arXiv subjects

Loet Leydesdorff

Publications and source records attributed to Loet Leydesdorff.

At least 37 records · Page 2Linked to original sources

arXiv2018

Regions, Innovation Systems, and the North-South Divide in Italy

Using firm-level data collected by Statistics Italy for 2008, 2011, and 2015, we examine the Triple-Helix synergy among geographical and size distributions of firms, and the NACE codes attributed to these firms, at the different levels of regional and national government. At which levels is innovation-systemness indicated? The contributions of regions to the Italian innovation system have increased, but synergy generation between regions and supra-regionally has remained at almost 45%. As against the statistical classification of Italy into twenty regions or into Northern, Central, and Southern Italy, the greatest synergy is retrieved by considering the country in terms of Northern and Southern Italy as two sub-systems, with Tuscany included as part of Northern Italy. We suggest that separate innovation strategies should be developed for these two parts of the country. The current focus on regions for innovation policies may to some extent be an artifact of the statistics and EU policies. In terms of sectors, both medium- and high-tech manufacturing (MHTM) and knowledge-intensive services (KIS) are proportionally integrated in the various regions.

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arXiv2018

Data-mining the Foundational Patents of Photovoltaic Materials: An application of Patent Citation Spectroscopy

We apply Patent Citation Spectroscopy (PCS)--originally developed as Reference Publication Year Spectroscopy for studying landmarks and milestones in scientific literature--to patent literature classified into the nine Y-subclasses of the Cooperative Patent Classification (CPC) that describe material photovoltaic technologies. For this study we extended the routine with the option to use the advanced search queries at PatentsView. On the basis of two normalizations of the longitudinal distribution of the publication years of the patents cited by the retrieved patents, the routine (at http://www.leydesdorff.net/comins/pcs/index.html) provides a best guess of the foundational patent for the subject specified in the string. In five of the nine cases, we found corroborating evidence for the foundational character of the patent indicated by the routine.

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arXiv2018

Toward a Calculus of Redundancy: The feedback arrow of expectations in knowledge-based systems

This paper considers the relationships among meaning generation, selection, and the dynamics of discourse from a variety of perspectives ranging from information theory and biology to sociology. Following Husserl's idea of a horizon of meaning in intersubjective communication, we propose a way in which, using Shannon's equations, the generation and selection of meanings from a horizon of possibilities can be considered probabilistically. The information-theoretical dynamics we articulate considers a process of meaning generation within cultural evolution: information is imbued with meaning, and through this process, the number of options for the selection of meaning in discourse proliferates. The redundancy of possible meanings contributes to a codification of expectations within the discourse. Unlike hard-wired DNA, the codes of non-biological systems can co-evolve with the variations. Spanning horizons of meaning, the codes structure the communications as selection environments that shape discourses. Discursive knowledge can be considered as meta-coded communication which enables us to translate among differently coded communications. The dynamics of discursive knowledge production can thus infuse the historical dynamics with a cultural evolution by adding options, that is, by increasing redundancy. A calculus of redundancy is presented as an indicator whereby these dynamics of discourse and meaning may be explored empirically.

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arXiv2018

Discontinuities in Citation Relations among Journals: Self-organized Criticality as a Model of Scientific Revolutions and Change

Using three-year moving averages of the complete Journal Citation Reports 1994-2016 of the Science Citation Index and the Social Sciences Citation Index (combined), we analyze links between citing and cited journals in terms of (1) whether discontinuities among the networks of consecutive years have occurred; (2) are these discontinuities relatively isolated or networked? (3) Can these discontinuities be used as indicators of novelty, change, and innovation in the sciences? We examine each of the N2 links among the N journals across the years. We find power-laws for the top 10,000 instances of change, which we suggest interpreting in terms of "self-organized criticality": co-evolutions of avalanches in aggregated citation relations and meta-stable states in the knowledge base can be expected to drive the sciences towards the edges of chaos. The flux of journal-journal citations in new manuscripts may generate an avalanche in the meta-stable networks, but one can expect the effects to remain local (for example, within a specialty). The avalanches can be of any size; they reorient the relevant citation environments by inducing a rewrite of history in the affected partitions.

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arXiv2017

The relative influences of government funding and international collaboration on citation impact

In a recent publication in Nature, Wagner & Jonkers (2017) report that public R&D funding is only weakly correlated with the citation impact of a nation's papers as measured by the field-weighted citation index (FWCI; defined by Scopus). On the basis of the supplementary data, we upscaled the design using Web-of-Science data for the decade 2003-2013 and OECD funding data for the corresponding decade assuming a two-year delay (2001-2011). Using negative binomial regression analysis, we find very small coefficients, but the effects of international collaboration are positive and statistically significant, whereas the effects of government funding are negative, an order of magnitude smaller, and statistically non-significant (in two of three analyses). In other words, international collaboration improves the impact of average research papers, whereas more government funding tends to have a small adverse effect when comparing OECD countries.

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arXiv2017

Automated Analysis of Topic-Actor Networks on Twitter: New approach to the analysis of socio-semantic networks

Social-media data provides increasing opportunities for automated analysis of large sets of textual documents. So far, automated tools have been developed to account for either the social networks between the participants of the debates, or to analyze the content of those debates. Less attention has been paid to mapping co-occurring actors (participants) and topics (content) in online debates that form socio-semantic networks. We propose a new, automated approach that uses a whole matrix approach of co-addressed topics and the actors. We show the advantages of the new approach with the analysis of a large set of English-language Twitter messages at the Rio+20 meeting, in June 2012 (72,077 tweets), and a smaller data set of Dutch-language Twitter messages on bird flu related to poultry farming in 2015-2017 (2,139 tweets). We discuss the theoretical, methodological and substantive implications of our approach, also for the analysis of other social-media data.

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arXiv2017

Mapping Patent Classifications: Portfolio and Statistical Analysis, and the Comparison of Strengths and Weaknesses

The Cooperative Patent Classifications (CPC) jointly developed by the European and US Patent Offices provide a new basis for mapping and portfolio analysis. This update provides an occasion for rethinking the parameter choices. The new maps are significantly different from previous ones, although this may not always be obvious on visual inspection. Since these maps are statistical constructs based on index terms, their quality--as different from utility--can only be controlled discursively. We provide nested maps online and a routine for portfolio overlays and further statistical analysis. We add a new tool for "difference maps" which is illustrated by comparing the portfolios of patents granted to Novartis and MSD in 2016.

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arXiv2017

Patent Citation Spectroscopy (PCS): Algorithmic retrieval of landmark patents

One essential component in the construction of patent landscapes in biomedical research and development (R&D) is identifying the most seminal patents. Hitherto, the identification of seminal patents required subject matter experts within biomedical areas. In this brief communication, we report an analytical method and tool, Patent Citation Spectroscopy (PCS), for rapidly identifying landmark patents in user-specified areas of biomedical innovation. PCS mines the cited references within large sets of patents and provides an estimate of the most historically impactful prior work. The efficacy of PCS is shown in two case studies of biomedical innovation with clinical relevance: (1) RNA interference and (2) cholesterol. PCS mined and analyzed 4,065 cited references related to patents on RNA interference and correctly identified the foundational patent of this technology, as independently reported by subject matter experts on RNAi intellectual property. Secondly, PCS was applied to a broad set of patents dealing with cholesterol - a case study chosen to reflect a more general, as opposed to expert, patent search query. PCS mined through 11,326 cited references and identified the seminal patent as that for Lipitor, the groundbreaking medication for treating high cholesterol as well as the pair of patents underlying Repatha. These cases suggest that PCS provides a useful method for identifying seminal patents in areas of biomedical innovation and therapeutics. The interactive tool is free-to-use at: www.leydesdorff.net/pcs/.

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arXiv2017

The geography of references in elite articles: What countries contribute to the archives of knowledge

This study is intended to find an answer for the question on which national "shoulders" the worldwide top-level research stands. Traditionally, national scientific standings are evaluated in terms of the number of citations to their papers. We raise a different question: instead of analyzing the citations to the countries' articles (the forward view), we examine referenced publications from specific countries cited in the most elite publications (the backward-citing-view). "Elite publications" are operationalized as the top-1% most-highly cited articles. Using the articles published during the years 2004 to 2013, we examine the research referenced in these works. Our results confirm the well-known fact that China has emerged to become a major player in science. However, China still belongs to the low contributors when countries are ranked as contributors to the cited references in top-1% articles. Using this perspective, the results do not point to a decreasing trend for the USA; in fact, the USA exceeds expectations (compared to its publication share) in terms of contributions to cited references in the top-1% articles. Switzerland, Sweden, and the Netherlands also are shown at the top of the list. However, the results for Germany are lower than statistically expected.

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arXiv2017

Reference Publication Year Spectroscopy (RPYS) of Eugene Garfield's publications

Which studies, theories, and ideas have influenced Eugene Garfield's scientific work? Recently, the method reference publication year spectroscopy (RPYS) has been introduced, which can be used to answer this and related questions. Since then, several studies have been published dealing with the historical roots of research fields and scientists. The program CRExplorer (http://www.crexplorer.net) was specifically developed for RPYS. In this study, we use this program to investigate the historical roots of Eugene Garfield's oeuvre.

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arXiv2017

"Open Innovation" and "Triple Helix" Models of Innovation: Can Synergy in Innovation Systems Be Measured?

The model of "Open Innovations" (OI) can be compared with the "Triple Helix of University-Industry-Government Relations" (TH) as attempts to find surplus value in bringing industrial innovation closer to public R&D. Whereas the firm is central in the model of OI, the TH adds multi-centeredness: in addition to firms, universities and (e.g., regional) governments can take leading roles in innovation eco-systems. In addition to the (transversal) technology transfer at each moment of time, one can focus on the dynamics in the feedback loops. Under specifiable conditions, feedback loops can be turned into feedforward ones that drive innovation eco-systems towards self-organization and the auto-catalytic generation of new options. The generation of options can be more important than historical realizations ("best practices") for the longer-term viability of knowledge-based innovation systems. A system without sufficient options, for example, is locked-in. The generation of redundancy -- the Triple Helix indicator -- can be used as a measure of unrealized but technologically feasible options given a historical configuration. Different coordination mechanisms (markets, policies, knowledge) provide different perspectives on the same information and thus generate redundancy. Increased redundancy not only stimulates innovation in an eco-system by reducing the prevailing uncertainty; it also enhances the synergy in and innovativeness of an innovation system.

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arXiv2017

Probing Multivariate Indicators for Academic Evaluation

We combine the Integrated Impact Indicator (I3) and the h-index into the I3-type framework and introduce the publication vector X = (X1, X2, X3) and the citation vector Y = (Y1, Y2, Y3) , the publication score I3X=X1+X2+X3 and the citation score I3Y=Y1+Y2+Y3, and alternative indicators based on percentile classes generated by the h-index. These multivariate indicators can be used for academic evaluation. The empirical studies show that the h-core distribution is suitable to evaluate scholars, the X1 and Y1 are applied to measure core impact power of universities, and I3X and I3Y are alternatives of journal impact factor (JIF). The multivariate indicators provide a multidimensional view of academic evaluation with using the advantages of both the h-index and I3.

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arXiv2017

Betweenness and Diversity in Journal Citation Networks as Measures of Interdisciplinarity -- A Tribute to Eugene Garfield --

Journals were central to Eugene Garfield's research interests. Among other things, journals are considered as units of analysis for bibliographic databases such as the Web of Science (WoS) and Scopus. In addition to disciplinary classifications of journals, journal citation patterns span networks across boundaries to variable extents. Using betweenness centrality (BC) and diversity, we elaborate on the question of how to distinguish and rank journals in terms of interdisciplinarity. Interdisciplinarity, however, is difficult to operationalize in the absence of an operational definition of disciplines, the diversity of a unit of analysis is sample-dependent. BC can be considered as a measure of multi-disciplinarity. Diversity of co-citation in a citing document has been considered as an indicator of knowledge integration, but an author can also generate trans-disciplinary--that is, non-disciplined--variation by citing sources from other disciplines. Diversity in the bibliographic coupling among citing documents can analogously be considered as diffusion of knowledge across disciplines. Because the citation networks in the cited direction reflect both structure and variation, diversity in this direction is perhaps the best available measure of interdisciplinarity at the journal level. Furthermore, diversity is based on a summation and can therefore be decomposed, differences among (sub)sets can be tested for statistical significance. In an appendix, a general-purpose routine for measuring diversity in networks is provided.

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arXiv2017

Generating Clustered Journal Maps: An Automated System for Hierarchical Classification

Journal maps and classifications for 11,359 journals listed in the combined Journal Citation Reports 2015 of the Science and Social Sciences Citation Indexes are provided at http://www.leydesdorff.net/jcr15. A routine using VOSviewer for integrating the journal mapping and their hierarchical clustering is also made available. In this short communication, we provide background on the journal mapping/clustering and an explanation and instructions about the routine. We compare 2015 journal maps with those for 2014 and show the delineations among fields and subfields to be sensitive to fluctuations. Labels for fields and sub-fields are not provided by the routine, but can be added by an analyst for pragmatic or intellectual reasons. The routine provides a means for testing one's assumptions against a baseline without claiming authority, clusters of related journals can be visualized to understand communities. The routine is generic and can be used for any 1-mode network.

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arXiv2016

Growth of International Cooperation in Science: Revisiting Six Case Studies

International collaboration in science continues to grow at a remarkable rate, but little agreement exists about dynamics of growth and organization at the discipline level. Some suggest that disciplines differ in their collaborative tendencies, reflecting their epistemic culture. This study examines collaborative patterns in six previously studied specialties to add new data and conduct analyses over time. Our findings show that the global network of collaboration continues to add new nations and new participants; each specialty has added many new nations to its lists of collaborating partners since 1990. We also find that the scope of international collaboration is positively related to impact. Network characteristics for the six specialties are notable in that instead of reflecting underlying culture, they tend towards convergence. This observation suggests that the global level may represent next-order dynamics that feed back to the national and local levels (as subsystems) in a complex, networked hierarchy.

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arXiv2016

Patent Portfolio Analysis of Cities: Statistics and Maps of Technological Inventiveness

Cities are engines of the knowledge-based economy, because they are the primary sites of knowledge production activities that subsequently shape the rate and direction of technological change and economic growth. Patents provide a wealth of information to analyse the knowledge specialization at specific places, such as technological details and information on inventors and entities involved, including address information. The technology codes on each patent document indicate the specialization and scope of the underlying technological knowledge of a given invention. In this paper we introduce tools for portfolio analysis in terms of patents that provide insights into the technological specialization of cities. The mapping and analysis of patent portfolios of cities using data of the Unites States Patent and Trademark Office (USPTO) website (at http://www.uspto.gov) and dedicated tools (at http://www.leydesdorff.net/portfolio) can be used to analyse the specialisation patterns of inventive activities among cities. The results allow policy makers and other stakeholders to identify promising areas of further knowledge development and 'smart specialisation' strategies.

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arXiv2016

Economic and Technological Complexity: A Model Study of Indicators of Knowledge-based Innovation Systems

The Economic Complexity Index (ECI; Hidalgo & Hausmann, 2009) measures the complexity of national economies in terms of product groups. Analogously to ECI, a Patent Complexity Index (PatCI) can be developed on the basis of a matrix of nations versus patent classes. Using linear algebra, the three dimensions: countries, product groups, and patent classes can be combined into a measure of "Triple Helix" complexity (THCI) including the trilateral interaction terms between knowledge production, wealth generation, and (national) control. THCI can be expected to capture the extent of systems integration between the global dynamics of markets (ECI) and technologies (PatCI) in each national system of innovation. We measure ECI, PatCI, and THCI during the period 2000-2014 for the 34 OECD member states, the BRICS countries, and a group of emerging and affiliated economies (Argentina, Hong Kong, Indonesia, Malaysia, Romania, and Singapore). The three complexity indicators are correlated between themselves; but the correlations with GDP per capita are virtually absent. Of the world's major economies, Japan scores highest on all three indicators, while China has been increasingly successful in combining economic and technological complexity. We could not reproduce the correlation between ECI and average income that has been central to the argument about the fruitfulness of the economic complexity approach.

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arXiv2016

Skewness of citation impact data and covariates of citation distributions: A large-scale empirical analysis based on Web of Science data

Using percentile shares, one can visualize and analyze the skewness in bibliometric data across disciplines and over time. The resulting figures can be intuitively interpreted and are more suitable for detailed analysis of the effects of independent and control variables on distributions than regression analysis. We show this by using percentile shares to analyze so-called "factors influencing citation impact" (FICs; e.g., the impact factor of the publishing journal) across year and disciplines. All articles (n= 2,961,789) covered by WoS in 1990 (n= 637,301), 2000 (n= 919,485), and 2010 (n= 1,405,003) are used. In 2010, nearly half of the citation impact is accounted for by the 10% most-frequently cited papers; the skewness is largest in the humanities (68.5% in the top-10% layer) and lowest in agricultural sciences (40.6%). The comparison of the effects of the different FICs (the number of cited references, number of authors, number of pages, and JIF) on citation impact shows that JIF has indeed the strongest correlations with the citation scores. However, the correlation between FICs and citation impact is lower, if citations are normalized instead of using raw citation counts.

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