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Lijie Wen

Publications and source records attributed to Lijie Wen.

At least 55 records · Page 3Linked to original sources

Direct Large Language Model Alignment Through Self-Rewarding Contrastive Prompt Distillation

Aligning large language models (LLMs) with human expectations without human-annotated preference data is an important problem. In this paper, we propose a method to evaluate the response preference by using the output probabilities of response pairs under contrastive prompt pairs, which could achieve better performance on LLaMA2-7B and LLaMA2-13B compared to RLAIF. Based on this, we propose an automatic alignment method, Direct Large Model Alignment (DLMA). First, we use contrastive prompt pairs to automatically generate preference data. Then, we continue to evaluate the generated preference data using contrastive prompt pairs and calculate a self-rewarding score. Finally, we use the DPO algorithm to effectively align LLMs by combining this self-rewarding score. In the experimental stage, our DLMA method could surpass the \texttt{RLHF} method without relying on human-annotated preference data.

cs.CL↗

A Survey of Text Watermarking in the Era of Large Language Models

Text watermarking algorithms are crucial for protecting the copyright of textual content. Historically, their capabilities and application scenarios were limited. However, recent advancements in large language models (LLMs) have revolutionized these techniques. LLMs not only enhance text watermarking algorithms with their advanced abilities but also create a need for employing these algorithms to protect their own copyrights or prevent potential misuse. This paper conducts a comprehensive survey of the current state of text watermarking technology, covering four main aspects: (1) an overview and comparison of different text watermarking techniques; (2) evaluation methods for text watermarking algorithms, including their detectability, impact on text or LLM quality, robustness under target or untargeted attacks; (3) potential application scenarios for text watermarking technology; (4) current challenges and future directions for text watermarking. This survey aims to provide researchers with a thorough understanding of text watermarking technology in the era of LLM, thereby promoting its further advancement.

cs.CL↗

ROME: Memorization Insights from Text, Logits and Representation

Previous works have evaluated memorization by comparing model outputs with training corpora, examining how factors such as data duplication, model size, and prompt length influence memorization. However, analyzing these extensive training corpora is highly time-consuming. To address this challenge, this paper proposes an innovative approach named ROME that bypasses direct processing of the training data. Specifically, we select datasets categorized into three distinct types -- context-independent, conventional, and factual -- and redefine memorization as the ability to produce correct answers under these conditions. Our analysis then focuses on disparities between memorized and non-memorized samples by examining the logits and representations of generated texts. Experimental findings reveal that longer words are less likely to be memorized, higher confidence correlates with greater memorization, and representations of the same concepts are more similar across different contexts. Our code and data will be publicly available when the paper is accepted.

cs.CL↗

On the Robustness of Document-Level Relation Extraction Models to Entity Name Variations

Driven by the demand for cross-sentence and large-scale relation extraction, document-level relation extraction (DocRE) has attracted increasing research interest. Despite the continuous improvement in performance, we find that existing DocRE models which initially perform well may make more mistakes when merely changing the entity names in the document, hindering the generalization to novel entity names. To this end, we systematically investigate the robustness of DocRE models to entity name variations in this work. We first propose a principled pipeline to generate entity-renamed documents by replacing the original entity names with names from Wikidata. By applying the pipeline to DocRED and Re-DocRED datasets, we construct two novel benchmarks named Env-DocRED and Env-Re-DocRED for robustness evaluation. Experimental results show that both three representative DocRE models and two in-context learned large language models consistently lack sufficient robustness to entity name variations, particularly on cross-sentence relation instances and documents with more entities. Finally, we propose an entity variation robust training method which not only improves the robustness of DocRE models but also enhances their understanding and reasoning capabilities. We further verify that the basic idea of this method can be effectively transferred to in-context learning for DocRE as well.

cs.CL↗

An Unforgeable Publicly Verifiable Watermark for Large Language Models

Recently, text watermarking algorithms for large language models (LLMs) have been proposed to mitigate the potential harms of text generated by LLMs, including fake news and copyright issues. However, current watermark detection algorithms require the secret key used in the watermark generation process, making them susceptible to security breaches and counterfeiting during public detection. To address this limitation, we propose an unforgeable publicly verifiable watermark algorithm named UPV that uses two different neural networks for watermark generation and detection, instead of using the same key at both stages. Meanwhile, the token embedding parameters are shared between the generation and detection networks, which makes the detection network achieve a high accuracy very efficiently. Experiments demonstrate that our algorithm attains high detection accuracy and computational efficiency through neural networks. Subsequent analysis confirms the high complexity involved in forging the watermark from the detection network. Our code is available at \href{https://github.com/THU-BPM/unforgeable_watermark}{https://github.com/THU-BPM/unforgeable\_watermark}. Additionally, our algorithm could also be accessed through MarkLLM \citep{pan2024markllm} \footnote{https://github.com/THU-BPM/MarkLLM}.

cs.CL↗

A Semantic Invariant Robust Watermark for Large Language Models

Watermark algorithms for large language models (LLMs) have achieved extremely high accuracy in detecting text generated by LLMs. Such algorithms typically involve adding extra watermark logits to the LLM's logits at each generation step. However, prior algorithms face a trade-off between attack robustness and security robustness. This is because the watermark logits for a token are determined by a certain number of preceding tokens; a small number leads to low security robustness, while a large number results in insufficient attack robustness. In this work, we propose a semantic invariant watermarking method for LLMs that provides both attack robustness and security robustness. The watermark logits in our work are determined by the semantics of all preceding tokens. Specifically, we utilize another embedding LLM to generate semantic embeddings for all preceding tokens, and then these semantic embeddings are transformed into the watermark logits through our trained watermark model. Subsequent analyses and experiments demonstrated the attack robustness of our method in semantically invariant settings: synonym substitution and text paraphrasing settings. Finally, we also show that our watermark possesses adequate security robustness. Our code and data are available at \href{https://github.com/THU-BPM/Robust_Watermark}{https://github.com/THU-BPM/Robust\_Watermark}. Additionally, our algorithm could also be accessed through MarkLLM \citep{pan2024markllm} \footnote{https://github.com/THU-BPM/MarkLLM}.

cs.CR↗

FSMR: A Feature Swapping Multi-modal Reasoning Approach with Joint Textual and Visual Clues

Multi-modal reasoning plays a vital role in bridging the gap between textual and visual information, enabling a deeper understanding of the context. This paper presents the Feature Swapping Multi-modal Reasoning (FSMR) model, designed to enhance multi-modal reasoning through feature swapping. FSMR leverages a pre-trained visual-language model as an encoder, accommodating both text and image inputs for effective feature representation from both modalities. It introduces a unique feature swapping module, enabling the exchange of features between identified objects in images and corresponding vocabulary words in text, thereby enhancing the model's comprehension of the interplay between images and text. To further bolster its multi-modal alignment capabilities, FSMR incorporates a multi-modal cross-attention mechanism, facilitating the joint modeling of textual and visual information. During training, we employ image-text matching and cross-entropy losses to ensure semantic consistency between visual and language elements. Extensive experiments on the PMR dataset demonstrate FSMR's superiority over state-of-the-art baseline models across various performance metrics.

cs.CV↗

ChatCite: LLM Agent with Human Workflow Guidance for Comparative Literature Summary

The literature review is an indispensable step in the research process. It provides the benefit of comprehending the research problem and understanding the current research situation while conducting a comparative analysis of prior works. However, literature summary is challenging and time consuming. The previous LLM-based studies on literature review mainly focused on the complete process, including literature retrieval, screening, and summarization. However, for the summarization step, simple CoT method often lacks the ability to provide extensive comparative summary. In this work, we firstly focus on the independent literature summarization step and introduce ChatCite, an LLM agent with human workflow guidance for comparative literature summary. This agent, by mimicking the human workflow, first extracts key elements from relevant literature and then generates summaries using a Reflective Incremental Mechanism. In order to better evaluate the quality of the generated summaries, we devised a LLM-based automatic evaluation metric, G-Score, in refer to the human evaluation criteria. The ChatCite agent outperformed other models in various dimensions in the experiments. The literature summaries generated by ChatCite can also be directly used for drafting literature reviews.

cs.IR↗

LLMArena: Assessing Capabilities of Large Language Models in Dynamic Multi-Agent Environments

Recent advancements in large language models (LLMs) have revealed their potential for achieving autonomous agents possessing human-level intelligence. However, existing benchmarks for evaluating LLM Agents either use static datasets, potentially leading to data leakage or focus only on single-agent scenarios, overlooking the complexities of multi-agent interactions. There is a lack of a benchmark that evaluates the diverse capabilities of LLM agents in multi-agent, dynamic environments. To this end, we introduce LLMArena, a novel and easily extensible framework for evaluating the diverse capabilities of LLM in multi-agent dynamic environments. LLMArena encompasses seven distinct gaming environments, employing Trueskill scoring to assess crucial abilities in LLM agents, including spatial reasoning, strategic planning, numerical reasoning, risk assessment, communication, opponent modeling, and team collaboration. We conduct an extensive experiment and human evaluation among different sizes and types of LLMs, showing that LLMs still have a significant journey ahead in their development towards becoming fully autonomous agents, especially in opponent modeling and team collaboration. We hope LLMArena could guide future research towards enhancing these capabilities in LLMs, ultimately leading to more sophisticated and practical applications in dynamic, multi-agent settings. The code and data will be available.

cs.CL↗

Evaluating Robustness of Generative Search Engine on Adversarial Factual Questions

Generative search engines have the potential to transform how people seek information online, but generated responses from existing large language models (LLMs)-backed generative search engines may not always be accurate. Nonetheless, retrieval-augmented generation exacerbates safety concerns, since adversaries may successfully evade the entire system by subtly manipulating the most vulnerable part of a claim. To this end, we propose evaluating the robustness of generative search engines in the realistic and high-risk setting, where adversaries have only black-box system access and seek to deceive the model into returning incorrect responses. Through a comprehensive human evaluation of various generative search engines, such as Bing Chat, PerplexityAI, and YouChat across diverse queries, we demonstrate the effectiveness of adversarial factual questions in inducing incorrect responses. Moreover, retrieval-augmented generation exhibits a higher susceptibility to factual errors compared to LLMs without retrieval. These findings highlight the potential security risks of these systems and emphasize the need for rigorous evaluation before deployment.

cs.CL↗

MetaTra: Meta-Learning for Generalized Trajectory Prediction in Unseen Domain

Trajectory prediction has garnered widespread attention in different fields, such as autonomous driving and robotic navigation. However, due to the significant variations in trajectory patterns across different scenarios, models trained in known environments often falter in unseen ones. To learn a generalized model that can directly handle unseen domains without requiring any model updating, we propose a novel meta-learning-based trajectory prediction method called MetaTra. This approach incorporates a Dual Trajectory Transformer (Dual-TT), which enables a thorough exploration of the individual intention and the interactions within group motion patterns in diverse scenarios. Building on this, we propose a meta-learning framework to simulate the generalization process between source and target domains. Furthermore, to enhance the stability of our prediction outcomes, we propose a Serial and Parallel Training (SPT) strategy along with a feature augmentation method named MetaMix. Experimental results on several real-world datasets confirm that MetaTra not only surpasses other state-of-the-art methods but also exhibits plug-and-play capabilities, particularly in the realm of domain generalization.

cs.RO↗

Prompt Me Up: Unleashing the Power of Alignments for Multimodal Entity and Relation Extraction

How can we better extract entities and relations from text? Using multimodal extraction with images and text obtains more signals for entities and relations, and aligns them through graphs or hierarchical fusion, aiding in extraction. Despite attempts at various fusions, previous works have overlooked many unlabeled image-caption pairs, such as NewsCLIPing. This paper proposes innovative pre-training objectives for entity-object and relation-image alignment, extracting objects from images and aligning them with entity and relation prompts for soft pseudo-labels. These labels are used as self-supervised signals for pre-training, enhancing the ability to extract entities and relations. Experiments on three datasets show an average 3.41% F1 improvement over prior SOTA. Additionally, our method is orthogonal to previous multimodal fusions, and using it on prior SOTA fusions further improves 5.47% F1.

cs.CL↗

RAPL: A Relation-Aware Prototype Learning Approach for Few-Shot Document-Level Relation Extraction

How to identify semantic relations among entities in a document when only a few labeled documents are available? Few-shot document-level relation extraction (FSDLRE) is crucial for addressing the pervasive data scarcity problem in real-world scenarios. Metric-based meta-learning is an effective framework widely adopted for FSDLRE, which constructs class prototypes for classification. However, existing works often struggle to obtain class prototypes with accurate relational semantics: 1) To build prototype for a target relation type, they aggregate the representations of all entity pairs holding that relation, while these entity pairs may also hold other relations, thus disturbing the prototype. 2) They use a set of generic NOTA (none-of-the-above) prototypes across all tasks, neglecting that the NOTA semantics differs in tasks with different target relation types. In this paper, we propose a relation-aware prototype learning method for FSDLRE to strengthen the relational semantics of prototype representations. By judiciously leveraging the relation descriptions and realistic NOTA instances as guidance, our method effectively refines the relation prototypes and generates task-specific NOTA prototypes. Extensive experiments demonstrate that our method outperforms state-of-the-art approaches by average 2.61% $F_1$ across various settings of two FSDLRE benchmarks.

cs.CL↗

Do Large Language Models Know about Facts?

Large language models (LLMs) have recently driven striking performance improvements across a range of natural language processing tasks. The factual knowledge acquired during pretraining and instruction tuning can be useful in various downstream tasks, such as question answering, and language generation. Unlike conventional Knowledge Bases (KBs) that explicitly store factual knowledge, LLMs implicitly store facts in their parameters. Content generated by the LLMs can often exhibit inaccuracies or deviations from the truth, due to facts that can be incorrectly induced or become obsolete over time. To this end, we aim to comprehensively evaluate the extent and scope of factual knowledge within LLMs by designing the benchmark Pinocchio. Pinocchio contains 20K diverse factual questions that span different sources, timelines, domains, regions, and languages. Furthermore, we investigate whether LLMs are able to compose multiple facts, update factual knowledge temporally, reason over multiple pieces of facts, identify subtle factual differences, and resist adversarial examples. Extensive experiments on different sizes and types of LLMs show that existing LLMs still lack factual knowledge and suffer from various spurious correlations. We believe this is a critical bottleneck for realizing trustworthy artificial intelligence. The dataset Pinocchio and our codes will be publicly available.

cs.CL↗

Exploring the Compositional Generalization in Context Dependent Text-to-SQL Parsing

In the context-dependent Text-to-SQL task, the generated SQL statements are refined iteratively based on the user input utterance from each interaction. The input text from each interaction can be viewed as component modifications to the previous SQL statements, which could be further extracted as the modification patterns. Since these modification patterns could also be combined with other SQL statements, the models are supposed to have the compositional generalization to these novel combinations. This work is the first exploration of compositional generalization in context-dependent Text-to-SQL scenarios. To facilitate related studies, we constructed two challenging benchmarks named \textsc{CoSQL-CG} and \textsc{SParC-CG} by recombining the modification patterns and existing SQL statements. The following experiments show that all current models struggle on our proposed benchmarks. Furthermore, we found that better aligning the previous SQL statements with the input utterance could give models better compositional generalization ability. Based on these observations, we propose a method named \texttt{p-align} to improve the compositional generalization of Text-to-SQL models. Further experiments validate the effectiveness of our method. Source code and data are available.

cs.CL↗

Entity-to-Text based Data Augmentation for various Named Entity Recognition Tasks

Data augmentation techniques have been used to alleviate the problem of scarce labeled data in various NER tasks (flat, nested, and discontinuous NER tasks). Existing augmentation techniques either manipulate the words in the original text that break the semantic coherence of the text, or exploit generative models that ignore preserving entities in the original text, which impedes the use of augmentation techniques on nested and discontinuous NER tasks. In this work, we propose a novel Entity-to-Text based data augmentation technique named EnTDA to add, delete, replace or swap entities in the entity list of the original texts, and adopt these augmented entity lists to generate semantically coherent and entity preserving texts for various NER tasks. Furthermore, we introduce a diversity beam search to increase the diversity during the text generation process. Experiments on thirteen NER datasets across three tasks (flat, nested, and discontinuous NER tasks) and two settings (full data and low resource settings) show that EnTDA could bring more performance improvements compared to the baseline augmentation techniques.

cs.CL↗

Enhancing Cross-lingual Natural Language Inference by Soft Prompting with Multilingual Verbalizer

Cross-lingual natural language inference is a fundamental problem in cross-lingual language understanding. Many recent works have used prompt learning to address the lack of annotated parallel corpora in XNLI. However, these methods adopt discrete prompting by simply translating the templates to the target language and need external expert knowledge to design the templates. Besides, discrete prompts of human-designed template words are not trainable vectors and can not be migrated to target languages in the inference stage flexibly. In this paper, we propose a novel Soft prompt learning framework with the Multilingual Verbalizer (SoftMV) for XNLI. SoftMV first constructs cloze-style question with soft prompts for the input sample. Then we leverage bilingual dictionaries to generate an augmented multilingual question for the original question. SoftMV adopts a multilingual verbalizer to align the representations of original and augmented multilingual questions into the same semantic space with consistency regularization. Experimental results on XNLI demonstrate that SoftMV can achieve state-of-the-art performance and significantly outperform the previous methods under the few-shot and full-shot cross-lingual transfer settings.

cs.CL↗

Gaussian Prior Reinforcement Learning for Nested Named Entity Recognition

Named Entity Recognition (NER) is a well and widely studied task in natural language processing. Recently, the nested NER has attracted more attention since its practicality and difficulty. Existing works for nested NER ignore the recognition order and boundary position relation of nested entities. To address these issues, we propose a novel seq2seq model named GPRL, which formulates the nested NER task as an entity triplet sequence generation process. GPRL adopts the reinforcement learning method to generate entity triplets decoupling the entity order in gold labels and expects to learn a reasonable recognition order of entities via trial and error. Based on statistics of boundary distance for nested entities, GPRL designs a Gaussian prior to represent the boundary distance distribution between nested entities and adjust the output probability distribution of nested boundary tokens. Experiments on three nested NER datasets demonstrate that GPRL outperforms previous nested NER models.

cs.CL↗