arXiv subjects

Lina Yao

Publications and source records attributed to Lina Yao.

At least 91 records · Page 5Linked to original sources

arXiv2025

Counterfactual Inference for Eliminating Sentiment Bias in Recommender Systems

Recommender Systems (RSs) aim to provide personalized recommendations for users. A newly discovered bias, known as sentiment bias, uncovers a common phenomenon within Review-based RSs (RRSs): the recommendation accuracy of users or items with negative reviews deteriorates compared with users or items with positive reviews. Critical users and niche items are disadvantaged by such unfair recommendations. We study this problem from the perspective of counterfactual inference with two stages. At the model training stage, we build a causal graph and model how sentiment influences the final rating score. During the inference stage, we decouple the direct and indirect effects to mitigate the impact of sentiment bias and remove the indirect effect using counterfactual inference. We have conducted extensive experiments, and the results validate that our model can achieve comparable performance on rating prediction for better recommendations and effective mitigation of sentiment bias. To the best of our knowledge, this is the first work to employ counterfactual inference on sentiment bias mitigation in RSs.

cs.IR↗

arXiv2025

A Survey of Foundation Model-Powered Recommender Systems: From Feature-Based, Generative to Agentic Paradigms

Recommender systems (RS) have become essential in filtering information and personalizing content for users. RS techniques have traditionally relied on modeling interactions between users and items as well as the features of content using models specific to each task. The emergence of foundation models (FMs), large scale models trained on vast amounts of data such as GPT, LLaMA and CLIP, is reshaping the recommendation paradigm. This survey provides a comprehensive overview of the Foundation Models for Recommender Systems (FM4RecSys), covering their integration in three paradigms: (1) Feature-Based augmentation of representations, (2) Generative recommendation approaches, and (3) Agentic interactive systems. We first review the data foundations of RS, from traditional explicit or implicit feedback to multimodal content sources. We then introduce FMs and their capabilities for representation learning, natural language understanding, and multi-modal reasoning in RS contexts. The core of the survey discusses how FMs enhance RS under different paradigms. Afterward, we examine FM applications in various recommendation tasks. Through an analysis of recent research, we highlight key opportunities that have been realized as well as challenges encountered. Finally, we outline open research directions and technical challenges for next-generation FM4RecSys. This survey not only reviews the state-of-the-art methods but also provides a critical analysis of the trade-offs among the feature-based, the generative, and the agentic paradigms, outlining key open issues and future research directions.

cs.IR↗

arXiv2025

Direct Advantage Regression: Aligning LLMs with Online AI Reward

Online AI Feedback (OAIF) presents a promising alternative to Reinforcement Learning from Human Feedback (RLHF) by utilizing online AI preference in aligning language models (LLMs). However, the straightforward replacement of humans with AI deprives LLMs from learning more fine-grained AI supervision beyond binary signals. In this paper, we propose Direct Advantage Regression (DAR), a simple alignment algorithm using online AI reward to optimize policy improvement through weighted supervised fine-tuning. As an RL-free approach, DAR maintains theoretical consistency with online RLHF pipelines while significantly reducing implementation complexity and improving learning efficiency. Our empirical results underscore that AI reward is a better form of AI supervision consistently achieving higher human-AI agreement as opposed to AI preference. Additionally, evaluations using GPT-4-Turbo and MT-bench show that DAR outperforms both OAIF and online RLHF baselines.

cs.AI↗

arXiv2025

Generalized Multilingual Text-to-Speech Generation with Language-Aware Style Adaptation

Text-to-Speech (TTS) models can generate natural, human-like speech across multiple languages by transforming phonemes into waveforms. However, multilingual TTS remains challenging due to discrepancies in phoneme vocabularies and variations in prosody and speaking style across languages. Existing approaches either train separate models for each language, which achieve high performance at the cost of increased computational resources, or use a unified model for multiple languages that struggles to capture fine-grained, language-specific style variations. In this work, we propose LanStyleTTS, a non-autoregressive, language-aware style adaptive TTS framework that standardizes phoneme representations and enables fine-grained, phoneme-level style control across languages. This design supports a unified multilingual TTS model capable of producing accurate and high-quality speech without the need to train language-specific models. We evaluate LanStyleTTS by integrating it with several state-of-the-art non-autoregressive TTS architectures. Results show consistent performance improvements across different model backbones. Furthermore, we investigate a range of acoustic feature representations, including mel-spectrograms and autoencoder-derived latent features. Our experiments demonstrate that latent encodings can significantly reduce model size and computational cost while preserving high-quality speech generation.

cs.SD↗

arXiv2025

Superhuman Game AI Disclosure: Expertise and Context Moderate Effects on Trust and Fairness

As artificial intelligence surpasses human performance in select tasks, disclosing superhuman capabilities poses distinct challenges for fairness, accountability, and trust. However, the impact of such disclosures on diverse user attitudes and behaviors remains unclear, particularly concerning potential negative reactions like discouragement or overreliance. This paper investigates these effects by utilizing Persona Cards: a validated, standardized set of synthetic personas designed to simulate diverse user reactions and fairness perspectives. We conducted an ethics board-approved study (N=32), utilizing these personas to investigate how capability disclosure influenced behaviors with a superhuman game AI in competitive StarCraft II scenarios. Our results reveal transparency is double-edged: while disclosure could alleviate suspicion, it also provoked frustration and strategic defeatism among novices in cooperative scenarios, as well as overreliance in competitive contexts. Experienced and competitive players interpreted disclosure as confirmation of an unbeatable opponent, shifting to suboptimal goals. We release the Persona Cards Dataset, including profiles, prompts, interaction logs, and protocols, to foster reproducible research into human alignment AI design. This work demonstrates that transparency is not a cure-all; successfully leveraging disclosure to enhance trust and accountability requires careful tailoring to user characteristics, domain norms, and specific fairness objectives.

cs.HC↗

arXiv2025

Learning Natural Language Constraints for Safe Reinforcement Learning of Language Agents

Generalizable alignment is a core challenge for deploying Large Language Models (LLMs) safely in real-world NLP applications. Current alignment methods, including Reinforcement Learning from Human Feedback (RLHF), often fail to guarantee constraint satisfaction outside their training distribution due to their reliance on implicit, post-hoc preferences. Inspired by a paradigm shift to first curate data before tuning, we introduce a new framework for safe language alignment that learns natural language constraints from positive and negative demonstrations as a primary step. From inferring both a task-specific reward function and latent constraint functions, our approach fosters adaptation to novel safety requirements and robust generalization under domain shifts and adversarial inputs. We formalize the framework within a Constrained Markov Decision Process (CMDP) and validate it via a text-based navigation environment, demonstrating safe adaptation to changing danger zones. Our experiments show fewer violations upon domain shift when following a safe navigation path, and we achieve zero violations by applying learned constraints to a distilled BERT model as a fine-tuning technique. This work offers a promising path toward building safety-critical and more generalizable LLMs for practical NLP settings.

cs.CL↗

arXiv2025

Self-Expansion of Pre-trained Models with Mixture of Adapters for Continual Learning

Continual learning (CL) aims to continually accumulate knowledge from a non-stationary data stream without catastrophic forgetting of learned knowledge, requiring a balance between stability and adaptability. Relying on the generalizable representation in pre-trained models (PTMs), PTM-based CL methods perform effective continual adaptation on downstream tasks by adding learnable adapters or prompts upon the frozen PTMs. However, many existing PTM-based CL methods use restricted adaptation on a fixed set of these modules to avoid forgetting, suffering from limited CL ability. Periodically adding task-specific modules results in linear model growth rate and impaired knowledge reuse. We propose Self-Expansion of pre-trained models with Modularized Adaptation (SEMA), a novel approach to enhance the control of stability-plasticity balance in PTM-based CL. SEMA automatically decides to reuse or add adapter modules on demand in CL, depending on whether significant distribution shift that cannot be handled is detected at different representation levels. We design modular adapter consisting of a functional adapter and a representation descriptor. The representation descriptors are trained as a distribution shift indicator and used to trigger self-expansion signals. For better composing the adapters, an expandable weighting router is learned jointly for mixture of adapter outputs. SEMA enables better knowledge reuse and sub-linear expansion rate. Extensive experiments demonstrate the effectiveness of the proposed self-expansion method, achieving state-of-the-art performance compared to PTM-based CL methods without memory rehearsal. Code is available at https://github.com/huiyiwang01/SEMA-CL.

cs.LG↗

arXiv2025

Mitigating Data Redundancy to Revitalize Transformer-based Long-Term Time Series Forecasting System

Long-term time-series forecasting (LTSF) is fundamental to various real-world applications, where Transformer-based models have become the dominant framework due to their ability to capture long-range dependencies. However, these models often experience overfitting due to data redundancy in rolling forecasting settings, limiting their generalization ability particularly evident in longer sequences with highly similar adjacent data. In this work, we introduce CLMFormer, a novel framework that mitigates redundancy through curriculum learning and a memory-driven decoder. Specifically, we progressively introduce Bernoulli noise to the training samples, which effectively breaks the high similarity between adjacent data points. This curriculum-driven noise introduction aids the memory-driven decoder by supplying more diverse and representative training data, enhancing the decoder's ability to model seasonal tendencies and dependencies in the time-series data. To further enhance forecasting accuracy, we introduce a memory-driven decoder. This component enables the model to capture seasonal tendencies and dependencies in the time-series data and leverages temporal relationships to facilitate the forecasting process. Extensive experiments on six real-world LTSF benchmarks show that CLMFormer consistently improves Transformer-based models by up to 30%, demonstrating its effectiveness in long-horizon forecasting.

cs.LG↗

arXiv2025

Jailbreaking the Non-Transferable Barrier via Test-Time Data Disguising

Non-transferable learning (NTL) has been proposed to protect model intellectual property (IP) by creating a "non-transferable barrier" to restrict generalization from authorized to unauthorized domains. Recently, well-designed attack, which restores the unauthorized-domain performance by fine-tuning NTL models on few authorized samples, highlights the security risks of NTL-based applications. However, such attack requires modifying model weights, thus being invalid in the black-box scenario. This raises a critical question: can we trust the security of NTL models deployed as black-box systems? In this work, we reveal the first loophole of black-box NTL models by proposing a novel attack method (dubbed as JailNTL) to jailbreak the non-transferable barrier through test-time data disguising. The main idea of JailNTL is to disguise unauthorized data so it can be identified as authorized by the NTL model, thereby bypassing the non-transferable barrier without modifying the NTL model weights. Specifically, JailNTL encourages unauthorized-domain disguising in two levels, including: (i) data-intrinsic disguising (DID) for eliminating domain discrepancy and preserving class-related content at the input-level, and (ii) model-guided disguising (MGD) for mitigating output-level statistics difference of the NTL model. Empirically, when attacking state-of-the-art (SOTA) NTL models in the black-box scenario, JailNTL achieves an accuracy increase of up to 55.7% in the unauthorized domain by using only 1% authorized samples, largely exceeding existing SOTA white-box attacks.

cs.CR↗

arXiv2025

Towards Agentic Recommender Systems in the Era of Multimodal Large Language Models

Recent breakthroughs in Large Language Models (LLMs) have led to the emergence of agentic AI systems that extend beyond the capabilities of standalone models. By empowering LLMs to perceive external environments, integrate multimodal information, and interact with various tools, these agentic systems exhibit greater autonomy and adaptability across complex tasks. This evolution brings new opportunities to recommender systems (RS): LLM-based Agentic RS (LLM-ARS) can offer more interactive, context-aware, and proactive recommendations, potentially reshaping the user experience and broadening the application scope of RS. Despite promising early results, fundamental challenges remain, including how to effectively incorporate external knowledge, balance autonomy with controllability, and evaluate performance in dynamic, multimodal settings. In this perspective paper, we first present a systematic analysis of LLM-ARS: (1) clarifying core concepts and architectures; (2) highlighting how agentic capabilities -- such as planning, memory, and multimodal reasoning -- can enhance recommendation quality; and (3) outlining key research questions in areas such as safety, efficiency, and lifelong personalization. We also discuss open problems and future directions, arguing that LLM-ARS will drive the next wave of RS innovation. Ultimately, we foresee a paradigm shift toward intelligent, autonomous, and collaborative recommendation experiences that more closely align with users' evolving needs and complex decision-making processes.

cs.AI↗

arXiv2025

Emerging Synergies in Causality and Deep Generative Models: A Survey

In the field of artificial intelligence (AI), the quest to understand and model data-generating processes (DGPs) is of paramount importance. Deep generative models (DGMs) have proven adept in capturing complex data distributions but often fall short in generalization and interpretability. On the other hand, causality offers a structured lens to comprehend the mechanisms driving data generation and highlights the causal-effect dynamics inherent in these processes. While causality excels in interpretability and the ability to extrapolate, it grapples with intricacies of high-dimensional spaces. Recognizing the synergistic potential, we delve into the confluence of causality and DGMs. We elucidate the integration of causal principles within DGMs, investigate causal identification using DGMs, and navigate an emerging research frontier of causality in large-scale generative models, particularly generative large language models (LLMs). We offer insights into methodologies, highlight open challenges, and suggest future directions, positioning our comprehensive review as an essential guide in this swiftly emerging and evolving area.

cs.LG↗

arXiv2025

Dual Conditional Diffusion Models for Sequential Recommendation

Recent advancements in diffusion models have shown promising results in sequential recommendation (SR). Existing approaches predominantly rely on implicit conditional diffusion models, which compress user behaviors into a single representation during the forward diffusion process. While effective to some extent, this oversimplification often leads to the loss of sequential and contextual information, which is critical for understanding user behavior. Moreover, explicit information, such as user-item interactions or sequential patterns, remains underutilized, despite its potential to directly guide the recommendation process and improve precision. However, combining implicit and explicit information is non-trivial, as it requires dynamically integrating these complementary signals while avoiding noise and irrelevant patterns within user behaviors. To address these challenges, we propose Dual Conditional Diffusion Models for Sequential Recommendation (DCRec), which effectively integrates implicit and explicit information by embedding dual conditions into both the forward and reverse diffusion processes. This allows the model to retain valuable sequential and contextual information while leveraging explicit user-item interactions to guide the recommendation process. Specifically, we introduce the Dual Conditional Diffusion Transformer (DCDT), which employs a cross-attention mechanism to dynamically integrate explicit signals throughout the diffusion stages, ensuring contextual understanding and minimizing the influence of irrelevant patterns. This design enables precise and contextually relevant recommendations. Extensive experiments on public benchmark datasets demonstrate that DCRec significantly outperforms state-of-the-art methods in both accuracy and computational efficiency.

cs.IR↗

arXiv2025

Reinforcement Learning for Generative AI: A Survey

Deep Generative AI has been a long-standing essential topic in the machine learning community, which can impact a number of application areas like text generation and computer vision. The major paradigm to train a generative model is maximum likelihood estimation, which pushes the learner to capture and approximate the target data distribution by decreasing the divergence between the model distribution and the target distribution. This formulation successfully establishes the objective of generative tasks, while it is incapable of satisfying all the requirements that a user might expect from a generative model. Reinforcement learning, serving as a competitive option to inject new training signals by creating new objectives that exploit novel signals, has demonstrated its power and flexibility to incorporate human inductive bias from multiple angles, such as adversarial learning, hand-designed rules and learned reward model to build a performant model. Thereby, reinforcement learning has become a trending research field and has stretched the limits of generative AI in both model design and application. It is reasonable to summarize and conclude advances in recent years with a comprehensive review. Although there are surveys in different application areas recently, this survey aims to shed light on a high-level review that spans a range of application areas. We provide a rigorous taxonomy in this area and make sufficient coverage on various models and applications. Notably, we also surveyed the fast-developing large language model area. We conclude this survey by showing the potential directions that might tackle the limit of current models and expand the frontiers for generative AI.

cs.LG↗

arXiv2025

Mining Your Own Secrets: Diffusion Classifier Scores for Continual Personalization of Text-to-Image Diffusion Models

Personalized text-to-image diffusion models have grown popular for their ability to efficiently acquire a new concept from user-defined text descriptions and a few images. However, in the real world, a user may wish to personalize a model on multiple concepts but one at a time, with no access to the data from previous concepts due to storage/privacy concerns. When faced with this continual learning (CL) setup, most personalization methods fail to find a balance between acquiring new concepts and retaining previous ones -- a challenge that continual personalization (CP) aims to solve. Inspired by the successful CL methods that rely on class-specific information for regularization, we resort to the inherent class-conditioned density estimates, also known as diffusion classifier (DC) scores, for continual personalization of text-to-image diffusion models. Namely, we propose using DC scores for regularizing the parameter-space and function-space of text-to-image diffusion models, to achieve continual personalization. Using several diverse evaluation setups, datasets, and metrics, we show that our proposed regularization-based CP methods outperform the state-of-the-art C-LoRA, and other baselines. Finally, by operating in the replay-free CL setup and on low-rank adapters, our method incurs zero storage and parameter overhead, respectively, over the state-of-the-art. Our project page: https://srvcodes.github.io/continual_personalization/

cs.CV↗

arXiv2025

Diffusion Models for Computational Neuroimaging: A Survey

Computational neuroimaging involves analyzing brain images or signals to provide mechanistic insights and predictive tools for human cognition and behavior. While diffusion models have shown stability and high-quality generation in natural images, there is increasing interest in adapting them to analyze brain data for various neurological tasks such as data enhancement, disease diagnosis and brain decoding. This survey provides an overview of recent efforts to integrate diffusion models into computational neuroimaging. We begin by introducing the common neuroimaging data modalities, follow with the diffusion formulations and conditioning mechanisms. Then we discuss how the variations of the denoising starting point, condition input and generation target of diffusion models are developed and enhance specific neuroimaging tasks. For a comprehensive overview of the ongoing research, we provide a publicly available repository at https://github.com/JoeZhao527/dm4neuro.

cs.CV↗

arXiv2025

Shot2Story: A New Benchmark for Comprehensive Understanding of Multi-shot Videos

A short clip of video may contain progression of multiple events and an interesting story line. A human need to capture both the event in every shot and associate them together to understand the story behind it. In this work, we present a new multi-shot video understanding benchmark Shot2Story with detailed shot-level captions, comprehensive video summaries and question-answering pairs. To facilitate better semantic understanding of videos, we provide captions for both visual signals and human narrations. We design several distinct tasks including single-shot video captioning, multi-shot video summarization, and multi-shot video question answering. Preliminary experiments show some challenges to generate a long and comprehensive video summary for multi-shot videos. Nevertheless, the generated imperfect summaries can already achieve competitive performance on existing video understanding tasks such as video question-answering, promoting an under-explored setting of video understanding with detailed summaries.

cs.CV↗

arXiv2025

Policy-Guided Causal State Representation for Offline Reinforcement Learning Recommendation

In offline reinforcement learning-based recommender systems (RLRS), learning effective state representations is crucial for capturing user preferences that directly impact long-term rewards. However, raw state representations often contain high-dimensional, noisy information and components that are not causally relevant to the reward. Additionally, missing transitions in offline data make it challenging to accurately identify features that are most relevant to user satisfaction. To address these challenges, we propose Policy-Guided Causal Representation (PGCR), a novel two-stage framework for causal feature selection and state representation learning in offline RLRS. In the first stage, we learn a causal feature selection policy that generates modified states by isolating and retaining only the causally relevant components (CRCs) while altering irrelevant components. This policy is guided by a reward function based on the Wasserstein distance, which measures the causal effect of state components on the reward and encourages the preservation of CRCs that directly influence user interests. In the second stage, we train an encoder to learn compact state representations by minimizing the mean squared error (MSE) loss between the latent representations of the original and modified states, ensuring that the representations focus on CRCs. We provide a theoretical analysis proving the identifiability of causal effects from interventions, validating the ability of PGCR to isolate critical state components for decision-making. Extensive experiments demonstrate that PGCR significantly improves recommendation performance, confirming its effectiveness for offline RL-based recommender systems.

cs.IR↗

arXiv2025

From Data to Action: Charting A Data-Driven Path to Combat Antimicrobial Resistance

Antimicrobial-resistant (AMR) microbes are a growing challenge in healthcare, rendering modern medicines ineffective. AMR arises from antibiotic production and bacterial evolution, but quantifying its transmission remains difficult. With increasing AMR-related data, data-driven methods offer promising insights into its causes and treatments. This paper reviews AMR research from a data analytics and machine learning perspective, summarizing the state-of-the-art and exploring key areas such as surveillance, prediction, drug discovery, stewardship, and driver analysis. It discusses data sources, methods, and challenges, emphasizing standardization and interoperability. Additionally, it surveys statistical and machine learning techniques for AMR analysis, addressing issues like data noise and bias. Strategies for denoising and debiasing are highlighted to enhance fairness and robustness in AMR research. The paper underscores the importance of interdisciplinary collaboration and awareness of data challenges in advancing AMR research, pointing to future directions for innovation and improved methodologies.

cs.LG↗