arXiv subjects

Li Shen

Publications and source records attributed to Li Shen.

At least 217 records · Page 12Linked to original sources

arXiv2024

Probabilistic Shaped Multilevel Polar Coding for Wiretap Channel

A wiretap channel is served as the fundamental model of physical layer security techniques, where the secrecy capacity of the Gaussian wiretap channel is proven to be achieved by Gaussian input. However, there remains a gap between the Gaussian secrecy capacity and the secrecy rate with conventional uniformly distributed discrete constellation input, e.g. amplitude shift keying (ASK) and quadrature amplitude modulation (QAM). In this paper, we propose a probabilistic shaped multilevel polar coding scheme to bridge the gap. Specifically, the input distribution optimization problem for maximizing the secrecy rate with ASK/QAM input is solved. Numerical results show that the resulting sub-optimal solution can still approach the Gaussian secrecy capacity. Then, we investigate the polarization of multilevel polar codes for the asymmetric discrete memoryless wiretap channel, and thus propose a multilevel polar coding scheme integration with probabilistic shaping. It is proved that the scheme can achieve the secrecy capacity of the Gaussian wiretap channel with discrete constellation input, and satisfies the reliability condition and weak security condition. A security-oriented polar code construction method to natively satisfies the leakage-based security condition is also investigated. Simulation results show that the proposed scheme achieves more efficient and secure transmission than the uniform constellation input case over both the Gaussian wiretap channel and the Rayleigh fading wiretap channel.

cs.IT↗

arXiv2024

Fairness-Aware Estimation of Graphical Models

This paper examines the issue of fairness in the estimation of graphical models (GMs), particularly Gaussian, Covariance, and Ising models. These models play a vital role in understanding complex relationships in high-dimensional data. However, standard GMs can result in biased outcomes, especially when the underlying data involves sensitive characteristics or protected groups. To address this, we introduce a comprehensive framework designed to reduce bias in the estimation of GMs related to protected attributes. Our approach involves the integration of the pairwise graph disparity error and a tailored loss function into a nonsmooth multi-objective optimization problem, striving to achieve fairness across different sensitive groups while maintaining the effectiveness of the GMs. Experimental evaluations on synthetic and real-world datasets demonstrate that our framework effectively mitigates bias without undermining GMs' performance.

cs.LG↗

arXiv2024

Task-Aware Harmony Multi-Task Decision Transformer for Offline Reinforcement Learning

The purpose of offline multi-task reinforcement learning (MTRL) is to develop a unified policy applicable to diverse tasks without the need for online environmental interaction. Recent advancements approach this through sequence modeling, leveraging the Transformer architecture's scalability and the benefits of parameter sharing to exploit task similarities. However, variations in task content and complexity pose significant challenges in policy formulation, necessitating judicious parameter sharing and management of conflicting gradients for optimal policy performance. Furthermore, identifying the optimal parameter subspace for each task often necessitates prior knowledge of the task identifier during inference, limiting applicability in real-world scenarios with variable task content and unknown current tasks. In this work, we introduce the Harmony Multi-Task Decision Transformer (HarmoDT), a novel solution designed to identify an optimal harmony subspace of parameters for each task. We formulate this as a bi-level optimization problem within a meta-learning framework, where the upper level learns masks to define the harmony subspace, while the inner level focuses on updating parameters to improve the overall performance of the unified policy. To eliminate the need for task identifiers, we further design a group-wise variant (G-HarmoDT) that clusters tasks into coherent groups based on gradient information, and utilizes a gating network to determine task identifiers during inference. Empirical evaluations across various benchmarks highlight the superiority of our approach, demonstrating its effectiveness in the multi-task context with specific improvements of 8% gain in task-provided settings, 5% in task-agnostic settings, and 10% in unseen settings.

cs.LG↗

arXiv2024

Prompt Tuning with Diffusion for Few-Shot Pre-trained Policy Generalization

Offline reinforcement learning (RL) methods harness previous experiences to derive an optimal policy, forming the foundation for pre-trained large-scale models (PLMs). When encountering tasks not seen before, PLMs often utilize several expert trajectories as prompts to expedite their adaptation to new requirements. Though a range of prompt-tuning methods have been proposed to enhance the quality of prompts, these methods often face optimization restrictions due to prompt initialization, which can significantly constrain the exploration domain and potentially lead to suboptimal solutions. To eliminate the reliance on the initial prompt, we shift our perspective towards the generative model, framing the prompt-tuning process as a form of conditional generative modeling, where prompts are generated from random noise. Our innovation, the Prompt Diffuser, leverages a conditional diffusion model to produce prompts of exceptional quality. Central to our framework is the approach to trajectory reconstruction and the meticulous integration of downstream task guidance during the training phase. Further experimental results underscore the potency of the Prompt Diffuser as a robust and effective tool for the prompt-tuning process, demonstrating strong performance in the meta-RL tasks.

cs.LG↗

arXiv2024

Communication Learning in Multi-Agent Systems from Graph Modeling Perspective

In numerous artificial intelligence applications, the collaborative efforts of multiple intelligent agents are imperative for the successful attainment of target objectives. To enhance coordination among these agents, a distributed communication framework is often employed. However, indiscriminate information sharing among all agents can be resource-intensive, and the adoption of manually pre-defined communication architectures imposes constraints on inter-agent communication, thus limiting the potential for effective collaboration. Moreover, the communication framework often remains static during inference, which may result in sustained high resource consumption, as in most cases, only key decisions necessitate information sharing among agents. In this study, we introduce a novel approach wherein we conceptualize the communication architecture among agents as a learnable graph. We formulate this problem as the task of determining the communication graph while enabling the architecture parameters to update normally, thus necessitating a bi-level optimization process. Utilizing continuous relaxation of the graph representation and incorporating attention units, our proposed approach, CommFormer, efficiently optimizes the communication graph and concurrently refines architectural parameters through gradient descent in an end-to-end manner. Additionally, we introduce a temporal gating mechanism for each agent, enabling dynamic decisions on whether to receive shared information at a given time, based on current observations, thus improving decision-making efficiency. Extensive experiments on a variety of cooperative tasks substantiate the robustness of our model across diverse cooperative scenarios, where agents are able to develop more coordinated and sophisticated strategies regardless of changes in the number of agents.

cs.LG↗

arXiv2024

Efficient and Effective Weight-Ensembling Mixture of Experts for Multi-Task Model Merging

Multi-task learning (MTL) leverages a shared model to accomplish multiple tasks and facilitate knowledge transfer. Recent research on task arithmetic-based MTL demonstrates that merging the parameters of independently fine-tuned models can effectively achieve MTL. However, existing merging methods primarily seek a static optimal solution within the original model parameter space, which often results in performance degradation due to the inherent diversity among tasks and potential interferences. To address this challenge, in this paper, we propose a Weight-Ensembling Mixture of Experts (WEMoE) method for multi-task model merging. Specifically, we first identify critical (or sensitive) modules by analyzing parameter variations in core modules of Transformer-based models before and after finetuning. Then, our WEMoE statically merges non-critical modules while transforming critical modules into a mixture-of-experts (MoE) structure. During inference, expert modules in the MoE are dynamically merged based on input samples, enabling a more flexible and adaptive merging approach. Building on WEMoE, we further introduce an efficient-and-effective WEMoE (E-WEMoE) method, whose core mechanism involves eliminating non-essential elements in the critical modules of WEMoE and implementing shared routing across multiple MoE modules, thereby significantly reducing both the trainable parameters, the overall parameter count, and computational overhead of the merged model by WEMoE. Experimental results across various architectures and tasks demonstrate that both WEMoE and E-WEMoE outperform state-of-the-art (SOTA) model merging methods in terms of MTL performance, generalization, and robustness.

cs.LG↗

arXiv2024

Is Mamba Compatible with Trajectory Optimization in Offline Reinforcement Learning?

Transformer-based trajectory optimization methods have demonstrated exceptional performance in offline Reinforcement Learning (offline RL). Yet, it poses challenges due to substantial parameter size and limited scalability, which is particularly critical in sequential decision-making scenarios where resources are constrained such as in robots and drones with limited computational power. Mamba, a promising new linear-time sequence model, offers performance on par with transformers while delivering substantially fewer parameters on long sequences. As it remains unclear whether Mamba is compatible with trajectory optimization, this work aims to conduct comprehensive experiments to explore the potential of Decision Mamba (dubbed DeMa) in offline RL from the aspect of data structures and essential components with the following insights: (1) Long sequences impose a significant computational burden without contributing to performance improvements since DeMa's focus on sequences diminishes approximately exponentially. Consequently, we introduce a Transformer-like DeMa as opposed to an RNN-like DeMa. (2) For the components of DeMa, we identify the hidden attention mechanism as a critical factor in its success, which can also work well with other residual structures and does not require position embedding. Extensive evaluations demonstrate that our specially designed DeMa is compatible with trajectory optimization and surpasses previous methods, outperforming Decision Transformer (DT) with higher performance while using 30\% fewer parameters in Atari, and exceeding DT with only a quarter of the parameters in MuJoCo.

cs.LG↗

arXiv2024

FreeStyle: Free Lunch for Text-guided Style Transfer using Diffusion Models

The rapid development of generative diffusion models has significantly advanced the field of style transfer. However, most current style transfer methods based on diffusion models typically involve a slow iterative optimization process, e.g., model fine-tuning and textual inversion of style concept. In this paper, we introduce FreeStyle, an innovative style transfer method built upon a pre-trained large diffusion model, requiring no further optimization. Besides, our method enables style transfer only through a text description of the desired style, eliminating the necessity of style images. Specifically, we propose a dual-stream encoder and single-stream decoder architecture, replacing the conventional U-Net in diffusion models. In the dual-stream encoder, two distinct branches take the content image and style text prompt as inputs, achieving content and style decoupling. In the decoder, we further modulate features from the dual streams based on a given content image and the corresponding style text prompt for precise style transfer. Our experimental results demonstrate high-quality synthesis and fidelity of our method across various content images and style text prompts. Compared with state-of-the-art methods that require training, our FreeStyle approach notably reduces the computational burden by thousands of iterations, while achieving comparable or superior performance across multiple evaluation metrics including CLIP Aesthetic Score, CLIP Score, and Preference. We have released the code at: https://github.com/FreeStyleFreeLunch/FreeStyle.

cs.CV↗

arXiv2024

A Huber Loss Minimization Approach to Mean Estimation under User-level Differential Privacy

Privacy protection of users' entire contribution of samples is important in distributed systems. The most effective approach is the two-stage scheme, which finds a small interval first and then gets a refined estimate by clipping samples into the interval. However, the clipping operation induces bias, which is serious if the sample distribution is heavy-tailed. Besides, users with large local sample sizes can make the sensitivity much larger, thus the method is not suitable for imbalanced users. Motivated by these challenges, we propose a Huber loss minimization approach to mean estimation under user-level differential privacy. The connecting points of Huber loss can be adaptively adjusted to deal with imbalanced users. Moreover, it avoids the clipping operation, thus significantly reducing the bias compared with the two-stage approach. We provide a theoretical analysis of our approach, which gives the noise strength needed for privacy protection, as well as the bound of mean squared error. The result shows that the new method is much less sensitive to the imbalance of user-wise sample sizes and the tail of sample distributions. Finally, we perform numerical experiments to validate our theoretical analysis.

cs.LG↗

arXiv2024

ADEM-VL: Adaptive and Embedded Fusion for Efficient Vision-Language Tuning

Recent advancements in multimodal fusion have witnessed the remarkable success of vision-language (VL) models, which excel in various multimodal applications such as image captioning and visual question answering. However, building VL models requires substantial hardware resources, where efficiency is restricted by two key factors: the extended input sequence of the language model with vision features demands more computational operations, and a large number of additional learnable parameters increase memory complexity. These challenges significantly restrict the broader applicability of such models. To bridge this gap, we propose ADEM-VL, an efficient vision-language method that tunes VL models based on pretrained large language models (LLMs) by adopting a parameter-free cross-attention mechanism for similarity measurements in multimodal fusion. This approach only requires embedding vision features into the language space, significantly reducing the number of trainable parameters and accelerating both training and inference speeds. To enhance representation learning in fusion module, we introduce an efficient multiscale feature generation scheme that requires only a single forward pass through the vision encoder. Moreover, we propose an adaptive fusion scheme that dynamically discards less relevant visual information for each text token based on its attention score. This ensures that the fusion process prioritizes the most pertinent visual features. With experiments on various tasks including visual question answering, image captioning, and instruction-following, we demonstrate that our framework outperforms existing approaches. Specifically, our method surpasses existing methods by an average accuracy of 0.77% on ScienceQA dataset, with reduced training and inference latency, demonstrating the superiority of our framework. The code is available at https://github.com/Hao840/ADEM-VL.

cs.CV↗

arXiv2024

Solving Continual Offline RL through Selective Weights Activation on Aligned Spaces

Continual offline reinforcement learning (CORL) has shown impressive ability in diffusion-based lifelong learning systems by modeling the joint distributions of trajectories. However, most research only focuses on limited continual task settings where the tasks have the same observation and action space, which deviates from the realistic demands of training agents in various environments. In view of this, we propose Vector-Quantized Continual Diffuser, named VQ-CD, to break the barrier of different spaces between various tasks. Specifically, our method contains two complementary sections, where the quantization spaces alignment provides a unified basis for the selective weights activation. In the quantized spaces alignment, we leverage vector quantization to align the different state and action spaces of various tasks, facilitating continual training in the same space. Then, we propose to leverage a unified diffusion model attached by the inverse dynamic model to master all tasks by selectively activating different weights according to the task-related sparse masks. Finally, we conduct extensive experiments on 15 continual learning (CL) tasks, including conventional CL task settings (identical state and action spaces) and general CL task settings (various state and action spaces). Compared with 16 baselines, our method reaches the SOTA performance.

cs.LG↗

arXiv2024

SurgeryV2: Bridging the Gap Between Model Merging and Multi-Task Learning with Deep Representation Surgery

Model merging-based multitask learning (MTL) offers a promising approach for performing MTL by merging multiple expert models without requiring access to raw training data. However, in this paper, we examine the merged model's representation distribution and uncover a critical issue of "representation bias". This bias arises from a significant distribution gap between the representations of the merged and expert models, leading to the suboptimal performance of the merged MTL model. To address this challenge, we first propose a representation surgery solution called Surgery. Surgery is a lightweight, task-specific module that aligns the final layer representations of the merged model with those of the expert models, effectively alleviating bias and improving the merged model's performance. Despite these improvements, a performance gap remains compared to the traditional MTL method. Further analysis reveals that representation bias phenomena exist at each layer of the merged model, and aligning representations only in the last layer is insufficient for fully reducing systemic bias because biases introduced at each layer can accumulate and interact in complex ways. To tackle this, we then propose a more comprehensive solution, deep representation surgery (also called SurgeryV2), which mitigates representation bias across all layers, and thus bridges the performance gap between model merging-based MTL and traditional MTL. Finally, we design an unsupervised optimization objective to optimize both the Surgery and SurgeryV2 modules. Our experimental results show that incorporating these modules into state-of-the-art (SOTA) model merging schemes leads to significant performance gains. Notably, our SurgeryV2 scheme reaches almost the same level as individual expert models or the traditional MTL model. The code is available at \url{https://github.com/EnnengYang/SurgeryV2}.

cs.LG↗

arXiv2024

DALK: Dynamic Co-Augmentation of LLMs and KG to answer Alzheimer's Disease Questions with Scientific Literature

Recent advancements in large language models (LLMs) have achieved promising performances across various applications. Nonetheless, the ongoing challenge of integrating long-tail knowledge continues to impede the seamless adoption of LLMs in specialized domains. In this work, we introduce DALK, a.k.a. Dynamic Co-Augmentation of LLMs and KG, to address this limitation and demonstrate its ability on studying Alzheimer's Disease (AD), a specialized sub-field in biomedicine and a global health priority. With a synergized framework of LLM and KG mutually enhancing each other, we first leverage LLM to construct an evolving AD-specific knowledge graph (KG) sourced from AD-related scientific literature, and then we utilize a coarse-to-fine sampling method with a novel self-aware knowledge retrieval approach to select appropriate knowledge from the KG to augment LLM inference capabilities. The experimental results, conducted on our constructed AD question answering (ADQA) benchmark, underscore the efficacy of DALK. Additionally, we perform a series of detailed analyses that can offer valuable insights and guidelines for the emerging topic of mutually enhancing KG and LLM. We will release the code and data at https://github.com/David-Li0406/DALK.

cs.CL↗

arXiv2024

Uncovering, Explaining, and Mitigating the Superficial Safety of Backdoor Defense

Backdoor attacks pose a significant threat to Deep Neural Networks (DNNs) as they allow attackers to manipulate model predictions with backdoor triggers. To address these security vulnerabilities, various backdoor purification methods have been proposed to purify compromised models. Typically, these purified models exhibit low Attack Success Rates (ASR), rendering them resistant to backdoored inputs. However, Does achieving a low ASR through current safety purification methods truly eliminate learned backdoor features from the pretraining phase? In this paper, we provide an affirmative answer to this question by thoroughly investigating the Post-Purification Robustness of current backdoor purification methods. We find that current safety purification methods are vulnerable to the rapid re-learning of backdoor behavior, even when further fine-tuning of purified models is performed using a very small number of poisoned samples. Based on this, we further propose the practical Query-based Reactivation Attack (QRA) which could effectively reactivate the backdoor by merely querying purified models. We find the failure to achieve satisfactory post-purification robustness stems from the insufficient deviation of purified models from the backdoored model along the backdoor-connected path. To improve the post-purification robustness, we propose a straightforward tuning defense, Path-Aware Minimization (PAM), which promotes deviation along backdoor-connected paths with extra model updates. Extensive experiments demonstrate that PAM significantly improves post-purification robustness while maintaining a good clean accuracy and low ASR. Our work provides a new perspective on understanding the effectiveness of backdoor safety tuning and highlights the importance of faithfully assessing the model's safety.

cs.LG↗

arXiv2024

Simultaneous Computation and Memory Efficient Zeroth-Order Optimizer for Fine-Tuning Large Language Models

Fine-tuning is powerful for adapting large language models to downstream tasks, but it often results in huge memory usages. A promising approach to mitigate this is using Zeroth-Order (ZO) optimization, which estimates gradients to replace First-Order (FO) gradient calculations, albeit with longer training time due to its stochastic nature. By revisiting the Memory-efficient ZO (MeZO) optimizer, we discover that the full-parameter perturbation and updating processes consume over 50% of its overall fine-tuning time cost. Based on these observations, we introduce a novel layer-wise sparse computation and memory efficient ZO optimizer, named LeZO. LeZO treats layers as fundamental units for sparsification and dynamically perturbs different parameter subsets in each step to achieve full-parameter fine-tuning. LeZO incorporates layer-wise parameter sparsity in the process of simultaneous perturbation stochastic approximation (SPSA) and ZO stochastic gradient descent (ZO-SGD). It achieves accelerated computation during perturbation and updating processes without additional memory overhead. We conduct extensive experiments with the OPT model family on the SuperGLUE benchmark and two generative tasks. The experiments show that LeZO accelerates training without compromising the performance of ZO optimization. Specifically, it achieves over 3x speedup compared to MeZO on the SST-2, BoolQ, and Copa tasks.

cs.LG↗

arXiv2024

Towards Understanding Generalization and Stability Gaps between Centralized and Decentralized Federated Learning

As two mainstream frameworks in federated learning (FL), both centralized and decentralized approaches have shown great application value in practical scenarios. However, existing studies do not provide sufficient evidence and clear guidance for analysis of which performs better in the FL community. Although decentralized methods have been proven to approach the comparable convergence of centralized with less communication, their test performance always falls short of expectations in empirical studies. To comprehensively and fairly compare their efficiency gaps in FL, in this paper, we explore their stability and generalization efficiency. Specifically, we prove that on the general smooth non-convex objectives, 1) centralized FL (CFL) always generalizes better than decentralized FL (DFL); 2) CFL achieves the best performance via adopting partial participation instead of full participation; and, 3) there is a necessary requirement for the topology in DFL to avoid performance collapse as the training scale increases. We also conduct extensive experiments on several common setups in FL to validate that our theoretical analysis is consistent with experimental phenomena and contextually valid in several general and practical scenarios.

cs.LG↗

arXiv2024

OledFL: Unleashing the Potential of Decentralized Federated Learning via Opposite Lookahead Enhancement

Decentralized Federated Learning (DFL) surpasses Centralized Federated Learning (CFL) in terms of faster training, privacy preservation, and light communication, making it a promising alternative in the field of federated learning. However, DFL still exhibits significant disparities with CFL in terms of generalization ability such as rarely theoretical understanding and degraded empirical performance due to severe inconsistency. In this paper, we enhance the consistency of DFL by developing an opposite lookahead enhancement technique (Ole), yielding OledFL to optimize the initialization of each client in each communication round, thus significantly improving both the generalization and convergence speed. Moreover, we rigorously establish its convergence rate in non-convex setting and characterize its generalization bound through uniform stability, which provides concrete reasons why OledFL can achieve both the fast convergence speed and high generalization ability. Extensive experiments conducted on the CIFAR10 and CIFAR100 datasets with Dirichlet and Pathological distributions illustrate that our OledFL can achieve up to 5\% performance improvement and 8$\times$ speedup, compared to the most popular DFedAvg optimizer in DFL.

cs.LG↗

arXiv2024

Boosting the Performance of Decentralized Federated Learning via Catalyst Acceleration

Decentralized Federated Learning has emerged as an alternative to centralized architectures due to its faster training, privacy preservation, and reduced communication overhead. In decentralized communication, the server aggregation phase in Centralized Federated Learning shifts to the client side, which means that clients connect with each other in a peer-to-peer manner. However, compared to the centralized mode, data heterogeneity in Decentralized Federated Learning will cause larger variances between aggregated models, which leads to slow convergence in training and poor generalization performance in tests. To address these issues, we introduce Catalyst Acceleration and propose an acceleration Decentralized Federated Learning algorithm called DFedCata. It consists of two main components: the Moreau envelope function, which primarily addresses parameter inconsistencies among clients caused by data heterogeneity, and Nesterov's extrapolation step, which accelerates the aggregation phase. Theoretically, we prove the optimization error bound and generalization error bound of the algorithm, providing a further understanding of the nature of the algorithm and the theoretical perspectives on the hyperparameter choice. Empirically, we demonstrate the advantages of the proposed algorithm in both convergence speed and generalization performance on CIFAR10/100 with various non-iid data distributions. Furthermore, we also experimentally verify the theoretical properties of DFedCata.

cs.LG↗