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Li Bai

Publications and source records attributed to Li Bai.

At least 19 recordsLinked to original sources

Cross-Modal Backdoors in Multimodal Large Language Models

Developers increasingly construct multimodal large language models (MLLMs) by assembling pretrained components,introducing supply-chain attack surfaces.Existing security research primarily focuses on poisoning backbones such as encoders or large language models (LLMs),while the security risks of lightweight connectors remain unexplored.In this work,we propose a novel cross-modal backdoor attack that exploits this overlooked vulnerability.By poisoning only the connector using a single seed sample and several augmented variants from one modality,the adversary can subsequently activate the backdoor using inputs from other modalities.To achieve this,we first poison the connector to associate a compact latent region with a malicious target output.To activate the backdoor from other modalities,we further extract a malicious centroid from the poisoned latent representations and perform input-side optimization to steer inputs toward this latent anchor,without requiring repeated API queries or full-model access.Extensive evaluations on representative connector-based MLLM architectures,including PandaGPT and NExT-GPT,demonstrate both the effectiveness and cross-modal transferability of the proposed attack.The attack achieves up to 99.9% attack success rate (ASR) in same-modality settings,while most cross-modal settings exceed 95.0% ASR under bounded perturbations.Moreover,the attack remains highly stealthy,producing negligible leakage on clean inputs,and maintaining weight-cosine similarity above 0.97 relative to benign connectors.We further show that existing defense strategies fail to effectively mitigate this threat without incurring substantial utility degradation.These findings reveal a fundamental vulnerability in multimodal alignment: a single compromised connector can establish a reusable latent-space backdoor pathway across modalities,highlighting the need for safer modular MLLM design.

cs.CR

Grounding-Driven Attack: Improving Encoder-based Adversarial Transferability against Large Vision-Language Models

Large vision-language models (LVLMs) have achieved impressive performance across multimodal tasks, but their reliance on visual inputs exposes them to adversarial threats. Encoder-based attacks provide an efficient alternative to end-to-end optimization by crafting perturbations through the vision encoder alone. However, existing encoder-based attacks often assume that the surrogate encoder is identical or similar to the victim LVLM's vision encoder. In this work, we present a systematic study of their transferability in more realistic black-box deployments with heterogeneous LVLM architectures. We find that model-specific visual evidence is inconsistent across models, whereas text-conditioned grounding regions are more closely tied to caption-relevant evidence and provide a more stable transfer target. However, existing attacks remain weakly aligned with and insufficiently disrupt these regions. Motivated by these findings, we propose Grounding-Driven Attack (GDA), which aligns perturbation optimization with text-grounded evidence. GDA combines Grounding-Aware Perturbation Allocation to concentrate perturbation budget on grounded evidence regions with Grounding-Centric Evidence Disruption to intensify their global and local disruption. Experiments across diverse victim models and tasks show that GDA consistently outperforms existing encoder-based attacks in black-box transfer. These results highlight the central role of text-grounded evidence in adversarial transferability and motivate grounding-aware robustness evaluation and defense design.

cs.CR

On the Adversarial Robustness of Large Vision-Language Models under Visual Token Compression

Visual token compression is widely used to accelerate large vision-language models (LVLMs) by pruning or merging visual tokens, yet its adversarial robustness remains unexplored. We show that existing encoder-based attacks cannot fully disclose the robustness vulnerabilities of compressed LVLMs, due to an optimization-inference mismatch: perturbations are optimized on the full-token representation, while inference is performed through a token-compression bottleneck. To address this gap, we propose the Compression-AliGnEd attack (CAGE), which aligns perturbation optimization with compression inference without assuming access to the deployed compression mechanism or its token budget. CAGE combines (i) expected feature disruption, which concentrates distortion on tokens likely to survive across plausible budgets, and (ii) rank distortion alignment, which actively aligns token distortions with rank scores to promote the retention of highly distorted evidence. Across diverse representative plug-and-play compression mechanisms and datasets, our results show that CAGE consistently achieves lower robust accuracy than the baseline. This work highlights that robustness assessments ignoring compression can be overly optimistic, calling for compression-aware security evaluation and defenses for efficient LVLMs.

cs.CR

United We Defend: Collaborative Membership Inference Defenses in Federated Learning

Membership inference attacks (MIAs), which determine whether a specific data point was included in the training set of a target model, have posed severe threats in federated learning (FL). Unfortunately, existing MIA defenses, typically applied independently to each client in FL, are ineffective against powerful trajectory-based MIAs that exploit temporal information throughout the training process to infer membership status. In this paper, we investigate a new FL defense scenario driven by heterogeneous privacy needs and privacy-utility trade-offs, where only a subset of clients are defended, as well as a collaborative defense mode where clients cooperate to mitigate membership privacy leakage. To this end, we introduce CoFedMID, a collaborative defense framework against MIAs in FL, which limits local model memorization of training samples and, through a defender coalition, enhances privacy protection and model utility. Specifically, CoFedMID consists of three modules: a class-guided partition module for selective local training samples, a utility-aware compensation module to recycle contributive samples and prevent their overconfidence, and an aggregation-neutral perturbation module that injects noise for cancellation at the coalition level into client updates. Extensive experiments on three datasets show that our defense framework significantly reduces the performance of seven MIAs while incurring only a small utility loss. These results are consistently verified across various defense settings.

cs.CR

Toward Efficient Inference Attacks: Shadow Model Sharing via Mixture-of-Experts

Machine learning models are often vulnerable to inference attacks that expose sensitive information from their training data. Shadow model technique is commonly employed in such attacks, such as membership inference. However, the need for a large number of shadow models leads to high computational costs, limiting their practical applicability. Such inefficiency mainly stems from the independent training and use of these shadow models. To address this issue, we present a novel shadow pool training framework SHAPOOL, which constructs multiple shared models and trains them jointly within a single process. In particular, we leverage the Mixture-of-Experts mechanism as the shadow pool to interconnect individual models, enabling them to share some sub-networks and thereby improving efficiency. To ensure the shared models closely resemble independent models and serve as effective substitutes, we introduce three novel modules: path-choice routing, pathway regularization, and pathway alignment. These modules guarantee random data allocation for pathway learning, promote diversity among shared models, and maintain consistency with target models. We evaluate SHAPOOL in the context of various membership inference attacks and show that it significantly reduces the computational cost of shadow model construction while maintaining comparable attack performance.

cs.CR

MER-Inspector: Assessing model extraction risks from an attack-agnostic perspective

Information leakage issues in machine learning-based Web applications have attracted increasing attention. While the risk of data privacy leakage has been rigorously analyzed, the theory of model function leakage, known as Model Extraction Attacks (MEAs), has not been well studied. In this paper, we are the first to understand MEAs theoretically from an attack-agnostic perspective and to propose analytical metrics for evaluating model extraction risks. By using the Neural Tangent Kernel (NTK) theory, we formulate the linearized MEA as a regularized kernel classification problem and then derive the fidelity gap and generalization error bounds of the attack performance. Based on these theoretical analyses, we propose a new theoretical metric called Model Recovery Complexity (MRC), which measures the distance of weight changes between the victim and surrogate models to quantify risk. Additionally, we find that victim model accuracy, which shows a strong positive correlation with model extraction risk, can serve as an empirical metric. By integrating these two metrics, we propose a framework, namely Model Extraction Risk Inspector (MER-Inspector), to compare the extraction risks of models under different model architectures by utilizing relative metric values. We conduct extensive experiments on 16 model architectures and 5 datasets. The experimental results demonstrate that the proposed metrics have a high correlation with model extraction risks, and MER-Inspector can accurately compare the extraction risks of any two models with up to 89.58%.

cs.CR

A Sample-Level Evaluation and Generative Framework for Model Inversion Attacks

Model Inversion (MI) attacks, which reconstruct the training dataset of neural networks, pose significant privacy concerns in machine learning. Recent MI attacks have managed to reconstruct realistic label-level private data, such as the general appearance of a target person from all training images labeled on him. Beyond label-level privacy, in this paper we show sample-level privacy, the private information of a single target sample, is also important but under-explored in the MI literature due to the limitations of existing evaluation metrics. To address this gap, this study introduces a novel metric tailored for training-sample analysis, namely, the Diversity and Distance Composite Score (DDCS), which evaluates the reconstruction fidelity of each training sample by encompassing various MI attack attributes. This, in turn, enhances the precision of sample-level privacy assessments. Leveraging DDCS as a new evaluative lens, we observe that many training samples remain resilient against even the most advanced MI attack. As such, we further propose a transfer learning framework that augments the generative capabilities of MI attackers through the integration of entropy loss and natural gradient descent. Extensive experiments verify the effectiveness of our framework on improving state-of-the-art MI attacks over various metrics including DDCS, coverage and FID. Finally, we demonstrate that DDCS can also be useful for MI defense, by identifying samples susceptible to MI attacks in an unsupervised manner.

cs.LG

Membership Inference Attacks and Defenses in Federated Learning: A Survey

Federated learning is a decentralized machine learning approach where clients train models locally and share model updates to develop a global model. This enables low-resource devices to collaboratively build a high-quality model without requiring direct access to the raw training data. However, despite only sharing model updates, federated learning still faces several privacy vulnerabilities. One of the key threats is membership inference attacks, which target clients' privacy by determining whether a specific example is part of the training set. These attacks can compromise sensitive information in real-world applications, such as medical diagnoses within a healthcare system. Although there has been extensive research on membership inference attacks, a comprehensive and up-to-date survey specifically focused on it within federated learning is still absent. To fill this gap, we categorize and summarize membership inference attacks and their corresponding defense strategies based on their characteristics in this setting. We introduce a unique taxonomy of existing attack research and provide a systematic overview of various countermeasures. For these studies, we thoroughly analyze the strengths and weaknesses of different approaches. Finally, we identify and discuss key future research directions for readers interested in advancing the field.

cs.CR

A Learning-from-noise Dilated Wide Activation Network for denoising Arterial Spin Labeling (ASL) Perfusion Images

Arterial spin labeling (ASL) perfusion MRI provides a non-invasive way to quantify cerebral blood flow (CBF) but it still suffers from a low signal-to-noise-ratio (SNR). Using deep machine learning (DL), several groups have shown encouraging denoising results. Interestingly, the improvement was obtained when the deep neural network was trained using noise-contaminated surrogate reference because of the lack of golden standard high quality ASL CBF images. More strikingly, the output of these DL ASL networks (ASLDN) showed even higher SNR than the surrogate reference. This phenomenon indicates a learning-from-noise capability of deep networks for ASL CBF image denoising, which can be further enhanced by network optimization. In this study, we proposed a new ASLDN to test whether similar or even better ASL CBF image quality can be achieved in the case of highly noisy training reference. Different experiments were performed to validate the learning-from-noise hypothesis. The results showed that the learning-from-noise strategy produced better output quality than ASLDN trained with relatively high SNR reference.

eess.IV

Preference-based Energy Exchange in a Network of Microgrids

Peer-to-peer energy trading is emerging as a new paradigm that in the near future may disrupt conventional electricity markets and heavily affect energy exchanges in networks of microgrids. In this paper, a preference mechanism is considered to compute optimal energy exchanges in a network of microgrids with or without the supervision of the distribution system operator, and the alternating direction method of multipliers is adopted for its distributed solution. The effect of the preference mechanism on the resulting power flow in the network is further studied and discussed for realistic case studies. Results show that a desired power flow in the network of interconnected microgrids can be achieved with different preference values locally chosen or imposed by the system operator. In particular, appropriate preferences may be used to give rise to different clusters of microgrids and reduce energy exchanges between different clusters.

eess.SY

OCT segmentation: Integrating open parametric contour model of the retinal layers and shape constraint to the Mumford-Shah functional

In this paper, we propose a novel retinal layer boundary model for segmentation of optical coherence tomography (OCT) images. The retinal layer boundary model consists of 9 open parametric contours representing the 9 retinal layers in OCT images. An intensity-based Mumford-Shah (MS) variational functional is first defined to evolve the retinal layer boundary model to segment the 9 layers simultaneously. By making use of the normals of open parametric contours, we construct equal sized adjacent narrowbands that are divided by each contour. Regional information in each narrowband can thus be integrated into the MS energy functional such that its optimisation is robust against different initialisations. A statistical prior is also imposed on the shape of the segmented parametric contours for the functional. As such, by minimising the MS energy functional the parametric contours can be driven towards the true boundaries of retinal layers, while the similarity of the contours with respect to training OCT shapes is preserved. Experimental results on real OCT images demonstrate that the method is accurate and robust to low quality OCT images with low contrast and high-level speckle noise, and it outperforms the recent geodesic distance based method for segmenting 9 layers of the retina in OCT images.

cs.CV

Denoising Arterial Spin Labeling Cerebral Blood Flow Images Using Deep Learning

Arterial spin labeling perfusion MRI is a noninvasive technique for measuring quantitative cerebral blood flow (CBF), but the measurement is subject to a low signal-to-noise-ratio(SNR). Various post-processing methods have been proposed to denoise ASL MRI but only provide moderate improvement. Deep learning (DL) is an emerging technique that can learn the most representative signal from data without prior modeling which can be highly complex and analytically indescribable. The purpose of this study was to assess whether the record breaking performance of DL can be translated into ASL MRI denoising. We used convolutional neural network (CNN) to build the DL ASL denosing model (DL-ASL) to inherently consider the inter-voxel correlations. To better guide DL-ASL training, we incorporated prior knowledge about ASL MRI: the structural similarity between ASL CBF map and grey matter probability map. A relatively large sample data were used to train the model which was subsequently applied to a new set of data for testing. Experimental results showed that DL-ASL achieved state-of-the-art denoising performance for ASL MRI as compared to current routine methods in terms of higher SNR, keeping CBF quantification quality while shorten the acquisition time by 75%, and automatic partial volume correction.

cs.CV

Tensor Based Second Order Variational Model for Image Reconstruction

Second order total variation (SOTV) models have advantages for image reconstruction over their first order counterparts including their ability to remove the staircase artefact in the reconstructed image, but they tend to blur the reconstructed image. To overcome this drawback, we introduce a new Tensor Weighted Second Order (TWSO) model for image reconstruction. Specifically, we develop a novel regulariser for the SOTV model that uses the Frobenius norm of the product of the SOTV Hessian matrix and the anisotropic tensor. We then adapt the alternating direction method of multipliers (ADMM) to solve the proposed model by breaking down the original problem into several subproblems. All the subproblems have closed-forms and can thus be solved efficiently. The proposed method is compared with a range of state-of-the-art approaches such as tensor-based anisotropic diffusion, total generalised variation, Euler's elastica, etc. Numerical experimental results of the method on both synthetic and real images from the Berkeley database BSDS500 demonstrate that the proposed method eliminates both the staircase and blurring effects and outperforms the existing approaches for image inpainting and denoising applications.

cs.CV

Automated Segmentation of Retinal Layers from Optical Coherent Tomography Images Using Geodesic Distance

Optical coherence tomography (OCT) is a non-invasive imaging technique that can produce images of the eye at the microscopic level. OCT image segmentation to localise retinal layer boundaries is a fundamental procedure for diagnosing and monitoring the progression of retinal and optical nerve disorders. In this paper, we introduce a novel and accurate geodesic distance method (GDM) for OCT segmentation of both healthy and pathological images in either two- or three-dimensional spaces. The method uses a weighted geodesic distance by an exponential function, taking into account both horizontal and vertical intensity variations. The weighted geodesic distance is efficiently calculated from an Eikonal equation via the fast sweeping method. The segmentation is then realised by solving an ordinary differential equation with the geodesic distance. The results of the GDM are compared with manually segmented retinal layer boundaries/surfaces. Extensive experiments demonstrate that the proposed GDM is robust to complex retinal structures with large curvatures and irregularities and it outperforms the parametric active contour algorithm as well as the graph theoretic based approaches for delineating the retinal layers in both healthy and pathological images.

cs.CV

Cellular buckling in I-section struts

An analytical model that describes the interactive buckling of a thin-walled I-section strut under pure compression based on variational principles is presented. A formulation combining the Rayleigh--Ritz method and continuous displacement functions is used to derive a system of differential and integral equilibrium equations for the structural component. Numerical continuation reveals progressive cellular buckling (or snaking) arising from the nonlinear interaction between the weakly stable global buckling mode and the strongly stable local buckling mode. The resulting behaviour is highly unstable and when the model is extended to include geometric imperfections it compares excellently with some recently published experiments.

nlin.PS

The Influence of Intensity Standardization on Medical Image Registration

Acquisition-to-acquisition signal intensity variations (non-standardness) are inherent in MR images. Standardization is a post processing method for correcting inter-subject intensity variations through transforming all images from the given image gray scale into a standard gray scale wherein similar intensities achieve similar tissue meanings. The lack of a standard image intensity scale in MRI leads to many difficulties in tissue characterizability, image display, and analysis, including image segmentation. This phenomenon has been documented well; however, effects of standardization on medical image registration have not been studied yet. In this paper, we investigate the influence of intensity standardization in registration tasks with systematic and analytic evaluations involving clinical MR images. We conducted nearly 20,000 clinical MR image registration experiments and evaluated the quality of registrations both quantitatively and qualitatively. The evaluations show that intensity variations between images degrades the accuracy of registration performance. The results imply that the accuracy of image registration not only depends on spatial and geometric similarity but also on the similarity of the intensity values for the same tissues in different images.

cs.CV

Fully Automatic 3D Reconstruction of Histological Images

In this paper, we propose a computational framework for 3D volume reconstruction from 2D histological slices using registration algorithms in feature space. To improve the quality of reconstructed 3D volume, first, intensity variations in images are corrected by an intensity standardization process which maps image intensity scale to a standard scale where similar intensities correspond to similar tissues. Second, a subvolume approach is proposed for 3D reconstruction by dividing standardized slices into groups. Third, in order to improve the quality of the reconstruction process, an automatic best reference slice selection algorithm is developed based on an iterative assessment of image entropy and mean square error of the registration process. Finally, we demonstrate that the choice of the reference slice has a significant impact on registration quality and subsequent 3D reconstruction.

cs.CV