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Li Zhen

Publications and source records attributed to Li Zhen.

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Group boarding for airplanes: benchmarking static policies and optimizing dynamic assignment with deep reinforcement learning

Improving boarding efficiency reduces airplane turnaround time and improves passenger experience. Airlines typically assign passengers to a few sequential boarding groups using static seat-based rules. Yet arrivals, seat choices, and luggage are sequential and random, and a static rule ignores the seats earlier passengers have already taken. We propose the first dynamic formulation of boarding group assignment. As each passenger checks in, we observe earlier passengers' seats and groups, the current passenger's seat, and optional luggage information, then assign a group while keeping companions together. We formulate dynamic group assignment as a Markov decision process and solve it with reinforcement learning (RL). The policy uses a convolutional neural network to encode the checked-in seat-assignment state and is trained by proximal policy optimization. The reward balances total boarding time and average individual boarding time. We benchmark the proposed RL policy against three companion-compatible static policies (back-to-front, modified Steffen, and alternating block) in an in-house simulator covering six single- and double-aisle layouts. Back-to-front with optimized group sizes achieves the shortest total boarding time and average individual boarding time among the static benchmarks across all layouts. The dynamic RL policy further outperforms it on both metrics in every layout. On a representative case, the RL policy outperforms the optimal back-to-front by up to 9.8\% in total boarding time and 22.8\% in average individual time. Sweeping the reward weight yields an approximate Pareto frontier for operator choice. Trained policies remain robust under out-of-distribution operating conditions, including varying load factors, companion sizes, and luggage loads.

econ.GN

Optimal designs of heterogeneous grid transit networks

A general Continuum Approximation (CA) model is proposed for optimizing transit network designs (TND) in grid cities under spatially heterogeneous demand. While conventional studies often assume rigid geometric line configurations (e.g., unbranched orthogonal grids), our framework allows the grid bus lines to route more flexibly by making lateral movements and to form network configurations with line detouring, merging, and diverging. The resulting line and stop densities, as well as service headways, vary continuously across both directions of the city, constrained solely by vehicle flow conservation. By respecting non-uniform demand distributions, our heterogeneous networks substantially enlarge the class of heterogeneous network designs that can be represented and optimized within a tractable CA framework. To efficiently solve the optimization problem, we develop a sequential geometric programming framework that transforms the model into a sequence of standard geometric programming problems. Numerical experiments validate the accuracy of the proposed model and the solution method by comparing system metrics estimated by the CA models against the actual values computed from the discretized network designs. Under representative spatially heterogeneous demand scenarios, comparisons demonstrate that our model effectively reduces generalized costs by over 7% against existing homogeneous and restricted heterogeneous TND models. Key findings indicate that: (i) the proposed framework consistently outperforms these conventional counterparts across all tested scenarios; (ii) the fully heterogeneous structure becomes particularly advantageous when patron demand exhibits strong spatial heterogeneity; and (iii) these flexible designs yield the greatest benefits in high-demand, low-wage, and large-area cities.

physics.app-ph

Substitution or Complement? Uncovering the Interplay between Ride-hailing Services and Public Transit

The literature on transportation network companies (TNCs), also known as ride-hailing services, has often characterized these service providers as predominantly substitutive to public transit (PT). However, as TNC markets expand and mature, the complementary and substitutive relationships with PT may shift. To explore whether such a transformation is occurring, this study collected travel data from 96,716 ride-hailing vehicles during September 2022 in Shanghai, a city characterized by an increasingly saturated TNC market. An enhanced data-driven framework is proposed to classify TNC-PT relationships into four types: first-mile complementary, last-mile complementary, substitutive, and independent. Our findings reveal a substantial increase in the complementary ratio (9.22%) and a relative decline in the substitutive ratio (9.06%) compared to previous studies. Furthermore, to examine the nonlinear impact of various influential factors on these ratios, a machine learning method integrating categorical boosting (CatBoost) and Shapley additive explanations (SHAP) is proposed. The results show significant nonlinear effects in some variables, including the distance to the nearest metro station and the density of bus stops.

cs.SI

Optimal demand-responsive connector design: Comparing fully-flexible routing and semi-flexible routing strategies

Demand-responsive connector (DRC) services are increasingly recognized for their convenience, comfort, and efficiency, offering seamless integrations between travelers' origins/destinations and major transportation hubs such as rail stations. Past analytical models for DRC optimization often failed to distinguish between two commonly used DRC operating strategies: (i) the "fully-flexible routing" strategy, where a vehicle serves only the requests received before its dispatch through an optimal tour, and (ii) the "semi-flexible routing" strategy, where a vehicle follows a predefined path through a swath to serve requests received en route. Additionally, these models often adopted oversimplified approaches for estimating local tour lengths and capturing the stochastic nature of demand. This paper distinctly identifies and analyzes the two DRC operating strategies, developing analytical models for each that accurately incorporate the second-order effects of stochastic demand and utilize refined local tour length formulas. Numerical experiments demonstrate that our models reduce cost estimation errors to within 2% for fully-flexible routing and to 0.25% for semi-flexible routing, a significant improvement over the previous errors of 8-12% and 6.3%, respectively. These enhanced models allow for more precise determination of critical demand densities for selecting between the two DRC strategies and the fixed-route feeder service. Our extensive numerical analysis offers many insights, particularly highlighting the transition from fully-flexible to semi-flexible routing as demand and region size increase, before ultimately shifting to fixed-route service. Additionally, zoning is identified as pivotal in DRC service design, with fully-flexible routing favoring square-shaped zones and semi-flexible routing preferring elongated rectangular zones.

eess.SY

Feeder bus service design under spatially heterogeneous demand

In rapidly sprawling urban areas and booming intercity express rail networks, efficiently designed feeder bus systems are more essential than ever to transport passengers to and from trunk-line rail terminals. When the feeder service region is sufficiently large, the spatial heterogeneity in demand distribution must be considered. This paper develops continuous approximation models for optimizing a heterogeneous fixed-route feeder network in a rectangular service region next to a rail terminal. Our work enhances previous studies by: (i) optimizing heterogeneous stop spacings along with line spacings and headways; (ii) accounting for passenger boarding and alighting numbers on bus dwell times and patron transfer delays at the rail terminal; and (iii) examining the advantages of asymmetric coordination between trunk and feeder schedules in both service directions. To tackle the increased modeling complexity, we introduce a semi-analytical method that combines analytically derived properties of the optimal solution with an iterative search algorithm. Local transit agencies can readily utilize this approach to design a real fixed-route feeder system. This paper reveals many findings and insights not previously reported. For instance, integrating the heterogeneous stop spacing optimization further reduces the system cost (by 4% under specific operating conditions). The cost savings increase with demand heterogeneity but decrease with the demand rate and service region size. Choosing the layout of feeder lines where buses pick up and drop off passengers along the service region's shorter side also significantly lowers the system cost (by 6% when the service region's aspect ratio is 1 to 2). Furthermore, coordinating trunk and feeder schedules in both service directions yields an additional cost saving of up to 20%.

eess.SY

A Unified Framework for IRS Enabled Wireless Powered Sensor Networks

This paper unveils the importance of intelligent reflecting surface (IRS) in a wireless powered sensor network (WPSN). Specifically, a multi-antenna power station (PS) employs energy beamforming to provide wireless charging for multiple Internet of Things (IoT) devices, which utilize the harvested energy to deliver their own messages to an access point (AP). Meanwhile, an IRS is deployed to enhance the performances of wireless energy transfer (WET) and wireless information transfer (WIT) by intelligently adjusting the phase shift of each reflecting element. To evaluate the performance of this IRS assisted WPSN, we are interested in maximizing its system sum throughput to jointly optimize the energy beamforming of the PS, the transmission time allocation, as well as the phase shifts of the WET and WIT phases. The formulated problem is not jointly convex due to the multiple coupled variables. To deal with its non-convexity, we first independently find the phase shifts of the WIT phase in closed-form. We further propose an alternating optimization (AO) algorithm to iteratively solve the sum throughput maximization problem. To be specific, a semidefinite programming (SDP) relaxation approach is adopted to design the energy beamforming and the time allocation for given phase shifts of WET phase, which is then optimized for given energy beamforming and time allocation. Moreover, we propose an AO low-complexity scheme to significantly reduce the computational complexity incurred by the SDP relaxation, where the optimal closed-form energy beamforming, time allocation, and phase shifts of the WET phase are derived. Finally, numerical results are demonstrated to validate the effectiveness of the proposed algorithm, and highlight the beneficial role of the IRS in comparison to the benchmark schemes.

eess.SP

Multi-User Hybrid Precoding for Dynamic Subarrays in MmWave Massive MIMO Systems

Dynamic subarray achieves a compromise between sum rate and hardware complexity for millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems in which antenna elements are dynamically partitioned to radio frequency (RF) chain according to the channel state information.} However, multi-user hybrid precoding for the dynamic subarray is intractable to solve as the antenna partitioning would result in the user unfairness and multi-user interference (MUI). In this paper, a novel multi-user hybrid precoding framework is proposed for the dynamic subarray architecture. Different from the existing schemes, the base station (BS) firstly selects the multi-user set based on the analog effective channel. And then the antenna partitioning algorithm allocates each antenna element to RF chain according to the maximal increment of the signal to the interference noise ratio (SINR). Finally, the hybrid precoding is optimized for the dynamic subarray architecture. By calculating SINRs on the analog effective channels of the selected users, the antenna partitioning can greatly reduce computation complexity and the size of the search space. Moreover, it also guarantees the user fairness since each antenna element is allocated to acquire the maximal SINR increment of all selected users. \textcolor{blue}{Extensive simulation results demonstrate that both the energy efficiency and sum rate of the proposed solution obviously outperforms that of the fixed subarrays, and obtains higher energy efficiency with slight loss of sum rate compared with the fully-connected architecture.

eess.SP

Clustering-Based Codebook Design for MIMO Communication System

Codebook design is one of the core technologies in limited feedback multi-input multi-output (MIMO) communication systems. However, the conventional codebook designs usually assume MIMO vectors are uniformly distributed or isotropic. Motivated by the excellent classfication and analysis ability of clustering algorithms, we propose a K-means clustering based codebook design. First, large amounts of channel state information (CSI) is stored as the input data of the clustering, and finally divided into N clusters according to the minimal distance. The clustering centroids are used as the statistic channel information of the codebook construction which the sum distance is minimal to the real channel information. Simulation results consist with theoretical analysis in terms of the achievable rate, and demonstrate that the proposed codebook design outperforms conventional schemes, especially in the non-uniform distribution of channel scenarios.

cs.IT

Nanoscopy Reveals Metallic Black Phosphorus

Layered and two-dimensional (2D) materials such as graphene, boron nitride, transition metal dichalcogenides(TMDCs), and black phosphorus (BP) have intriguing fundamental physical properties and bear promise of numerous important applications in electronics and optics. Of them, BP is a novel 2D material that has been theoretically predicted to acquire plasmonic behavior for frequencies below ~0.4 eV when highly doped. The electronic properties of BP are unique due to an anisotropic structure, which could strongly influence collective electronic excitations. Advantages of BP as a material for nanoelectronics and nanooptics are due to the fact that, in contrast to metals, the free carrier density in it can be dynamically controlled by electrostatic gating, which has been demonstrated by its use in field-effect transistors. Despite all the interest that BP attracts, near-field and plasmonic properties of BP have not yet been investigated experimentally. Here we report the first observation of nanoscopic near-field properties of BP. We have discovered near field patterns of outside bright fringes and high surface polarizability of nanofilm BP consistent with its surface-metallic, plasmonic behavior at mid-infrared (mid-IR) frequencies. This behavior is highly frequency-dispersive, disappearing above frequency, ω =1070 cm-1, which allowed us to estimate the plasma frequency and carrier density. We have also observed similar behavior in other 2D semiconductors such as TMDCs but not in 2D insulators such as boron nitride. This new phenomenon is attributed to surface charging of the semiconductor nanofilms. This discovery opens up a new field of research and potential applications in nanoplasmonics and optoelectronics.

cond-mat.mes-hall