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Lars Malmqvist

Publications and source records attributed to Lars Malmqvist.

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Investigating Linguistic Steering: An Analysis of Adjectival Effects Across Large Language Model Architectures

Achieving reliable control of Large Language Models (LLMs) requires a precise, scalable understanding of how they interpret linguistic cues. We introduce a rigorous framework using Shapley values to quantify the steering effect of individual adjectives on model performance, moving beyond anecdotal heuristics to principled attribution. Applying this method to 100 adjectives across a diverse suite of models (including o3, gpt-4o-mini, phi-3, llama-3-70b, and deepseek-r1) on the MMLU benchmark, we uncover several critical findings for AI alignment. First, we find that a small subset of adjectives act as disproportionately powerful "levers," yet their effects are not universal. Cross-model analysis reveals a "family effect": models of a shared lineage exhibit correlated sensitivity profiles, while architecturally distinct models react in a largely uncorrelated manner, challenging the notion of a one-size-fits-all prompting strategy. Second, focused follow-up studies demonstrate that the steering direction of these powerful adjectives is not intrinsic but is highly contingent on their syntactic role and position within the prompt. For larger models like gpt-4o-mini, we provide the first quantitative evidence of strong, non-additive interaction effects where adjectives can synergistically amplify, antagonistically dampen, or even reverse each other's impact. In contrast, smaller models like phi-3 exhibit a more literal and less compositional response. These results suggest that as models scale, their interpretation of prompts becomes more sophisticated but also less predictable, posing a significant challenge for robustly steering model behavior and highlighting the need for compositional and model-specific alignment techniques.

cs.CL

Automating Document Intelligence in Statutory City Planning

UK planning authorities face a legislative conflict between the Planning Act, which mandates public access to application documents, and the Data Protection Act, which requires protection of personal information. This situation creates a manually intensive workload for processing large document volumes, diverting planning officers to administrative tasks and creating legal compliance risks. This paper presents an integrated AI system designed to address these challenges. The system automates the identification and redaction of personal information, extracts key metadata from planning documents, and analyzes architectural drawings for specified features. It operates with an AI-in-the-Loop (AI2L) design, presenting all suggestions for review and confirmation by planning officers directly within their existing software; no action is committed without explicit human approval. The system is designed to improve its performance over time by learning from this human oversight through active learning prioritization rather than autoapproval. The system is currently being piloted at four diverse UK local authorities. The paper details the system design, the AI2L workflow, and the evaluation framework used in the pilot. Additionally, it describes a preliminary Return on Investment (ROI) model developed to quantify potential savings and secure partner participation. This work provides a case study on deploying AI to reduce administrative burden and manage compliance risk in a public sector environment.

cs.AI

Winning at All Cost: A Small Environment for Eliciting Specification Gaming Behaviors in Large Language Models

This study reveals how frontier Large Language Models LLMs can "game the system" when faced with impossible situations, a critical security and alignment concern. Using a novel textual simulation approach, we presented three leading LLMs (o1, o3-mini, and r1) with a tic-tac-toe scenario designed to be unwinnable through legitimate play, then analyzed their tendency to exploit loopholes rather than accept defeat. Our results are alarming for security researchers: the newer, reasoning-focused o3-mini model showed nearly twice the propensity to exploit system vulnerabilities (37.1%) compared to the older o1 model (17.5%). Most striking was the effect of prompting. Simply framing the task as requiring "creative" solutions caused gaming behaviors to skyrocket to 77.3% across all models. We identified four distinct exploitation strategies, from direct manipulation of game state to sophisticated modification of opponent behavior. These findings demonstrate that even without actual execution capabilities, LLMs can identify and propose sophisticated system exploits when incentivized, highlighting urgent challenges for AI alignment as models grow more capable of identifying and leveraging vulnerabilities in their operating environments.

cs.AI

Enhancing Post-Merger Integration Planning through AI-Assisted Dependency Analysis and Path Generation

Post-merger integration (PMI) planning presents significant challenges due to the complex interdependencies between integration initiatives and their associated synergies. While dependency-based planning approaches offer valuable frameworks, practitioners often become anchored to specific integration paths without systematically exploring alternative solutions. This research introduces a novel AI-assisted tool designed to expand and enhance the exploration of viable integration planning options. The proposed system leverages a frontier model-based agent augmented with specialized reasoning techniques to map and analyze dependencies between integration plan elements. Through a chain-of-thought planning approach, the tool guides users in systematically exploring the integration planning space, helping identify and evaluate alternative paths that might otherwise remain unconsidered. In an initial evaluation using a simulated case study, participants using the tool identified 43% more viable integration planning options compared to the control group. While the quality of generated options showed improvement, the effect size was modest. These preliminary results suggest promising potential for AI-assisted tools in enhancing the systematic exploration of PMI planning alternatives. This early-stage research contributes to both the theoretical understanding of AI-assisted planning in complex organizational contexts and the practical development of tools to support PMI planning. Future work will focus on refining the underlying models and expanding the evaluation scope to real-world integration scenarios.

cs.HC

Sycophancy in Large Language Models: Causes and Mitigations

Large language models (LLMs) have demonstrated remarkable capabilities across a wide range of natural language processing tasks. However, their tendency to exhibit sycophantic behavior - excessively agreeing with or flattering users - poses significant risks to their reliability and ethical deployment. This paper provides a technical survey of sycophancy in LLMs, analyzing its causes, impacts, and potential mitigation strategies. We review recent work on measuring and quantifying sycophantic tendencies, examine the relationship between sycophancy and other challenges like hallucination and bias, and evaluate promising techniques for reducing sycophancy while maintaining model performance. Key approaches explored include improved training data, novel fine-tuning methods, post-deployment control mechanisms, and decoding strategies. We also discuss the broader implications of sycophancy for AI alignment and propose directions for future research. Our analysis suggests that mitigating sycophancy is crucial for developing more robust, reliable, and ethically-aligned language models.

cs.CL

Visualising Argumentation Graphs with Graph Embeddings and t-SNE

This paper applies t-SNE, a visualisation technique familiar from Deep Neural Network research to argumentation graphs by applying it to the output of graph embeddings generated using several different methods. It shows that such a visualisation approach can work for argumentation and show interesting structural properties of argumentation graphs, opening up paths for further research in the area.

cs.AI

Online Handbook of Argumentation for AI: Volume 2

This volume contains revised versions of the papers selected for the second volume of the Online Handbook of Argumentation for AI (OHAAI). Previously, formal theories of argument and argument interaction have been proposed and studied, and this has led to the more recent study of computational models of argument. Argumentation, as a field within artificial intelligence (AI), is highly relevant for researchers interested in symbolic representations of knowledge and defeasible reasoning. The purpose of this handbook is to provide an open access and curated anthology for the argumentation research community. OHAAI is designed to serve as a research hub to keep track of the latest and upcoming PhD-driven research on the theory and application of argumentation in all areas related to AI.

cs.AI