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Li Shen

Publications and source records attributed to Li Shen.

At least 307 records · Page 17Linked to original sources

Efficient Federated Prompt Tuning for Black-box Large Pre-trained Models

With the blowout development of pre-trained models (PTMs), the efficient tuning of these models for diverse downstream applications has emerged as a pivotal research concern. Although recent investigations into prompt tuning have provided promising avenues, three salient challenges persist: (1) memory constraint: the continuous growth in the size of open-source PTMs renders fine-tuning, even a fraction of their parameters, challenging for many practitioners. (2) model privacy: existing PTMs often function as public API services, with their parameters inaccessible for effective or tailored fine-tuning. (3) data privacy: the fine-tuning of PTMs necessitates high-quality datasets, which are typically localized and not shared to public. To optimally harness each local dataset while navigating memory constraints and preserving privacy, we propose Federated Black-Box Prompt Tuning (Fed-BBPT). This innovative approach eschews reliance on parameter architectures and private dataset access, instead capitalizing on a central server that aids local users in collaboratively training a prompt generator through regular aggregation. Local users leverage API-driven learning via a zero-order optimizer, obviating the need for PTM deployment. Relative to extensive fine-tuning, Fed-BBPT proficiently sidesteps memory challenges tied to PTM storage and fine-tuning on local machines, tapping into comprehensive, high-quality, yet private training datasets. A thorough evaluation across 40 datasets spanning CV and NLP tasks underscores the robustness of our proposed model.

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Knot data analysis using multiscale Gauss link integral

In the past decade, topological data analysis (TDA) has emerged as a powerful approach in data science. The main technique in TDA is persistent homology, which tracks topological invariants over the filtration of point cloud data using algebraic topology. Although knot theory and related subjects are a focus of study in mathematics, their success in practical applications is quite limited due to the lack of localization and quantization. We address these challenges by introducing knot data analysis (KDA), a new paradigm that incorporating curve segmentation and multiscale analysis into the Gauss link integral. The resulting multiscale Gauss link integral (mGLI) recovers the global topological properties of knots and links at an appropriate scale but offers multiscale feature vectors to capture the local structures and connectivities of each curve segment at various scales. The proposed mGLI significantly outperforms other state-of-the-art methods in benchmark protein flexibility analysis, including earlier persistent homology-based methods. Our approach enables the integration of artificial intelligence (AI) and KDA for general curve-like objects and data.

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Unlikelihood Tuning on Negative Samples Amazingly Improves Zero-Shot Translation

Zero-shot translation (ZST), which is generally based on a multilingual neural machine translation model, aims to translate between unseen language pairs in training data. The common practice to guide the zero-shot language mapping during inference is to deliberately insert the source and target language IDs, e.g., for English and for German. Recent studies have shown that language IDs sometimes fail to navigate the ZST task, making them suffer from the off-target problem (non-target language words exist in the generated translation) and, therefore, difficult to apply the current multilingual translation model to a broad range of zero-shot language scenarios. To understand when and why the navigation capabilities of language IDs are weakened, we compare two extreme decoder input cases in the ZST directions: Off-Target (OFF) and On-Target (ON) cases. By contrastively visualizing the contextual word representations (CWRs) of these cases with teacher forcing, we show that 1) the CWRs of different languages are effectively distributed in separate regions when the sentence and ID are matched (ON setting), and 2) if the sentence and ID are unmatched (OFF setting), the CWRs of different languages are chaotically distributed. Our analyses suggest that although they work well in ideal ON settings, language IDs become fragile and lose their navigation ability when faced with off-target tokens, which commonly exist during inference but are rare in training scenarios. In response, we employ unlikelihood tuning on the negative (OFF) samples to minimize their probability such that the language IDs can discriminate between the on- and off-target tokens during training. Experiments spanning 40 ZST directions show that our method reduces the off-target ratio by -48.0% on average, leading to a +9.1 BLEU improvement with only an extra +0.3% tuning cost.

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Are Large Language Models Really Robust to Word-Level Perturbations?

The swift advancement in the scales and capabilities of Large Language Models (LLMs) positions them as promising tools for a variety of downstream tasks. In addition to the pursuit of better performance and the avoidance of violent feedback on a certain prompt, to ensure the responsibility of the LLM, much attention is drawn to the robustness of LLMs. However, existing evaluation methods mostly rely on traditional question answering datasets with predefined supervised labels, which do not align with the superior generation capabilities of contemporary LLMs. To address this issue, we propose a novel rational evaluation approach that leverages pre-trained reward models as diagnostic tools to evaluate the longer conversation generated from more challenging open questions by LLMs, which we refer to as the Reward Model for Reasonable Robustness Evaluation (TREvaL). Longer conversations manifest the comprehensive grasp of language models in terms of their proficiency in understanding questions, a capability not entirely encompassed by individual words or letters, which may exhibit oversimplification and inherent biases. Our extensive empirical experiments demonstrate that TREvaL provides an innovative method for evaluating the robustness of an LLM. Furthermore, our results demonstrate that LLMs frequently exhibit vulnerability to word-level perturbations that are commonplace in daily language usage. Notably, we are surprised to discover that robustness tends to decrease as fine-tuning (SFT and RLHF) is conducted. The code of TREval is available in https://github.com/Harry-mic/TREvaL.

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Deep Model Fusion: A Survey

Deep model fusion/merging is an emerging technique that merges the parameters or predictions of multiple deep learning models into a single one. It combines the abilities of different models to make up for the biases and errors of a single model to achieve better performance. However, deep model fusion on large-scale deep learning models (e.g., LLMs and foundation models) faces several challenges, including high computational cost, high-dimensional parameter space, interference between different heterogeneous models, etc. Although model fusion has attracted widespread attention due to its potential to solve complex real-world tasks, there is still a lack of complete and detailed survey research on this technique. Accordingly, in order to understand the model fusion method better and promote its development, we present a comprehensive survey to summarize the recent progress. Specifically, we categorize existing deep model fusion methods as four-fold: (1) "Mode connectivity", which connects the solutions in weight space via a path of non-increasing loss, in order to obtain better initialization for model fusion; (2) "Alignment" matches units between neural networks to create better conditions for fusion; (3) "Weight average", a classical model fusion method, averages the weights of multiple models to obtain more accurate results closer to the optimal solution; (4) "Ensemble learning" combines the outputs of diverse models, which is a foundational technique for improving the accuracy and robustness of the final model. In addition, we analyze the challenges faced by deep model fusion and propose possible research directions for model fusion in the future. Our review is helpful in deeply understanding the correlation between different model fusion methods and practical application methods, which can enlighten the research in the field of deep model fusion.

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Fair Canonical Correlation Analysis

This paper investigates fairness and bias in Canonical Correlation Analysis (CCA), a widely used statistical technique for examining the relationship between two sets of variables. We present a framework that alleviates unfairness by minimizing the correlation disparity error associated with protected attributes. Our approach enables CCA to learn global projection matrices from all data points while ensuring that these matrices yield comparable correlation levels to group-specific projection matrices. Experimental evaluation on both synthetic and real-world datasets demonstrates the efficacy of our method in reducing correlation disparity error without compromising CCA accuracy.

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Bayesian pathway analysis over brain network mediators for survival data

Technological advancements in noninvasive imaging facilitate the construction of whole brain interconnected networks, known as brain connectivity. Existing approaches to analyze brain connectivity frequently disaggregate the entire network into a vector of unique edges or summary measures, leading to a substantial loss of information. Motivated by the need to explore the effect mechanism among genetic exposure, brain connectivity and time to disease onset, we propose an integrative Bayesian framework to model the effect pathway between each of these components while quantifying the mediating role of brain networks. To accommodate the biological architectures of brain connectivity constructed along white matter fiber tracts, we develop a structural modeling framework that includes a symmetric matrix-variate accelerated failure time model and a symmetric matrix response regression to characterize the effect paths. We further impose within-graph sparsity and between-graph shrinkage to identify informative network configurations and eliminate the interference of noisy components. Extensive simulations confirm the superiority of our method compared with existing alternatives. By applying the proposed method to the landmark Alzheimer's Disease Neuroimaging Initiative study, we obtain neurobiologically plausible insights that may inform future intervention strategies.

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FedLALR: Client-Specific Adaptive Learning Rates Achieve Linear Speedup for Non-IID Data

Federated learning is an emerging distributed machine learning method, enables a large number of clients to train a model without exchanging their local data. The time cost of communication is an essential bottleneck in federated learning, especially for training large-scale deep neural networks. Some communication-efficient federated learning methods, such as FedAvg and FedAdam, share the same learning rate across different clients. But they are not efficient when data is heterogeneous. To maximize the performance of optimization methods, the main challenge is how to adjust the learning rate without hurting the convergence. In this paper, we propose a heterogeneous local variant of AMSGrad, named FedLALR, in which each client adjusts its learning rate based on local historical gradient squares and synchronized learning rates. Theoretical analysis shows that our client-specified auto-tuned learning rate scheduling can converge and achieve linear speedup with respect to the number of clients, which enables promising scalability in federated optimization. We also empirically compare our method with several communication-efficient federated optimization methods. Extensive experimental results on Computer Vision (CV) tasks and Natural Language Processing (NLP) task show the efficacy of our proposed FedLALR method and also coincides with our theoretical findings.

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MerA: Merging Pretrained Adapters For Few-Shot Learning

Adapter tuning, which updates only a few parameters, has become a mainstream method for fine-tuning pretrained language models to downstream tasks. However, it often yields subpar results in few-shot learning. AdapterFusion, which assembles pretrained adapters using composition layers tailored to specific tasks, is a possible solution but significantly increases trainable parameters and deployment costs. Despite this, our preliminary study reveals that even single adapters can outperform Adapterfusion in few-shot learning, urging us to propose \textbf{\texttt{Merging Pretrained Adapters}} (MerA) that efficiently incorporates pretrained adapters to a single model through model fusion. Extensive experiments on two PLMs demonstrate that MerA achieves substantial improvements compared to both single adapters and AdapterFusion. To further enhance the capacity of MerA, we also introduce a simple yet effective technique, referred to as the "\textit{same-track}" setting, that merges adapters from the same track of pretraining tasks. With the implementation of the "\textit{same-track}" setting, we observe even more impressive gains, surpassing the performance of both full fine-tuning and adapter tuning by a substantial margin, e.g., 3.5\% in MRPC and 5.0\% in MNLI.

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Rethinking the Role of Pre-Trained Networks in Source-Free Domain Adaptation

Source-free domain adaptation (SFDA) aims to adapt a source model trained on a fully-labeled source domain to an unlabeled target domain. Large-data pre-trained networks are used to initialize source models during source training, and subsequently discarded. However, source training can cause the model to overfit to source data distribution and lose applicable target domain knowledge. We propose to integrate the pre-trained network into the target adaptation process as it has diversified features important for generalization and provides an alternate view of features and classification decisions different from the source model. We propose to distil useful target domain information through a co-learning strategy to improve target pseudolabel quality for finetuning the source model. Evaluation on 4 benchmark datasets show that our proposed strategy improves adaptation performance and can be successfully integrated with existing SFDA methods. Leveraging modern pre-trained networks that have stronger representation learning ability in the co-learning strategy further boosts performance.

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Can Linguistic Knowledge Improve Multimodal Alignment in Vision-Language Pretraining?

The multimedia community has shown a significant interest in perceiving and representing the physical world with multimodal pretrained neural network models, and among them, the visual-language pertaining (VLP) is, currently, the most captivating topic. However, there have been few endeavors dedicated to the exploration of 1) whether essential linguistic knowledge (e.g., semantics and syntax) can be extracted during VLP, and 2) how such linguistic knowledge impact or enhance the multimodal alignment. In response, here we aim to elucidate the impact of comprehensive linguistic knowledge, including semantic expression and syntactic structure, on multimodal alignment. Specifically, we design and release the SNARE, the first large-scale multimodal alignment probing benchmark, to detect the vital linguistic components, e.g., lexical, semantic, and syntax knowledge, containing four tasks: Semantic structure, Negation logic, Attribute ownership, and Relationship composition. Based on our proposed probing benchmarks, our holistic analyses of five advanced VLP models illustrate that the VLP model: i) shows insensitivity towards complex syntax structures and relies on content words for sentence comprehension; ii) demonstrates limited comprehension of combinations between sentences and negations; iii) faces challenges in determining the presence of actions or spatial relationships within visual information and struggles with verifying the correctness of triple combinations. We make our benchmark and code available at \url{https://github.com/WangFei-2019/SNARE/}.

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Efficient-Adam: Communication-Efficient Distributed Adam

Distributed adaptive stochastic gradient methods have been widely used for large-scale nonconvex optimization, such as training deep learning models. However, their communication complexity on finding $\varepsilon$-stationary points has rarely been analyzed in the nonconvex setting. In this work, we present a novel communication-efficient distributed Adam in the parameter-server model for stochastic nonconvex optimization, dubbed {\em Efficient-Adam}. Specifically, we incorporate a two-way quantization scheme into Efficient-Adam to reduce the communication cost between the workers and server. Simultaneously, we adopt a two-way error feedback strategy to reduce the biases caused by the two-way quantization on both the server and workers, respectively. In addition, we establish the iteration complexity for the proposed Efficient-Adam with a class of quantization operators, and further characterize its communication complexity between the server and workers when an $\varepsilon$-stationary point is achieved. Finally, we apply Efficient-Adam to solve a toy stochastic convex optimization problem and train deep learning models on real-world vision and language tasks. Extensive experiments together with a theoretical guarantee justify the merits of Efficient Adam.

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Master-slave Deep Architecture for Top-K Multi-armed Bandits with Non-linear Bandit Feedback and Diversity Constraints

We propose a novel master-slave architecture to solve the top-$K$ combinatorial multi-armed bandits problem with non-linear bandit feedback and diversity constraints, which, to the best of our knowledge, is the first combinatorial bandits setting considering diversity constraints under bandit feedback. Specifically, to efficiently explore the combinatorial and constrained action space, we introduce six slave models with distinguished merits to generate diversified samples well balancing rewards and constraints as well as efficiency. Moreover, we propose teacher learning based optimization and the policy co-training technique to boost the performance of the multiple slave models. The master model then collects the elite samples provided by the slave models and selects the best sample estimated by a neural contextual UCB-based network to make a decision with a trade-off between exploration and exploitation. Thanks to the elaborate design of slave models, the co-training mechanism among slave models, and the novel interactions between the master and slave models, our approach significantly surpasses existing state-of-the-art algorithms in both synthetic and real datasets for recommendation tasks. The code is available at: \url{https://github.com/huanghanchi/Master-slave-Algorithm-for-Top-K-Bandits}.

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DFedADMM: Dual Constraints Controlled Model Inconsistency for Decentralized Federated Learning

To address the communication burden issues associated with federated learning (FL), decentralized federated learning (DFL) discards the central server and establishes a decentralized communication network, where each client communicates only with neighboring clients. However, existing DFL methods still suffer from two major challenges: local inconsistency and local heterogeneous overfitting, which have not been fundamentally addressed by existing DFL methods. To tackle these issues, we propose novel DFL algorithms, DFedADMM and its enhanced version DFedADMM-SAM, to enhance the performance of DFL. The DFedADMM algorithm employs primal-dual optimization (ADMM) by utilizing dual variables to control the model inconsistency raised from the decentralized heterogeneous data distributions. The DFedADMM-SAM algorithm further improves on DFedADMM by employing a Sharpness-Aware Minimization (SAM) optimizer, which uses gradient perturbations to generate locally flat models and searches for models with uniformly low loss values to mitigate local heterogeneous overfitting. Theoretically, we derive convergence rates of $\small \mathcal{O}\Big(\frac{1}{\sqrt{KT}}+\frac{1}{KT(1-ψ)^2}\Big)$ and $\small \mathcal{O}\Big(\frac{1}{\sqrt{KT}}+\frac{1}{KT(1-ψ)^2}+ \frac{1}{T^{3/2}K^{1/2}}\Big)$ in the non-convex setting for DFedADMM and DFedADMM-SAM, respectively, where $1 - ψ$ represents the spectral gap of the gossip matrix. Empirically, extensive experiments on MNIST, CIFAR10 and CIFAR100 datesets demonstrate that our algorithms exhibit superior performance in terms of both generalization and convergence speed compared to existing state-of-the-art (SOTA) optimizers in DFL.

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LGViT: Dynamic Early Exiting for Accelerating Vision Transformer

Recently, the efficient deployment and acceleration of powerful vision transformers (ViTs) on resource-limited edge devices for providing multimedia services have become attractive tasks. Although early exiting is a feasible solution for accelerating inference, most works focus on convolutional neural networks (CNNs) and transformer models in natural language processing (NLP).Moreover, the direct application of early exiting methods to ViTs may result in substantial performance degradation. To tackle this challenge, we systematically investigate the efficacy of early exiting in ViTs and point out that the insufficient feature representations in shallow internal classifiers and the limited ability to capture target semantic information in deep internal classifiers restrict the performance of these methods. We then propose an early exiting framework for general ViTs termed LGViT, which incorporates heterogeneous exiting heads, namely, local perception head and global aggregation head, to achieve an efficiency-accuracy trade-off. In particular, we develop a novel two-stage training scheme, including end-to-end training and self-distillation with the backbone frozen to generate early exiting ViTs, which facilitates the fusion of global and local information extracted by the two types of heads. We conduct extensive experiments using three popular ViT backbones on three vision datasets. Results demonstrate that our LGViT can achieve competitive performance with approximately 1.8 $\times$ speed-up.

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Efficient Federated Learning via Local Adaptive Amended Optimizer with Linear Speedup

Adaptive optimization has achieved notable success for distributed learning while extending adaptive optimizer to federated Learning (FL) suffers from severe inefficiency, including (i) rugged convergence due to inaccurate gradient estimation in global adaptive optimizer; (ii) client drifts exacerbated by local over-fitting with the local adaptive optimizer. In this work, we propose a novel momentum-based algorithm via utilizing the global gradient descent and locally adaptive amended optimizer to tackle these difficulties. Specifically, we incorporate a locally amended technique to the adaptive optimizer, named Federated Local ADaptive Amended optimizer (\textit{FedLADA}), which estimates the global average offset in the previous communication round and corrects the local offset through a momentum-like term to further improve the empirical training speed and mitigate the heterogeneous over-fitting. Theoretically, we establish the convergence rate of \textit{FedLADA} with a linear speedup property on the non-convex case under the partial participation settings. Moreover, we conduct extensive experiments on the real-world dataset to demonstrate the efficacy of our proposed \textit{FedLADA}, which could greatly reduce the communication rounds and achieves higher accuracy than several baselines.

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High-Resolution Volumetric Reconstruction for Clothed Humans

We present a novel method for reconstructing clothed humans from a sparse set of, e.g., 1 to 6 RGB images. Despite impressive results from recent works employing deep implicit representation, we revisit the volumetric approach and demonstrate that better performance can be achieved with proper system design. The volumetric representation offers significant advantages in leveraging 3D spatial context through 3D convolutions, and the notorious quantization error is largely negligible with a reasonably large yet affordable volume resolution, e.g., 512. To handle memory and computation costs, we propose a sophisticated coarse-to-fine strategy with voxel culling and subspace sparse convolution. Our method starts with a discretized visual hull to compute a coarse shape and then focuses on a narrow band nearby the coarse shape for refinement. Once the shape is reconstructed, we adopt an image-based rendering approach, which computes the colors of surface points by blending input images with learned weights. Extensive experimental results show that our method significantly reduces the mean point-to-surface (P2S) precision of state-of-the-art methods by more than 50% to achieve approximately 2mm accuracy with a 512 volume resolution. Additionally, images rendered from our textured model achieve a higher peak signal-to-noise ratio (PSNR) compared to state-of-the-art methods.

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GBT: Two-stage transformer framework for non-stationary time series forecasting

This paper shows that time series forecasting Transformer (TSFT) suffers from severe over-fitting problem caused by improper initialization method of unknown decoder inputs, esp. when handling non-stationary time series. Based on this observation, we propose GBT, a novel two-stage Transformer framework with Good Beginning. It decouples the prediction process of TSFT into two stages, including Auto-Regression stage and Self-Regression stage to tackle the problem of different statistical properties between input and prediction sequences.Prediction results of Auto-Regression stage serve as a Good Beginning, i.e., a better initialization for inputs of Self-Regression stage. We also propose Error Score Modification module to further enhance the forecasting capability of the Self-Regression stage in GBT. Extensive experiments on seven benchmark datasets demonstrate that GBT outperforms SOTA TSFTs (FEDformer, Pyraformer, ETSformer, etc.) and many other forecasting models (SCINet, N-HiTS, etc.) with only canonical attention and convolution while owning less time and space complexity. It is also general enough to couple with these models to strengthen their forecasting capability. The source code is available at: https://github.com/OrigamiSL/GBT

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