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Lefteris Kokoris-Kogias

Publications and source records attributed to Lefteris Kokoris-Kogias.

At least 19 recordsLinked to original sources

Steelhead: Interleaving Partially Synchronous and Asynchronous Commit Rules on a Shared DAG

Dual-mode consensus protocols are fast when the network is partially synchronous and remain live under asynchrony. We introduce Steelhead, a dual-mode mechanism that composes a partially synchronous and an asynchronous commit rule over one DAG: every k-th round is decided by the asynchronous rule, whose leader a common coin reveals after the votes, and all other rounds by the partially synchronous rule. Every interval, validators replay the committed DAG under each candidate period, adopt the one with the fewest expected message delays, and fall back to k = 1 when the output stalls; the asynchronous rule applied to the coin rounds alone keeps the protocol live. Steelhead sends no message beyond the DAG's blocks, not even to agree on the period, and opens a coin only on the rounds that need a hidden leader. It is generic over pairs of DAG commit rules that share a committee; we instantiate it with Mysticeti and Mahi-Mahi at n >= 3f+1 and with the two variants of BlueBottle at n >= 5f+1. We prove it safe and live, and provide mechanized proofs in Lean 4. In simulation, Steelhead matches the partially synchronous protocol in a healthy network, stays close to the asynchronous one when network conditions stall the partially synchronous one, and adapts quickly in both directions.

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Hydrozoan: Latency-Adaptive DAG Consensus under Mixed Byzantine and Crash Faults

DAG-based consensus protocols can achieve great throughput and the optimal three-message-delay limit for n = 3f+1 consensus. While two-delay protocols exist, they pay with reduced resilience (requiring 5f+1-style committees) or rely on fallbacks that sacrifice the DAG's high throughput. This paper introduces Hydrozoan, the first DAG protocol with a dual commit path under a hybrid fault model of f Byzantine and c crashed validators, on n = 3f+c+2p+1 validators. Leaders commit in two message delays whenever at most p validators are faulty, and in three otherwise, with no extra messages, no view changes, and multiple leaders per round. Both paths are evaluated on the same DAG, using a novel graded indirect rule to reconcile them so that every honest validator reaches the same decision. We show that under geo-distributed conditions, which path is faster is a property of geography rather than the protocol, as rounds reaching a remote region cost far more than those that do not. The (f, c, p) knobs place the fast quorum where the deployment requires it, allowing a commit in two message delays. If misconfigured, Hydrozoan can still commit in three message delays: Hydrozoan commits on whichever path fires first. We also present Optimal-Hydrozoan, a variant that tolerates one more fault on the fast path, the first construction to match the known lower bound. The safety and liveness of both protocols are machine-checked in Lean 4. Our geo-distributed evaluation shows that Hydrozoan matches Mysticeti's throughput, commits ~25% faster when the fast quorum fits fast regions, and falls back to three message delays when it does not or past p faults, where existing two-delay protocols stall.

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Barnacle: Adaptive Multi-Leader Scheduling for DAG-Based Consensus

In DAG-based consensus, all validators propose blocks concurrently, and designated leader blocks drive transaction commit. Having multiple leader slots per round cuts queuing latency, yet production deployments run a single leader because of head-of-line blocking: a slow leader stalls the pipeline for at least one leader timeout, and for several waves when its slot must wait for the fallback indirect decision rule. This risk grows with the leader count. We introduce Barnacle, an add-on that adapts the leader count at run time. Every interval, it measures on the agreed committed DAG the fraction of slots decided as commit by the direct rule, and drives the leader count with additive increase, multiplicative decrease. The measurement requires no extra messages and no cryptography, and is deterministic. Barnacle is generic over DAG protocols; we instantiate it on four protocols spanning the Byzantine (3f + 1, 5f + 1), crash-only (2c + 1), and mixed (5f + 3c + 1) fault models, with proven safety and liveness. Results show Barnacle matches the best static leader count in every regime: in a healthy network its latency is 6-13% lower than a single leader's, and under degradation it matches a single leader while remaining 35-56% below a static high count. We are currently collaborating with the Sui team to integrate Barnacle into the Sui blockchain.

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Orcaella: Hybrid Fault Tolerance with Client-Selectable Finality Latency

Classical partially synchronous state machine replication, as in PBFT, tolerates f Byzantine replicas among n at least 3f+1 using three communication steps per request. Recent protocols such as Minimmit achieve two-message-delay decisions under stronger size assumptions, notably n at least 5f+1 when any silent replica must be counted as a potential equivocator. Hydrangea and Kudzu treat mixed Byzantine and crash faults, focusing on providing a fast-path under optimistic conditions while maintaining a fall-back commitment path similar to PBFT. In this paper, we also consider a mixed model, but focus on studying the fault tolerance of the 2-message-delay commit. For this, we prove a tight bound of n at least 5f+3c+1. Extending this result, we also show that there exists a more resilient commit path that allows an extra f_abc < n-3f-2c alive-but-corrupt faults at 4-message-delays. Core liveness is claimed in executions with at most f equivocators; if this regime is violated (e.g., AbC-induced forks), the protocol enters synchronous recovery, where only the resilient-path safety guarantee is preserved. As a result, for f=16, c=6, and n=99, we obtain a commit path that tolerates 22% of replicas failing for liveness, 16% equivocating for 1-RTT safety, and 54% equivocating for 2-RTT safety.

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BlueBottle: Fast and Robust Blockchains through Subsystem Specialization

Blockchain consensus faces a trilemma of security, latency, and decentralization. High-throughput systems often require a reduction in decentralization or robustness against strong adversaries, while highly decentralized and secure systems tend to have lower performance. We present BlueBottle, a two-layer consensus architecture. The core layer, BB-Core, is an n=5f+1 protocol that trades some fault tolerance for a much lower finality latency with a medium-sized core validator set. Our experiments show that BB-Core reduces latency by 20-25% in comparison to Mysticeti. The guard layer, BB-Guard, provides decentralized timestamping, proactive misbehavior detection in BB-Core, and a synchronous recovery path. When it observes equivocations or liveness failures in the core -- while tolerating up to f<3n/5 faulty nodes in the primary layer -- guard validators disseminate evidence, agree on misbehaving parties for exclusion or slashing, and either restart the core protocol (for liveness violations) or select a canonical fork (for safety violations). Together, these layers enable optimistic sub-second finality at high throughput while maintaining strong safety and liveness under a mild synchrony assumption.

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Beluga: Block Synchronization for BFT Consensus Protocols

Modern high-throughput BFT consensus protocols use streamlined push-pull mechanisms to disseminate blocks and keep happy-path performance optimal. Yet state-of-the-art designs lack a principled and efficient way to exchange blocks, which leaves them open to targeted attacks and performance collapse under network asynchrony. This work introduces the concept of a block synchronizer, a simple abstraction that drives incremental block retrieval and enforces resource-aware exchange. Its interface and role fit cleanly inside a modern BFT consensus stack. We also uncover a new attack, where an adversary steers honest validators into redundant, uncoordinated pulls that exhaust bandwidth and stall progress. Beluga is a modular and scarcity-aware instantiation of the block synchronizer. It achieves optimal common-case latency while bounding the cost of recovery under faults and adversarial behavior. We integrate Beluga into Mysticeti, the consensus core of the Sui blockchain, and show on a geo-distributed AWS deployment that Beluga sustains optimal performance in the optimistic path and, under attack, delivers up to 3x higher throughput and 25x lower latency than prior designs. The Sui blockchain adopted Beluga in production.

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Tidehunter: Large-Value Storage With Minimal Data Relocation

Log-Structured Merge-Trees (LSM-trees) dominate persistent key-value storage but suffer from high write amplification from 10x to 30x under random workloads due to repeated compaction. This overhead becomes prohibitive for large values with uniformly distributed keys, a workload common in content-addressable storage, deduplication systems, and blockchain validators. We present Tidehunter, a storage engine that eliminates value compaction by treating the Write-Ahead Log (WAL) as permanent storage rather than a temporary recovery buffer. Values are never overwritten; and small, lazily-flushed index tables map keys to WAL positions. Tidehunter introduces (a) lock-free writes that saturate NVMe drives through atomic allocation and parallel copying, (b) an optimistic index structure that exploits uniform key distributions for single-roundtrip lookups, and (c) epoch-based pruning that reclaims space without blocking writes. On a 1 TB dataset with 1 KB values, Tidehunter achieves 830K writes per second, that is 8.4x higher than RocksDB and 2.9x higher than BlobDB, while improving point queries by 1.7x and existence checks by 15.6x. We validate real-world impact by integrating Tidehunter into Sui, a high-throughput blockchain, where it maintains stable throughput and latency under loads that cause RocksDB-backed validators to collapse. Tidehunter is production-ready and is being deployed in production within Sui.

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Sedna: Sharding transactions in multiple concurrent proposer blockchains

Modern blockchains increasingly adopt multi-proposer (MCP) consensus to remove single-leader bottlenecks and improve censorship resistance. However, MCP alone does not resolve how users should disseminate transactions to proposers. Today, users either naively replicate full transactions to many proposers, sacrificing goodput and exposing payloads to MEV, or target few proposers and accept weak censorship and latency guarantees. This yields a practical trilemma among censorship resistance, low latency, and reasonable cost (in fees or system goodput). We present Sedna, a user-facing protocol that replaces naive transaction replication with verifiable, rateless coding. Users privately deliver addressed symbol bundles to subsets of proposers; execution follows a deterministic order once enough symbols are finalized to decode. We prove Sedna guarantees liveness and \emph{until-decode privacy}, significantly reducing MEV exposure. Analytically, the protocol approaches the information-theoretic lower bound for bandwidth overhead, yielding a 2-3x efficiency improvement over naive replication. Sedna requires no consensus modifications, enabling incremental deployment.

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Mysticeti: Reaching the Limits of Latency with Uncertified DAGs

We introduce Mysticeti-C, the first DAG-based Byzantine consensus protocol to achieve the lower bounds of latency of 3 message rounds. Since Mysticeti-C is built over DAGs it also achieves high resource efficiency and censorship resistance. Mysticeti-C achieves this latency improvement by avoiding explicit certification of the DAG blocks and by proposing a novel commit rule such that every block can be committed without delays, resulting in optimal latency in the steady state and under crash failures. We further extend Mysticeti-C to Mysticeti-FPC, which incorporates a fast commit path that achieves even lower latency for transferring assets. Unlike prior fast commit path protocols, Mysticeti-FPC minimizes the number of signatures and messages by weaving the fast path transactions into the DAG. This frees up resources, which subsequently result in better performance. We prove the safety and liveness in a Byzantine context. We evaluate both Mysticeti protocols and compare them with state-of-the-art consensus and fast path protocols to demonstrate their low latency and resource efficiency, as well as their more graceful degradation under crash failures. Mysticeti-C is the first Byzantine consensus protocol to achieve WAN latency of 0.5s for consensus commit while simultaneously maintaining state-of-the-art throughput of over 200k TPS. Finally, we report on integrating Mysticeti-C as the consensus protocol into the Sui blockchain, resulting in over 4x latency reduction.

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Securing Consensus from Long-Range Attacks through Collaboration

Decentralized systems built around blockchain technology promise clients an immutable ledger. They add a transaction to the ledger after it undergoes consensus among the replicas that run a Proof-of-Stake (PoS) or Byzantine Fault-Tolerant (BFT) consensus protocol. Unfortunately, these protocols face a long-range attack where an adversary having access to the private keys of the replicas can rewrite the ledger. One solution is forcing each committed block from these protocols to undergo another consensus, Proof-of-Work(PoW) consensus; PoW protocol leads to wastage of computational resources as miners compete to solve complex puzzles. In this paper, we present the design of our Power-of-Collaboration (PoC) protocol, which guards existing PoS/BFT blockchains against long-range attacks and requires miners to collaborate rather than compete. PoC guarantees fairness and accountability and only marginally degrades the throughput of the underlying system.

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Thunderbolt: Concurrent Smart Contract Execution with Non-blocking Reconfiguration for Sharded DAGs

Sharding has emerged as a critical technique for enhancing blockchain system scalability. However, existing sharding approaches face unique challenges when applied to Directed Acyclic Graph (DAG)-based protocols that integrate expressive smart contract processing. Current solutions predominantly rely on coordination mechanisms like 2PC and require transaction read/write sets to optimize parallel execution. These requirements introduce two fundamental limitations: 1) additional coordination phases incur latency overhead, and 2) pre-declaration of read/write sets proves impractical for Turing-complete smart contracts with dynamic access patterns. This paper presents Thunderbolt, a novel sharding architecture for both single-shard transactions (Single-shard TXs) and cross-shard transactions (Cross-shard TXs) and enables nonblocking reconfiguration to ensure system liveness. Our design introduces 4 key innovations: 1) each replica serves dual roles as a full-shard representative and transaction proposer, employing the Execution-Order-Validation (EOV) model for Single-shard TXs and Order-Execution (OE) model for Cross-shard TXs. 2) we develop a DAG-based coordination protocol that establishes deterministic ordering between two transaction types while preserving concurrent execution capabilities. 3) we implement a dynamic concurrency controller that schedules Single-shard TXs without requiring prior knowledge of read/write sets, enabling runtime dependency resolution. 4) Thunderbolt introduces a nonblocking shard reconfiguration mechanism to address censorship attacks by featuring frequent shard re-assignment without impeding the construction of DAG nor blocking consensus. Thunderbolt achieves a 50x throughput improvement with 64 replicas compared to serial execution in the Tusk framework.

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RACS-SADL: Robust and Understandable Randomized Consensus in the Cloud

Widely deployed consensus protocols in the cloud are often leader-based and optimized for low latency under synchronous network conditions. However, cloud networks can experience disruptions such as network partitions, high-loss links, and configuration errors. These disruptions interfere with the operation of leader-based protocols, as their view change mechanisms interrupt the normal case replication and cause the system to stall. We propose RACS, a novel randomized consensus protocol that ensures robustness against adversarial network conditions. RACS achieves optimal one-round trip latency under synchronous network conditions while remaining resilient to adversarial network conditions. RACS follows a simple design inspired by Raft, the most widely used consensus protocol in the cloud, and therefore enables seamless integration with the existing cloud software stack. Experiments with a prototype running on Amazon EC2 show that RACS achieves 28k cmd/sec throughput, ninefold higher than Raft under adversarial cloud network conditions. Under synchronous network conditions, RACS matches the performance of Multi-Paxos and Raft, achieving a throughput of 200k cmd/sec with a median latency of 300ms, confirming that RACS introduces no unnecessary overhead. Finally, SADL-RACS, a throughput-optimized version of RACS, achieves a throughput of 500k cmd/sec, delivering 150% higher throughput than Raft.

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Byzantine Consensus in the Random Asynchronous Model

We propose a novel relaxation of the classic asynchronous network model, called the random asynchronous model, which removes adversarial message scheduling while preserving unbounded message delays and Byzantine faults. Instead of an adversary dictating message order, delivery follows a random schedule. We analyze Byzantine consensus at different resilience thresholds ($n=3f+1$, $n=2f+1$, and $n=f+2$) and show that our relaxation allows consensus with probabilistic guarantees which are impossible in the standard asynchronous model or even the partially synchronous model. We complement these protocols with corresponding impossibility results, establishing the limits of consensus in the random asynchronous model.

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Pilotfish: Distributed Execution for Scalable Blockchains

Scalability is a crucial requirement for modern large-scale systems, enabling elasticity and ensuring responsiveness under varying load. While cloud systems have achieved scalable architectures, blockchain systems remain constrained by the need to over-provision validator machines to handle peak load. This leads to resource inefficiency, poor cost scaling, and limits on performance. To address these challenges, we introduce Pilotfish, the first scale-out transaction execution engine for blockchains. Pilotfish enables validators to scale horizontally by distributing transaction execution across multiple worker machines, allowing elasticity without compromising consistency or determinism. It integrates seamlessly with the lazy blockchain architecture, completing the missing piece of execution elasticity. To achieve this, Pilotfish tackles several key challenges: ensuring scalable and strongly consistent distributed transactions, handling partial crash recovery with lightweight replication, and maintaining concurrency with a novel versioned-queue scheduling algorithm. Our evaluation shows that Pilotfish scales linearly up to at least eight workers per validator for compute-bound workloads, while maintaining low latency. By solving scalable execution, Pilotfish brings blockchains closer to achieving end-to-end elasticity, unlocking new possibilities for efficient and adaptable blockchain systems.

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Stingray: Fast Concurrent Transactions Without Consensus

Recent advances have improved the throughput and latency of blockchains by processing transactions accessing different parts of the state concurrently. However, these systems are unable to concurrently process (a) transactions accessing the same state, even if they are (almost) commutative, e.g., payments much smaller than an account's balance, and (b) multi-party transactions, e.g., asset swaps. Moreover, they are slow to recover from contention, requiring once-in-a-day synchronization. We present Stingray, a novel blockchain architecture that addresses these limitations. The key conceptual contributions are a replicated bounded counter that processes (almost) commutative transactions concurrently, and a FastUnlock protocol that uses a fallback consensus protocol for fast contention recovery. We prove Stingray's security in an asynchronous network with Byzantine faults and demonstrate on a global testbed that Stingray achieves 10,000 times the throughput of prior systems for commutative workloads.

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Obelia: Scaling DAG-Based Blockchains to Hundreds of Validators

Obelia improves upon structured DAG-based consensus protocols used in proof-of-stake systems, allowing them to effectively scale to accommodate hundreds of validators. Obelia implements a two-tier validator system. A core group of high-stake validators that propose blocks as in current protocols and a larger group of lower-stake auxiliary validators that occasionally author blocks. Obelia incentivizes auxiliary validators to assist recovering core validators and integrates seamlessly with existing protocols. We show that Obelia does not introduce visible overhead compared to the original protocol, even when scaling to hundreds of validators, or when a large number of auxiliary validators are unreliable.

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Sui Lutris: A Blockchain Combining Broadcast and Consensus

Sui Lutris is the first smart-contract platform to sustainably achieve sub-second finality. It achieves this significant decrease by employing consensusless agreement not only for simple payments but for a large variety of transactions. Unlike prior work, Sui Lutris neither compromises expressiveness nor throughput and can run perpetually without restarts. Sui Lutris achieves this by safely integrating consensuless agreement with a high-throughput consensus protocol that is invoked out of the critical finality path but ensures that when a transaction is at risk of inconsistent concurrent accesses, its settlement is delayed until the total ordering is resolved. Building such a hybrid architecture is especially delicate during reconfiguration events, where the system needs to preserve the safety of the consensusless path without compromising the long-term liveness of potentially misconfigured clients. We thus develop a novel reconfiguration protocol, the first to provably show the safe and efficient reconfiguration of a consensusless blockchain. Sui Lutris is currently running in production and underpins the Sui smart-contract platform. Combined with the use of Objects instead of accounts it enables the safe execution of smart contracts that expose objects as a first-class resource. In our experiments Sui Lutris achieves latency lower than 0.5 seconds for throughput up to 5,000 certificates per second (150k ops/s with transaction blocks), compared to the state-of-the-art real-world consensus latencies of 3 seconds. Furthermore, it gracefully handles validators crash-recovery and does not suffer visible performance degradation during reconfiguration.

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Jolteon and Ditto: Network-Adaptive Efficient Consensus with Asynchronous Fallback

Existing committee-based Byzantine state machine replication (SMR) protocols, typically deployed in production blockchains, face a clear trade-off: (1) they either achieve linear communication cost in the happy path, but sacrifice liveness during periods of asynchrony, or (2) they are robust (progress with probability one) but pay quadratic communication cost. We believe this trade-off is unwarranted since existing linear protocols still have asymptotic quadratic cost in the worst case. We design Ditto, a Byzantine SMR protocol that enjoys the best of both worlds: optimal communication on and off the happy path (linear and quadratic, respectively) and progress guarantee under asynchrony and DDoS attacks. We achieve this by replacing the view-synchronization of partially synchronous protocols with an asynchronous fallback mechanism at no extra asymptotic cost. Specifically, we start from HotStuff, a state-of-the-art linear protocol, and gradually build Ditto. As a separate contribution and an intermediate step, we design a 2-chain version of HotStuff, Jolteon, which leverages a quadratic view-change mechanism to reduce the latency of the standard 3-chain HotStuff. We implement and experimentally evaluate all our systems. Notably, Jolteon's commit latency outperforms HotStuff by 200-300ms with varying system size. Additionally, Ditto adapts to the network and provides better performance than Jolteon under faulty conditions and better performance than VABA (a state-of-the-art asynchronous protocol) under faultless conditions. This proves our case that breaking the robustness-efficiency trade-off is in the realm of practicality.

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