arXiv subjects

Li Ern Chern

Publications and source records attributed to Li Ern Chern.

At least 19 recordsLinked to original sources

arXiv2026

Exact quantum spin liquids with topological order on maple-leaf and trellis lattices

We construct spin models with bond-dependent anisotropic interactions on the penta-coordinated maple-leaf and trellis lattices, which yield exact $\mathbb{Z}_2$ quantum spin liquids akin to the Kitaev honeycomb model. We characterize the resulting ground states by their flux sectors, Chern numbers, and topological excitations. Using replica exchange quantum Monte Carlo simulations, we find that the gauge fluxes are ordered at sufficiently low temperatures such that every unit triangle has $\pm \pi/2$-flux, where the sign is uniform across the system, and every unit hexagon (square) has $0$-flux ($\pi$-flux) within the parameter space of interest. We map out the topological phase diagram for each model, which reveals parameter regimes hosting $\mathbb{Z}_2$ and Ising topological orders, and we derive an analytical expression for the mass term of the Majorana fermions, the vanishing of which indicates a transition between these phases. We further establish the correspondence between individual vortices (i.e., flux excitations) and two species of anyons in the dimer limit, overcoming the obstacle faced by degenerate perturbation theory in treating odd-length elementary plaquettes. Interestingly, we find that two dimer limits of the maple-leaf model with distinct assignments of anyon species can be smoothly connected to each other in the vortex-free sector, but they are separated by fermion-gap-closing transitions in certain two-vortex sectors.

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arXiv2026

Mapping vortices to anyons in toric code phases of generalized Kitaev models

We present a comprehensive theory of mapping flux excitations, or vortices, to electric and magnetic particles in the toric code phases of generalizations of the Kitaev honeycomb model in two spatial dimensions. Our method, which is formulated with the Majorana fermion representation, utilizes the fusion rule of the Abelian anyons and the physical constraint on the fermion parity, and applies to generic model parameters including any perturbative limit. Not only are we able to reproduce the known mapping scheme in the dimer limit, we also derive the conditions for the invariance of anyon species of individual vortices. We prove that the mapping of anyons is left unchanged by any continuous evolution of model parameters that does not close the fermion gap in both the vortex-free and two-vortex sectors, which enables precise demarcations between multiple regimes associated with different maps within a single phase characterized by a trivial Chern number. We illustrate our theory via extensive computations for a number of selected models, in particular those defined on the square-octagon lattice and the honeycomb lattice with a Kekul\'{e} structure. We also demonstrate that distinct mappings of anyons can nevertheless exhibit the same weak symmetry breaking, and further argue that they belong to the same symmetry-enriched topological order.

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arXiv2024

Topological phase diagrams of in-plane field polarized Kitaev magnets

While the existence of a magnetic field induced quantum spin liquid in Kitaev magnets remains under debate, its topological properties often extend to proximal phases where they can lead to unusual behaviors of both fundamental and applied interests. Subjecting a generic nearest neighbor spin model of Kitaev magnets to a sufficiently strong in-plane magnetic field, we study the resulting polarized phase and the associated magnon excitations. In contrast to the case of an out-of-plane magnetic field where the magnon band topology is enforced by symmetry, we find that it is possible for topologically trivial and nontrivial parameter regimes to coexist under in-plane magnetic fields. We map out the topological phase diagrams of the magnon bands, revealing a rich pattern of variation of the Chern number over the parameter space and the field angle. We further compute the magnon thermal Hall conductivity as a weighted summation of Berry curvatures, and discuss experimental implications of our results to planar thermal Hall effects in Kitaev magnets.

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arXiv2023

A pseudofermion functional renormalization group study of dipolar-octupolar pyrochlore magnets

Motivated by recent experiments on Ce$_2$Zr$_2$O$_7$ that reveal a dynamic, liquid-like ground state, we study the nearest neighbor XYZ Hamiltonian of dipolar-octupolar pyrochlore magnets with the pseudofermion functional renormalization group (PFFRG), which is numerically implemented by the SpinParser software. Taking the interaction between the octupolar components to be dominant and antiferromagnetic, we map out the phase diagram demarcating the quantum disordered and magnetically ordered states. We identify four distinct phases, namely the $0$-flux and $π$-flux quantum spin ices, and the all-in-all-out magnetic orders along the local $z$ and $x$ axes. We further use the static two-spin correlations output by the PFFRG algorithm to compute the polarized neutron scattering cross-sections, which are able to capture several qualitative features observed experimentally, in the materially relevant parameter regime that stabilizes the $π$-flux quantum spin ice. Our results provide support for a quantum spin liquid ground state in Ce$_2$Zr$_2$O$_7$.

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arXiv2023

Collective magnetic Higgs excitation in a pyrochlore ruthenate

The emergence of scalar Higgs-type amplitude modes in systems where symmetry is spontaneously broken has been a highly successful, paradigmatic description of phase transitions, with implications ranging from high-energy particle physics to low-energy condensed matter systems. Here, we uncover two successive high temperature phase transitions in the pyrochlore magnet Nd$_2$Ru$_2$O$_7$ at $T_{\mathrm{N}} = 147$ K and $T^* = 97$ K, that lead to giant phonon instabilities and culminate in the emergence of a highly coherent excitation. This coherent excitation, distinct from other phonons and from conventional magnetic modes, stabilizes at a low energy of 3 meV. We assign it to a collective Higgs-type amplitude mode, that involves bond energy modulations of the Ru$_4$ tetrahedra. Its striking two-fold symmetry, incompatible with the underlying crystal structure, highlights the possibility of multiple entangled broken symmetries.

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arXiv2023

Symmetry fractionalization in the gauge mean-field theory of quantum spin ice

Symmetry fractionalization is a ubiquitous feature of topologically ordered states that can be used to classify different symmetry-enriched topological phases and reveal some of their unique experimental signatures. Despite its vast popularity, there is currently no available framework to study symmetry fractionalization of quantum spin ice (QSI) -- a $U(1)$ quantum spin liquid (QSL) on the pyrochlore lattice supporting emergent photons -- within the most widely used theoretical framework to describe it, gauge mean-field theory (GMFT). In this work, we provide an extension of GMFT that allows for the classification of space-time symmetry fractionalization. The construction classifies all GMFT Ansätze that yield physical wavefunctions invariant under given symmetries and a specific low-energy gauge structure. As an application of the framework, we first show that the only two Ansätze with emergent $U(1)$ gauge fields that respect all space-group symmetries are the well-known 0- and $π$-flux states. We then showcase how the framework may describe QSLs beyond the currently known ones by classifying chiral $U(1)$ QSI. We find two new states described by $π/2$- and $3π/2$-fluxes of the emergent gauge field threading the hexagonal plaquettes of the pyrochlore lattice. We finally discuss how the different ways translation symmetries fractionalize for all these states lead to unique experimentally relevant signatures and compute their respective inelastic neutron scattering cross-section to illustrate the argument.

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arXiv2023

Topological magnons for thermal Hall transport in frustrated magnets with bond-dependent interactions

Thermal transport in topologically-ordered phases of matter provides valuable insights as it can detect the charge-neutral quasiparticles that would not directly couple to electromagnetic probes. An important example is edge heat transport of Majorana fermions in a chiral spin liquid, which leads to a half-quantized thermal Hall conductivity. This signature is precisely what has recently been measured in $α$-RuCl$_3$ under external magnetic fields. The plateau-like behavior of the half-quantized thermal Hall conductivity as a function of external magnetic field, and the peculiar sign change depending on the magnetic field orientation, has been proposed as strong evidence for the non-Abelian Kitaev spin liquid. Alternatively, for in-plane magnetic fields, it was theoretically shown that such a sign structure can also arise from topological magnons in the field-polarized state. In this work, we investigate the full implications of topological magnons as heat carriers on thermal transport measurements. We first prove analytically that for any commensurate order with a finite magnetic unit cell, reversing the field direction leads to a sign change in the magnon thermal Hall conductivity in two-dimensional systems. We verify this proof numerically with nontrivial magnetic orders as well as the field-polarized state in Kitaev magnets subjected to an in-plane field. In the case of a tilted magnetic field, whereby there exist both finite in-plane and out-of-plane field components, we find that the plateau-like behavior of the thermal Hall conductivity and the sign change upon reversing the in-plane component of the magnetic field arise in the partially-polarized state, as long as the in-plane field contribution to the Zeeman energy is significant. While these results are consistent with the experimental observations, we comment on other aspects requiring investigation in future studies.

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arXiv2022

Competing quantum spin liquids, gauge fluctuations, and anisotropic interactions in a breathing pyrochlore lattice

We use the projective symmetry group analysis to classify the quantum spin liquids on the $S=1/2$ pyrochlore magnet with a breathing anisotropy. We find 40 $\mathbb{Z}_2$ spin liquids and 16 $U(1)$ spin liquids that respect the $F\bar{4}3m$ space group and the time reversal symmetry. As an application, we consider the antiferromagnetic Heisenberg model, which is proposed to be the dominant interaction in the candidate material Ba$_3$Yb$_2$Zn$_5$O$_{11}$. Focusing on the $U(1)$ spin liquid ansatze, we find that only two of them are physical when restricted to this model. We present an analytical solution to the parton mean field theory for each of these two $U(1)$ spin liquids. It is revealed that one of them has gapless, while the other one has gapped, spinon excitations. The two $U(1)$ spin liquids are equal in energy regardless of the degree of breathing anisotropy, and they can be differentiated by the low-temperature heat capacity contribution from the quadratically-dispersing gapless spinons. We further show that the latter is unaffected by fluctuations of the $U(1)$ gauge field within the random phase approximation. Finally, we demonstrate that a small Dzyaloshinskii-Moriya interaction lifts the degeneracy between the two $U(1)$ spin liquids, and it eventually causes the lattice to decouple into independent tetrahedra at strong coupling. While current model parameters for Ba$_3$Yb$_2$Zn$_5$O$_{11}$ place it indeed in the decoupled regime, other candidate materials may be synthesised in the near future that realize the spin liquid states discussed in our work.

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arXiv2022

Geometrical frustration versus Kitaev interactions in BaCo$_2$(AsO$_4$)$_2$

Recently, Co-based honeycomb magnets have been proposed as promising candidate materials to host the Kitaev spin liquid state. One of the front-runners is BaCo$_2$(AsO$_4$)$_2$ (BCAO), where it was suggested that the exchange processes between Co$^{2+}$ ions via the surrounding edge-sharing oxygen octahedra could give rise to bond-dependent Kitaev interactions. In this work, we present and analyze comprehensive inelastic neutron scattering studies of BCAO with fields in the honeycomb plane. Combining the constraints from the magnon excitations in the high-field polarized state and the inelastic spin structure factor measured in zero magnetic field, we examine two leading theoretical models: the Kitaev-type \JKG model and the \XXZ model. We show that the existing experimental data can be consistently accounted for by the \XXZ model but not by the \JKG model, and we discuss the implications of these results for the realization of a spin liquid phase in BCAO and more generally for the realization of the Kitaev model in cobaltates.

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arXiv2021

Competing $U(1)$ and $\mathbb{Z}_2$ dipolar-octupolar quantum spin liquids on the pyrochlore lattice: application to Ce$_2$Zr$_2$O$_7$

Recent experiments on the dipolar-octupolar pyrochlore compound Ce$_2$Zr$_2$O$_7$ indicate that it may realize a three-dimensional quantum spin liquid (QSL). In particular, the analyses of available data suggest that the system is in a region of parameter space, where the so-called $π$-flux $U(1)$ octupolar quantum spin ice (QSI) with an emergent photon could be realized. On the other hand, because the system is far from the perturbative classical spin ice regime, it is unclear whether the quantum ground state is primarily a coherent superposition of 2-in-2-out configurations as in the canonical QSI phases. In this work, we explore other possible competing quantum spin liquid states beyond QSI using the Schwinger boson parton construction of the dipolar-octupolar pseudospin-1/2 model. After classifying all symmetric $U(1)$ and $\mathbb{Z}_2$ QSLs using the projective symmetry group (PSG), we construct a mean-field phase diagram that possesses a number of important features observed in an earlier exact diagonalization study. In the experimentally relevant frustrated region of the phase diagram, we find two closely competing gapped $\mathbb{Z}_2$ QSLs with a narrow spinon dispersion. The equal-time and dynamical spin structure factors of these states show key features similar to what was reported in neutron scattering experiments. Hence, these QSLs are closely competing ground states in addition to the $π$-flux $U(1)$ QSI, and they should be taken into account on equal footing for the interpretation of experiments on Ce$_2$Zr$_2$O$_7$.

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arXiv2021

Theoretical study of quantum spin liquids in $S=1/2$ hyper-hyperkagome magnets: classification, heat capacity, and dynamical spin structure factor

Recent experiments suggest a quantum spin liquid ground state in the material PbCuTe$_2$O$_6$, where $S=1/2$ moments are coupled by antiferromagnetic Heisenberg interactions into a three dimensional structure of corner sharing triangles dubbed the hyper-hyperkagome lattice. It exhibits a richer connectivity, and thus likely a stronger geometric frustration, than the relatively well studied hyperkagome lattice. Here, we investigate the possible quantum spin liquids in the $S=1/2$ hyper-hyperkagome magnet using the complex fermion mean field theory. Extending the results of a previous projective symmetry group analysis, we identify only two $\mathbb{Z}_2$ spin liquids and a $U(1)$ spin liquid that are compatible with the hyper-hyperkagome structure. The $U(1)$ spin liquid has a spinon Fermi surface. For the $\mathbb{Z}_2$ spin liquids, one has a small excitation gap, while the other is gapless and proximate to the $U(1)$ spin liquid. We show that the gapped and gapless spin liquids can in principle be distinguished by heat capacity measurements. Moreover, we calculate the dynamical spin structure factors of all three spin liquids and find that they highly resemble the inelastic neutron scattering spectra of PbCuTe$_2$O$_6$. Implications of our work to the experiments, as well as its relations to the existing theoretical studies, are discussed.

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arXiv2020

Emergence of a nematic paramagnet via quantum order-by-disorder and pseudo-Goldstone modes in Kitaev magnets

The appearance of nontrivial phases in Kitaev materials exposed to an external magnetic field has recently been a subject of intensive studies. Here, we elucidate the relation between the field-induced ground states of the classical and quantum spin models proposed for such materials, by using the infinite density matrix renormalization group (iDMRG) and the linear spin wave theory (LSWT). We consider the $K ΓΓ'$ model, where $Γ$ and $Γ'$ are off-diagonal spin exchanges on top of the dominant Kitaev interaction $K$. Focusing on the magnetic field along the $[111]$ direction, we explain the origin of the nematic paramagnet, which breaks the lattice-rotational symmetry and exists in an extended window of magnetic field, in the quantum model. This phenomenon can be understood as the effect of quantum order-by-disorder in the frustrated ferromagnet with a continuous manifold of degenerate ground states discovered in the corresponding classical model. We compute the dynamical spin structure factors using a matrix operator based time evolution and compare them with the predictions from LSWT. We, thus, provide predictions for future inelastic neutron scattering experiments on Kitaev materials in an external magnetic field along the $[111]$ direction. In particular, the nematic paramagnet exhibits a characteristic pseudo-Goldstone mode which results from the lifting of a continuous degeneracy via quantum fluctuations.

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arXiv2020

Magnetic vortex liquid and anomalous thermal Hall conductivity in frustrated magnets with bond-dependent interactions

Recently, the observation of large thermal Hall conductivities in correlated insulators with no apparent broken symmetry have generated immense interest and debates on the underlying ground states. Here, considering frustrated magnets with bond-dependent interactions, which are realized in the so-called Kitaev materials, we theoretically demonstrate that a large thermal Hall conductivity can originate from a classical ground state without any magnetic order. We discover a novel liquid state of magnetic vortices, which are inhomogeneous spin textures embedded in the background of polarized spins, under out-of-plane magnetic fields. In the classical regime, different configurations of vortices form a degenerate manifold. We study the static and dynamical properties of the magnetic vortex liquid state at zero and finite temperatures. In particular, we show that the spin excitation spectrum resembles a continuum of nearly flat Chern bands, which ultimately leads to a large thermal Hall conductivity. Possible connections to experiments are discussed.

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arXiv2020

Sign structure of thermal Hall conductivity for in-plane-field polarized Kitaev magnets

The appearance of half-quantized thermal Hall conductivity in $α$-RuCl$_3$ in the presence of in-plane magnetic fields has been taken as a strong evidence for Kitaev spin liquid. Apart from the quantization, the observed sign structure of the thermal Hall conductivity is also consistent with predictions from the exact solution of the Kitaev model. Namely, the thermal Hall conductivity changes sign when the field direction is reversed with respect to the heat current, which is perpendicular to one of the three nearest neighbor bonds on the honeycomb lattice. On the other hand, it is almost zero when the field is applied along the bond direction. Here, we show that such a peculiar sign structure of the thermal Hall conductivity is a generic property of the polarized state in the presence of in-plane magnetic-fields. In this case, thermal Hall effect arises from topological magnons with finite Chern numbers and the sign structure follows from the symmetries of the momentum space Berry curvature. Using a realistic spin model with bond-dependent interactions, we show that the thermal Hall conductivity can have a magnitude comparable to that observed in the experiments. Hence the sign structure alone cannot make a strong case for Kitaev spin liquid. The quantization at very low temperatures, however, will be a decisive test as the magnon contribution vanishes in the zero temperature limit.

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arXiv2020

Magnetic field induced quantum phases in a tensor network study of Kitaev magnets

Recent discovery of the half quantized thermal Hall conductivity in $α$-RuCl$_3$, a candidate material for the Kitaev spin liquid, suggests the presence of a highly entangled quantum state in external magnetic fields. This field induced phase appears between the low field zig-zag magnetic order and the high field polarized state. Motivated by this experiment, we study possible field induced quantum phases in theoretical models of the Kitaev magnets, using the two dimensional tensor network approach or infinite tensor product states. We find various quantum ground states in addition to the chiral Kitaev spin liquid occupying a small area in the phase diagram. They form a band of emergent quantum phases in an intermediate window of external magnetic fields, somewhat reminiscent of the experiment. We discuss the implications of these results in view of the experiment and previous theoretical studies.

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arXiv2019

Ferromagnetic Kitaev interaction and the origin of large magnetic anisotropy in $α$-RuCl$_3$

$α$-RuCl$_3$ is drawing much attention as a promising candidate Kitaev quantum spin liquid. However, despite intensive research efforts, controversy remains about the form of the basic interactions governing the physics of this material. Even the sign of the Kitaev interaction (the bond-dependent anisotropic interaction responsible for Kitaev physics) is still under debate, with conflicting results from theoretical and experimental studies. The significance of the symmetric off-diagonal exchange interaction (referred to as the $Γ$ term) is another contentious question. Here, we present resonant elastic x-ray scattering data that provides unambiguous experimental constraints to the two leading terms in the magnetic interaction Hamiltonian. We show that the Kitaev interaction ($K$) is ferromagnetic, and that the $Γ$ term is antiferromagnetic and comparable in size to the Kitaev interaction. Our findings also provide a natural explanation for the large anisotropy of the magnetic susceptibility in $α$-RuCl$_3$ as arising from the large $Γ$ term. We therefore provide a crucial foundation for understanding the interactions underpinning the exotic magnetic behaviours observed in $α$-RuCl$_3$.

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arXiv2019

Magnetic Field Induced Competing Phases in Spin-Orbital Entangled Kitaev Magnets

There has been a great interest in magnetic field induced quantum spin liquids in Kitaev magnets after the discovery of neutron scattering continuum and half quantized thermal Hall conductivity in the material $α$-RuCl$_3$. In this work, we provide a semiclassical analysis of the relevant theoretical models on large system sizes, and compare the results to previous studies on quantum models with small system sizes. We find a series of competing magnetic orders with fairly large unit cells at intermediate magnetic fields, which are most likely missed by previous approaches. We show that quantum fluctuations are typically strong in these large unit cell orders, while their magnetic excitations may resemble a scattering continuum and give rise to a large thermal Hall conductivity. Our work provides an important basis for a thorough investigation of emergent spin liquids and competing phases in Kitaev magnets.

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arXiv2018

Magnetic Order with Fractionalized Excitations: Applications to $\mathrm{Yb}_2 \mathrm{Ti}_2 \mathrm{O}_7$

A recent inelastic neutron scattering experiment on $\mathrm{Yb}_2 \mathrm{Ti}_2 \mathrm{O}_7$ uncovers an unusual scattering continuum in the spin excitation spectrum despite the splayed ferromagnetic order in the ground state. While there exist well defined spin wave excitations at high magnetic fields, the one magnon modes and the two magnon continuum start to strongly overlap upon decreasing the field, and eventually they become the scattering continuum at zero field. Motivated by these observations, we investigate the possible emergence of a magnetically ordered ground state with fractionalized excitations in the spin model with the exchange parameters determined from two previous experiments. Using the fermionic parton mean field theory, we show that the magnetically ordered state with fractionalized excitations can arise as a stable mean field ground state in the presence of sufficiently strong quantum fluctuations. The spin excitation spectrum in such a ground state is computed and shown to have the scattering continuum. Upon increasing the magnetic field, the fractionalized magnetically ordered state is suppressed, and is eventually replaced by the conventional magnetically ordered phase at high fields, which is consistent with the experimental data. We discuss further implications of these results to the experiments and possible improvements on the theoretical analysis.

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