arXiv subjects

Luca Martucci

Publications and source records attributed to Luca Martucci.

At least 19 recordsLinked to original sources

arXiv2026

Non-invertible symmetries in the axiverse, and the imaginary wormholes

We study the symmetry structure of four-dimensional axiverse effective field theories with multiple axions coupled to abelian gauge sectors, including their extensions to broad classes of N=1 models. We identify the invertible and non-invertible generalized symmetries, and discuss the associated symmetry-breaking mechanisms together with the resulting hierarchies of energy scales. In particular, we discuss the quantum-gravitational breaking of non-invertible axion shift symmetries predicted by the existence of wormholes and the recently proposed Imaginary Distance Bound. In N=1 axiverses, these wormhole-based arguments imply that towers of BPS EFT instantons play a distinguished role and generate infinitely many superpotential terms.

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arXiv2025

Gaillard-Zumino non-invertible symmetries

We uncover an infinite class of novel zero-form non-invertible symmetries in a broad family of four-dimensional models, studied years ago by Gaillard and Zumino (GZ), which includes several extended supergravities as particular subcases. The GZ models consist of abelian gauge fields coupled to a neutral sector, typically including a set of scalars, whose equations of motion are classically invariant under a continuous group $\mathscr{G}$ acting on the electric and magnetic field strengths via symplectic transformations. The standard lore holds that, at the quantum level, these symmetries are broken to an integral subgroup $\mathscr{G}_\mathbb{Z}$. We show that, in fact, a much larger subgroup $\mathscr{G}_\mathbb{Q}$ survives, albeit through non-invertible topological defects. We explicitly construct these defects and compute some of their fusion rules. As illustrative examples, we consider the axion-dilaton-Maxwell model and the bosonic sector of a class of $\mathcal{N}=2$ supergravities of the kind that appear in type II Calabi-Yau compactifications. Finally, we comment on how (part of) these non-invertible zero-form symmetries can be broken by gauging the $\mathscr{G}_\mathbb{Z}$ subgroup of invertible symmetries.

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arXiv2024

Wormholes in the axiverse, and the species scale

We analyze a large class of four-dimensional $\mathcal{N}=1$ low-energy realizations of the axiverse satisfying various quantum gravity constraints. We propose a novel upper bound on the ultimate UV cutoff of the effective theory, namely the species scale, which only depends on data available at the two-derivative level. Its dependence on the moduli fields and the number $N$ of axions matches expectations from other independent considerations. After an assessment of the regime of validity of the effective field theory, we investigate the non-perturbative gravitational effects therein. We identify a set of axionic charges supported by extremal and non-extremal wormhole configurations. We present a universal class of analytic wormhole solutions, explore their deformations, and analyze the relation between wormhole energy scales and species scale. The connection between these wormholes and a special subclass of BPS fundamental instantons is discussed, and an argument in favor of the genericity of certain axion-dependent effective superpotentials is provided. We find a lower bound increasing with $N\gg 1$ on the Gauss-Bonnet coefficient, resulting in an exponential suppression of non-extremal wormhole effects. Our claims are illustrated and tested in concrete string theory models.

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arXiv2023

Timelike structures of ten-dimensional supersymmetry

In several contexts, supersymmetry can be reformulated in terms of calibrations, namely forms whose integrals measure minimal energies. It has been conjectured that this should be possible in general. For type II supergravity, we present a new system of equations which realizes this expectation. Besides the customary D-brane calibrations, it also includes NS5-brane and KK5-monopole calibrations. It is equivalent to supersymmetry under the assumption that the Killing vector associated to supersymmetry is timelike. No assumption is made on a factorization of spacetime. We also obtain a version of the system which is manifestly S-invariant and we present an application to near-horizon backgrounds. Using calibration, a definition of central charges in purely gravitational terms is given.

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arXiv2023

Quantum Gravity Bounds on N=1 Effective Theories in Four Dimensions

We propose quantum gravitational constraints on effective four-dimensional theories with N=1 supersymmetry. These Swampland constraints arise by demanding consistency of the worldsheet theory of a class of axionic, or EFT, strings whose existence follows from the Completeness Conjecture of quantum gravity. Modulo certain assumptions, we derive positivity bounds and quantization conditions for the axionic couplings to the gauge and gravitational sector at the two- and four-derivative level, respectively. We furthermore obtain general bounds on the rank of the gauge sector in terms of the gravitational couplings to the axions. We exemplify how these bounds rule out otherwise consistent effective supergravity theories as theories of quantum gravity. Our derivations of the quantum gravity bounds are tested and further motivated in concrete string theoretic settings. In particular, this leads to a sharper version of the bound on the gauge group rank in F-theory on elliptic four-folds with a smooth base, which improves the known geometrical Kodaira bounds. We furthermore provide a detailed derivation of the EFT string constraints in heterotic string compactifications including higher derivative corrections to the effective action and apply the bounds to M-theory compactifications on $G_2$ manifolds.

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arXiv2022

Large Field Distances from EFT strings

In any consistent effective field theory of quantum gravity limits of infinite field distance are expected to lead to the EFT breakdown due to the appearance of an infinite tower of light states, as predicted by the Distance Conjecture. We review the Distant Axionic String Conjecture, which proposes that any 4d EFT infinite-field-distance limit can be realized as an RG flow of a fundamental axionic string. The RG flow can be understood in terms of the 4d backreaction of such a string, and implies that it becomes tensionless towards the said limit. This property is understood as a shielding mechanism towards realizing an exact axionic symmetry, and it implies the breakdown of the EFT in a way that reproduces the Distance Conjecture. Motivated by string theory data we further propose the Integral Scaling Conjecture, which provides a specific relation between the string tension and the EFT maximal cut-off set by the infinite tower of states.

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arXiv2022

On the Stability of String Theory Vacua

Vacuum compactifications may suffer from instabilities under small perturbations or tunnel effects; both are difficult to analyze. In this paper we consider the issue from a higher-dimensional perspective. We first look at how stability works for supersymmetric vacua, where it is widely expected to hold. We first show that the nucleation of brane bubbles in type II AdS compactifications is forbidden in the probe approximation by a simple argument involving pure spinors and calibrations. We then adapt familiar positive-energy theorems directly to M-theory and type II supergravity, rather than to their effective lower-dimensional reductions, also showing how to consistently include localised sources. We finally initiate an analysis of how these arguments might be extended to non-supersymmetric vacua. In M-theory, at the lower-derivative level, we find that the most natural modifications fail to stabilize the skew-whiffed and Englert vacua.

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arXiv2022

Semiclassics of three-dimensional SCFTs from holography

We use holography to compute the large-$N$ effective field theory along the moduli space of vacua of an infinite class of three-dimensional $\mathcal{N}=2$ SCFTs admitting a dual M-theory description. We focus in particular on toric models and show how the spectrum of large $R$-charge SCFT chiral scalar operators corresponds to a set of explicit semiclassical solutions of our effective field theory, which describe bound states of backreacting giant gravitons and baryonic-like M5-branes. Our semiclassical description allows for a direct computation of the scaling dimensions of these operators and provides a starting point for a semiclassical investigation of the SCFT data in the large $R$-charge sector. We consider the models corresponding to the $Y^{12}(\mathbb{P}^2)$ and $Q^{111}$ Sasaki-Einstein spaces as explicit examples.

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arXiv2021

The EFT stringy viewpoint on large distances

We observe a direct relation between the existence of fundamental axionic strings, dubbed EFT strings, and infinite distance limits in 4d $\mathcal{N}=1$ EFTs coupled to gravity. The backreaction of EFT strings can be interpreted as RG flow of their couplings, and allows one to probe different regimes within the field space of the theory. We propose that any 4d EFT infinite distance limit can be realised as an EFT string flow. We show that along such limits the EFT string becomes asymptotically tensionless, and so the EFT eventually breaks down. This provides an upper bound for the maximal field range of an EFT with a finite cut-off, and reproduces the Swampland Distance Conjecture from a bottom-up perspective. Even if there are typically other towers of particles becoming light, we propose that the mass of the leading tower scales as $m^2\sim \mathcal{T}^w$ in Planck units, with $\mathcal{T}$ the EFT string tension and $w$ a positive integer. Our results hold even in the presence of a non-trivial potential, as long as its energy scale remains well below the cut-off. We check both proposals for large classes of 4d $\mathcal{N}=1$ string compactifications, finding that only the values $w=1,2,3$ are realised.

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arXiv2021

Swampland Conjectures for Strings and Membranes

Swampland criteria like the Weak Gravity Conjecture should not only apply to particles, but also to other lower-codimension charged objects in 4d EFTs like strings and membranes. However, the description of the latter is in general subtle due to their large backreaction effects. In the context of 4d $\mathcal{N}=1$ EFTs, we consider $\frac12$BPS strings and membranes which are fundamental, in the sense that they cannot be resolved within the EFT regime. We argue that, if interpreted from the EFT viewpoint, the 4d backreaction of these objects translates into a classical RG flow of their couplings. Constraints on the UV charges and tensions get then translated to constraints on the axionic kinetic terms and scalar potential of the EFT. This uncovers new relations among the Swampland Conjectures, which become interconnected by the physical properties of low-codimension objects. In particular, using that string RG flows describe infinite field distance limits, we show that the WGC for strings implies the Swampland Distance Conjecture. Similarly, WGC-saturating membranes generate a scalar potential satisfying the de Sitter Conjecture.

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arXiv2019

How many fluxes fit in an EFT?

We extend the recent construction of 4d $\mathcal{N}=1$ three-form Lagrangians by including the most general three-form multiplets necessary to reproduce any F-term potential in string flux compactifications. In this context we find an obstruction to dualize all fluxes to three-forms in the effective field theory. This implies that, generically, a single EFT cannot capture all the membrane-mediated flux transitions expected from a string theory construction, but only a sublattice of them. The obstruction can be detected from the maximal number of three-forms per scalar in any supermultiplet, and from the gaugings involving three-forms that appear in the EFT. Some gaugings are related to the appearance of fluxes in the tadpole conditions, and give a general obstruction. Others are related to the anomalous axionic strings present in a specific compactification regime. We illustrate the structure of the three-form Lagrangian in type II and F/M-theory setups, where we argue that the above obstructions correlate with the different 4d membrane tensions with respect to the EFT energy scales.

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arXiv2018

Three-forms, dualities and membranes in four-dimensional supergravity

We consider four-dimensional $\mathcal{N}=1$ supergravity models of a kind appearing in string flux compactifications. It has been recently shown that, by using double three-form multiplets instead of ordinary chiral multiplets, one can promote to dynamical variables (part of) the quantized numbers appearing in the flux-induced superpotential. We show that double three-form multiplets naturally transform under symplectic dualities associated with the special Kähler structure that characterizes their scalar sector. Furthermore, we discuss how to couple membranes which carry arbitrary `electric-magnetic' charges. The complete action is supersymmetric, kappa-symmetric and duality covariant. As an application, we derive the flow equations for BPS domain walls sourced by membranes and give simple analytic examples of their solution.

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arXiv2018

Three-forms in Supergravity and Flux Compactifications

We present a duality procedure that relates conventional four-dimensional matter-coupled N=1 supergravities to dual formulations in which auxiliary fields are replaced by field-strengths of gauge three-forms. The duality promotes specific coupling constants appearing in the superpotential to vacuum expectation values of the field-strengths. We then apply this general duality to type IIA string compactifications on Calabi-Yau orientifolds with RR fluxes. This gives a new supersymmetric formulation of the corresponding effective four-dimensional theories which includes gauge three-forms.

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arXiv2017

Three-forms, Supersymmetry and String Compactifications

We review a duality procedure that relates standard matter-coupled N=1 supergravity to dual formulations in which auxiliary fields are replaced by field-strengths of gauge three-forms. As examples, we consider the dualization of the rigid Polonyi model and of effective field theories associated with Type IIA string compactifications with fluxes in supergravity.

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arXiv2017

Warped Kähler potentials and fluxes

The four-dimensional effective theory for type IIB warped flux compactifications proposed in [1] is completed by taking into account the backreaction of the Kähler moduli on the three-form fluxes. The only required modification consists in a flux-dependent contribution to the chiral fields parametrising the Kähler moduli. The resulting supersymmetric effective theory satisfies the no-scale condition and consistently combines previous partial results present in the literature. Similar results hold for M-theory warped compactifications on Calabi-Yau fourfolds, whose effective field theory and Kähler potential are also discussed.

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arXiv2016

The Goldstino Brane, the Constrained Superfields and Matter in N=1 Supergravity

We show that different (brane and constrained superfield) descriptions for the Volkov-Akulov goldstino coupled to N=1, D=4 supergravity with matter produce similar wide classes of models with spontaneously broken local supersymmetry and discuss the relation between the different formulations. As with the formulations with irreducible constrained superfields, the geometric goldstino brane approach has the advantage of being manifestly off-shell supersymmetric without the need to introduce auxiliary fields. It provides an explicit solution of the nilpotent superfield constraints and avoids issues with non-Gaussian integration of auxiliary fields. We describe general couplings of the supersymmetry breaking sector, including the goldstino and other non-supersymmetric matter, to supergravity and matter supermultiplets. Among various examples, we discuss a goldstino brane contribution to the gravitino mass term and the supersymmetrization of the anti-D3-brane contribution to the effective theory of type IIB warped flux compactifications.

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arXiv2016

Holographic Effective Field Theories

We derive the four-dimensional low-energy effective field theory governing the moduli space of strongly coupled superconformal quiver gauge theories associated with D3-branes at Calabi-Yau conical singularities in the holographic regime of validity. We use the dual supergravity description provided by warped resolved conical geometries with mobile D3-branes. Information on the baryonic directions of the moduli space is also obtained by using wrapped Euclidean D3-branes. We illustrate our general results by discussing in detail their application to the Klebanov-Witten model.

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arXiv2016

Brane induced supersymmetry breaking and de Sitter supergravity

We obtain a four-dimensional supergravity with spontaneously broken supersymmetry allowing for de Sitter vacua by coupling a superspace action of minimal N=1, D=4 supergravity to a locally supersymmetric generalization of the Volkov-Akulov goldstino action describing the dynamics of a space-filling non-BPS 3-brane in N=1, D=4 superspace. To the quadratic order in the goldstino field the obtained action coincides with earlier constructions of supergravities with nilpotent superfields, while matching the higher-order contributions will require a non-linear redefinition of fields. In the unitary gauge, in which the goldstino field is set to zero, the action coincides with that of Volkov and Soroka. We also show how a nilpotency constraint on a chiral curvature superfield emerges in this formulation.

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