arXiv subjects

Loet Leydesdorff

Publications and source records attributed to Loet Leydesdorff.

At least 127 records · Page 7Linked to original sources

arXiv2013

The Triple Helix of University-Industry-Government Relations at the Country Level, and Its Dynamic Evolution under the Pressures of Globalization

Using data from the Web of Science (WoS), we analyze the mutual information among university, industrial, and governmental addresses (U-I-G) at the country level for a number of countries. The dynamic evolution of the Triple Helix can thus be compared among developed and developing nations in terms of cross-sectorial co-authorship relations. The results show that the Triple-Helix interactions among the three subsystems U-I-G become less intensive over time, but unequally for different countries. We suggest that globalization erodes local Triple-Helix relations and thus can be expected to increase differentiation in national systems since the mid-1990s. This effect of globalization is more pronounced in developed countries than in developing ones. In the dynamic analysis, we focus on a more detailed comparison between China and the USA. The Chinese Academy of the (Social) Sciences changes increasingly from a public research institute to an academic one, and this has a measurable effect on China's position in the globalization.

cs.CY↗

arXiv2012

Identifying Research Fields within Business and Management: A Journal Cross-Citation Analysis

A discipline such as business and management (B&M) is very broad and has many fields within it, ranging from fairly scientific ones such as management science or economics to softer ones such as information systems. There are at least two reasons why it is important to identify these sub-fields accurately. Firstly, for the purpose of normalizing citation data as it is well known that citation rates vary significantly between different disciplines. Secondly, because journal rankings and lists tend to split their classifications into different subjects, for example the the Association of Business Schools (ABS) list, which is a standard in the UK, has 22 different fields. Unfortunately, at the moment these are created in an ad hoc manner with no underlying rigour. The purpose of this paper is to identify possible sub-fields in B&M rigorously based on actual citation patterns. We have examined 450 journals in B&M which are included in the ISI Web of Science (WoS) and analysed the cross-citation rates between them enabling us to generate sets of coherent and consistent sub-fields that minimise the extent to which journals appear in several categories. Implications and limitations of the analysis are discussed

cs.DL↗

arXiv2012

A Routine for Measuring Synergy in University-Industry-Government Relations: Mutual Information as a Triple-Helix and Quadruple-Helix Indicator

Mutual information in three (or more) dimensions can be considered as a Triple-Helix indicator of synergy in university-industry-government relations. An open-source routine th4.exe makes the computation of this indicator interactively available at the Internet, and thus applicable to large sets of data. Th4.exe computes all probabilistic entropies and mutual information in two, three, and, if available in the data, four dimensions among, for example, classes such as geographical addresses (cities, regions), technological codes (e.g., OECD's NACE codes), and size categories; or, alternatively, among institutional addresses (academic, industrial, public sector) in document sets. The relations between the Triple-Helix indicator -- as an indicator of synergy -- and the Triple-Helix model that specifies the possibility of feedback by an overlay of communications, are also discussed.

cs.CY↗

arXiv2012

A bird's-eye view of scientific trading: Dependency relations among fields of science

We use a trading metaphor to study knowledge transfer in the sciences as well as the social sciences. The metaphor comprises four dimensions: (a) Discipline Self-dependence, (b) Knowledge Exports/Imports, (c) Scientific Trading Dynamics, and (d) Scientific Trading Impact. This framework is applied to a dataset of 221 Web of Science subject categories. We find that: (i) the Scientific Trading Impact and Dynamics of Materials Science And Transportation Science have increased; (ii) Biomedical Disciplines, Physics, And Mathematics are significant knowledge exporters, as is Statistics & Probability; (iii) in the social sciences, Economics, Business, Psychology, Management, And Sociology are important knowledge exporters; (iv) Discipline Self-dependence is associated with specialized domains which have ties to professional practice (e.g., Law, Ophthalmology, Dentistry, Oral Surgery & Medicine, Psychology, Psychoanalysis, Veterinary Sciences, And Nursing).

cs.DL↗

arXiv2012

The Swedish System of Innovation: Regional Synergies in a Knowledge-Based Economy

Based on the complete set of firm data for Sweden (N = 1,187,421; November 2011), we analyze the mutual information among the geographical, technological, and organizational distributions in terms of synergies at regional and national levels. Mutual information in three dimensions can become negative and thus indicate a net export of uncertainty by a system or, in other words, synergy in how knowledge functions are distributed over the carriers. Aggregation at the regional level (NUTS3) of the data organized at the municipal level (NUTS5) shows that 48.5% of the regional synergy is provided by the three metropolitan regions of Stockholm, Gothenburg, and Malmö/Lund. Sweden can be considered as a centralized and hierarchically organized system. Our results accord with other statistics, but this Triple Helix indicator measures synergy more specifically and quantitatively. The analysis also provides us with validation for using this measure in previous studies of more regionalized systems of innovation (such as Hungary and Norway).

cs.CY↗

arXiv2012

Interactive Overlay Maps for US Patent (USPTO) Data Based on International Patent Classifications (IPC)

We report on the development of an interface to the US Patent and Trademark Office (USPTO) that allows for the mapping of patent portfolios as overlays to basemaps constructed from citation relations among all patents contained in this database during the period 1976-2011. Both the interface and the data are in the public domain; the freeware programs VOSViewer and/or Pajek can be used for the visualization. These basemaps and overlays can be generated at both the 3-digit and 4-digit levels of the International Patent Classifications (IPC) of the World Intellectual Property Organization (WIPO). The basemaps can provide a stable mental framework for analysts to follow developments over searches for different years, which can be animated. The full flexibility of the advanced search engines of USPTO are available for generating sets of patents and/or patent applications which can thus be visualized and compared. This instrument allows for addressing questions about technological distance, diversity in portfolios, and animating the developments of both technologies and technological capacities of organizations over time.

cs.DL↗

arXiv2012

Does the specification of uncertainty hurt the progress of scientometrics?

In "Caveats for using statistical significance tests in research assessments,"--Journal of Informetrics 7(1)(2013) 50-62, available at arXiv:1112.2516 -- Schneider (2013) focuses on Opthof & Leydesdorff (2010) as an example of the misuse of statistics in the social sciences. However, our conclusions are theoretical since they are not dependent on the use of one statistics or another. We agree with Schneider insofar as he proposes to develop further statistical instruments (such as effect sizes). Schneider (2013), however, argues on meta-theoretical grounds against the specification of uncertainty because, in his opinion, the presence of statistics would legitimate decision-making. We disagree: uncertainty can also be used for opening a debate. Scientometric results in which error bars are suppressed for meta-theoretical reasons should not be trusted.

stat.OT↗

arXiv2012

Statistics for the Dynamic Analysis of Scientometric Data: The evolution of the sciences in terms of trajectories and regimes

The gap in statistics between multi-variate and time-series analysis can be bridged by using entropy statistics and recent developments in multi-dimensional scaling. For explaining the evolution of the sciences as non-linear dynamics, the configurations among variables can be important in addition to the statistics of individual variables and trend lines. Animations enable us to combine multiple perspectives (based on configurations of variables) and to visualize path-dependencies in terms of trajectories and regimes. Path-dependent transitions and systems formation can be tested using entropy statistics.

cs.DL↗

arXiv2012

The validation of (advanced) bibliometric indicators through peer assessments: A comparative study using data from InCites and F1000

The data of F1000 provide us with the unique opportunity to investigate the relationship between peers' ratings and bibliometric metrics on a broad and comprehensive data set with high-quality ratings. F1000 is a post-publication peer review system of the biomedical literature. The comparison of metrics with peer evaluation has been widely acknowledged as a way of validating metrics. Based on the seven indicators offered by InCites, we analyzed the validity of raw citation counts (Times Cited, 2nd Generation Citations, and 2nd Generation Citations per Citing Document), normalized indicators (Journal Actual/Expected Citations, Category Actual/Expected Citations, and Percentile in Subject Area), and a journal based indicator (Journal Impact Factor). The data set consists of 125 papers published in 2008 and belonging to the subject category cell biology or immunology. As the results show, Percentile in Subject Area achieves the highest correlation with F1000 ratings; we can assert that for further three other indicators (Times Cited, 2nd Generation Citations, and Category Actual/Expected Citations) the 'true' correlation with the ratings reaches at least a medium effect size.

cs.DL↗

arXiv2012

The use of percentiles and percentile rank classes in the analysis of bibliometric data: Opportunities and limits

Percentiles have been established in bibliometrics as an important alternative to mean-based indicators for obtaining a normalized citation impact of publications. Percentiles have a number of advantages over standard bibliometric indicators used frequently: for example, their calculation is not based on the arithmetic mean which should not be used for skewed bibliometric data. This study describes the opportunities and limits and the advantages and disadvantages of using percentiles in bibliometrics. We also address problems in the calculation of percentiles and percentile rank classes for which there is not (yet) a satisfactory solution. It will be hard to compare the results of different percentile-based studies with each other unless it is clear that the studies were done with the same choices for percentile calculation and rank assignment.

cs.DL↗

arXiv2012

Statistical Tests and Research Assessments: A comment on Schneider (2012)

In a recent presentation at the 17th International Conference on Science and Technology Indicators, Schneider (2012) criticised the proposal of Bornmann, de Moya Anegon, and Leydesdorff (2012) and Leydesdorff and Bornmann (2012) to use statistical tests in order to evaluate research assessments and university rankings. We agree with Schneider's proposal to add statistical power analysis and effect size measures to research evaluations, but disagree that these procedures would replace significance testing. Accordingly, effect size measures were added to the Excel sheets that we bring online for testing performance differences between institutions in the Leiden Ranking and the SCImago Institutions Ranking.

stat.AP↗

arXiv2012

Information Metrics (iMetrics): A Research Specialty with a Socio-Cognitive Identity?

"Bibliometrics", "scientometrics", "informetrics", and "webometrics" can all be considered as manifestations of a single research area with similar objectives and methods, which we call "information metrics" or iMetrics. This study explores the cognitive and social distinctness of iMetrics with respect to the general information science (IS), focusing on a core of researchers, shared vocabulary and literature/knowledge base. Our analysis investigates the similarities and differences between four document sets. The document sets are drawn from three core journals for iMetrics research (Scientometrics, Journal of the American Society for Information Science and Technology, and Journal of Informetrics). We split JASIST into document sets containing iMetrics and general IS articles. The volume of publications in this representation of the specialty has increased rapidly during the last decade. A core of researchers that predominantly focus on iMetrics topics can thus be identified. This core group has developed a shared vocabulary as exhibited in high similarity of title words and one that shares a knowledge base. The research front of this field moves faster than the research front of information science in general, bringing it closer to Price's dream.

cs.DL↗

arXiv2012

Edited Volumes, Monographs, and Book Chapters in the Book Citation Index (BKCI) and Science Citation Index (SCI, SoSCI, A&HCI)

In 2011, Thomson-Reuters introduced the Book Citation Index (BKCI) as part of the Science Citation Index (SCI). The interface of the Web of Science version 5 enables users to search for both "Books" and "Book Chapters" as new categories. Books and book chapters, however, were always among the cited references, and book chapters have been included in the database since 2005. We explore the two categories with both BKCI and SCI, and in the sister social sciences (SoSCI) and the arts & humanities (A&HCI) databases. Book chapters in edited volumes can be highly cited. Books contain many citing references but are relatively less cited. This may find its origin in the slower circulation of books than of journal articles. It is possible to distinguish between monographs and edited volumes among the "Books" scientometrically. Monographs may be underrated in terms of citation impact or overrated using publication performance indicators because individual chapters are counted as contributions separately in terms of articles, reviews, and/or book chapters.

cs.DL↗

arXiv2012

Citation Analysis with Medical Subject Headings (MeSH) using the Web of Knowledge: A new routine

Citation analysis of documents retrieved from the Medline database (at the Web of Knowledge) has been possible only on a case-by-case basis. A technique is here developed for citation analysis in batch mode using both Medical Subject Headings (MeSH) at the Web of Knowledge and the Science Citation Index at the Web of Science. This freeware routine is applied to the case of "Brugada Syndrome," a specific disease and field of research (since 1992). The journals containing these publications, for example, are attributed to Web-of-Science Categories other than "Cardiac and Cardiovascular Systems"), perhaps because of the possibility of genetic testing for this syndrome in the clinic. With this routine, all the instruments available for citation analysis can now be used on the basis of MeSH terms. Other options for crossing between Medline, WoS, and Scopus are also reviewed.

cs.DL↗

arXiv2012

How Can Journal Impact Factors be Normalized across Fields of Science? An Assessment in terms of Percentile Ranks and Fractional Counts

Using the CD-ROM version of the Science Citation Index 2010 (N = 3,705 journals), we study the (combined) effects of (i) fractional counting on the impact factor (IF) and (ii) transformation of the skewed citation distributions into a distribution of 100 percentiles and six percentile rank classes (top-1%, top-5%, etc.). Do these approaches lead to field-normalized impact measures for journals? In addition to the two-year IF (IF2), we consider the five-year IF (IF5), the respective numerators of these IFs, and the number of Total Cites, counted both as integers and fractionally. These various indicators are tested against the hypothesis that the classification of journals into 11 broad fields by PatentBoard/National Science Foundation provides statistically significant between-field effects. Using fractional counting the between-field variance is reduced by 91.7% in the case of IF5, and by 79.2% in the case of IF2. However, the differences in citation counts are not significantly affected by fractional counting. These results accord with previous studies, but the longer citation window of a fractionally counted IF5 can lead to significant improvement in the normalization across fields.

cs.DL↗

arXiv2012

Global Maps of Science based on the new Web-of-Science Categories

In August 2011, Thomson Reuters launched version 5 of the Science and Social Science Citation Index in the Web of Science (WoS). Among other things, the 222 ISI Subject Categories (SCs) for these two databases in version 4 of WoS were renamed and extended to 225 WoS Categories (WCs). A new set of 151 Subject Categories (SCs) was added, but at a higher level of aggregation. Since we previously used the ISI SCs as the baseline for a global map in Pajek (Rafols et al., 2010) and brought this facility online (at http://www.leydesdorff.net/overlaytoolkit), we recalibrated this map for the new WC categories using the Journal Citation Reports 2010. In the new installation, the base maps can also be made using VOSviewer (Van Eck & Waltman, 2010).

cs.DL↗

arXiv2012

Where is Synergy Indicated in the Norwegian Innovation System? Triple-Helix Relations among Technology, Organization, and Geography

Using information theory and data for all (0.5 million) Norwegian firms, the national and regional innovation systems are decomposed into three subdynamics: (i) economic wealth generation, (ii) technological novelty production, and (iii) government interventions and administrative control. The mutual information in three dimensions can then be used as an indicator of potential synergy, that is, reduction of uncertainty. We aggregate the data at the NUTS3 level for 19 counties, the NUTS2 level for seven regions, and the single NUTS1 level for the nation. Measured as in-between group reduction of uncertainty, 11.7 % of the synergy was found at the regional level, whereas only another 2.7% was added by aggregation at the national level. Using this triple-helix indicator, the counties along the west coast are indicated as more knowledge-based than the metropolitan area of Oslo or the geographical environment of the Technical University in Trondheim. Foreign direct investment seems to have larger knowledge spill-overs in Norway (oil, gas, offshore, chemistry, and marine) than the institutional knowledge infrastructure in established universities. The northern part of the country, which receives large government subsidies, shows a deviant pattern.

physics.soc-ph↗

arXiv2012

McCall's Area Transformation versus the Integrated Impact Indicator (I3)

In a study entitled "Skewed Citation Distributions and Bias Factors: Solutions to two core problems with the journal impact factor," Mutz & Daniel (2012) propose (i) McCall's (1922) Area Transformation of the skewed citation distribution so that this data can be considered as normally distributed (Krus & Kennedy, 1977), and (ii) to control for different document types as a co-variate (Rubin, 1977). This approach provides an alternative to Leydesdorff & Bornmann's (2011) Integrated Impact Indicator (I3). As the authors note, the two approaches are akin. Can something be said about the relative quality of the two approaches? To that end, I replicated the study of Mutz & Daniel for the 11 journals in the Subject Category "mathematical psychology," but using additionally I3 on the basis of continuous quantiles (Leydesdorff & Bornmann, in press) and its variant PR6 based on the six percentile rank classes distinguished by Bornmann & Mutz (2011) as follows: the top-1%, 95-99%, 90-95%, 75-90%, 50-75%, and bottom-50%.

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