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Lizhong Zheng

Publications and source records attributed to Lizhong Zheng.

At least 37 records · Page 2Linked to original sources

Towards Explainable Machine Learning: The Effectiveness of Reservoir Computing in Wireless Receive Processing

Deep learning has seen a rapid adoption in a variety of wireless communications applications, including at the physical layer. While it has delivered impressive performance in tasks such as channel equalization and receive processing/symbol detection, it leaves much to be desired when it comes to explaining this superior performance. In this work, we investigate the specific task of channel equalization by applying a popular learning-based technique known as Reservoir Computing (RC), which has shown superior performance compared to conventional methods and other learning-based approaches. Specifically, we apply the echo state network (ESN) as a channel equalizer and provide a first principles-based signal processing understanding of its operation. With this groundwork, we incorporate the available domain knowledge in the form of the statistics of the wireless channel directly into the weights of the ESN model. This paves the way for optimized initialization of the ESN model weights, which are traditionally untrained and randomly initialized. Finally, we show the improvement in receive processing/symbol detection performance with this optimized initialization through simulations. This is a first step towards explainable machine learning (XML) and assigning practical model interpretability that can be utilized together with the available domain knowledge to improve performance and enhance detection reliability.

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Learning to Estimate: A Real-Time Online Learning Framework for MIMO-OFDM Channel Estimation

In this paper we introduce StructNet-CE, a novel real-time online learning framework for MIMO-OFDM channel estimation, which only utilizes over-the-air (OTA) pilot symbols for online training and converges within one OFDM subframe. The design of StructNet-CE leverages the structure information in the MIMO-OFDM system, including the repetitive structure of modulation constellation and the invariant property of symbol classification to inter-stream interference. The embedded structure information enables StructNet-CE to conduct channel estimation with a binary classification task and accurately learn channel coefficients with as few as two pilot OFDM symbols. Experiments show that the channel estimation performance is significantly improved with the incorporation of structure knowledge. StructNet-CE is compatible and readily applicable to current and future wireless networks, demonstrating the effectiveness and importance of combining machine learning techniques with domain knowledge for wireless communication systems.

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On Semi-Supervised Estimation of Distributions

We study the problem of estimating the joint probability mass function (pmf) over two random variables. In particular, the estimation is based on the observation of $m$ samples containing both variables and $n$ samples missing one fixed variable. We adopt the minimax framework with $l^p_p$ loss functions, and we show that the composition of uni-variate minimax estimators achieves minimax risk with the optimal first-order constant for $p \ge 2$, in the regime $m = o(n)$.

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Kernel Subspace and Feature Extraction

We study kernel methods in machine learning from the perspective of feature subspace. We establish a one-to-one correspondence between feature subspaces and kernels and propose an information-theoretic measure for kernels. In particular, we construct a kernel from Hirschfeld--Gebelein--Rényi maximal correlation functions, coined the maximal correlation kernel, and demonstrate its information-theoretic optimality. We use the support vector machine (SVM) as an example to illustrate a connection between kernel methods and feature extraction approaches. We show that the kernel SVM on maximal correlation kernel achieves minimum prediction error. Finally, we interpret the Fisher kernel as a special maximal correlation kernel and establish its optimality.

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Interference-Aware Constellation Design for Z-Interference Channels with Imperfect CSI

A deep autoencoder (DAE)-based end-to-end communication over the two-user Z-interference channel (ZIC) with finite-alphabet inputs is designed in this paper. The design is for imperfect channel state information (CSI) where both estimation and quantization errors exist. The proposed structure jointly optimizes the encoders and decoders to generate interferenceaware constellations that adapt their shape to the interference intensity in order to minimize the bit error rate. A normalization layer is designed to guarantee an average power constraint in the DAE while allowing the architecture to generate constellations with nonuniform shapes. This brings further shaping gain compared to standard uniform constellations such as quadrature amplitude modulation. The performance of the DAE-ZIC is compared with two conventional methods, i.e., standard and rotated constellations. The proposed structure significantly enhances the performance of the ZIC. Simulation results confirm bit error rate reduction in all interference regimes (weak, moderate, and strong). At a signal-to-noise ratio of 20dB, the improvements reach about two orders of magnitude when only quantization error exists, indicating that the DAE-ZIC is highly robust to the interference compared to the conventional methods.

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On the Semi-supervised Expectation Maximization

The Expectation Maximization (EM) algorithm is widely used as an iterative modification to maximum likelihood estimation when the data is incomplete. We focus on a semi-supervised case to learn the model from labeled and unlabeled samples. Existing work in the semi-supervised case has focused mainly on performance rather than convergence guarantee, however we focus on the contribution of the labeled samples to the convergence rate. The analysis clearly demonstrates how the labeled samples improve the convergence rate for the exponential family mixture model. In this case, we assume that the population EM (EM with unlimited data) is initialized within the neighborhood of global convergence for the population EM that consists solely of samples that have not been labeled. The analysis for the labeled samples provides a comprehensive description of the convergence rate for the Gaussian mixture model. In addition, we extend the findings for labeled samples and offer an alternative proof for the population EM's convergence rate with unlabeled samples for the symmetric mixture of two Gaussians.

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An Information-Theoretic Approach to Transferability in Task Transfer Learning

Task transfer learning is a popular technique in image processing applications that uses pre-trained models to reduce the supervision cost of related tasks. An important question is to determine task transferability, i.e. given a common input domain, estimating to what extent representations learned from a source task can help in learning a target task. Typically, transferability is either measured experimentally or inferred through task relatedness, which is often defined without a clear operational meaning. In this paper, we present a novel metric, H-score, an easily-computable evaluation function that estimates the performance of transferred representations from one task to another in classification problems using statistical and information theoretic principles. Experiments on real image data show that our metric is not only consistent with the empirical transferability measurement, but also useful to practitioners in applications such as source model selection and task transfer curriculum learning.

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RC-Struct: A Structure-based Neural Network Approach for MIMO-OFDM Detection

In this paper, we introduce a structure-based neural network architecture, namely RC-Struct, for MIMO-OFDM symbol detection. The RC-Struct exploits the temporal structure of the MIMO-OFDM signals through reservoir computing (RC). A binary classifier leverages the repetitive constellation structure in the system to perform multi-class detection. The incorporation of RC allows the RC-Struct to be learned in a purely online fashion with extremely limited pilot symbols in each OFDM subframe. The binary classifier enables the efficient utilization of the precious online training symbols and allows an easy extension to high-order modulations without a substantial increase in complexity. Experiments show that the introduced RC-Struct outperforms both the conventional model-based symbol detection approaches and the state-of-the-art learning-based strategies in terms of bit error rate (BER). The advantages of RC-Struct over existing methods become more significant when rank and link adaptation are adopted. The introduced RC-Struct sheds light on combining communication domain knowledge and learning-based receive processing for 5G/5G-Advanced and Beyond.

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Learning with Knowledge of Structure: A Neural Network-Based Approach for MIMO-OFDM Detection

In this paper, we explore neural network-based strategies for performing symbol detection in a MIMO-OFDM system. Building on a reservoir computing (RC)-based approach towards symbol detection, we introduce a symmetric and decomposed binary decision neural network to take advantage of the structure knowledge inherent in the MIMO-OFDM system. To be specific, the binary decision neural network is added in the frequency domain utilizing the knowledge of the constellation. We show that the introduced symmetric neural network can decompose the original $M$-ary detection problem into a series of binary classification tasks, thus significantly reducing the neural network detector complexity while offering good generalization performance with limited training overhead. Numerical evaluations demonstrate that the introduced hybrid RC-binary decision detection framework performs close to maximum likelihood model-based symbol detection methods in terms of symbol error rate in the low SNR regime with imperfect channel state information (CSI).

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Learning for Integer-Constrained Optimization through Neural Networks with Limited Training

In this paper, we investigate a neural network-based learning approach towards solving an integer-constrained programming problem using very limited training. To be specific, we introduce a symmetric and decomposed neural network structure, which is fully interpretable in terms of the functionality of its constituent components. By taking advantage of the underlying pattern of the integer constraint, as well as of the affine nature of the objective function, the introduced neural network offers superior generalization performance with limited training, as compared to other generic neural network structures that do not exploit the inherent structure of the integer constraint. In addition, we show that the introduced decomposed approach can be further extended to semi-decomposed frameworks. The introduced learning approach is evaluated via the classification/symbol detection task in the context of wireless communication systems where available training sets are usually limited. Evaluation results demonstrate that the introduced learning strategy is able to effectively perform the classification/symbol detection task in a wide variety of wireless channel environments specified by the 3GPP community.

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On Universal Features for High-Dimensional Learning and Inference

We consider the problem of identifying universal low-dimensional features from high-dimensional data for inference tasks in settings involving learning. For such problems, we introduce natural notions of universality and we show a local equivalence among them. Our analysis is naturally expressed via information geometry, and represents a conceptually and computationally useful analysis. The development reveals the complementary roles of the singular value decomposition, Hirschfeld-Gebelein-Rényi maximal correlation, the canonical correlation and principle component analyses of Hotelling and Pearson, Tishby's information bottleneck, Wyner's common information, Ky Fan $k$-norms, and Brieman and Friedman's alternating conditional expectations algorithm. We further illustrate how this framework facilitates understanding and optimizing aspects of learning systems, including multinomial logistic (softmax) regression and the associated neural network architecture, matrix factorization methods for collaborative filtering and other applications, rank-constrained multivariate linear regression, and forms of semi-supervised learning.

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An Information-theoretic Approach to Unsupervised Feature Selection for High-Dimensional Data

In this paper, we propose an information-theoretic approach to design the functional representations to extract the hidden common structure shared by a set of random variables. The main idea is to measure the common information between the random variables by Watanabe's total correlation, and then find the hidden attributes of these random variables such that the common information is reduced the most given these attributes. We show that these attributes can be characterized by an exponential family specified by the eigen-decomposition of some pairwise joint distribution matrix. Then, we adopt the log-likelihood functions for estimating these attributes as the desired functional representations of the random variables, and show that such representations are informative to describe the common structure. Moreover, we design both the multivariate alternating conditional expectation (MACE) algorithm to compute the proposed functional representations for discrete data, and a novel neural network training approach for continuous or high-dimensional data. Furthermore, we show that our approach has deep connections to existing techniques, such as Hirschfeld-Gebelein-Rényi (HGR) maximal correlation, linear principal component analysis (PCA), and consistent functional map, which establishes insightful connections between information theory and machine learning. Finally, the performances of our algorithms are validated by numerical simulations.

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An Efficient Approach to Informative Feature Extraction from Multimodal Data

One primary focus in multimodal feature extraction is to find the representations of individual modalities that are maximally correlated. As a well-known measure of dependence, the Hirschfeld-Gebelein-Rényi (HGR) maximal correlation becomes an appealing objective because of its operational meaning and desirable properties. However, the strict whitening constraints formalized in the HGR maximal correlation limit its application. To address this problem, this paper proposes Soft-HGR, a novel framework to extract informative features from multiple data modalities. Specifically, our framework prevents the "hard" whitening constraints, while simultaneously preserving the same feature geometry as in the HGR maximal correlation. The objective of Soft-HGR is straightforward, only involving two inner products, which guarantees the efficiency and stability in optimization. We further generalize the framework to handle more than two modalities and missing modalities. When labels are partially available, we enhance the discriminative power of the feature representations by making a semi-supervised adaptation. Empirical evaluation implies that our approach learns more informative feature mappings and is more efficient to optimize.

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An Information Theoretic Interpretation to Deep Neural Networks

It is commonly believed that the hidden layers of deep neural networks (DNNs) attempt to extract informative features for learning tasks. In this paper, we formalize this intuition by showing that the features extracted by DNN coincide with the result of an optimization problem, which we call the `universal feature selection' problem, in a local analysis regime. We interpret the weights training in DNN as the projection of feature functions between feature spaces, specified by the network structure. Our formulation has direct operational meaning in terms of the performance for inference tasks, and gives interpretations to the internal computation results of DNNs. Results of numerical experiments are provided to support the analysis.

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Probabilistic Clustering Using Maximal Matrix Norm Couplings

In this paper, we present a local information theoretic approach to explicitly learn probabilistic clustering of a discrete random variable. Our formulation yields a convex maximization problem for which it is NP-hard to find the global optimum. In order to algorithmically solve this optimization problem, we propose two relaxations that are solved via gradient ascent and alternating maximization. Experiments on the MSR Sentence Completion Challenge, MovieLens 100K, and Reuters21578 datasets demonstrate that our approach is competitive with existing techniques and worthy of further investigation.

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Linear Bounds between Contraction Coefficients for $f$-Divergences

Data processing inequalities for $f$-divergences can be sharpened using constants called "contraction coefficients" to produce strong data processing inequalities. For any discrete source-channel pair, the contraction coefficients for $f$-divergences are lower bounded by the contraction coefficient for $χ^2$-divergence. In this paper, we elucidate that this lower bound can be achieved by driving the input $f$-divergences of the contraction coefficients to zero. Then, we establish a linear upper bound on the contraction coefficients for a certain class of $f$-divergences using the contraction coefficient for $χ^2$-divergence, and refine this upper bound for the salient special case of Kullback-Leibler (KL) divergence. Furthermore, we present an alternative proof of the fact that the contraction coefficients for KL and $χ^2$-divergences are equal for a Gaussian source with an additive Gaussian noise channel (where the former coefficient can be power constrained). Finally, we generalize the well-known result that contraction coefficients of channels (after extremizing over all possible sources) for all $f$-divergences with non-linear operator convex $f$ are equal. In particular, we prove that the so called "less noisy" preorder over channels can be equivalently characterized by any non-linear operator convex $f$-divergence.

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Unequal Error Protection Querying Policies for the Noisy 20 Questions Problem

In this paper, we propose an open-loop unequal-error-protection querying policy based on superposition coding for the noisy 20 questions problem. In this problem, a player wishes to successively refine an estimate of the value of a continuous random variable by posing binary queries and receiving noisy responses. When the queries are designed non-adaptively as a single block and the noisy responses are modeled as the output of a binary symmetric channel the 20 questions problem can be mapped to an equivalent problem of channel coding with unequal error protection (UEP). A new non-adaptive querying strategy based on UEP superposition coding is introduced whose estimation error decreases with an exponential rate of convergence that is significantly better than that of the UEP repetition coding introduced by Variani et al. (2015). With the proposed querying strategy, the rate of exponential decrease in the number of queries matches the rate of a closed-loop adaptive scheme where queries are sequentially designed with the benefit of feedback. Furthermore, the achievable error exponent is significantly better than that of random block codes employing equal error protection.

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On capacity of optical communications over a lossy bosonic channel with a receiver employing the most general coherent electro-optic feedback control

We study the problem of designing optical receivers to discriminate between multiple coherent states using coherent processing receivers---i.e., one that uses arbitrary coherent feedback control and quantum-noise-limited direct detection---which was shown by Dolinar to achieve the minimum error probability in discriminating any two coherent states. We first derive and re-interpret Dolinar's binary-hypothesis minimum-probability-of-error receiver as the one that optimizes the information efficiency at each time instant, based on recursive Bayesian updates within the receiver. Using this viewpoint, we propose a natural generalization of Dolinar's receiver design to discriminate $M$ coherent states each of which could now be a codeword, i.e., a sequence of $N$ coherent states each drawn from a modulation alphabet. We analyze the channel capacity of the pure-loss optical channel with a general coherent-processing receiver in the low-photon number regime and compare it with the capacity achievable with direct detection and the Holevo limit (achieving the latter would require a quantum joint-detection receiver). We show compelling evidence that despite the optimal performance of Dolinar's receiver for the binary coherent-state hypothesis test (either in error probability or mutual information), the asymptotic communication rate achievable by such a coherent-processing receiver is only as good as direct detection. This suggests that in the infinitely-long codeword limit, all potential benefits of coherent processing at the receiver can be obtained by designing a good code and direct detection, with no feedback within the receiver.

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