Searcharxiv⌕ Search

arXiv subjects

Ling Shi

Publications and source records attributed to Ling Shi.

At least 73 records · Page 4Linked to original sources

Federated Cubic Regularized Newton Learning with Sparsification-amplified Differential Privacy

This paper investigates the use of the cubic-regularized Newton method within a federated learning framework while addressing two major concerns that commonly arise in federated learning: privacy leakage and communication bottleneck. We introduce a federated learning algorithm called Differentially Private Federated Cubic Regularized Newton (DP-FCRN). By leveraging second-order techniques, our algorithm achieves lower iteration complexity compared to first-order methods. We also incorporate noise perturbation during local computations to ensure privacy. Furthermore, we employ sparsification in uplink transmission, which not only reduces the communication costs but also amplifies the privacy guarantee. Specifically, this approach reduces the necessary noise intensity without compromising privacy protection. We analyze the convergence properties of our algorithm and establish the privacy guarantee. Finally, we validate the effectiveness of the proposed algorithm through experiments on a benchmark dataset.

cs.LG↗

On the Effects of Modeling Errors on Distributed Continuous-time Filtering

This paper offers a comprehensive performance analysis of the distributed continuous-time filtering in the presence of modeling errors. First, we introduce two performance indices, namely the nominal performance index and the estimation error covariance. By leveraging the nominal performance index and the Frobenius norm of the modeling deviations, we derive the bounds of the estimation error covariance and the lower bound of the nominal performance index. Specifically, we reveal the effect of the consensus parameter on both bounds. We demonstrate that, under specific conditions, an incorrect process noise covariance can lead to the divergence of the estimation error covariance. Moreover, we investigate the properties of the eigenvalues of the error dynamical matrix. Furthermore, we explore the magnitude relations between the nominal performance index and the estimation error covariance. Finally, we present some numerical simulations to validate the effectiveness of the theoretical results.

eess.SY↗

Breaking the Loop: Detecting and Mitigating Denial-of-Service Vulnerabilities in Large Language Models

Large Language Models (LLMs) have significantly advanced text understanding and generation, becoming integral to applications across education, software development, healthcare, entertainment, and legal services. Despite considerable progress in improving model reliability, latency remains under-explored, particularly through recurrent generation, where models repeatedly produce similar or identical outputs, causing increased latency and potential Denial-of-Service (DoS) vulnerabilities. We propose RecurrentGenerator, a black-box evolutionary algorithm that efficiently identifies recurrent generation scenarios in prominent LLMs like LLama-3 and GPT-4o. Additionally, we introduce RecurrentDetector, a lightweight real-time classifier trained on activation patterns, achieving 95.24% accuracy and an F1 score of 0.87 in detecting recurrent loops. Our methods provide practical solutions to mitigate latency-related vulnerabilities, and we publicly share our tools and data to support further research.

cs.CR↗

ProBench: Benchmarking Large Language Models in Competitive Programming

With reasoning language models such as OpenAI-o3 and DeepSeek-R1 emerging, large language models (LLMs) have entered a new phase of development. However, existing benchmarks for coding evaluation are gradually inadequate to assess the capability of advanced LLMs in code reasoning. To bridge the gap for high-level code reasoning assessment, we propose ProBench to benchmark LLMs in competitive programming, drawing inspiration from the International Collegiate Programming Contest. ProBench collects a comprehensive set of competitive programming problems from Codeforces, Luogu, and Nowcoder platforms during the period from July to December 2024, obtaining real test results through online submissions to ensure the fairness and accuracy of the evaluation. We establish a unified problem attribute system, including difficulty grading and algorithm tagging. With carefully collected and annotated data in ProBench, we systematically assess 9 latest LLMs in competitive programming across multiple dimensions, including thought chain analysis, error type diagnosis, and reasoning depth evaluation. Experimental results show that QwQ-32B-Preview achieves the best score of 20.93 followed by DeepSeek-V3 with a score of 16.38, suggesting that models trained with specialized reasoning tasks significantly outperform general-purpose models (even larger than reasoning-oriented models) in programming. Further analysis also reveals key areas for programming capability enhancement, e.g., algorithm adaptability and reasoning sufficiency, providing important insights for the future development of reasoning models.

cs.CL↗

Detecting LLM Fact-conflicting Hallucinations Enhanced by Temporal-logic-based Reasoning

Large language models (LLMs) face the challenge of hallucinations -- outputs that seem coherent but are actually incorrect. A particularly damaging type is fact-conflicting hallucination (FCH), where generated content contradicts established facts. Addressing FCH presents three main challenges: 1) Automatically constructing and maintaining large-scale benchmark datasets is difficult and resource-intensive; 2) Generating complex and efficient test cases that the LLM has not been trained on -- especially those involving intricate temporal features -- is challenging, yet crucial for eliciting hallucinations; and 3) Validating the reasoning behind LLM outputs is inherently difficult, particularly with complex logical relationships, as it requires transparency in the model's decision-making process. This paper presents Drowzee, an innovative end-to-end metamorphic testing framework that utilizes temporal logic to identify fact-conflicting hallucinations (FCH) in large language models (LLMs). Drowzee builds a comprehensive factual knowledge base by crawling sources like Wikipedia and uses automated temporal-logic reasoning to convert this knowledge into a large, extensible set of test cases with ground truth answers. LLMs are tested using these cases through template-based prompts, which require them to generate both answers and reasoning steps. To validate the reasoning, we propose two semantic-aware oracles that compare the semantic structure of LLM outputs to the ground truths. Across nine LLMs in nine different knowledge domains, experimental results show that Drowzee effectively identifies rates of non-temporal-related hallucinations ranging from 24.7% to 59.8%, and rates of temporal-related hallucinations ranging from 16.7% to 39.2%.

cs.CL↗

Optimal Actuator Attacks on Autonomous Vehicles Using Reinforcement Learning

With the increasing prevalence of autonomous vehicles (AVs), their vulnerability to various types of attacks has grown, presenting significant security challenges. In this paper, we propose a reinforcement learning (RL)-based approach for designing optimal stealthy integrity attacks on AV actuators. We also analyze the limitations of state-of-the-art RL-based secure controllers developed to counter such attacks. Through extensive simulation experiments, we demonstrate the effectiveness and efficiency of our proposed method.

cs.RO↗

Lie-algebra Adaptive Tracking Control for Rigid Body Dynamics

Adaptive tracking control for rigid body dynamics is of critical importance in control and robotics, particularly for addressing uncertainties or variations in system model parameters. However, most existing adaptive control methods are designed for systems with states in vector spaces, often neglecting the manifold constraints inherent to robotic systems. In this work, we propose a novel Lie-algebra-based adaptive control method that leverages the intrinsic relationship between the special Euclidean group and its associated Lie algebra. By transforming the state space from the group manifold to a vector space, we derive a linear error dynamics model that decouples model parameters from the system state. This formulation enables the development of an adaptive optimal control method that is both geometrically consistent and computationally efficient. Extensive simulations demonstrate the effectiveness and efficiency of the proposed method. We have made our source code publicly available to the community to support further research and collaboration.

cs.RO↗

Learning-based Detection of GPS Spoofing Attack for Quadrotors

Safety-critical cyber-physical systems (CPS), such as quadrotor UAVs, are particularly prone to cyber attacks, which can result in significant consequences if not detected promptly and accurately. During outdoor operations, the nonlinear dynamics of UAV systems, combined with non-Gaussian noise, pose challenges to the effectiveness of conventional statistical and machine learning methods. To overcome these limitations, we present QUADFormer, an advanced attack detection framework for quadrotor UAVs leveraging a transformer-based architecture. This framework features a residue generator that produces sequences sensitive to anomalies, which are then analyzed by the transformer to capture statistical patterns for detection and classification. Furthermore, an alert mechanism ensures UAVs can operate safely even when under attack. Extensive simulations and experimental evaluations highlight that QUADFormer outperforms existing state-of-the-art techniques in detection accuracy.

cs.RO↗

Large Language Model Safety: A Holistic Survey

The rapid development and deployment of large language models (LLMs) have introduced a new frontier in artificial intelligence, marked by unprecedented capabilities in natural language understanding and generation. However, the increasing integration of these models into critical applications raises substantial safety concerns, necessitating a thorough examination of their potential risks and associated mitigation strategies. This survey provides a comprehensive overview of the current landscape of LLM safety, covering four major categories: value misalignment, robustness to adversarial attacks, misuse, and autonomous AI risks. In addition to the comprehensive review of the mitigation methodologies and evaluation resources on these four aspects, we further explore four topics related to LLM safety: the safety implications of LLM agents, the role of interpretability in enhancing LLM safety, the technology roadmaps proposed and abided by a list of AI companies and institutes for LLM safety, and AI governance aimed at LLM safety with discussions on international cooperation, policy proposals, and prospective regulatory directions. Our findings underscore the necessity for a proactive, multifaceted approach to LLM safety, emphasizing the integration of technical solutions, ethical considerations, and robust governance frameworks. This survey is intended to serve as a foundational resource for academy researchers, industry practitioners, and policymakers, offering insights into the challenges and opportunities associated with the safe integration of LLMs into society. Ultimately, it seeks to contribute to the safe and beneficial development of LLMs, aligning with the overarching goal of harnessing AI for societal advancement and well-being. A curated list of related papers has been publicly available at https://github.com/tjunlp-lab/Awesome-LLM-Safety-Papers.

cs.AI↗

Model-Editing-Based Jailbreak against Safety-aligned Large Language Models

Large Language Models (LLMs) have transformed numerous fields by enabling advanced natural language interactions but remain susceptible to critical vulnerabilities, particularly jailbreak attacks. Current jailbreak techniques, while effective, often depend on input modifications, making them detectable and limiting their stealth and scalability. This paper presents Targeted Model Editing (TME), a novel white-box approach that bypasses safety filters by minimally altering internal model structures while preserving the model's intended functionalities. TME identifies and removes safety-critical transformations (SCTs) embedded in model matrices, enabling malicious queries to bypass restrictions without input modifications. By analyzing distinct activation patterns between safe and unsafe queries, TME isolates and approximates SCTs through an optimization process. Implemented in the D-LLM framework, our method achieves an average Attack Success Rate (ASR) of 84.86% on four mainstream open-source LLMs, maintaining high performance. Unlike existing methods, D-LLM eliminates the need for specific triggers or harmful response collections, offering a stealthier and more effective jailbreak strategy. This work reveals a covert and robust threat vector in LLM security and emphasizes the need for stronger safeguards in model safety alignment.

cs.CR↗

Self and Cross-Model Distillation for LLMs: Effective Methods for Refusal Pattern Alignment

Large Language Models (LLMs) like OpenAI's GPT series, Anthropic's Claude, and Meta's LLaMa have shown remarkable capabilities in text generation. However, their susceptibility to toxic prompts presents significant security challenges. This paper investigates alignment techniques, including Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF), to mitigate these risks. We conduct an empirical study on refusal patterns across nine LLMs, revealing that models with uniform refusal patterns, such as Claude3, exhibit higher security. Based on these findings, we propose self-distilling and cross-model distilling methods to enhance LLM security. Our results show that these methods significantly improve refusal rates and reduce unsafe content, with cross-model distilling achieving refusal rates close to Claude3's 94.51%. These findings underscore the potential of distillation-based alignment in securing LLMs against toxic prompts.

cs.CR↗

Material Property Prediction with Element Attribute Knowledge Graphs and Multimodal Representation Learning

Machine learning has become a crucial tool for predicting the properties of crystalline materials. However, existing methods primarily represent material information by constructing multi-edge graphs of crystal structures, often overlooking the chemical and physical properties of elements (such as atomic radius, electronegativity, melting point, and ionization energy), which have a significant impact on material performance. To address this limitation, we first constructed an element property knowledge graph and utilized an embedding model to encode the element attributes within the knowledge graph. Furthermore, we propose a multimodal fusion framework, ESNet, which integrates element property features with crystal structure features to generate joint multimodal representations. This provides a more comprehensive perspective for predicting the performance of crystalline materials, enabling the model to consider both microstructural composition and chemical characteristics of the materials. We conducted experiments on the Materials Project benchmark dataset, which showed leading performance in the bandgap prediction task and achieved results on a par with existing benchmarks in the formation energy prediction task.

cs.LG↗

Semantic-Enhanced Indirect Call Analysis with Large Language Models

In contemporary software development, the widespread use of indirect calls to achieve dynamic features poses challenges in constructing precise control flow graphs (CFGs), which further impacts the performance of downstream static analysis tasks. To tackle this issue, various types of indirect call analyzers have been proposed. However, they do not fully leverage the semantic information of the program, limiting their effectiveness in real-world scenarios. To address these issues, this paper proposes Semantic-Enhanced Analysis (SEA), a new approach to enhance the effectiveness of indirect call analysis. Our fundamental insight is that for common programming practices, indirect calls often exhibit semantic similarity with their invoked targets. This semantic alignment serves as a supportive mechanism for static analysis techniques in filtering out false targets. Notably, contemporary large language models (LLMs) are trained on extensive code corpora, encompassing tasks such as code summarization, making them well-suited for semantic analysis. Specifically, SEA leverages LLMs to generate natural language summaries of both indirect calls and target functions from multiple perspectives. Through further analysis of these summaries, SEA can determine their suitability as caller-callee pairs. Experimental results demonstrate that SEA can significantly enhance existing static analysis methods by producing more precise target sets for indirect calls.

cs.SE↗

FuxiTranyu: A Multilingual Large Language Model Trained with Balanced Data

Large language models (LLMs) have demonstrated prowess in a wide range of tasks. However, many LLMs exhibit significant performance discrepancies between high- and low-resource languages. To mitigate this challenge, we present FuxiTranyu, an open-source multilingual LLM, which is designed to satisfy the need of the research community for balanced and high-performing multilingual capabilities. The base model, FuxiTranyu-8B, features 8 billion parameters and is trained from scratch on meticulously balanced multilingual data that contains 600 billion tokens covering 43 natural languages and 16 programming languages. We also develop two instruction-tuned models: FuxiTranyu-8B-SFT which is fine-tuned on a diverse multilingual instruction dataset, and FuxiTranyu-8B-DPO which is further refined with DPO on a preference dataset for enhanced alignment ability. Extensive experiments on a wide range of multilingual benchmarks demonstrate the competitive performance of FuxiTranyu against existing multilingual LLMs, e.g., BLOOM-7B, PolyLM-13B, and Mistral-7B-Instruct. Both neuron and representation interpretability analyses reveal that FuxiTranyu achieves consistent multilingual representations across languages. To promote further research into multilingual LLMs, we release both the base and instruction-tuned FuxiTranyu models together with 58 pre-training checkpoints at HuggingFace (see https://huggingface.co/TJUNLP/FuxiTranyu-8B) and Github (see https://github.com/tjunlp-lab/FuxiTranyu).

cs.CL↗

Efficient and Effective Universal Adversarial Attack against Vision-Language Pre-training Models

Vision-language pre-training (VLP) models, trained on large-scale image-text pairs, have become widely used across a variety of downstream vision-and-language (V+L) tasks. This widespread adoption raises concerns about their vulnerability to adversarial attacks. Non-universal adversarial attacks, while effective, are often impractical for real-time online applications due to their high computational demands per data instance. Recently, universal adversarial perturbations (UAPs) have been introduced as a solution, but existing generator-based UAP methods are significantly time-consuming. To overcome the limitation, we propose a direct optimization-based UAP approach, termed DO-UAP, which significantly reduces resource consumption while maintaining high attack performance. Specifically, we explore the necessity of multimodal loss design and introduce a useful data augmentation strategy. Extensive experiments conducted on three benchmark VLP datasets, six popular VLP models, and three classical downstream tasks demonstrate the efficiency and effectiveness of DO-UAP. Specifically, our approach drastically decreases the time consumption by 23-fold while achieving a better attack performance.

cs.CV↗

Coastal Underwater Evidence Search System with Surface-Underwater Collaboration

The Coastal underwater evidence search system with surface-underwater collaboration is designed to revolutionize the search for artificial objects in coastal underwater environments, overcoming limitations associated with traditional methods such as divers and tethered remotely operated vehicles. Our innovative multi-robot collaborative system consists of three parts, an autonomous surface vehicle as a mission control center, a towed underwater vehicle for wide-area search, and a biomimetic underwater robot inspired by marine organisms for detailed inspections of identified areas. We conduct extensive simulations and real-world experiments in pond environments and coastal fields to demonstrate the system potential to surpass the limitations of conventional underwater search methods, offering a robust and efficient solution for law enforcement and recovery operations in marine settings.

cs.RO↗

GlitchProber: Advancing Effective Detection and Mitigation of Glitch Tokens in Large Language Models

Large language models (LLMs) have achieved unprecedented success in the field of natural language processing. However, the black-box nature of their internal mechanisms has brought many concerns about their trustworthiness and interpretability. Recent research has discovered a class of abnormal tokens in the model's vocabulary space and named them "glitch tokens". Those tokens, once included in the input, may induce the model to produce incorrect, irrelevant, or even harmful results, drastically undermining the reliability and practicality of LLMs. In this work, we aim to enhance the understanding of glitch tokens and propose techniques for their detection and mitigation. We first reveal the characteristic features induced by glitch tokens on LLMs, which are evidenced by significant deviations in the distributions of attention patterns and dynamic information from intermediate model layers. Based on the insights, we develop GlitchProber, a tool for efficient glitch token detection and mitigation. GlitchProber utilizes small-scale sampling, principal component analysis for accelerated feature extraction, and a simple classifier for efficient vocabulary screening. Taking one step further, GlitchProber rectifies abnormal model intermediate layer values to mitigate the destructive effects of glitch tokens. Evaluated on five mainstream open-source LLMs, GlitchProber demonstrates higher efficiency, precision, and recall compared to existing approaches, with an average F1 score of 0.86 and an average repair rate of 50.06%. GlitchProber unveils a novel path to address the challenges posed by glitch tokens and inspires future research toward more robust and interpretable LLMs.

cs.CL↗

DistillSeq: A Framework for Safety Alignment Testing in Large Language Models using Knowledge Distillation

Large Language Models (LLMs) have showcased their remarkable capabilities in diverse domains, encompassing natural language understanding, translation, and even code generation. The potential for LLMs to generate harmful content is a significant concern. This risk necessitates rigorous testing and comprehensive evaluation of LLMs to ensure safe and responsible use. However, extensive testing of LLMs requires substantial computational resources, making it an expensive endeavor. Therefore, exploring cost-saving strategies during the testing phase is crucial to balance the need for thorough evaluation with the constraints of resource availability. To address this, our approach begins by transferring the moderation knowledge from an LLM to a small model. Subsequently, we deploy two distinct strategies for generating malicious queries: one based on a syntax tree approach, and the other leveraging an LLM-based method. Finally, our approach incorporates a sequential filter-test process designed to identify test cases that are prone to eliciting toxic responses. Our research evaluated the efficacy of DistillSeq across four LLMs: GPT-3.5, GPT-4.0, Vicuna-13B, and Llama-13B. In the absence of DistillSeq, the observed attack success rates on these LLMs stood at 31.5% for GPT-3.5, 21.4% for GPT-4.0, 28.3% for Vicuna-13B, and 30.9% for Llama-13B. However, upon the application of DistillSeq, these success rates notably increased to 58.5%, 50.7%, 52.5%, and 54.4%, respectively. This translated to an average escalation in attack success rate by a factor of 93.0% when compared to scenarios without the use of DistillSeq. Such findings highlight the significant enhancement DistillSeq offers in terms of reducing the time and resource investment required for effectively testing LLMs.

cs.SE↗