complexity theory, Fortune's Theorem states that no sparse set is coNP-hard unless P=NP. Fortune's Theorem was a major advance in the understanding of the relationship between hardness and density.) We provide both the assignment handout (as the main body of this report plus Appendix A) and a solution to the assignment (as Appendix B, which would of course not be made available to the students until after they had handed in the assignment). The assignment handout, though the instructor can change this, is framed as having the students starting the assignment in teams in class for a whole class session, and then finishing it in those same teams as a take-home assignment, and handing it in before the next class session. We have found that student groups often succeed, partially or completely, in this challenge. This can mean a lot to the students: they see that they were able to make an advance that, when it was first obtained, appeared in what was arguably at the time the top journal venue for complexity theory research. This can give them confidence that they have substantial problem-solving skills (which basically means research skills) when they truly apply themselves to a given challenge.

cs.CC

Linked Fates: How Small of an Ambiguity Increase Can Make the Difference Between Equaling and Separating from P?

Ambiguity-bounded versions of $\mathrm{NP}$, denoted $\mathrm{UP}_{\leq f(n)}$, bound by $f(n)$ the number of accepting paths the nondeterministic polynomial-time Turing machine can have on inputs of length $n$. Such classes range from Valiant's completely unambiguous ($f(n)=1$) class $\mathrm{UP}$ to $\mathrm{NP}$ itself, where there is no bound or, equivalently, there is the toothless exponential bound ($f(n) = 2^{n^{O(1)}}$). This paper seeks to understand which of these classes stand and fall together as to whether they equal deterministic polynomial time. Informally put, what ranges of ambiguities have linked fates? That is, for which pairs of nondecreasing functions, $(f_1 ,f_2)$, satisfying $(\forall n)[f_1(n) \leq f_2(n)]$, does it hold that $\mathrm{P} = \mathrm{UP}_{\leq f_1(n)} \implies \mathrm{P} = \mathrm{UP}_{\leq f_2(n)}$. More particularly, for which pairs does that hold robustly, i.e., it holds in the real world and every relativized world? And for which pairs does that implication fail to hold robustly, i.e., there is an oracle $A$ such that $\mathrm{P}^A = \mathrm{UP}_{\leq f_1(n)}^A \subsetneq \mathrm{UP}_{\leq f_2(n)}^A$? The only previously known positive result is Watanabe's 1988 result that $ \mathrm{P} = \mathrm{UP}_{\leq 1} \implies (\forall k \geq 1)[\mathrm{P} = \mathrm{UP}_{\leq k}]$, which even holds robustly. His result, though lovely, applies only to constant-bounded ambiguities. As our positive result, we present a new class of cases (Theorem 3.8) that apply (and even robustly apply) at greater ambiguity levels. To give our class of cases, we leverage two approaches: a novel path-poisoning approach that works even on superconstant ambiguities (Theorem 3.5) and a new application of the power of padding (Theorems 3.3/3.4). As negative results, we show that for essentially all other cases, no linkage holds robustly.

cs.CC

Anyone but Him: The Complexity of Precluding an Alternative

Preference aggregation in a multiagent setting is a central issue in both human and computer contexts. In this paper, we study in terms of complexity the vulnerability of preference aggregation to destructive control. That is, we study the ability of an election's chair to, through such mechanisms as voter/candidate addition/suppression/partition, ensure that a particular candidate (equivalently, alternative) does not win. And we study the extent to which election systems can make it impossible, or computationally costly (NP-complete), for the chair to execute such control. Among the systems we study--plurality, Condorcet, and approval voting--we find cases where systems immune or computationally resistant to a chair choosing the winner nonetheless are vulnerable to the chair blocking a victory. Beyond that, we see that among our studied systems no one system offers the best protection against destructive control. Rather, the choice of a preference aggregation system will depend closely on which types of control one wishes to be protected against. We also find concrete cases where the complexity of or susceptibility to control varies dramatically based on the choice among natural tie-handling rules.

cs.GT

Search versus Search for Collapsing Electoral Control Types

Electoral control types are ways of trying to change the outcome of elections by altering aspects of their composition and structure [BTT92]. We say two compatible (i.e., having the same input types) control types that are about the same election system E form a collapsing pair if for every possible input (which typically consists of a candidate set, a vote set, a focus candidate, and sometimes other parameters related to the nature of the attempted alteration), either both or neither of the attempted attacks can be successfully carried out. For each of the seven general (i.e., holding for all election systems) electoral control type collapsing pairs found by Hemaspaandra, Hemaspaandra, and Menton [HHM20] and for each of the additional electoral control type collapsing pairs of Carleton et al. [CCH+24] for veto and approval (and many other election systems in light of that paper's Theorems 3.6 and 3.9), both members of the collapsing pair have the same complexity since as sets they are the same set. However, having the same complexity (as sets) is not enough to guarantee that as search problems they have the same complexity. In this paper, we explore the relationships between the search versions of collapsing pairs. For each of the collapsing pairs of Hemaspaandra, Hemaspaandra, and Menton [HHM20] and Carleton et al. [CCH+24], we prove that the pair's members' search-version complexities are polynomially related (given access, for cases when the winner problem itself is not in polynomial time, to an oracle for the winner problem). Beyond that, we give efficient reductions that from a solution to one compute a solution to the other. For the concrete systems plurality, veto, and approval, we completely determine which of their (due to our results) polynomially-related collapsing search-problem pairs are polynomial-time computable and which are NP-hard.

cs.GT

Separating and Collapsing Electoral Control Types

[HHM20] discovered, for 7 pairs (C,D) of seemingly distinct standard electoral control types, that C and D are identical: For each input I and each election system, I is a Yes instance of both C and D, or of neither. Surprisingly this had gone undetected, even as the field was score-carding how many std. control types election systems were resistant to; various "different" cells on such score cards were, unknowingly, duplicate effort on the same issue. This naturally raises the worry that other pairs of control types are also identical, and so work still is being needlessly duplicated. We determine, for all std. control types, which pairs are, for elections whose votes are linear orderings of the candidates, always identical. We show that no identical control pairs exist beyond the known 7. We for 3 central election systems determine which control pairs are identical ("collapse") with respect to those systems, and we explore containment/incomparability relationships between control pairs. For approval voting, which has a different "type" for its votes, [HHM20]'s 7 collapses still hold. But we find 14 additional collapses that hold for approval voting but not for some election systems whose votes are linear orderings. We find 1 additional collapse for veto and none for plurality. We prove that each of the 3 election systems mentioned have no collapses other than those inherited from [HHM20] or added here. But we show many new containment relationships that hold between some separating control pairs, and for each separating pair of std. control types classify its separation in terms of containment (always, and strict on some inputs) or incomparability. Our work, for the general case and these 3 important election systems, clarifies the landscape of the 44 std. control types, for each pair collapsing or separating them, and also providing finer-grained information on the separations.

cs.MA

Gaps, Ambiguity, and Establishing Complexity-Class Containments via Iterative Constant-Setting

Cai and Hemachandra used iterative constant-setting to prove that Few $\subseteq$ $\oplus$P (and thus that FewP $\subseteq$ $\oplus$P). In this paper, we note that there is a tension between the nondeterministic ambiguity of the class one is seeking to capture, and the density (or, to be more precise, the needed "nongappy"-ness) of the easy-to-find "targets" used in iterative constant-setting. In particular, we show that even less restrictive gap-size upper bounds regarding the targets allow one to capture ambiguity-limited classes. Through a flexible, metatheorem-based approach, we do so for a wide range of classes including the logarithmic-ambiguity version of Valiant's unambiguous nondeterminism class UP. Our work lowers the bar for what advances regarding the existence of infinite, P-printable sets of primes would suffice to show that restricted counting classes based on the primes have the power to accept superconstant-ambiguity analogues of UP. As an application of our work, we prove that the Lenstra-Pomerance-Wagstaff Conjecture implies that all (O(1) + loglogn)-ambiguity NP sets are in the restricted counting class $\rm RC_{PRIMES}$.

cs.CC

The Complexity of Online Bribery in Sequential Elections

Prior work on the complexity of bribery assumes that the bribery happens simultaneously, and that the briber has full knowledge of all votes. However, in many real-world settings votes come in sequentially, and the briber may have a use-it-or-lose-it moment to decide whether to alter a given vote, and when making that decision the briber may not know what votes remaining voters will cast. We introduce a model for, and initiate the study of, bribery in such an online, sequential setting. We show that even for election systems whose winner-determination problem is polynomial-time computable, an online, sequential setting may vastly increase the complexity of bribery, jumping the problem up to completeness for high levels of the polynomial hierarchy or even PSPACE. But we also show that for some natural, important election systems, such a dramatic complexity increase does not occur, and we pinpoint the complexity of their bribery problems.

cs.GT

The Complexity of Online Bribery in Sequential Elections (Extended Abstract)

Prior work on the complexity of bribery assumes that the bribery happens simultaneously, and that the briber has full knowledge of all voters' votes. But neither of those assumptions always holds. In many real-world settings, votes come in sequentially, and the briber may have a use-it-or-lose-it moment to decide whether to bribe/alter a given vote, and at the time of making that decision, the briber may not know what votes remaining voters are planning on casting. In this paper, we introduce a model for, and initiate the study of, bribery in such an online, sequential setting. We show that even for election systems whose winner-determination problem is polynomial-time computable, an online, sequential setting may vastly increase the complexity of bribery, in fact jumping the problem up to completeness for high levels of the polynomial hierarchy or even PSPACE. On the other hand, we show that for some natural, important election systems, such a dramatic complexity increase does not occur, and we pinpoint the complexity of their bribery problems in the online, sequential setting.

cs.GT

Credimus

We believe that economic design and computational complexity---while already important to each other---should become even more important to each other with each passing year. But for that to happen, experts in on the one hand such areas as social choice, economics, and political science and on the other hand computational complexity will have to better understand each other's worldviews. This article, written by two complexity theorists who also work in computational social choice theory, focuses on one direction of that process by presenting a brief overview of how most computational complexity theorists view the world. Although our immediate motivation is to make the lens through which complexity theorists see the world be better understood by those in the social sciences, we also feel that even within computer science it is very important for nontheoreticians to understand how theoreticians think, just as it is equally important within computer science for theoreticians to understand how nontheoreticians think.

cs.CC

The Power of Self-Reducibility: Selectivity, Information, and Approximation

This chapter provides a hands-on tutorial on the important technique known as self-reducibility. Through a series of "Challenge Problems" that are theorems that the reader will---after being given definitions and tools---try to prove, the tutorial will ask the reader not to read proofs that use self-reducibility, but rather to discover proofs that use self-reducibility. In particular, the chapter will seek to guide the reader to the discovery of proofs of four interesting theorems---whose focus areas range from selectivity to information to approximation---from the literature, whose proofs draw on self-reducibility. The chapter's goal is to allow interested readers to add self-reducibility to their collection of proof tools. The chapter simultaneously has a related but different goal, namely, to provide a "lesson plan" (and a coordinated set of slides is available online to support this use [Hem19]) for a lecture to a two-lecture series that can be given to undergraduate students---even those with no background other than basic discrete mathematics and an understanding of what polynomial-time computation is---to immerse them in hands-on proving, and by doing that, to serve as an invitation to them to take courses on Models of Computation or Complexity Theory.

cs.CC

The Opacity of Backbones

This paper approaches, using structural complexity theory, the question of whether there is a chasm between knowing an object exists and getting one's hands on the object or its properties. In particular, we study the nontransparency of so-called backbones. A backbone of a boolean formula $F$ is a collection $S$ of its variables for which there is a unique partial assignment $a_S$ such that $F[a_S]$ is satisfiable [MZK+99,WGS03]. We show that, under the widely believed assumption that integer factoring is hard, there exist sets of boolean formulas that have obvious, nontrivial backbones yet finding the values, $a_S$, of those backbones is intractable. We also show that, under the same assumption, there exist sets of boolean formulas that obviously have large backbones yet producing such a backbone $S$ is intractable. Furthermore, we show that if integer factoring is not merely worst-case hard but is frequently hard, as is widely believed, then the frequency of hardness in our two results is not too much less than that frequency. These results hold more generally, namely, in the settings where, respectively, one's assumption is that P $\neq$ NP $\cap$ coNP or that some problem in NP $\cap$ coNP is frequently hard.

cs.AI

Existence versus Exploitation: The Opacity of Backbones and Backdoors Under a Weak Assumption

Backdoors and backbones of Boolean formulas are hidden structural properties. A natural goal, already in part realized, is that solver algorithms seek to obtain substantially better performance by exploiting these structures. However, the present paper is not intended to improve the performance of SAT solvers, but rather is a cautionary paper. In particular, the theme of this paper is that there is a potential chasm between the existence of such structures in the Boolean formula and being able to effectively exploit them. This does not mean that these structures are not useful to solvers. It does mean that one must be very careful not to assume that it is computationally easy to go from the existence of a structure to being able to get one's hands on it and/or being able to exploit the structure. For example, in this paper we show that, under the assumption that P $\neq$ NP, there are easily recognizable families of Boolean formulas with strong backdoors that are easy to find, yet for which it is hard (in fact, NP-complete) to determine whether the formulas are satisfiable. We also show that, also under the assumption P $\neq$ NP, there are easily recognizable sets of Boolean formulas for which it is hard (in fact, NP-complete) to determine whether they have a large backbone.

cs.AI

Closure and Nonclosure Properties of the Compressible and Rankable Sets

The rankable and compressible sets have been studied for more than a quarter of a century, ever since Allender [1] and Goldberg and Sipser [6] introduced the formal study of polynomial-time ranking. Yet even after all that time, whether the rankable and compressible sets are closed under the most important boolean and other operations remains essentially unexplored. The present paper studies these questions for both polynomial-time and recursion-theoretic compression and ranking, and for almost every case arrives at a Closed, a Not-Closed, or a Closed-Iff-Well-Known-Complexity-Classes-Collapse result for the given operation. Even though compression and ranking classes are capturing something quite natural about the structure of sets, it turns out that they are quite fragile with respect to closure properties, and many fail to possess even the most basic of closure properties. For example, we show that with respect to the join (aka disjoint union) operation: the P-rankable sets are not closed, whether the semistrongly P-rankable sets are closed is closely linked to whether P = UP $\cap$ coUP, and the strongly P-rankable sets are closed.

cs.LO

Team Diagonalization

Ten years ago, Glaßer, Pavan, Selman, and Zhang [GPSZ08] proved that if P $\neq$ NP, then all NP-complete sets can be simply split into two NP-complete sets. That advance might naturally make one wonder about a quite different potential consequence of NP-completeness: Can the union of easy NP sets ever be hard? In particular, can the union of two non-NP-complete NP sets ever be NP-complete? Amazingly, Ladner [Lad75] resolved this more than forty years ago: If P $\neq$ NP, then all NP-complete sets can be simply split into two non-NP-complete NP sets. Indeed, this holds even when one requires the two non-NP-complete NP sets to be disjoint. We present this result as a mini-tutorial. We give a relatively detailed proof of this result, using the same technique and idea Ladner [Lad75] invented and used in proving a rich collection of results that include many that are more general than this result: delayed diagonalization. In particular, the proof presented is based on what one can call team diagonalization (or if one is being playful, perhaps even tag-team diagonalization): Multiple sets are formed separately by delayed diagonalization, yet those diagonalizations are mutually aware and delay some of their actions until their partner(s) have also succeeded in some coordinated action. We relatedly note that, as a consequence of Ladner's result, if P $\neq$ NP, there exist OptP functions f and g whose composition is NP-hard yet neither f nor g is NP-hard.

cs.CC

The Robustness of LWPP and WPP, with an Application to Graph Reconstruction

We show that the counting class LWPP [FFK94] remains unchanged even if one allows a polynomial number of gap values rather than one. On the other hand, we show that it is impossible to improve this from polynomially many gap values to a superpolynomial number of gap values by relativizable proof techniques. The first of these results implies that the Legitimate Deck Problem (from the study of graph reconstruction) is in LWPP (and thus low for PP, i.e., $\rm PP^{\mbox{Legitimate Deck}} = PP$) if the weakened version of the Reconstruction Conjecture holds in which the number of nonisomorphic preimages is assumed merely to be polynomially bounded. This strengthens the 1992 result of Köbler, Schöning, and Torán [KST92] that the Legitimate Deck Problem is in LWPP if the Reconstruction Conjecture holds, and provides strengthened evidence that the Legitimate Deck Problem is not NP-hard. We additionally show on the one hand that our main LWPP robustness result also holds for WPP, and also holds even when one allows both the rejection- and acceptance- gap-value targets to simultaneously be polynomial-sized lists; yet on the other hand, we show that for the #P-based analog of LWPP the behavior much differs in that, in some relativized worlds, even two target values already yield a richer class than one value does. Despite that nonrobustness result for a #P-based class, we show that the #P-based "exact counting" class $\rm C_{=}P$ remains unchanged even if one allows a polynomial number of target values for the number of accepting paths of the machine.

cs.CC

Recursion-Theoretic Ranking and Compression

For which sets A does there exist a mapping, computed by a total or partial recursive function, such that the mapping, when its domain is restricted to A, is a 1-to-1, onto mapping to $Σ^*$? And for which sets A does there exist such a mapping that respects the lexicographical ordering within A? Both cases are types of perfect, minimal hash functions. The complexity-theoretic versions of these notions are known as compression functions and ranking functions. The present paper defines and studies the recursion-theoretic versions of compression and ranking functions, and in particular studies the question of which sets have, or lack, such functions. Thus, this is a case where, in contrast to the usual direction of notion transferal, notions from complexity theory are inspiring notions, and an investigation, in computability theory. We show that the rankable and compressible sets broadly populate the 1-truth-table degrees, and we prove that every nonempty coRE cylinder is recursively compressible.

cs.LO

Computational Social Choice and Computational Complexity: BFFs?

We discuss the connection between computational social choice (comsoc) and computational complexity. We stress the work so far on, and urge continued focus on, two less-recognized aspects of this connection. Firstly, this is very much a two-way street: Everyone knows complexity classification is used in comsoc, but we also highlight benefits to complexity that have arisen from its use in comsoc. Secondly, more subtle, less-known complexity tools often can be very productively used in comsoc.

cs.MA