arXiv subjects

Linyi Yang

Publications and source records attributed to Linyi Yang.

71 records · Page 4Linked to original sources

arXiv2023

The $L_q$-weighted dual programming of the linear Chebyshev approximation and an interior-point method

Given samples of a real or complex-valued function on a set of distinct nodes, the traditional linear Chebyshev approximation is to compute the best minimax approximation on a prescribed linear functional space. Lawson's iteration is a classical and well-known method for that task. However, Lawson's iteration converges linearly and in many cases, the convergence is very slow. In this paper, by the duality theory of linear programming, we first provide an elementary and self-contained proof for the well-known Alternation Theorem in the real case. Also, relying upon the Lagrange duality, we further establish an $L_q$-weighted dual programming for the linear Chebyshev approximation. In this framework, we revisit the convergence of Lawson's iteration, and moreover, propose a Newton type iteration, the interior-point method, to solve the $L_2$-weighted dual programming. Numerical experiments are reported to demonstrate its fast convergence and its capability in finding the reference points that characterize the unique minimax approximation.

math.NA↗

arXiv2023

Masked conditional variational autoencoders for chromosome straightening

Karyotyping is of importance for detecting chromosomal aberrations in human disease. However, chromosomes easily appear curved in microscopic images, which prevents cytogeneticists from analyzing chromosome types. To address this issue, we propose a framework for chromosome straightening, which comprises a preliminary processing algorithm and a generative model called masked conditional variational autoencoders (MC-VAE). The processing method utilizes patch rearrangement to address the difficulty in erasing low degrees of curvature, providing reasonable preliminary results for the MC-VAE. The MC-VAE further straightens the results by leveraging chromosome patches conditioned on their curvatures to learn the mapping between banding patterns and conditions. During model training, we apply a masking strategy with a high masking ratio to train the MC-VAE with eliminated redundancy. This yields a non-trivial reconstruction task, allowing the model to effectively preserve chromosome banding patterns and structure details in the reconstructed results. Extensive experiments on three public datasets with two stain styles show that our framework surpasses the performance of state-of-the-art methods in retaining banding patterns and structure details. Compared to using real-world bent chromosomes, the use of high-quality straightened chromosomes generated by our proposed method can improve the performance of various deep learning models for chromosome classification by a large margin. Such a straightening approach has the potential to be combined with other karyotyping systems to assist cytogeneticists in chromosome analysis.

cs.CV↗

arXiv2023

Measuring Consistency in Text-based Financial Forecasting Models

Financial forecasting has been an important and active area of machine learning research, as even the most modest advantage in predictive accuracy can be parlayed into significant financial gains. Recent advances in natural language processing (NLP) bring the opportunity to leverage textual data, such as earnings reports of publicly traded companies, to predict the return rate for an asset. However, when dealing with such a sensitive task, the consistency of models -- their invariance under meaning-preserving alternations in input -- is a crucial property for building user trust. Despite this, current financial forecasting methods do not consider consistency. To address this problem, we propose FinTrust, an evaluation tool that assesses logical consistency in financial text. Using FinTrust, we show that the consistency of state-of-the-art NLP models for financial forecasting is poor. Our analysis of the performance degradation caused by meaning-preserving alternations suggests that current text-based methods are not suitable for robustly predicting market information. All resources are available at https://github.com/yingpengma/fintrust.

cs.CL↗

arXiv2023

Out-of-Distribution Generalization in Text Classification: Past, Present, and Future

Machine learning (ML) systems in natural language processing (NLP) face significant challenges in generalizing to out-of-distribution (OOD) data, where the test distribution differs from the training data distribution. This poses important questions about the robustness of NLP models and their high accuracy, which may be artificially inflated due to their underlying sensitivity to systematic biases. Despite these challenges, there is a lack of comprehensive surveys on the generalization challenge from an OOD perspective in text classification. Therefore, this paper aims to fill this gap by presenting the first comprehensive review of recent progress, methods, and evaluations on this topic. We furth discuss the challenges involved and potential future research directions. By providing quick access to existing work, we hope this survey will encourage future research in this area.

cs.CL↗

arXiv2023

GLUE-X: Evaluating Natural Language Understanding Models from an Out-of-distribution Generalization Perspective

Pre-trained language models (PLMs) are known to improve the generalization performance of natural language understanding models by leveraging large amounts of data during the pre-training phase. However, the out-of-distribution (OOD) generalization problem remains a challenge in many NLP tasks, limiting the real-world deployment of these methods. This paper presents the first attempt at creating a unified benchmark named GLUE-X for evaluating OOD robustness in NLP models, highlighting the importance of OOD robustness and providing insights on how to measure the robustness of a model and how to improve it. The benchmark includes 13 publicly available datasets for OOD testing, and evaluations are conducted on 8 classic NLP tasks over 21 popularly used PLMs, including GPT-3 and GPT-3.5. Our findings confirm the need for improved OOD accuracy in NLP tasks, as significant performance degradation was observed in all settings compared to in-distribution (ID) accuracy.

cs.CL↗

arXiv2023

Learning to Generalize for Cross-domain QA

There have been growing concerns regarding the out-of-domain generalization ability of natural language processing (NLP) models, particularly in question-answering (QA) tasks. Current synthesized data augmentation methods for QA are hampered by increased training costs. To address this issue, we propose a novel approach that combines prompting methods and linear probing then fine-tuning strategy, which does not entail additional cost. Our method has been theoretically and empirically shown to be effective in enhancing the generalization ability of both generative and discriminative models. Our approach outperforms state-of-the-art baselines, with an average increase in F1 score of 4.5%-7.9%. Furthermore, our method can be easily integrated into any pre-trained models and offers a promising solution to the under-explored cross-domain QA task. We release our source code at GitHub*.

cs.CL↗

arXiv2022

Exploiting Rich Textual User-Product Context for Improving Sentiment Analysis

User and product information associated with a review is useful for sentiment polarity prediction. Typical approaches incorporating such information focus on modeling users and products as implicitly learned representation vectors. Most do not exploit the potential of historical reviews, or those that currently do require unnecessary modifications to model architecture or do not make full use of user/product associations. The contribution of this work is twofold: i) a method to explicitly employ historical reviews belonging to the same user/product to initialize representations, and ii) efficient incorporation of textual associations between users and products via a user-product cross-context module. Experiments on IMDb, Yelp-2013 and Yelp-2014 benchmarks show that our approach substantially outperforms previous state-of-the-art. Since we employ BERT-base as the encoder, we additionally provide experiments in which our approach performs well with Span-BERT and Longformer. Furthermore, experiments where the reviews of each user/product in the training data are downsampled demonstrate the effectiveness of our approach under a low-resource setting.

cs.CL↗

arXiv2022

Pre-Training a Graph Recurrent Network for Language Representation

Transformer-based pre-trained models have gained much advance in recent years, becoming one of the most important backbones in natural language processing. Recent work shows that the attention mechanism inside Transformer may not be necessary, both convolutional neural networks and multi-layer perceptron based models have also been investigated as Transformer alternatives. In this paper, we consider a graph recurrent network for language model pre-training, which builds a graph structure for each sequence with local token-level communications, together with a sentence-level representation decoupled from other tokens. The original model performs well in domain-specific text classification under supervised training, however, its potential in learning transfer knowledge by self-supervised way has not been fully exploited. We fill this gap by optimizing the architecture and verifying its effectiveness in more general language understanding tasks, for both English and Chinese languages. As for model efficiency, instead of the quadratic complexity in Transformer-based models, our model has linear complexity and performs more efficiently during inference. Moreover, we find that our model can generate more diverse outputs with less contextualized feature redundancy than existing attention-based models.

cs.CL↗

arXiv2022

USB: A Unified Semi-supervised Learning Benchmark for Classification

Semi-supervised learning (SSL) improves model generalization by leveraging massive unlabeled data to augment limited labeled samples. However, currently, popular SSL evaluation protocols are often constrained to computer vision (CV) tasks. In addition, previous work typically trains deep neural networks from scratch, which is time-consuming and environmentally unfriendly. To address the above issues, we construct a Unified SSL Benchmark (USB) for classification by selecting 15 diverse, challenging, and comprehensive tasks from CV, natural language processing (NLP), and audio processing (Audio), on which we systematically evaluate the dominant SSL methods, and also open-source a modular and extensible codebase for fair evaluation of these SSL methods. We further provide the pre-trained versions of the state-of-the-art neural models for CV tasks to make the cost affordable for further tuning. USB enables the evaluation of a single SSL algorithm on more tasks from multiple domains but with less cost. Specifically, on a single NVIDIA V100, only 39 GPU days are required to evaluate FixMatch on 15 tasks in USB while 335 GPU days (279 GPU days on 4 CV datasets except for ImageNet) are needed on 5 CV tasks with TorchSSL.

cs.LG↗

arXiv2022

Human-in-the-loop Robotic Grasping using BERT Scene Representation

Current NLP techniques have been greatly applied in different domains. In this paper, we propose a human-in-the-loop framework for robotic grasping in cluttered scenes, investigating a language interface to the grasping process, which allows the user to intervene by natural language commands. This framework is constructed on a state-of-the-art rasping baseline, where we substitute a scene-graph representation with a text representation of the scene using BERT. Experiments on both simulation and physical robot show that the proposed method outperforms conventional object-agnostic and scene-graph based methods in the literature. In addition, we find that with human intervention, performance can be significantly improved.

cs.RO↗

arXiv2022

Challenges for Open-domain Targeted Sentiment Analysis

Since previous studies on open-domain targeted sentiment analysis are limited in dataset domain variety and sentence level, we propose a novel dataset consisting of 6,013 human-labeled data to extend the data domains in topics of interest and document level. Furthermore, we offer a nested target annotation schema to extract the complete sentiment information in documents, boosting the practicality and effectiveness of open-domain targeted sentiment analysis. Moreover, we leverage the pre-trained model BART in a sequence-to-sequence generation method for the task. Benchmark results show that there exists large room for improvement of open-domain targeted sentiment analysis. Meanwhile, experiments have shown that challenges remain in the effective use of open-domain data, long documents, the complexity of target structure, and domain variances.

cs.CL↗

arXiv2022

Towards Fine-grained Causal Reasoning and QA

Understanding causality is key to the success of NLP applications, especially in high-stakes domains. Causality comes in various perspectives such as enable and prevent that, despite their importance, have been largely ignored in the literature. This paper introduces a novel fine-grained causal reasoning dataset and presents a series of novel predictive tasks in NLP, such as causality detection, event causality extraction, and Causal QA. Our dataset contains human annotations of 25K cause-effect event pairs and 24K question-answering pairs within multi-sentence samples, where each can have multiple causal relationships. Through extensive experiments and analysis, we show that the complex relations in our dataset bring unique challenges to state-of-the-art methods across all three tasks and highlight potential research opportunities, especially in developing "causal-thinking" methods.

cs.CL↗

arXiv2022

Exploring the Efficacy of Automatically Generated Counterfactuals for Sentiment Analysis

While state-of-the-art NLP models have been achieving the excellent performance of a wide range of tasks in recent years, important questions are being raised about their robustness and their underlying sensitivity to systematic biases that may exist in their training and test data. Such issues come to be manifest in performance problems when faced with out-of-distribution data in the field. One recent solution has been to use counterfactually augmented datasets in order to reduce any reliance on spurious patterns that may exist in the original data. Producing high-quality augmented data can be costly and time-consuming as it usually needs to involve human feedback and crowdsourcing efforts. In this work, we propose an alternative by describing and evaluating an approach to automatically generating counterfactual data for data augmentation and explanation. A comprehensive evaluation on several different datasets and using a variety of state-of-the-art benchmarks demonstrate how our approach can achieve significant improvements in model performance when compared to models training on the original data and even when compared to models trained with the benefit of human-generated augmented data.

cs.CL↗

arXiv2022

A Rationale-Centric Framework for Human-in-the-loop Machine Learning

We present a novel rationale-centric framework with human-in-the-loop -- Rationales-centric Double-robustness Learning (RDL) -- to boost model out-of-distribution performance in few-shot learning scenarios. By using static semi-factual generation and dynamic human-intervened correction, RDL exploits rationales (i.e. phrases that cause the prediction), human interventions and semi-factual augmentations to decouple spurious associations and bias models towards generally applicable underlying distributions, which enables fast and accurate generalisation. Experimental results show that RDL leads to significant prediction benefits on both in-distribution and out-of-distribution tests compared to many state-of-the-art benchmarks -- especially for few-shot learning scenarios. We also perform extensive ablation studies to support in-depth analyses of each component in our framework.

cs.AI↗

arXiv2022

NumHTML: Numeric-Oriented Hierarchical Transformer Model for Multi-task Financial Forecasting

Financial forecasting has been an important and active area of machine learning research because of the challenges it presents and the potential rewards that even minor improvements in prediction accuracy or forecasting may entail. Traditionally, financial forecasting has heavily relied on quantitative indicators and metrics derived from structured financial statements. Earnings conference call data, including text and audio, is an important source of unstructured data that has been used for various prediction tasks using deep earning and related approaches. However, current deep learning-based methods are limited in the way that they deal with numeric data; numbers are typically treated as plain-text tokens without taking advantage of their underlying numeric structure. This paper describes a numeric-oriented hierarchical transformer model to predict stock returns, and financial risk using multi-modal aligned earnings calls data by taking advantage of the different categories of numbers (monetary, temporal, percentages etc.) and their magnitude. We present the results of a comprehensive evaluation of NumHTML against several state-of-the-art baselines using a real-world publicly available dataset. The results indicate that NumHTML significantly outperforms the current state-of-the-art across a variety of evaluation metrics and that it has the potential to offer significant financial gains in a practical trading context.

cs.LG↗

arXiv2020

Generating Plausible Counterfactual Explanations for Deep Transformers in Financial Text Classification

Corporate mergers and acquisitions (M&A) account for billions of dollars of investment globally every year, and offer an interesting and challenging domain for artificial intelligence. However, in these highly sensitive domains, it is crucial to not only have a highly robust and accurate model, but be able to generate useful explanations to garner a user's trust in the automated system. Regrettably, the recent research regarding eXplainable AI (XAI) in financial text classification has received little to no attention, and many current methods for generating textual-based explanations result in highly implausible explanations, which damage a user's trust in the system. To address these issues, this paper proposes a novel methodology for producing plausible counterfactual explanations, whilst exploring the regularization benefits of adversarial training on language models in the domain of FinTech. Exhaustive quantitative experiments demonstrate that not only does this approach improve the model accuracy when compared to the current state-of-the-art and human performance, but it also generates counterfactual explanations which are significantly more plausible based on human trials.

cs.CL↗

arXiv2019

Explainable Text-Driven Neural Network for Stock Prediction

It has been shown that financial news leads to the fluctuation of stock prices. However, previous work on news-driven financial market prediction focused only on predicting stock price movement without providing an explanation. In this paper, we propose a dual-layer attention-based neural network to address this issue. In the initial stage, we introduce a knowledge-based method to adaptively extract relevant financial news. Then, we use input attention to pay more attention to the more influential news and concatenate the day embeddings with the output of the news representation. Finally, we use an output attention mechanism to allocate different weights to different days in terms of their contribution to stock price movement. Thorough empirical studies based upon historical prices of several individual stocks demonstrate the superiority of our proposed method in stock price prediction compared to state-of-the-art methods.

cs.CL↗