arXiv subjects

Liming Zhu

Publications and source records attributed to Liming Zhu.

At least 127 records · Page 7Linked to original sources

arXiv2021

Software Engineering for Responsible AI: An Empirical Study and Operationalised Patterns

Although artificial intelligence (AI) is solving real-world challenges and transforming industries, there are serious concerns about its ability to behave and make decisions in a responsible way. Many AI ethics principles and guidelines for responsible AI have been recently issued by governments, organisations, and enterprises. However, these AI ethics principles and guidelines are typically high-level and do not provide concrete guidance on how to design and develop responsible AI systems. To address this shortcoming, we first present an empirical study where we interviewed 21 scientists and engineers to understand the practitioners' perceptions on AI ethics principles and their implementation. We then propose a template that enables AI ethics principles to be operationalised in the form of concrete patterns and suggest a list of patterns using the newly created template. These patterns provide concrete, operationalised guidance that facilitate the development of responsible AI systems.

cs.AI↗

arXiv2021

Blockchain-based Trustworthy Federated Learning Architecture

Federated learning is an emerging privacy-preserving AI technique where clients (i.e., organisations or devices) train models locally and formulate a global model based on the local model updates without transferring local data externally. However, federated learning systems struggle to achieve trustworthiness and embody responsible AI principles. In particular, federated learning systems face accountability and fairness challenges due to multi-stakeholder involvement and heterogeneity in client data distribution. To enhance the accountability and fairness of federated learning systems, we present a blockchain-based trustworthy federated learning architecture. We first design a smart contract-based data-model provenance registry to enable accountability. Additionally, we propose a weighted fair data sampler algorithm to enhance fairness in training data. We evaluate the proposed approach using a COVID-19 X-ray detection use case. The evaluation results show that the approach is feasible to enable accountability and improve fairness. The proposed algorithm can achieve better performance than the default federated learning setting in terms of the model's generalisation and accuracy.

cs.LG↗

arXiv2021

Cycle-Balanced Representation Learning For Counterfactual Inference

With the widespread accumulation of observational data, researchers obtain a new direction to learn counterfactual effects in many domains (e.g., health care and computational advertising) without Randomized Controlled Trials(RCTs). However, observational data suffer from inherent missing counterfactual outcomes, and distribution discrepancy between treatment and control groups due to behaviour preference. Motivated by recent advances of representation learning in the field of domain adaptation, we propose a novel framework based on Cycle-Balanced REpresentation learning for counterfactual inference (CBRE), to solve above problems. Specifically, we realize a robust balanced representation for different groups using adversarial training, and meanwhile construct an information loop, such that preserve original data properties cyclically, which reduces information loss when transforming data into latent representation space.Experimental results on three real-world datasets demonstrate that CBRE matches/outperforms the state-of-the-art methods, and it has a great potential to be applied to counterfactual inference.

cs.LG↗

arXiv2021

Patterns for Blockchain-Based Payment Applications

As the killer application of blockchain technology, blockchain-based payments have attracted extensive attention ranging from hobbyists to corporates to regulatory bodies. Blockchain facilitates fast, secure, and cross-border payments without the need for intermediaries such as banks. Because blockchain technology is still emerging, systematically organised knowledge providing a holistic and comprehensive view on designing payment applications that use blockchain is yet to be established. If such knowledge could be established in the form of a set of blockchain-specific patterns, architects could use those patterns in designing a payment application that leverages blockchain. Therefore, in this paper, we first identify a token's lifecycle and then present 12 patterns that cover critical aspects in enabling the state transitions of a token in blockchain-based payment applications. The lifecycle and the annotated patterns provide a payment-focused systematic view of system interactions and a guide to effective use of the patterns.

cs.SE↗

arXiv2021

FLRA: A Reference Architecture for Federated Learning Systems

Federated learning is an emerging machine learning paradigm that enables multiple devices to train models locally and formulate a global model, without sharing the clients' local data. A federated learning system can be viewed as a large-scale distributed system, involving different components and stakeholders with diverse requirements and constraints. Hence, developing a federated learning system requires both software system design thinking and machine learning knowledge. Although much effort has been put into federated learning from the machine learning perspectives, our previous systematic literature review on the area shows that there is a distinct lack of considerations for software architecture design for federated learning. In this paper, we propose FLRA, a reference architecture for federated learning systems, which provides a template design for federated learning-based solutions. The proposed FLRA reference architecture is based on an extensive review of existing patterns of federated learning systems found in the literature and existing industrial implementation. The FLRA reference architecture consists of a pool of architectural patterns that could address the frequently recurring design problems in federated learning architectures. The FLRA reference architecture can serve as a design guideline to assist architects and developers with practical solutions for their problems, which can be further customised.

cs.LG↗

arXiv2021

Architectural Patterns for the Design of Federated Learning Systems

Federated learning has received fast-growing interests from academia and industry to tackle the challenges of data hungriness and privacy in machine learning. A federated learning system can be viewed as a large-scale distributed system with different components and stakeholders as numerous client devices participate in federated learning. Designing a federated learning system requires software system design thinking apart from machine learning knowledge. Although much effort has been put into federated learning from the machine learning technique aspects, the software architecture design concerns in building federated learning systems have been largely ignored. Therefore, in this paper, we present a collection of architectural patterns to deal with the design challenges of federated learning systems. Architectural patterns present reusable solutions to a commonly occurring problem within a given context during software architecture design. The presented patterns are based on the results of a systematic literature review and include three client management patterns, four model management patterns, three model training patterns, and four model aggregation patterns. The patterns are associated to the particular state transitions in a federated learning model lifecycle, serving as a guidance for effective use of the patterns in the design of federated learning systems.

cs.LG↗

arXiv2021

A Systematic Literature Review on Federated Machine Learning: From A Software Engineering Perspective

Federated learning is an emerging machine learning paradigm where clients train models locally and formulate a global model based on the local model updates. To identify the state-of-the-art in federated learning and explore how to develop federated learning systems, we perform a systematic literature review from a software engineering perspective, based on 231 primary studies. Our data synthesis covers the lifecycle of federated learning system development that includes background understanding, requirement analysis, architecture design, implementation, and evaluation. We highlight and summarise the findings from the results, and identify future trends to encourage researchers to advance their current work.

cs.SE↗

arXiv2021

AI and Ethics -- Operationalising Responsible AI

In the last few years, AI continues demonstrating its positive impact on society while sometimes with ethically questionable consequences. Building and maintaining public trust in AI has been identified as the key to successful and sustainable innovation. This chapter discusses the challenges related to operationalizing ethical AI principles and presents an integrated view that covers high-level ethical AI principles, the general notion of trust/trustworthiness, and product/process support in the context of responsible AI, which helps improve both trust and trustworthiness of AI for a wider set of stakeholders.

cs.AI↗

arXiv2021

Wireframe-Based UI Design Search Through Image Autoencoder

UI design is an integral part of software development. For many developers who do not have much UI design experience, exposing them to a large database of real-application UI designs can help them quickly build up a realistic understanding of the design space for a software feature and get design inspirations from existing applications. However, existing keyword-based, image-similarity-based, and component-matching-based methods cannot reliably find relevant high-fidelity UI designs in a large database alike to the UI wireframe that the developers sketch, in face of the great variations in UI designs. In this article, we propose a deep-learning-based UI design search engine to fill in the gap. The key innovation of our search engine is to train a wireframe image autoencoder using a large database of real-application UI designs, without the need for labeling relevant UI designs. We implement our approach for Android UI design search, and conduct extensive experiments with artificially created relevant UI designs and human evaluation of UI design search results. Our experiments confirm the superior performance of our search engine over existing image-similarity or component-matching-based methods and demonstrate the usefulness of our search engine in real-world UI design tasks.

cs.SE↗

arXiv2021

Generating Informative CVE Description From ExploitDB Posts by Extractive Summarization

ExploitDB is one of the important public websites, which contributes a large number of vulnerabilities to official CVE database. Over 60\% of these vulnerabilities have high- or critical-security risks. Unfortunately, over 73\% of exploits appear publicly earlier than the corresponding CVEs, and about 40\% of exploits do not even have CVEs. To assist in documenting CVEs for the ExploitDB posts, we propose an open information method to extract 9 key vulnerability aspects (vulnerable product/version/component, vulnerability type, vendor, attacker type, root cause, attack vector and impact) from the verbose and noisy ExploitDB posts. The extracted aspects from an ExploitDB post are then composed into a CVE description according to the suggested CVE description templates, which is must-provided information for requesting new CVEs. Through the evaluation on 13,017 manually labeled sentences and the statistically sampling of 3,456 extracted aspects, we confirm the high accuracy of our extraction method. Compared with 27,230 reference CVE descriptions. Our composed CVE descriptions achieve high ROUGH-L (0.38), a longest common subsequence based metric for evaluating text summarization methods.

cs.LG↗

arXiv2020

Generative Inverse Deep Reinforcement Learning for Online Recommendation

Deep reinforcement learning enables an agent to capture user's interest through interactions with the environment dynamically. It has attracted great interest in the recommendation research. Deep reinforcement learning uses a reward function to learn user's interest and to control the learning process. However, most reward functions are manually designed; they are either unrealistic or imprecise to reflect the high variety, dimensionality, and non-linearity properties of the recommendation problem. That makes it difficult for the agent to learn an optimal policy to generate the most satisfactory recommendations. To address the above issue, we propose a novel generative inverse reinforcement learning approach, namely InvRec, which extracts the reward function from user's behaviors automatically, for online recommendation. We conduct experiments on an online platform, VirtualTB, and compare with several state-of-the-art methods to demonstrate the feasibility and effectiveness of our proposed approach.

cs.IR↗

arXiv2020

Integrated Model-Driven Engineering of Blockchain Applications for Business Processes and Asset Management

Blockchain has attracted broad interests to build decentralised applications. Blockchain has attracted broad interests to build decentralised applications. However, developing such applications without introducing vulnerabilities is hard for developers, not the least because the deployed code is immutable and can be called by anyone with access to the network. Model-driven engineering (MDE) helps to reduce those risks, by combining proven code snippets as per the model specification, which is easier to understand than source code. Therefore, in this paper, we present an approach for integrated MDE across business processes and asset management (e.g. for settlement). Our approach includes methods for fungible/non-fungible asset registration, escrow for conditional payment, and asset swap. The proposed MDE approach is implemented in a smart contract generation tool called Lorikeet, and evaluated in terms of feasibility, functional correctness, and cost effectiveness.

cs.SE↗

arXiv2020

Blockchain-based Federated Learning for Device Failure Detection in Industrial IoT

Device failure detection is one of most essential problems in industrial internet of things (IIoT). However, in conventional IIoT device failure detection, client devices need to upload raw data to the central server for model training, which might lead to disclosure of sensitive business data. Therefore, in this paper, to ensure client data privacy, we propose a blockchain-based federated learning approach for device failure detection in IIoT. First, we present a platform architecture of blockchain-based federated learning systems for failure detection in IIoT, which enables verifiable integrity of client data. In the architecture, each client periodically creates a Merkle tree in which each leaf node represents a client data record, and stores the tree root on a blockchain. Further, to address the data heterogeneity issue in IIoT failure detection, we propose a novel centroid distance weighted federated averaging (CDW\_FedAvg) algorithm taking into account the distance between positive class and negative class of each client dataset. In addition, to motivate clients to participate in federated learning, a smart contact based incentive mechanism is designed depending on the size and the centroid distance of client data used in local model training. A prototype of the proposed architecture is implemented with our industry partner, and evaluated in terms of feasibility, accuracy and performance. The results show that the approach is feasible, and has satisfactory accuracy and performance.

cs.DC↗

arXiv2020

Attn-HybridNet: Improving Discriminability of Hybrid Features with Attention Fusion

The principal component analysis network (PCANet) is an unsupervised parsimonious deep network, utilizing principal components as filters in its convolution layers. Albeit powerful, the PCANet consists of basic operations such as principal components and spatial pooling, which suffers from two fundamental problems. First, the principal components obtain information by transforming it to column vectors (which we call the amalgamated view), which incurs the loss of the spatial information in the data. Second, the generalized spatial pooling utilized in the PCANet induces feature redundancy and also fails to accommodate spatial statistics of natural images. In this research, we first propose a tensor-factorization based deep network called the Tensor Factorization Network (TFNet). The TFNet extracts features from the spatial structure of the data (which we call the minutiae view). We then show that the information obtained by the PCANet and the TFNet are distinctive and non-trivial but individually insufficient. This phenomenon necessitates the development of proposed HybridNet, which integrates the information discovery with the two views of the data. To enhance the discriminability of hybrid features, we propose Attn-HybridNet, which alleviates the feature redundancy by performing attention-based feature fusion. The significance of our proposed Attn-HybridNet is demonstrated on multiple real-world datasets where the features obtained with Attn-HybridNet achieves better classification performance over other popular baseline methods, demonstrating the effectiveness of the proposed technique.

cs.CV↗

arXiv2020

Survey for Trust-aware Recommender Systems: A Deep Learning Perspective

A significant remaining challenge for existing recommender systems is that users may not trust the recommender systems for either lack of explanation or inaccurate recommendation results. Thus, it becomes critical to embrace a trustworthy recommender system. This survey provides a systemic summary of three categories of trust-aware recommender systems: social-aware recommender systems that leverage users' social relationships; robust recommender systems that filter untruthful noises (e.g., spammers and fake information) or enhance attack resistance; explainable recommender systems that provide explanations of recommended items. We focus on the work based on deep learning techniques, an emerging area in the recommendation research.

cs.IR↗

arXiv2020

Object Detection for Graphical User Interface: Old Fashioned or Deep Learning or a Combination?

Detecting Graphical User Interface (GUI) elements in GUI images is a domain-specific object detection task. It supports many software engineering tasks, such as GUI animation and testing, GUI search and code generation. Existing studies for GUI element detection directly borrow the mature methods from computer vision (CV) domain, including old fashioned ones that rely on traditional image processing features (e.g., canny edge, contours), and deep learning models that learn to detect from large-scale GUI data. Unfortunately, these CV methods are not originally designed with the awareness of the unique characteristics of GUIs and GUI elements and the high localization accuracy of the GUI element detection task. We conduct the first large-scale empirical study of seven representative GUI element detection methods on over 50k GUI images to understand the capabilities, limitations and effective designs of these methods. This study not only sheds the light on the technical challenges to be addressed but also informs the design of new GUI element detection methods. We accordingly design a new GUI-specific old-fashioned method for non-text GUI element detection which adopts a novel top-down coarse-to-fine strategy, and incorporate it with the mature deep learning model for GUI text detection.Our evaluation on 25,000 GUI images shows that our method significantly advances the start-of-the-art performance in GUI element detection.

cs.CV↗

arXiv2020

MAMO: Memory-Augmented Meta-Optimization for Cold-start Recommendation

A common challenge for most current recommender systems is the cold-start problem. Due to the lack of user-item interactions, the fine-tuned recommender systems are unable to handle situations with new users or new items. Recently, some works introduce the meta-optimization idea into the recommendation scenarios, i.e. predicting the user preference by only a few of past interacted items. The core idea is learning a global sharing initialization parameter for all users and then learning the local parameters for each user separately. However, most meta-learning based recommendation approaches adopt model-agnostic meta-learning for parameter initialization, where the global sharing parameter may lead the model into local optima for some users. In this paper, we design two memory matrices that can store task-specific memories and feature-specific memories. Specifically, the feature-specific memories are used to guide the model with personalized parameter initialization, while the task-specific memories are used to guide the model fast predicting the user preference. And we adopt a meta-optimization approach for optimizing the proposed method. We test the model on two widely used recommendation datasets and consider four cold-start situations. The experimental results show the effectiveness of the proposed methods.

cs.IR↗

arXiv2020

Unblind Your Apps: Predicting Natural-Language Labels for Mobile GUI Components by Deep Learning

According to the World Health Organization(WHO), it is estimated that approximately 1.3 billion people live with some forms of vision impairment globally, of whom 36 million are blind. Due to their disability, engaging these minority into the society is a challenging problem. The recent rise of smart mobile phones provides a new solution by enabling blind users' convenient access to the information and service for understanding the world. Users with vision impairment can adopt the screen reader embedded in the mobile operating systems to read the content of each screen within the app, and use gestures to interact with the phone. However, the prerequisite of using screen readers is that developers have to add natural-language labels to the image-based components when they are developing the app. Unfortunately, more than 77% apps have issues of missing labels, according to our analysis of 10,408 Android apps. Most of these issues are caused by developers' lack of awareness and knowledge in considering the minority. And even if developers want to add the labels to UI components, they may not come up with concise and clear description as most of them are of no visual issues. To overcome these challenges, we develop a deep-learning based model, called LabelDroid, to automatically predict the labels of image-based buttons by learning from large-scale commercial apps in Google Play. The experimental results show that our model can make accurate predictions and the generated labels are of higher quality than that from real Android developers.

cs.HC↗