arXiv subjects

Lu Zou

Publications and source records attributed to Lu Zou.

13 recordsLinked to original sources

arXiv2026

DecomPose: Disentangling Cross-Category Optimization Contention for Category-Level 6D Object Pose Estimation

Category-level 6D object pose estimation is typically formulated as a multi-category joint learning problem with fully shared model parameters. However, pronounced geometric heterogeneity across categories entangles incompatible optimization signals in shared modules, resulting in gradient conflicts and negative transfer during training. To address this challenge, we first introduce gradient-based diagnostics to quantify module-level cross-category contention. Building on results of diagnostics, we propose DecomPose, a difficulty-aware decomposition framework that mitigates optimization contention via: (1) difficulty-aware gradient decoupling, which groups categories using a data-driven difficulty proxy and routes each instance to a group-specific correspondence branch to isolate incompatible updates; and (2) stability-driven asymmetric branching, which assigns higher-capacity branches to structurally simple categories as stable optimization anchors while constraining complex categories with lightweight branches to suppress noisy updates and alleviate negative transfer. Extensive experiments on REAL275, CAMERA25, and HouseCat6D demonstrate that DecomPose effectively reduces cross-category optimization contention and delivers superior pose estimation performance across multiple benchmarks.

cs.CV↗

arXiv2026

When Can We Trust Deep Neural Networks? Towards Reliable Industrial Deployment with an Interpretability Guide

The deployment of AI systems in safety-critical domains, such as industrial defect inspection, autonomous driving, and medical diagnosis, is severely hampered by their lack of reliability. A single undetected erroneous prediction can lead to catastrophic outcomes. Unfortunately, there is often no alternative but to place trust in the outputs of a trained AI system, which operates without an internal safeguard to flag unreliable predictions, even in cases of high accuracy. We propose a post-hoc explanation-based indicator to detect false negatives in binary defect detection networks. To our knowledge, this is the first method to proactively identify potentially erroneous network outputs. Our core idea leverages the difference between class-specific discriminative heatmaps and class-agnostic ones. We compute the difference in their intersection over union (IoU) as a reliability score. An adversarial enhancement method is further introduced to amplify this disparity. Evaluations on two industrial defect detection benchmarks show our method effectively identifies false negatives. With adversarial enhancement, it achieves 100\% recall, albeit with a trade-off for true negatives. Our work thus advocates for a new and trustworthy deployment paradigm: data-model-explanation-output, moving beyond conventional end-to-end systems to provide critical support for reliable AI in real-world applications.

cs.CV↗

arXiv2025

Sampling Complexity of TD and PPO in RKHS

We revisit Proximal Policy Optimization (PPO) from a function-space perspective. Our analysis decouples policy evaluation and improvement in a reproducing kernel Hilbert space (RKHS): (i) A kernelized temporal-difference (TD) critic performs efficient RKHS-gradient updates using only one-step state-action transition samples; (ii) a KL-regularized, natural-gradient policy step exponentiates the evaluated action-value, recovering a PPO/TRPO-style proximal update in continuous state-action spaces. We provide non-asymptotic, instance-adaptive guarantees whose rates depend on RKHS entropy, unifying tabular, linear, Sobolev, Gaussian, and Neural Tangent Kernel (NTK) regimes, and we derive a sampling rule for the proximal update that ensures the optimal $k^{-1/2}$ convergence rate for stochastic optimization. Empirically, the theory-aligned schedule improves stability and sample efficiency on common control tasks (e.g., CartPole, Acrobot), while our TD-based critic attains favorable throughput versus a GAE baseline. Altogether, our results place PPO on a firmer theoretical footing beyond finite-dimensional assumptions and clarify when RKHS-proximal updates with kernel-TD critics yield global policy improvement with practical efficiency.

cs.LG↗

arXiv2025

Region-Aware CAM: High-Resolution Weakly-Supervised Defect Segmentation via Salient Region Perception

Surface defect detection plays a critical role in industrial quality inspection. Recent advances in artificial intelligence have significantly enhanced the automation level of detection processes. However, conventional semantic segmentation and object detection models heavily rely on large-scale annotated datasets, which conflicts with the practical requirements of defect detection tasks. This paper proposes a novel weakly supervised semantic segmentation framework comprising two key components: a region-aware class activation map (CAM) and pseudo-label training. To address the limitations of existing CAM methods, especially low-resolution thermal maps, and insufficient detail preservation, we introduce filtering-guided backpropagation (FGBP), which refines target regions by filtering gradient magnitudes to identify areas with higher relevance to defects. Building upon this, we further develop a region-aware weighted module to enhance spatial precision. Finally, pseudo-label segmentation is implemented to refine the model's performance iteratively. Comprehensive experiments on industrial defect datasets demonstrate the superiority of our method. The proposed framework effectively bridges the gap between weakly supervised learning and high-precision defect segmentation, offering a practical solution for resource-constrained industrial scenarios.

cs.CV↗

arXiv2025

Instance-Adaptive Keypoint Learning with Local-to-Global Geometric Aggregation for Category-Level Object Pose Estimation

Category-level object pose estimation aims to predict the 6D pose and size of previously unseen instances from predefined categories, requiring strong generalization across diverse object instances. Although many previous methods attempt to mitigate intra-class variations, they often struggle with instances exhibiting complex geometries or significant deviations from canonical shapes. To address this issue, we propose INKL-Pose, a novel category-level object pose estimation framework that enables INstance-adaptive Keypoint Learning with local-to-global geometric aggregation. Specifically, our method first predicts semantically consistent and geometrically informative keypoints using an Instance-Adaptive Keypoint Detector, then refines them: (1) a Local Keypoint Feature Aggregator capturing fine-grained geometries, and (2) a Global Keypoint Feature Aggregator using bidirectional Mamba for structural consistency. To enable bidirectional modeling in Mamba, we introduce a simple yet effective Feature Sequence Flipping strategy that preserves spatial coherence while constructing backward feature sequence. Additionally, we design a surface loss and a separation loss to encourage uniform coverage and spatial diversity in keypoint distribution. The resulting keypoints are mapped to a canonical space for 6D pose and size regression. Extensive experiments on CAMERA25, REAL275, and HouseCat6D show that INKL-Pose achieves state-of-the-art performance with 16.7M parameters and runs at 36 FPS on an NVIDIA RTX 4090D GPU.

cs.CV↗

arXiv2024

Kernel Multigrid: Accelerate Back-fitting via Sparse Gaussian Process Regression

Additive Gaussian Processes (GPs) are popular approaches for nonparametric feature selection. The common training method for these models is Bayesian Back-fitting. However, the convergence rate of Back-fitting in training additive GPs is still an open problem. By utilizing a technique called Kernel Packets (KP), we prove that the convergence rate of Back-fitting is no faster than $(1-\mathcal{O}(\frac{1}{n}))^t$, where $n$ and $t$ denote the data size and the iteration number, respectively. Consequently, Back-fitting requires a minimum of $\mathcal{O}(n\log n)$ iterations to achieve convergence. Based on KPs, we further propose an algorithm called Kernel Multigrid (KMG). This algorithm enhances Back-fitting by incorporating a sparse Gaussian Process Regression (GPR) to process the residuals after each Back-fitting iteration. It is applicable to additive GPs with both structured and scattered data. Theoretically, we prove that KMG reduces the required iterations to $\mathcal{O}(\log n)$ while preserving the time and space complexities at $\mathcal{O}(n\log n)$ and $\mathcal{O}(n)$ per iteration, respectively. Numerically, by employing a sparse GPR with merely 10 inducing points, KMG can produce accurate approximations of high-dimensional targets within 5 iterations.

stat.ML↗

arXiv2024

Asymptotic Theory for Linear Functionals of Kernel Ridge Regression

An asymptotic theory is established for linear functionals of the predictive function given by kernel ridge regression, when the reproducing kernel Hilbert space is equivalent to a Sobolev space. The theory covers a wide variety of linear functionals, including point evaluations, evaluation of derivatives, $L_2$ inner products, etc. We establish the upper and lower bounds of the estimates and their asymptotic normality. It is shown that $\lambda\sim n^{-1}$ is the universal optimal order of magnitude for the smoothing parameter to balance the variance and the worst-case bias. The theory also implies that the optimal $L_\infty$ error of kernel ridge regression can be attained under the optimal smoothing parameter $\lambda\sim n^{-1}\log n$. These optimal rates for the smoothing parameter differ from the known optimal rate $\lambda\sim n^{-\frac{2m}{2m+d}}$ that minimizes the $L_2$ error of the kernel ridge regression.

math.ST↗

arXiv2023

Improved Convergence Rate of Nested Simulation with LSE on Sieve

Nested simulation encompasses the estimation of functionals linked to conditional expectations through simulation techniques. In this paper, we treat conditional expectation as a function of the multidimensional conditioning variable and provide asymptotic analyses of general Least Squared Estimators on sieve, without imposing specific assumptions on the function's form. Our study explores scenarios in which the convergence rate surpasses that of the standard Monte Carlo method and the one recently proposed based on kernel ridge regression. We also delve into the conditions that allow for achieving the best possible square root convergence rate among all methods. Numerical experiments are conducted to support our statements.

math.ST↗

arXiv2023

Representing Additive Gaussian Processes by Sparse Matrices

Among generalized additive models, additive Mat\'ern Gaussian Processes (GPs) are one of the most popular for scalable high-dimensional problems. Thanks to their additive structure and stochastic differential equation representation, back-fitting-based algorithms can reduce the time complexity of computing the posterior mean from $O(n^3)$ to $O(n\log n)$ time where $n$ is the data size. However, generalizing these algorithms to efficiently compute the posterior variance and maximum log-likelihood remains an open problem. In this study, we demonstrate that for Additive Mat\'ern GPs, not only the posterior mean, but also the posterior variance, log-likelihood, and gradient of these three functions can be represented by formulas involving only sparse matrices and sparse vectors. We show how to use these sparse formulas to generalize back-fitting-based algorithms to efficiently compute the posterior mean, posterior variance, log-likelihood, and gradient of these three functions for additive GPs, all in $O(n \log n)$ time. We apply our algorithms to Bayesian optimization and propose efficient algorithms for posterior updates, hyperparameters learning, and computations of the acquisition function and its gradient in Bayesian optimization. Given the posterior, our algorithms significantly reduce the time complexity of computing the acquisition function and its gradient from $O(n^2)$ to $O(\log n)$ for general learning rate, and even to $O(1)$ for small learning rate.

stat.ML↗

arXiv2021

6D-ViT: Category-Level 6D Object Pose Estimation via Transformer-based Instance Representation Learning

This paper presents 6D-ViT, a transformer-based instance representation learning network, which is suitable for highly accurate category-level object pose estimation on RGB-D images. Specifically, a novel two-stream encoder-decoder framework is dedicated to exploring complex and powerful instance representations from RGB images, point clouds and categorical shape priors. For this purpose, the whole framework consists of two main branches, named Pixelformer and Pointformer. The Pixelformer contains a pyramid transformer encoder with an all-MLP decoder to extract pixelwise appearance representations from RGB images, while the Pointformer relies on a cascaded transformer encoder and an all-MLP decoder to acquire the pointwise geometric characteristics from point clouds. Then, dense instance representations (i.e., correspondence matrix, deformation field) are obtained from a multi-source aggregation network with shape priors, appearance and geometric information as input. Finally, the instance 6D pose is computed by leveraging the correspondence among dense representations, shape priors, and the instance point clouds. Extensive experiments on both synthetic and real-world datasets demonstrate that the proposed 3D instance representation learning framework achieves state-of-the-art performance on both datasets, and significantly outperforms all existing methods.

cs.CV↗

arXiv2020

High-Dimensional Non-Parametric Density Estimation in Mixed Smooth Sobolev Spaces

Density estimation plays a key role in many tasks in machine learning, statistical inference, and visualization. The main bottleneck in high-dimensional density estimation is the prohibitive computational cost and the slow convergence rate. In this paper, we propose novel estimators for high-dimensional non-parametric density estimation called the adaptive hyperbolic cross density estimators, which enjoys nice convergence properties in the mixed smooth Sobolev spaces. As modifications of the usual Sobolev spaces, the mixed smooth Sobolev spaces are more suitable for describing high-dimensional density functions in some applications. We prove that, unlike other existing approaches, the proposed estimator does not suffer the curse of dimensionality under Integral Probability Metric, including H\"older Integral Probability Metric, where Total Variation Metric and Wasserstein Distance are special cases. Applications of the proposed estimators to generative adversarial networks (GANs) and goodness of fit test for high-dimensional data are discussed to illustrate the proposed estimator's good performance in high-dimensional problems. Numerical experiments are conducted and illustrate the efficiency of our proposed method.

cs.LG↗

arXiv2018

Stochastic Kriging for Inadequate Simulation Models

Stochastic kriging is a popular metamodeling technique for representing the unknown response surface of a simulation model. However, the simulation model may be inadequate in the sense that there may be a non-negligible discrepancy between it and the real system of interest. Failing to account for the model discrepancy may conceivably result in erroneous prediction of the real system's performance and mislead the decision-making process. This paper proposes a metamodel that extends stochastic kriging to incorporate the model discrepancy. Both the simulation outputs and the real data are used to characterize the model discrepancy. The proposed metamodel can provably enhance the prediction of the real system's performance. We derive general results for experiment design and analysis, and demonstrate the advantage of the proposed metamodel relative to competing methods. Finally, we study the effect of Common Random Numbers (CRN). The use of CRN is well known to be detrimental to the prediction accuracy of stochastic kriging in general. By contrast, we show that the effect of CRN in the new context is substantially more complex. The use of CRN can be either detrimental or beneficial depending on the interplay between the magnitude of the observation errors and other parameters involved.

stat.ME↗

arXiv2007

Line tension and structure of smectic liquid crystal multilayers at the air-water interface

At the air/water interface, 4,-8-alkyl[1,1,-biphenyl]-4-carbonitrile (8CB) domains with different thicknesses coexist in the same Langmuir film, as multiple bilayers on a monolayer. The edge dislocation at the domain boundary leads to line tension, which determines the domain shape and dynamics. By observing the domain relaxation process starting from small distortions, we find that the line tension is linearly dependent on the thickness difference between the coexisting phases in the film. Comparisons with theoretical treatments in the literature suggest that the edge dislocation at the boundary locates near the center of the film, which means that the 8CB multilayers are almost symmetric with respect to the air/water interface.

cond-mat.soft↗