Linda Knüver | Searcharxiv

arXiv2026

Revealing the building blocks of tree balance: fundamental units of the Sackin and Colless Indices

(Im)balance indices can be used to quantify the (im)balance of trees by assigning numerical scores to them. An easy way to generate a new index is to construct a compound index, e.g., a linear combination of established indices. Two of the most prominent and widely used imbalance indices are the Sackin index and the Colless index. In this study, we show that these classic indices are themselves compound in nature: they can be decomposed into more elementary components that independently satisfy the defining properties of a tree (im)balance index. We further show that the difference Colless minus Sackin results in another imbalance index that is minimized (amongst others) by all Colless minimal trees. Conversely, the difference Sackin minus Colless forms a balance index. Finally, we compare the building blocks of which the Sackin and the Colless indices consist to these indices as well as to the stairs2 index, which is another index from the literature. Our results suggest that the elementary building blocks we identify are not only foundational to established indices but also valuable tools for analyzing disagreement among indices when comparing the balance of different trees. Along the way, we investigate the so-called echelon tree, which plays an important role for several (im)balance indices, and present the first non-recursive algorithm to construct it.

q-bio.PE↗

arXiv2024

The weighted total cophenetic index: A novel balance index for phylogenetic networks

Phylogenetic networks play an important role in evolutionary biology as, other than phylogenetic trees, they can be used to accommodate reticulate evolutionary events such as horizontal gene transfer and hybridization. Recent research has provided a lot of progress concerning the reconstruction of such networks from data as well as insight into their graph theoretical properties. However, methods and tools to quantify structural properties of networks or differences between them are still very limited. For example, for phylogenetic trees, it is common to use balance indices to draw conclusions concerning the underlying evolutionary model, and more than twenty such indices have been proposed and are used for different purposes. One of the most frequently used balance index for trees is the so-called total cophenetic index, which has several mathematically and biologically desirable properties. For networks, on the other hand, balance indices are to-date still scarce. In this contribution, we introduce the \textit{weighted} total cophenetic index as a generalization of the total cophenetic index for trees to make it applicable to general phylogenetic networks. As we shall see, this index can be determined efficiently and behaves in a mathematical sound way, i.e., it satisfies so-called locality and recursiveness conditions. In addition, we analyze its extremal properties and, in particular, we investigate its maxima and minima as well as the structure of networks that achieve these values within the space of so-called level-$1$ networks. We finally briefly compare this novel index to the two other network balance indices available so-far.

q-bio.PE↗