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Liyang Lu

Publications and source records attributed to Liyang Lu.

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Hierarchically Block-Sparse Recovery With Prior Support Information

We provide new recovery bounds for hierarchical compressed sensing (HCS) based on prior support information (PSI). A detailed PSI-enabled reconstruction model is formulated using various forms of PSI. The hierarchical block orthogonal matching pursuit with PSI (HiBOMP-P) algorithm is designed in a recursive form to reliably recover hierarchically block-sparse signals. We derive exact recovery conditions (ERCs) measured by the mutual incoherence property (MIP), wherein hierarchical MIP concepts are proposed, and further develop reconstructible sparsity levels to reveal sufficient conditions for ERCs. Leveraging these MIP analyses, we present several extended insights, including reliable recovery conditions in noisy scenarios and the optimal hierarchical structure for cases where sparsity is not equal to zero. Our results further confirm that HCS offers improved recovery performance even when the prior information does not overlap with the true support set, whereas existing methods heavily rely on this overlap, thereby compromising performance if it is absent.

eess.SP

Collaborative Channel Access and Transmission for NR Sidelink and Wi-Fi Coexistence over Unlicensed Spectrum

With the rapid development of various internet of things (IoT) applications, including industrial IoT (IIoT) and visual IoT (VIoT), the demand for direct device-to-device communication to support high data rates continues to grow. To address this demand, 5G-Advanced has introduced sidelink communication over the unlicensed spectrum (SL-U) to increase data rates. However, the primary challenge of SL-U in the unlicensed spectrum is ensuring fair coexistence with other incumbent systems, such as Wi-Fi. In this paper, we address the challenge by designing channel access mechanisms and power control strategies to mitigate interference and ensure fair coexistence. First, we propose a novel collaborative channel access (CCHA) mechanism that integrates channel access with resource allocation through collaborative interactions between base stations (BS) and SL-U users. This mechanism ensures fair coexistence with incumbent systems while improving resource utilization. Second, to further enhance the performance of the coexistence system, we develop a cooperative subgoal-based hierarchical deep reinforcement learning (C-GHDRL) algorithm framework. The framework enables SL-U users to make globally optimal decisions by leveraging cooperative operations between the BS and SL-U users, effectively overcoming the limitations of traditional optimization methods in solving joint optimization problems with nonlinear constraints. Finally, we mathematically model the joint channel access and power control problem and balance the trade-off between fairness and transmission rate in the coexistence system by defining a suitable reward function in the C-GHDRL algorithm. Simulation results demonstrate that the proposed scheme significantly enhances the performance of the coexistence system while ensuring fair coexistence between SL-U and Wi-Fi users.

eess.SP

New Paradigm for Unified Near-Field and Far-Field Wireless Communications

Current Type I and Type II codebooks in fifth generation (5G) wireless communications are limited in supporting the coexistence of far-field and near-field user equipments, as they are exclusively designed for far-field scenarios. To fill this knowledge gap and encourage relevant proposals by the 3rd Generation Partnership Project (3GPP), this article provides a novel codebook to facilitate a unified paradigm for the coexistence of far-field and near-field contexts. It ensures efficient precoding for all user equipments (UEs), while removing the need for the base station to identify whether one specific UE stays in either near-field or far-field regions. Additionally, our proposed codebook ensures compliance with current 3GPP standards for working flow and reference signals. Simulation results demonstrate the superior performance and versatility of our proposed codebook, validating its effectiveness in unifying near-field and far-field precoding for sixth-generation (6G) multiple-input multiple-output (MIMO) systems.

eess.SP

Near-Field Communications with Block-Dominant Compressed Sensing: Fundamentals, Approaches, and Future Directions

In the context of extremely large-scale antenna arrays deployed in sixth-generation (6G) mobile networks, near-field (NF) communications have gained considerable attention. Unlike the planar waves formulated in the far-field, electromagnetic radiation propagates as spherical waves in the NF. This alteration affects the NF channel characteristics, particularly resulting in weak sparsity in angular-domain NF channels, which poses tricky challenges to the application of compressed sensing (CS). Motivated by these facts, the block-dominant compressed sensing (BD-CS) techniques are proposed to assist NF communications. This article starts with the introduction on why block sparsity exists in the distance-limited NF region. Then, block-dominant side-information (BD-SI) is exploited to facilitate the actual NF communication implementation. While BD-CS shows promise in providing exceptional channel estimation accuracy and high spectral efficiency, several key challenges, opportunities, and practical implementation issues in NF communications need careful consideration.

eess.SP

Near-Field Channel Estimation in Dual-Band XL-MIMO with Side Information-Assisted Compressed Sensing

Near-field communication comes to be an indispensable part of the future sixth generation (6G) communications at the arrival of the forth-coming deployment of extremely large-scale multiple-input-multiple-output (XL-MIMO) systems. Due to the huge array aperture and high-frequency bands, the electromagnetic radiation field is modeled by the spherical waves instead of the conventional planar waves, leading to severe weak sparsity to angular-domain near-field channel. Therefore, the channel estimation reminiscent of the conventional compression sensing (CS) approaches in the angular domain, judiciously utilized for low pilot overhead, may result in unprecedented challenges. To this end, this paper proposes a brand-new near-field channel estimation scheme by exploiting the naturally occurring useful side information. Specifically, we formulate the dual-band near-field communication model based on the fact that high-frequency systems are likely to be deployed with lower-frequency systems. Representative side information, i.e., the structural characteristic information derived by the sparsity ambiguity and the out-of-band spatial information stemming from the lower-frequency channel, is explored and tailored to materialize exceptional near-field channel estimation. Furthermore, in-depth theoretical analyses are developed to guarantee the minimum estimation error, based on which a suite of algorithms leveraging the elaborating side information are proposed. Numerical simulations demonstrate that the designed algorithms provide more assured results than the off-the-shelf approaches in the context of the dual-band near-field communications in both on- and off-grid scenarios, where the angle of departures/arrivals are discretely or continuously distributed, respectively.

eess.SP

Block-Sparse Tensor Recovery

This work explores the fundamental problem of the recoverability of a sparse tensor being reconstructed from its compressed embodiment. We present a generalized model of block-sparse tensor recovery as a theoretical foundation, where concepts measuring holistic mutual incoherence property (MIP) of the measurement matrix set are defined. A representative algorithm based on the orthogonal matching pursuit (OMP) framework, called tensor generalized block OMP (T-GBOMP), is applied to the theoretical framework elaborated for analyzing both noiseless and noisy recovery conditions. Specifically, we present the exact recovery condition (ERC) and sufficient conditions for establishing it with consideration of different degrees of restriction. Reliable reconstruction conditions, in terms of the residual convergence, the estimated error and the signal-to-noise ratio bound, are established to reveal the computable theoretical interpretability based on the newly defined MIP, which we introduce. The flexibility of tensor recovery is highlighted, i.e., the reliable recovery can be guaranteed by optimizing MIP of the measurement matrix set. Analytical comparisons demonstrate that the theoretical results developed are tighter and less restrictive than the existing ones (if any). Further discussions provide tensor extensions for several classic greedy algorithms, indicating that the sophisticated results derived are universal and applicable to all these tensorized variants.

eess.SP

Sparsity-Based Channel Estimation Exploiting Deep Unrolling for Downlink Massive MIMO

Massive multiple-input multiple-output (MIMO) enjoys great advantage in 5G wireless communication systems owing to its spectrum and energy efficiency. However, hundreds of antennas require large volumes of pilot overhead to guarantee reliable channel estimation in FDD massive MIMO system. Compressive sensing (CS) has been applied for channel estimation by exploiting the inherent sparse structure of massive MIMO channel but suffer from high complexity. To overcome this challenge, this paper develops a hybrid channel estimation scheme by integrating the model-driven CS and data-driven deep unrolling technique. The proposed scheme consists of a coarse estimation part and a fine correction part to respectively exploit the inter- and intraframe sparsities of channels to greatly reduce the pilot overhead. Theoretical result is provided to indicate the convergence of the fine correction and coarse estimation net. Simulation results are provided to verify that our scheme can estimate MIMO channels with low pilot overhead while guaranteeing estimation accuracy with relatively low complexity.

eess.SP

Z-Code++: A Pre-trained Language Model Optimized for Abstractive Summarization

This paper presents Z-Code++, a new pre-trained language model optimized for abstractive text summarization. The model extends the state of the art encoder-decoder model using three techniques. First, we use a two-phase pre-training process to improve model's performance on low-resource summarization tasks. The model is first pre-trained using text corpora for language understanding, and then is continually pre-trained on summarization corpora for grounded text generation. Second, we replace self-attention layers in the encoder with disentangled attention layers, where each word is represented using two vectors that encode its content and position, respectively. Third, we use fusion-in-encoder, a simple yet effective method of encoding long sequences in a hierarchical manner. Z-Code++ creates new state of the art on 9 out of 13 text summarization tasks across 5 languages. Our model is parameter-efficient in that it outperforms the 600x larger PaLM-540B on XSum, and the finetuned 200x larger GPT3-175B on SAMSum. In zero-shot and few-shot settings, our model substantially outperforms the competing models.

cs.CL

Compressive Spectrum Sensing Using Sampling-Controlled Block Orthogonal Matching Pursuit

This paper proposes two novel schemes of wideband compressive spectrum sensing (CSS) via block orthogonal matching pursuit (BOMP) algorithm, for achieving high sensing accuracy in real time. These schemes aim to reliably recover the spectrum by adaptively adjusting the number of required measurements without inducing unnecessary sampling redundancy. To this end, the minimum number of required measurements for successful recovery is first derived in terms of its probabilistic lower bound. Then, a CSS scheme is proposed by tightening the derived lower bound, where the key is the design of a nonlinear exponential indicator through a general-purpose sampling-controlled algorithm (SCA). In particular, a sampling-controlled BOMP (SC-BOMP) is developed through a holistic integration of the existing BOMP and the proposed SCA. For fast implementation, a modified version of SC-BOMP is further developed by exploring the block orthogonality in the form of sub-coherence of measurement matrices, which allows more compressive sampling in terms of smaller lower bound of the number of measurements. Such a fast SC-BOMP scheme achieves a desired tradeoff between the complexity and the performance. Simulations demonstrate that the two SC-BOMP schemes outperform the other benchmark algorithms.

eess.SP

Joint Block-Sparse Recovery Using Simultaneous BOMP/BOLS

We consider the greedy algorithms for the joint recovery of high-dimensional sparse signals based on the block multiple measurement vector (BMMV) model in compressed sensing (CS). To this end, we first put forth two versions of simultaneous block orthogonal least squares (S-BOLS) as the baseline for the OLS framework. Their cornerstone is to sequentially check and select the support block to minimize the residual power. Then, parallel performance analysis for the existing simultaneous block orthogonal matching pursuit (S-BOMP) and the two proposed S-BOLS algorithms is developed. It indicates that under the conditions based on the mutual incoherence property (MIP) and the decaying magnitude structure of the nonzero blocks of the signal, the algorithms select all the significant blocks before possibly choosing incorrect ones. In addition, we further consider the problem of sufficient data volume for reliable recovery, and provide its MIP-based bounds in closed-form. These results together highlight the key role of the block characteristic in addressing the weak-sparse issue, i.e., the scenario where the overall sparsity is too large. The derived theoretical results are also universally valid for conventional block-greedy algorithms and non-block algorithms by setting the number of measurement vectors and the block length to 1, respectively.

eess.SP

Compressive Spectrum Sensing Using Blind-Block Orthogonal Least Squares

Compressive sensing (CS) has recently emerged as an extremely efficient technology of the wideband spectrum sensing. In compressive spectrum sensing (CSS), it is necessary to know the sparsity or the noise information in advance for reliable reconstruction. However, such information is usually absent in practical applications. In this paper, we propose a blind-block orthogonal least squares-based compressive spectrum sensing (B-BOLS-CSS) algorithm, which utilizes a novel blind stopping rule to cut the cords to these prior information. Specifically, we first present both the noiseless and noisy recovery guarantees for the BOLS algorithm based on the mutual incoherence property (MIP). Motivated by them, we then formulate the blind stopping rule, which exploits an $\ell_{2,\infty}$ sufficient statistic to blindly test the support atoms in the remaining measurement matrix. We further evaluate the theoretical performance analysis of the holistic B-BOLS-CSS algorithm by developing a lower bound of the signal-to-noise ratio (SNR) to ensure that the probability of exact recovery is no lower than a given threshold. Simulations not only demonstrate the improvement of our derived theoretical results, but also illustrate that B-BOLS-CSS works well in both low and high SNR environments.

eess.SP

Blind Orthogonal Least Squares based Compressive Spectrum Sensing

As an enabling technique of cognitive radio (CR), compressive spectrum sensing (CSS) based on compressive sensing (CS) can detect the spectrum opportunities from wide frequency bands efficiently and accurately by using sub-Nyquist sampling rate. However, the sensing performance of most existing CSS excessively relies on the prior information such as spectrum sparsity or noise variance. Thus, a key challenge in practical CSS is how to work effectively even in the absence of such information. In this paper, we propose a blind orthogonal least squares based CSS algorithm (B-OLS-CSS), which functions properly without the requirement of prior information. Specifically, we develop a novel blind stopping rule for the OLS algorithm based on its probabilistic recovery condition. This innovative rule gets rid of the need of the spectrum sparsity or noise information, but only requires the computational-feasible mutual incoherence property of the given measurement matrix. Our theoretical analysis indicates that the signal-to-noise ratio required by the proposed B-OLS-CSS for achieving a certain sensing accuracy is relaxed than that by the benchmark CSS using the OMP algorithm, which is verified by extensive simulation results.

eess.SP

Downlink Massive MIMO Channel Estimation via Deep Unrolling : Sparsity Exploitations in Angular Domain

In frequency division duplex (FDD) massive MIMO systems, reliable downlink channel estimation is essential for the subsequent data transmission but is realized at the cost of massive pilot overhead due to hundreds of antennas at base station (BS). In order to reduce the pilot overhead without compromising the estimation, compressive sensing (CS) based methods have been widely applied for channel estimation by exploiting the inherent sparse structure of massive MIMO channel in angular domain. However, they still suffer from high complexity during optimization process and the requirement of prior knowledge on sparsity information. To overcome these challenges, this paper develops a novel hybrid channel estimation framework by integrating the model-driven CS and data-driven deep unrolling techniques. The proposed framework is composed of a coarse estimation part and a fine correction part, which is implemented in a two-stage manner to exploit both inter- and intra-frame sparsities of channels in angular domain. Then, two estimation schemes are designed depending on whether priori sparsity information is required, where the second scheme designs a new thresholding function to eliminate such requirement. Numerical results are provided to verify that our schemes can achieve high accuracy with low pilot overhead and low complexity.

eess.SP

i-Code: An Integrative and Composable Multimodal Learning Framework

Human intelligence is multimodal; we integrate visual, linguistic, and acoustic signals to maintain a holistic worldview. Most current pretraining methods, however, are limited to one or two modalities. We present i-Code, a self-supervised pretraining framework where users may flexibly combine the modalities of vision, speech, and language into unified and general-purpose vector representations. In this framework, data from each modality are first given to pretrained single-modality encoders. The encoder outputs are then integrated with a multimodal fusion network, which uses novel attention mechanisms and other architectural innovations to effectively combine information from the different modalities. The entire system is pretrained end-to-end with new objectives including masked modality unit modeling and cross-modality contrastive learning. Unlike previous research using only video for pretraining, the i-Code framework can dynamically process single, dual, and triple-modality data during training and inference, flexibly projecting different combinations of modalities into a single representation space. Experimental results demonstrate how i-Code can outperform state-of-the-art techniques on five video understanding tasks and the GLUE NLP benchmark, improving by as much as 11% and demonstrating the power of integrative multimodal pretraining.

cs.LG

Scalable and Efficient MoE Training for Multitask Multilingual Models

The Mixture of Experts (MoE) models are an emerging class of sparsely activated deep learning models that have sublinear compute costs with respect to their parameters. In contrast with dense models, the sparse architecture of MoE offers opportunities for drastically growing model size with significant accuracy gain while consuming much lower compute budget. However, supporting large scale MoE training also has its own set of system and modeling challenges. To overcome the challenges and embrace the opportunities of MoE, we first develop a system capable of scaling MoE models efficiently to trillions of parameters. It combines multi-dimensional parallelism and heterogeneous memory technologies harmoniously with MoE to empower 8x larger models on the same hardware compared with existing work. Besides boosting system efficiency, we also present new training methods to improve MoE sample efficiency and leverage expert pruning strategy to improve inference time efficiency. By combining the efficient system and training methods, we are able to significantly scale up large multitask multilingual models for language generation which results in a great improvement in model accuracy. A model trained with 10 billion parameters on 50 languages can achieve state-of-the-art performance in Machine Translation (MT) and multilingual natural language generation tasks. The system support of efficient MoE training has been implemented and open-sourced with the DeepSpeed library.

cs.CL

Generating Human Readable Transcript for Automatic Speech Recognition with Pre-trained Language Model

Modern Automatic Speech Recognition (ASR) systems can achieve high performance in terms of recognition accuracy. However, a perfectly accurate transcript still can be challenging to read due to disfluency, filter words, and other errata common in spoken communication. Many downstream tasks and human readers rely on the output of the ASR system; therefore, errors introduced by the speaker and ASR system alike will be propagated to the next task in the pipeline. In this work, we propose an ASR post-processing model that aims to transform the incorrect and noisy ASR output into a readable text for humans and downstream tasks. We leverage the Metadata Extraction (MDE) corpus to construct a task-specific dataset for our study. Since the dataset is small, we propose a novel data augmentation method and use a two-stage training strategy to fine-tune the RoBERTa pre-trained model. On the constructed test set, our model outperforms a production two-step pipeline-based post-processing method by a large margin of 13.26 on readability-aware WER (RA-WER) and 17.53 on BLEU metrics. Human evaluation also demonstrates that our method can generate more human-readable transcripts than the baseline method.

cs.CL

Improving Readability for Automatic Speech Recognition Transcription

Modern Automatic Speech Recognition (ASR) systems can achieve high performance in terms of recognition accuracy. However, a perfectly accurate transcript still can be challenging to read due to grammatical errors, disfluency, and other errata common in spoken communication. Many downstream tasks and human readers rely on the output of the ASR system; therefore, errors introduced by the speaker and ASR system alike will be propagated to the next task in the pipeline. In this work, we propose a novel NLP task called ASR post-processing for readability (APR) that aims to transform the noisy ASR output into a readable text for humans and downstream tasks while maintaining the semantic meaning of the speaker. In addition, we describe a method to address the lack of task-specific data by synthesizing examples for the APR task using the datasets collected for Grammatical Error Correction (GEC) followed by text-to-speech (TTS) and ASR. Furthermore, we propose metrics borrowed from similar tasks to evaluate performance on the APR task. We compare fine-tuned models based on several open-sourced and adapted pre-trained models with the traditional pipeline method. Our results suggest that finetuned models improve the performance on the APR task significantly, hinting at the potential benefits of using APR systems. We hope that the read, understand, and rewrite approach of our work can serve as a basis that many NLP tasks and human readers can benefit from.

cs.CL