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Letitia Parcalabescu

Publications and source records attributed to Letitia Parcalabescu.

14 recordsLinked to original sources

Soft-Prompt Tuning for Fair and Efficient LLM Benchmark Evaluation

Benchmark scores often misrepresent a large language model's (LLM's) knowledge, because they rely, e.g., on the model's ability to follow specific formatting requirements. This especially penalizes base models that may know the correct answers but lack the ability -- typically introduced in post-training -- to structure them as instructed. To overcome this, we propose soft-prompt tuning, an efficient, fair, and architecture-agnostic model evaluation. By optimizing only 10 soft-prompt vectors (roughly 0.0006% parameters for a 7B model) over a short tuning period, we adapt models to specific benchmark formats, closing gaps in format-following and ensuring that underlying knowledge is accurately reflected in benchmark scores. This allows one to fairly compare different base models -- trained with various pre-training recipes -- on benchmarks without the need for full post-training. We evaluated soft-prompt tuning across 7 models and 7 datasets. The results show that (a) soft-prompt tuning saturates format-following within 80 steps (~640 samples) making it highly efficient, (b) soft-prompt tuning significantly outperforms zero- and few-shot prompting, surfacing base model knowledge that standard prompting misses, that (c) even post-trained models can benefit from soft-prompts to maximize format compliance, and that (d) soft-prompted base model performance predicts post-trained model rankings more reliably than zero- and few-shot baselines, offering a low-cost proxy for downstream model quality. Our contributions include (1) metrics which disentangle format-following and knowledge accuracy, (2) a fairer benchmarking protocol of LLM knowledge, and (3) a cost- and memory-effective recipe to identify optimal pre-training strategies early in LLM development.

cs.CL

AtManRL: Towards Faithful Reasoning via Differentiable Attention Saliency

Large language models (LLMs) increasingly rely on chain-of-thought (CoT) reasoning to solve complex tasks. Yet ensuring that the reasoning trace both contributes to and faithfully reflects the processes underlying the model's final answer, rather than merely accompanying it, remains challenging. We introduce AtManRL, a method that leverages differentiable attention manipulation to learn more faithful reasoning through reinforcement learning. By training an additive attention mask that identifies tokens in the CoT crucial for producing correct answers, we derive a saliency reward signal that encourages the model to generate reasoning traces that genuinely influence its final predictions. We integrate this saliency reward with outcome-based rewards within the GRPO framework to jointly optimize for correctness and interpretability. Experiments on GSM8K and MMLU with Llama-3.2-3B-Instruct demonstrate that our approach can identify influential reasoning tokens and enable training more transparent reasoning models.

cs.CL

A Family of LLMs Liberated from Static Vocabularies

Tokenization is a central component of natural language processing in current large language models (LLMs), enabling models to convert raw text into processable units. Although learned tokenizers are widely adopted, they exhibit notable limitations, including their large, fixed vocabulary sizes and poor adaptability to new domains or languages. We present a family of models with up to 70 billion parameters based on the hierarchical autoregressive transformer (HAT) architecture. In HAT, an encoder transformer aggregates bytes into word embeddings and then feeds them to the backbone, a classical autoregressive transformer. The outputs of the backbone are then cross-attended by the decoder and converted back into bytes. We show that we can reuse available pre-trained models by converting the Llama 3.1 8B and 70B models into the HAT architecture: Llama-3.1-8B-TFree-HAT and Llama-3.1-70B-TFree-HAT are byte-level models whose encoder and decoder are trained from scratch, but where we adapt the pre-trained Llama backbone, i.e., the transformer blocks with the embedding matrix and head removed, to handle word embeddings instead of the original tokens. We also provide a 7B HAT model, Llama-TFree-HAT-Pretrained, trained entirely from scratch on nearly 4 trillion words. The HAT architecture improves text compression by reducing the number of required sequence positions and enhances robustness to intra-word variations, e.g., spelling differences. Through pre-training, as well as subsequent supervised fine-tuning and direct preference optimization in English and German, we show strong proficiency in both languages, improving on the original Llama 3.1 in most benchmarks. We release our models (including 200 pre-training checkpoints) on Hugging Face.

cs.CL

Bounding Hallucinations: Merlin-Arthur Protocols for Mutual-Information Bounds in Language Models

Retrieval-augmented generation (RAG) relies on retrieved context to guide large language models (LLM), yet treats the retrieval as a heuristic rather than verifiable evidence -- leading to unsupported answers, hallucinations, and reliance on spurious context. We introduce a novel evaluation, data augmentation, and training framework that treats the RAG pipeline as an interactive proof system by adapting the Merlin-Arthur (M/A) protocol: Arthur (the generator LLM) receives context of unknown provenance and Merlin gives helpful evidence, while Morgana injects adversarial, misleading context. We implement them both with an XAI method to self-assess and modify evidence most influential to Arthur. Based on this framework we propose the Explained Information Fraction (EIF) score, that disentangles explanation fidelity from model predictive errors and imperfect benchmarks, and normalizes M/A mutual-information lower bounds to realistic empirical settings. When trained with those contexts, Arthur learns to answer when evidence supports the answer and abstain when evidence is insufficient. Across five QA benchmarks and four LLMs (1B to 32B parameters), M/A reduces incorrect answers under insufficient context by up to 35pp during training and by 18-20pp over vanilla finetuning. Abstention emerges even \emph{without any manually annotated unanswerable example or preference pair}. We improve EIF-cond by 0.1-0.4 during M/A training and by 0.33-0.38 over vanilla finetuning. Reusing Merlin/Morgana contexts as automatic hard positives and negatives also raises retriever Recall@1 by 2pp. While high accuracy does not guarantee entropy flow from context to answer, our EIF scores -- to our knowledge, the first context-to-answer information bound for RAG generators -- show that autonomous interactive-proof-style supervision enables RAG systems that treat retrieved documents as verifiable evidence.

cs.CL

Do Vision & Language Decoders use Images and Text equally? How Self-consistent are their Explanations?

Vision and language model (VLM) decoders are currently the best-performing architectures on multimodal tasks. Next to answers, they are able to produce natural language explanations, either in post-hoc or CoT settings. However, it is not clear to what extent they are using the input vision and text modalities when generating answers or explanations. In this work, we investigate if VLMs rely on their input modalities differently when they produce explanations as opposed to answers. We also evaluate the self-consistency of VLM decoders in both post-hoc and CoT explanation settings, by extending existing unimodal tests and measures to VLM decoders. We find that most tested VLMs are less self-consistent than LLMs. Text contributions in all tested VL decoders are more important than image contributions in all examined tasks. However, when comparing explanation generation to answer generation, the contributions of images are significantly stronger for generating explanations compared to answers. This difference is even larger in CoT compared to post-hoc explanations. Lastly, we provide an up-to-date benchmarking of state-of-the-art VL decoders on the VALSE benchmark, which before was restricted to VL encoders. We find that the tested VL decoders still struggle with most phenomena tested by VALSE.

cs.CL

Aleph-Alpha-GermanWeb: Improving German-language LLM pre-training with model-based data curation and synthetic data generation

Scaling data quantity is essential for large language models (LLMs), yet recent findings show that data quality can significantly boost performance and training efficiency. We introduce a German-language dataset curation pipeline that combines heuristic and model-based filtering techniques with synthetic data generation. We use our pipeline to create Aleph-Alpha-GermanWeb, a 628B-word German pre-training dataset composed of three subsets drawing from: (1) Common Crawl web data (organic subset; 78B words), (2) FineWeb2 (organic subset; 235B), and (3) synthetically-generated data conditioned on actual, organic web data (synthetic subset; 329B). We evaluate our dataset by pre-training both a 1B Llama-style model and an 8B tokeniser-free hierarchical autoregressive transformer (HAT) from scratch. A comparison on German-language benchmarks, including MMMLU, shows significant performance gains of Aleph-Alpha-GermanWeb over FineWeb2 alone. This advantage holds at the 8B scale even when FineWeb2 is enriched by human-curated high-quality data sources such as Wikipedia. Our findings support the growing body of evidence that model-based data curation and synthetic data generation can significantly enhance LLM pre-training datasets.

cs.CL

On Measuring Faithfulness or Self-consistency of Natural Language Explanations

Large language models (LLMs) can explain their predictions through post-hoc or Chain-of-Thought (CoT) explanations. But an LLM could make up reasonably sounding explanations that are unfaithful to its underlying reasoning. Recent work has designed tests that aim to judge the faithfulness of post-hoc or CoT explanations. In this work we argue that these faithfulness tests do not measure faithfulness to the models' inner workings -- but rather their self-consistency at output level. Our contributions are three-fold: i) We clarify the status of faithfulness tests in view of model explainability, characterising them as self-consistency tests instead. This assessment we underline by ii) constructing a Comparative Consistency Bank for self-consistency tests that for the first time compares existing tests on a common suite of 11 open LLMs and 5 tasks -- including iii) our new self-consistency measure CC-SHAP. CC-SHAP is a fine-grained measure (not a test) of LLM self-consistency. It compares how a model's input contributes to the predicted answer and to generating the explanation. Our fine-grained CC-SHAP metric allows us iii) to compare LLM behaviour when making predictions and to analyse the effect of other consistency tests at a deeper level, which takes us one step further towards measuring faithfulness by bringing us closer to the internals of the model than strictly surface output-oriented tests. Our code is available at \url{https://github.com/Heidelberg-NLP/CC-SHAP}

cs.CL

MM-SHAP: A Performance-agnostic Metric for Measuring Multimodal Contributions in Vision and Language Models & Tasks

Vision and language models (VL) are known to exploit unrobust indicators in individual modalities (e.g., introduced by distributional biases) instead of focusing on relevant information in each modality. That a unimodal model achieves similar accuracy on a VL task to a multimodal one, indicates that so-called unimodal collapse occurred. However, accuracy-based tests fail to detect e.g., when the model prediction is wrong, while the model used relevant information from a modality. Instead, we propose MM-SHAP, a performance-agnostic multimodality score based on Shapley values that reliably quantifies in which proportions a multimodal model uses individual modalities. We apply MM-SHAP in two ways: (1) to compare models for their average degree of multimodality, and (2) to measure for individual models the contribution of individual modalities for different tasks and datasets. Experiments with six VL models -- LXMERT, CLIP and four ALBEF variants -- on four VL tasks highlight that unimodal collapse can occur to different degrees and in different directions, contradicting the wide-spread assumption that unimodal collapse is one-sided. Based on our results, we recommend MM-SHAP for analysing multimodal tasks, to diagnose and guide progress towards multimodal integration. Code available at \url{https://github.com/Heidelberg-NLP/MM-SHAP}.

cs.CV

ViLMA: A Zero-Shot Benchmark for Linguistic and Temporal Grounding in Video-Language Models

With the ever-increasing popularity of pretrained Video-Language Models (VidLMs), there is a pressing need to develop robust evaluation methodologies that delve deeper into their visio-linguistic capabilities. To address this challenge, we present ViLMA (Video Language Model Assessment), a task-agnostic benchmark that places the assessment of fine-grained capabilities of these models on a firm footing. Task-based evaluations, while valuable, fail to capture the complexities and specific temporal aspects of moving images that VidLMs need to process. Through carefully curated counterfactuals, ViLMA offers a controlled evaluation suite that sheds light on the true potential of these models, as well as their performance gaps compared to human-level understanding. ViLMA also includes proficiency tests, which assess basic capabilities deemed essential to solving the main counterfactual tests. We show that current VidLMs' grounding abilities are no better than those of vision-language models which use static images. This is especially striking once the performance on proficiency tests is factored in. Our benchmark serves as a catalyst for future research on VidLMs, helping to highlight areas that still need to be explored.

cs.CL

MAGMA -- Multimodal Augmentation of Generative Models through Adapter-based Finetuning

Large-scale pretraining is fast becoming the norm in Vision-Language (VL) modeling. However, prevailing VL approaches are limited by the requirement for labeled data and the use of complex multi-step pretraining objectives. We present MAGMA - a simple method for augmenting generative language models with additional modalities using adapter-based finetuning. Building on Frozen, we train a series of VL models that autoregressively generate text from arbitrary combinations of visual and textual input. The pretraining is entirely end-to-end using a single language modeling objective, simplifying optimization compared to previous approaches. Importantly, the language model weights remain unchanged during training, allowing for transfer of encyclopedic knowledge and in-context learning abilities from language pretraining. MAGMA outperforms Frozen on open-ended generative tasks, achieving state of the art results on the OKVQA benchmark and competitive results on a range of other popular VL benchmarks, while pretraining on 0.2% of the number of samples used to train SimVLM.

cs.CV

VALSE: A Task-Independent Benchmark for Vision and Language Models Centered on Linguistic Phenomena

We propose VALSE (Vision And Language Structured Evaluation), a novel benchmark designed for testing general-purpose pretrained vision and language (V&L) models for their visio-linguistic grounding capabilities on specific linguistic phenomena. VALSE offers a suite of six tests covering various linguistic constructs. Solving these requires models to ground linguistic phenomena in the visual modality, allowing more fine-grained evaluations than hitherto possible. We build VALSE using methods that support the construction of valid foils, and report results from evaluating five widely-used V&L models. Our experiments suggest that current models have considerable difficulty addressing most phenomena. Hence, we expect VALSE to serve as an important benchmark to measure future progress of pretrained V&L models from a linguistic perspective, complementing the canonical task-centred V&L evaluations.

cs.CL

Seeing past words: Testing the cross-modal capabilities of pretrained V&L models on counting tasks

We investigate the reasoning ability of pretrained vision and language (V&L) models in two tasks that require multimodal integration: (1) discriminating a correct image-sentence pair from an incorrect one, and (2) counting entities in an image. We evaluate three pretrained V&L models on these tasks: ViLBERT, ViLBERT 12-in-1 and LXMERT, in zero-shot and finetuned settings. Our results show that models solve task (1) very well, as expected, since all models are pretrained on task (1). However, none of the pretrained V&L models is able to adequately solve task (2), our counting probe, and they cannot generalise to out-of-distribution quantities. We propose a number of explanations for these findings: LXMERT (and to some extent ViLBERT 12-in-1) show some evidence of catastrophic forgetting on task (1). Concerning our results on the counting probe, we find evidence that all models are impacted by dataset bias, and also fail to individuate entities in the visual input. While a selling point of pretrained V&L models is their ability to solve complex tasks, our findings suggest that understanding their reasoning and grounding capabilities requires more targeted investigations on specific phenomena.

cs.CV

What is Multimodality?

The last years have shown rapid developments in the field of multimodal machine learning, combining e.g., vision, text or speech. In this position paper we explain how the field uses outdated definitions of multimodality that prove unfit for the machine learning era. We propose a new task-relative definition of (multi)modality in the context of multimodal machine learning that focuses on representations and information that are relevant for a given machine learning task. With our new definition of multimodality we aim to provide a missing foundation for multimodal research, an important component of language grounding and a crucial milestone towards NLU.

cs.AI

AMR Similarity Metrics from Principles

Different metrics have been proposed to compare Abstract Meaning Representation (AMR) graphs. The canonical Smatch metric (Cai and Knight, 2013) aligns the variables of two graphs and assesses triple matches. The recent SemBleu metric (Song and Gildea, 2019) is based on the machine-translation metric Bleu (Papineni et al., 2002) and increases computational efficiency by ablating the variable-alignment. In this paper, i) we establish criteria that enable researchers to perform a principled assessment of metrics comparing meaning representations like AMR; ii) we undertake a thorough analysis of Smatch and SemBleu where we show that the latter exhibits some undesirable properties. For example, it does not conform to the identity of indiscernibles rule and introduces biases that are hard to control; iii) we propose a novel metric S$^2$match that is more benevolent to only very slight meaning deviations and targets the fulfilment of all established criteria. We assess its suitability and show its advantages over Smatch and SemBleu.

cs.CL