arXiv subjects

Lin Gui

Publications and source records attributed to Lin Gui.

At least 55 records · Page 3Linked to original sources

arXiv2024

Encourage or Inhibit Monosemanticity? Revisit Monosemanticity from a Feature Decorrelation Perspective

To better interpret the intrinsic mechanism of large language models (LLMs), recent studies focus on monosemanticity on its basic units. A monosemantic neuron is dedicated to a single and specific concept, which forms a one-to-one correlation between neurons and concepts. Despite extensive research in monosemanticity probing, it remains unclear whether monosemanticity is beneficial or harmful to model capacity. To explore this question, we revisit monosemanticity from the feature decorrelation perspective and advocate for its encouragement. We experimentally observe that the current conclusion by wang2024learning, which suggests that decreasing monosemanticity enhances model performance, does not hold when the model changes. Instead, we demonstrate that monosemanticity consistently exhibits a positive correlation with model capacity, in the preference alignment process. Consequently, we apply feature correlation as a proxy for monosemanticity and incorporate a feature decorrelation regularizer into the dynamic preference optimization process. The experiments show that our method not only enhances representation diversity and activation sparsity but also improves preference alignment performance.

cs.CL↗

arXiv2024

The Mystery of In-Context Learning: A Comprehensive Survey on Interpretation and Analysis

Understanding in-context learning (ICL) capability that enables large language models (LLMs) to excel in proficiency through demonstration examples is of utmost importance. This importance stems not only from the better utilization of this capability across various tasks, but also from the proactive identification and mitigation of potential risks, including concerns regarding truthfulness, bias, and toxicity, that may arise alongside the capability. In this paper, we present a thorough survey on the interpretation and analysis of in-context learning. First, we provide a concise introduction to the background and definition of in-context learning. Then, we give an overview of advancements from two perspectives: 1) a theoretical perspective, emphasizing studies on mechanistic interpretability and delving into the mathematical foundations behind ICL; and 2) an empirical perspective, concerning studies that empirically analyze factors associated with ICL. We conclude by highlighting the challenges encountered and suggesting potential avenues for future research. We believe that our work establishes the basis for further exploration into the interpretation of in-context learning. Additionally, we have created a repository containing the resources referenced in our survey.

cs.CL↗

arXiv2024

Towards Unified Task Embeddings Across Multiple Models: Bridging the Gap for Prompt-Based Large Language Models and Beyond

Task embedding, a meta-learning technique that captures task-specific information, has gained popularity, especially in areas such as multi-task learning, model editing, and interpretability. However, it faces challenges with the emergence of prompt-guided Large Language Models (LLMs) operating in a gradient-free manner. Existing task embedding methods rely on fine-tuned, task-specific language models, which hinders the adaptability of task embeddings across diverse models, especially prompt-based LLMs. To hardness the potential of task embeddings in the era of LLMs, we propose a framework for unified task embeddings (FUTE), harmonizing task embeddings from various models, including smaller language models and LLMs with varied prompts, within a single vector space. Such uniformity enables comparison and analysis of similarities amongst different models, broadening the scope and utility of existing task embedding methods in multi-model scenarios, while maintaining their performance comparable to architecture-specific methods.

cs.CL↗

arXiv2024

Weak Reward Model Transforms Generative Models into Robust Causal Event Extraction Systems

The inherent ambiguity of cause and effect boundaries poses a challenge in evaluating causal event extraction tasks. Traditional metrics like Exact Match and BertScore poorly reflect model performance, so we trained evaluation models to approximate human evaluation, achieving high agreement. We used them to perform Reinforcement Learning with extraction models to align them with human preference, prioritising semantic understanding. We successfully explored our approach through multiple datasets, including transferring an evaluator trained on one dataset to another as a way to decrease the reliance on human-annotated data. In that vein, we also propose a weak-to-strong supervision method that uses a fraction of the annotated data to train an evaluation model while still achieving high performance in training an RL model. Our code is available at https://github.com/oyarsa/event_extraction/tree/causal-event-extraction.

cs.CL↗

arXiv2024

Mirror: A Multiple-perspective Self-Reflection Method for Knowledge-rich Reasoning

While Large language models (LLMs) have the capability to iteratively reflect on their own outputs, recent studies have observed their struggles with knowledge-rich problems without access to external resources. In addition to the inefficiency of LLMs in self-assessment, we also observe that LLMs struggle to revisit their predictions despite receiving explicit negative feedback. Therefore, We propose Mirror, a Multiple-perspective self-reflection method for knowledge-rich reasoning, to avoid getting stuck at a particular reflection iteration. Mirror enables LLMs to reflect from multiple-perspective clues, achieved through a heuristic interaction between a Navigator and a Reasoner. It guides agents toward diverse yet plausibly reliable reasoning trajectory without access to ground truth by encouraging (1) diversity of directions generated by Navigator and (2) agreement among strategically induced perturbations in responses generated by the Reasoner. The experiments on five reasoning datasets demonstrate that Mirror's superiority over several contemporary self-reflection approaches. Additionally, the ablation study studies clearly indicate that our strategies alleviate the aforementioned challenges.

cs.CL↗

arXiv2024

Multi-Layer Ranking with Large Language Models for News Source Recommendation

To seek reliable information sources for news events, we introduce a novel task of expert recommendation, which aims to identify trustworthy sources based on their previously quoted statements. To achieve this, we built a novel dataset, called NewsQuote, consisting of 23,571 quote-speaker pairs sourced from a collection of news articles. We formulate the recommendation task as the retrieval of experts based on their likelihood of being associated with a given query. We also propose a multi-layer ranking framework employing Large Language Models to improve the recommendation performance. Our results show that employing an in-context learning based LLM ranker and a multi-layer ranking-based filter significantly improve both the predictive quality and behavioural quality of the recommender system.

cs.IR↗

arXiv2024

Multi-modal Stance Detection: New Datasets and Model

Stance detection is a challenging task that aims to identify public opinion from social media platforms with respect to specific targets. Previous work on stance detection largely focused on pure texts. In this paper, we study multi-modal stance detection for tweets consisting of texts and images, which are prevalent in today's fast-growing social media platforms where people often post multi-modal messages. To this end, we create five new multi-modal stance detection datasets of different domains based on Twitter, in which each example consists of a text and an image. In addition, we propose a simple yet effective Targeted Multi-modal Prompt Tuning framework (TMPT), where target information is leveraged to learn multi-modal stance features from textual and visual modalities. Experimental results on our five benchmark datasets show that the proposed TMPT achieves state-of-the-art performance in multi-modal stance detection.

cs.CL↗

arXiv2024

Addressing Order Sensitivity of In-Context Demonstration Examples in Causal Language Models

In-context learning has become a popular paradigm in natural language processing. However, its performance can be significantly influenced by the order of in-context demonstration examples. In this paper, we found that causal language models (CausalLMs) are more sensitive to this order compared to prefix language models (PrefixLMs). We attribute this phenomenon to the auto-regressive attention masks within CausalLMs, which restrict each token from accessing information from subsequent tokens. This results in different receptive fields for samples at different positions, thereby leading to representation disparities across positions. To tackle this challenge, we introduce an unsupervised fine-tuning method, termed the Information-Augmented and Consistency-Enhanced approach. This approach utilizes contrastive learning to align representations of in-context examples across different positions and introduces a consistency loss to ensure similar representations for inputs with different permutations. This enhances the model's predictive consistency across permutations. Experimental results on five benchmarks suggest that our proposed method can reduce the sensitivity of CausalLMs to the order of in-context examples and exhibit robust generalizability, particularly when demonstrations are sourced from a candidate pool different from that used in the training phase, or when the number of in-context examples differs from what is used during training.

cs.CL↗

arXiv2024

Integrated Communication and Positioning Design in RIS-empowered OFDM System: a Correlation Dispersion Scheme

In this paper, we propose a novel integrated communication and positioning design for orthogonal frequency division multiplexing system aided by a reconfigurable intelligent surface (RIS) in indoor circumstances. The channel frequency responses on pilots (CFROPs) of places of interest are used for online mapping with the offline CFROP database. We transform the objective of minimizing the similarity of different CFROPs into creating a differentiated database by optimizing the phase coefficients of RIS. Imperfect channel state information is considered due to time-varying caused by the two-stage mapping. We formulate a universal optimization problem for maximizing either the average or the minimum virtual distance of CFROPs. The communication service requirements are converted as constraints. A moderate case is discussed to reduce computational complexity with minor accuracy loss. A special property called correlation dispersion is analyzed. It is capable of eliminating the spatial consistency that incurs inaccuracy to traditional positioning methods. The property and the moderate case complement each other well with clear and logical physical interpretation. The particular characteristic makes our design outperform others especially in high-level-noise environments. It works even better when the prior information of user's potential location is available. The validity of our design is confirmed by numerical results.

eess.SP↗

arXiv2024

COPR: Continual Learning Human Preference through Optimal Policy Regularization

The technique of Reinforcement Learning from Human Feedback (RLHF) is a commonly employed method to improve pre-trained Language Models (LM), enhancing their ability to conform to human preferences. Nevertheless, the current RLHF-based LMs necessitate full retraining each time novel queries or feedback are introduced, which becomes a challenging task because human preferences can vary between different domains or tasks. Retraining LMs poses practical difficulties in many real-world situations due to the significant time and computational resources required, along with concerns related to data privacy. To address this limitation, we propose a new method called Continual Optimal Policy Regularization (COPR), in which we compute the distribution of optimal policy bypassing the partition function and then regularize the current policy based on the historically optimal distribution to mitigate Catastrophic Forgetting (CF). COPR involves a single learning phase and doesn't necessitate complex reinforcement learning. Importantly, it shares the capability with RLHF to learn from unlabeled data by maintaining a scoring module, similar to reward model, making it flexible for continually learning without human feedback. Our experimental results show that COPR outperforms strong Continuous Learning (CL) baselines when it comes to consistently aligning with human preferences on incremental tasks and domains.

cs.LG↗

arXiv2024

Counterfactual Generation with Identifiability Guarantees

Counterfactual generation lies at the core of various machine learning tasks, including image translation and controllable text generation. This generation process usually requires the identification of the disentangled latent representations, such as content and style, that underlie the observed data. However, it becomes more challenging when faced with a scarcity of paired data and labeling information. Existing disentangled methods crucially rely on oversimplified assumptions, such as assuming independent content and style variables, to identify the latent variables, even though such assumptions may not hold for complex data distributions. For instance, food reviews tend to involve words like tasty, whereas movie reviews commonly contain words such as thrilling for the same positive sentiment. This problem is exacerbated when data are sampled from multiple domains since the dependence between content and style may vary significantly over domains. In this work, we tackle the domain-varying dependence between the content and the style variables inherent in the counterfactual generation task. We provide identification guarantees for such latent-variable models by leveraging the relative sparsity of the influences from different latent variables. Our theoretical insights enable the development of a doMain AdapTive counTerfactual gEneration model, called (MATTE). Our theoretically grounded framework achieves state-of-the-art performance in unsupervised style transfer tasks, where neither paired data nor style labels are utilized, across four large-scale datasets. Code is available at https://github.com/hanqi-qi/Matte.git

cs.LG↗

arXiv2024

Large Language Models Fall Short: Understanding Complex Relationships in Detective Narratives

Existing datasets for narrative understanding often fail to represent the complexity and uncertainty of relationships in real-life social scenarios. To address this gap, we introduce a new benchmark, Conan, designed for extracting and analysing intricate character relation graphs from detective narratives. Specifically, we designed hierarchical relationship categories and manually extracted and annotated role-oriented relationships from the perspectives of various characters, incorporating both public relationships known to most characters and secret ones known to only a few. Our experiments with advanced Large Language Models (LLMs) like GPT-3.5, GPT-4, and Llama2 reveal their limitations in inferencing complex relationships and handling longer narratives. The combination of the Conan dataset and our pipeline strategy is geared towards understanding the ability of LLMs to comprehend nuanced relational dynamics in narrative contexts.

cs.CL↗

arXiv2024

Concept Algebra for (Score-Based) Text-Controlled Generative Models

This paper concerns the structure of learned representations in text-guided generative models, focusing on score-based models. A key property of such models is that they can compose disparate concepts in a `disentangled' manner. This suggests these models have internal representations that encode concepts in a `disentangled' manner. Here, we focus on the idea that concepts are encoded as subspaces of some representation space. We formalize what this means, show there's a natural choice for the representation, and develop a simple method for identifying the part of the representation corresponding to a given concept. In particular, this allows us to manipulate the concepts expressed by the model through algebraic manipulation of the representation. We demonstrate the idea with examples using Stable Diffusion. Code in https://github.com/zihao12/concept-algebra-code

cs.CL↗

arXiv2024

Explainable Recommender with Geometric Information Bottleneck

Explainable recommender systems can explain their recommendation decisions, enhancing user trust in the systems. Most explainable recommender systems either rely on human-annotated rationales to train models for explanation generation or leverage the attention mechanism to extract important text spans from reviews as explanations. The extracted rationales are often confined to an individual review and may fail to identify the implicit features beyond the review text. To avoid the expensive human annotation process and to generate explanations beyond individual reviews, we propose to incorporate a geometric prior learnt from user-item interactions into a variational network which infers latent factors from user-item reviews. The latent factors from an individual user-item pair can be used for both recommendation and explanation generation, which naturally inherit the global characteristics encoded in the prior knowledge. Experimental results on three e-commerce datasets show that our model significantly improves the interpretability of a variational recommender using the Wasserstein distance while achieving performance comparable to existing content-based recommender systems in terms of recommendation behaviours.

cs.IR↗

arXiv2023

Reconfigurable Intelligent Surface Deployment for Wideband Millimeter Wave Systems

The performance of wireless communication systems is fundamentally constrained by random and uncontrollable wireless channels. Recently, reconfigurable intelligent surfaces (RIS) has emerged as a promising solution to enhance wireless network performance by smartly reconfiguring the radio propagation environment. While significant research has been conducted on RIS-assisted wireless systems, this paper focuses specifically on the deployment of RIS in a wideband millimeter wave (mmWave) multiple-input-multiple-output (MIMO) system to achieve maximum sum-rate. First, we derive the average user rate as well as the lower bound rate when the covariance of the channel follows the Wishart distribution. Based on the lower bound of users' rate, we propose a heuristic method that transforms the problem of optimizing the RIS's orientation into maximizing the number of users served by the RIS. Simulation results show that the proposed RIS deployment strategy can effectively improve the sum-rate. Furthermore, the performance of the proposed RIS deployment algorithm is only approximately 7.6\% lower on average than that of the exhaustive search algorithm.

eess.SP↗

arXiv2023

Position Bias Mitigation: A Knowledge-Aware Graph Model for Emotion Cause Extraction

The Emotion Cause Extraction (ECE)} task aims to identify clauses which contain emotion-evoking information for a particular emotion expressed in text. We observe that a widely-used ECE dataset exhibits a bias that the majority of annotated cause clauses are either directly before their associated emotion clauses or are the emotion clauses themselves. Existing models for ECE tend to explore such relative position information and suffer from the dataset bias. To investigate the degree of reliance of existing ECE models on clause relative positions, we propose a novel strategy to generate adversarial examples in which the relative position information is no longer the indicative feature of cause clauses. We test the performance of existing models on such adversarial examples and observe a significant performance drop. To address the dataset bias, we propose a novel graph-based method to explicitly model the emotion triggering paths by leveraging the commonsense knowledge to enhance the semantic dependencies between a candidate clause and an emotion clause. Experimental results show that our proposed approach performs on par with the existing state-of-the-art methods on the original ECE dataset, and is more robust against adversarial attacks compared to existing models.

cs.CL↗

arXiv2023

Addressing Token Uniformity in Transformers via Singular Value Transformation

Token uniformity is commonly observed in transformer-based models, in which different tokens share a large proportion of similar information after going through stacked multiple self-attention layers in a transformer. In this paper, we propose to use the distribution of singular values of outputs of each transformer layer to characterise the phenomenon of token uniformity and empirically illustrate that a less skewed singular value distribution can alleviate the `token uniformity' problem. Base on our observations, we define several desirable properties of singular value distributions and propose a novel transformation function for updating the singular values. We show that apart from alleviating token uniformity, the transformation function should preserve the local neighbourhood structure in the original embedding space. Our proposed singular value transformation function is applied to a range of transformer-based language models such as BERT, ALBERT, RoBERTa and DistilBERT, and improved performance is observed in semantic textual similarity evaluation and a range of GLUE tasks. Our source code is available at https://github.com/hanqi-qi/tokenUni.git.

cs.CL↗

arXiv2023

OverPrompt: Enhancing ChatGPT through Efficient In-Context Learning

The remarkable performance of pre-trained large language models has revolutionised various natural language processing applications. Due to huge parametersizes and extensive running costs, companies or organisations tend to transfer the models to the target task by zero-shot prompting techniques. However, the prohibitive costs of tokens and time have hindered their adoption in applications. We propose OverPrompt, leveraging the in-context learning capability of LLMs to handle multiple task inputs, thereby reducing token and time costs. This approach could potentially improve task performance during API queries due to better conditional distribution mapping. Evaluated across diverse classification datasets, our experiments show that OverPrompt can achieve cost-efficient zero-shot classification without causing significant detriment to task performance, and in some cases, even improving it. An ablation study conducted on various LLMs, along with an investigation into the robustness of our prompting strategy to different input ordering, offers valuable insights into the broader applicability of our method across diverse tasks. These findings also suggest a more seamless integration of our method with LLMs through an API.

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