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Luca V. Iliesiu

Publications and source records attributed to Luca V. Iliesiu.

At least 19 recordsLinked to original sources

When the gravity path integral describes a statistical average

We find the necessary and sufficient conditions for the gravitational path integral (GPI) to admit an interpretation in terms of (i) an inner product in the Hilbert space of open/closed universes or (ii) a statistical average of boundary observables. The conditions needed for (i) are necessary but not sufficient for (ii). Requiring the stronger condition (ii) places additional constraints on all wormhole amplitudes, giving a concrete diagnostic of whether the GPI computes an average or merely a pseudo-average. To exemplify the difference between the two constraints, we present a class of gravitational toy models that satisfy (i) but fail the stronger condition (ii); to emphasize the power of the stronger condition, we initiate a bootstrap study of statistical ensembles based on condition (ii), finding that the resulting constraints substantially sharpen the bounds on the moments of the ensemble obtained by imposing (i). More broadly, both of these positivity conditions impose nontrivial constraints on wormhole amplitudes and thereby restrict which gravitational effective field theories can be embedded in consistent theories of quantum gravity.

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A note on the quantization of angular momentum for black holes

We argue that the gravitational path integral for rotating black holes is periodic in the angular velocity, implying the quantization of angular momentum in arbitrary dimensions for either asymptotically flat or AdS boundary conditions. In AdS$_3$, this periodicity is a consequence of the boundary mapping class group. In higher dimensions, the periodicity arises from an infinite family of saddles labeled by integer shifts of the angular velocity unrelated to the boundary mapping class group; summing over these saddles enforces quantization independently of any large boundary diffeomorphism. We construct these saddles explicitly for Kerr-Newman black holes in both asymptotically flat space and AdS$_4$, and observe that even the path integral for the 4D Schwarzschild black hole, typically the simplest case, receives contributions from an infinite set of rotating saddles.

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Positivity of the gravitational path integral implies the axionic weak gravity conjecture

The gravitational path integral can compute inner products between different states of open and closed universes. To have a well-defined Hilbert space, these inner products should be positive semi-definite, which is not manifest in the low-energy effective theory. In this letter, we analyze the constraints that the positivity of inner products imposes on gravitational theories coupled to axions. If the axion has an exact shift symmetry, we show that, under mild assumptions, a combined positivity constraint on closed and open universes is violated when one includes certain wormholes. In low-energy effective theories where these wormholes are perturbatively stable, positivity requires that the wormholes have a non-perturbative instability that breaks the shift symmetry. This leads to a sharp version of the axion weak gravity conjecture, including precise numerical constants. We relate the bound to possible extensions of other swampland conjectures, arguing for an imaginary continuation of the distance conjecture. We comment on how the bound applies to axions in string theory and discuss phenomenological implications.

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Living on the edge: a non-perturbative resolution to the negativity of bulk entropies

Lin, Maldacena, Rozenberg, and Shan (LMRS) presented a new information paradox in black hole physics by noticing that the entanglement and Rényi entropies in a two-sided black hole can become negative when the geometry contains a very large number of matter excitations behind the black hole horizon. While originally this puzzle was presented in the context of BPS two-sided black holes in two-dimensional supergravity, the negativity in fact persists for more general two-sided black holes in the presence of a large number of matter excitations. Since the entanglement and Rényi entropies in ordinary quantum systems cannot be negative, resolving this puzzle is a necessary step towards understanding the quantum mechanical description of black holes. In this paper, we explain how to address the entanglement negativity puzzle, both in the original setting discussed by LMRS and in more general non-supersymmetric settings, by summing over all non-perturbative contributions to the gravitational path integral. We then interpret this result from the point of view of a dual matrix integral, which we use to extend our analysis beyond the regime of validity of the genus re-summation performed in the gravitational path integral. In this regime, positivity is rescued by new saddles of the matrix integral, a one-eigenvalue instanton and a two-eigenvalue instanton. Finally, we formulate a similar puzzle and its resolution using random tensor network techniques.

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Consistent Evaluation of the No-Boundary Proposal

We revisit the Hartle-Hawking no-boundary proposal. To extract probabilities, one must use the gravitational path integral (GPI) to compute not only the no-boundary amplitude, but also the norms by which its square is divided. We find that this dramatically alters predictions: the probability for any closed universe is either nearly 1, or exactly 1. That is, in the Hilbert space of closed universes defined by the GPI, the states of interest in cosmology are all nearly parallel to the Hartle-Hawking state up to nonperturbative corrections in $G_N^{-1}$. We also consider a statistical interpretation of the GPI, as an average of arbitrary products of amplitudes. We find that all amplitudes are exactly 1 in this case, consistent with recent arguments that the statistical approach to the GPI with a closed boundary computes an average over one-dimensional Hilbert spaces. As an example, we illustrate the consistent evaluation of the no-boundary proposal in inflationary cosmology.

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Novel black saddles for 5d gravitational indices and the index enigma

We construct a series of novel Euclidean multi-black-hole, black ring, black Saturn, and black lens solutions to $5d$ supergravity that contribute as saddle-points to the $5d$ gravitational supersymmetric index, either in asymptotically flat space or in asymptotically AdS$_3\times S^2$. All these solutions are supersymmetric, have finite temperature, and an appropriate angular velocity turned on that makes fermionic fields periodic around the thermal circle. They contribute either to the helicity supertrace of supergravity in $5d$ flat space or to the elliptic genus of a supergravity theory in AdS$_3 \times S^2$. Their on-shell actions are independent of temperature, as consistent with the computation of a protected index, and equal to the entropy of the corresponding extremal black object. Our construction relies on uplifting saddles that can be singular in $4d$, but which are desingularized in $5d$. The resulting saddles exhibit a novel ``index enigma'', not encountered in previous Lorentzian solutions. One example of this enigma is that, in the computation of the index in asymptotically flat space, less symmetric black ring saddles dominate over the contributions from $5d$ black holes.

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A Black Hole Airy Tail

In Jackiw-Teitelboim (JT) gravity, which is dual to a random matrix ensemble, the annealed entropy differs from the quenched entropy at low temperatures and goes negative. However, computing the quenched entropy in JT gravity requires a replica limit that is poorly understood. To circumvent this, we define an intermediate quantity called the semi-quenched entropy, which has the positivity properties of the quenched entropy, while requiring a much simpler replica trick. We compute this in JT gravity in different regimes using i) a bulk calculation involving wormholes corresponding to the Airy limit of the dual matrix integral and ii) a boundary calculation involving one-eigenvalue instanton saddles proposed by Hernández-Cuenca, demonstrating consistency between these two calculations in their common regime of validity. We also clarify why similar one-eigenvalue instanton saddles cannot be used to compute the quenched entropy due to a breakdown of the saddle-point approximation for the one-eigenvalue instanton in the replica limit. Our results show how to use the gravitational path integral to prove that black holes in JT gravity have isolated ground states and to study their properties.

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Multicentered black hole saddles for supersymmetric indices

The supersymmetric index in string theory can sometimes have a discontinuous integer-valued jump at co-dimension one surfaces in moduli space called walls of marginal stability. When the index counts black hole microstates, crossing such walls of marginal stability amounts to the appearance or disappearance of a large number of such states. While wall-crossing has been understood in string theory and through the disappearance of extremal Lorentzian supergravity solutions as the moduli are varied, there has been no understanding about how the discontinuous changes in the index occur at the level of the gravitational path integral. In this paper, we find the finite-temperature saddles in $4d$ flatspace supergravity in which fermionic fields are periodic when going around the thermal circle that correspond to the multi-center black hole contributions to the index. By analyzing these saddles, we can explain how wall-crossing occurs: as the scalar moduli in supergravity are varied at the asymptotic boundary, for a given split of the charges, the saddle point equations can no longer be solved and, consequently, the corresponding multi-center saddle no longer contributes to the index. While the values of the scalars and the jump in the index when a wall is crossed all agree with the prediction from previously found Lorentzian supergravity solutions, the saddles in the index exhibit a much richer moduli space, which we analyze in detail.

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The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in $G_N$ , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS$_3$ throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS$_3$/CFT$_2$. This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

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The evaporation of black holes in supergravity

In supergravity, charged rotating black holes are generically driven towards becoming extremal and supersymmetric through the emission of Hawking radiation. Eventually, as the black hole approaches the BPS bound and is close to becoming supersymmetric, quantum gravity corrections become critical to describing the emission of Hawking radiation, making the QFT in curved spacetime approximation inaccurate. In this paper, we compute how such quantum gravity corrections affect the spectrum of Hawking radiation for black holes in $\mathcal N=2$ supergravity in flatspace. We show that due to such corrections, the spectrum of emitted Hawking radiation for both spin-0 and spin-$1/2$ particles deviates drastically at low temperatures from the naively expected black-body spectrum. Rather remarkably, the spectrum exhibits a discrete emission line from direct transitions from near-BPS to BPS states, providing the first controlled example where the discreteness of the black hole energies is visible in the emitted Hawking radiation. Similar quantum gravity effects drastically modify the absorption cross-section: BPS black holes are transparent to certain frequencies, while near-BPS black holes appear much larger than the semi-classical prediction.

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The gravitational path integral from an observer's point of view

One of the fundamental problems in quantum gravity is to describe the experience of a gravitating observer in generic spacetimes. In this paper, we develop a framework for describing non-perturbative physics relative to an observer using the gravitational path integral. We apply our proposal to an observer that lives in a closed universe and one that falls behind a black hole horizon. We find that the Hilbert space that describes the experience of the observer is much larger than the Hilbert space in the absence of an observer. In the case of closed universes, the Hilbert space is not one-dimensional, as calculations in the absence of the observer suggest. Rather, its dimension scales exponentially with $G_N^{-1}$. Similarly, from an observer's perspective, the dimension of the Hilbert space in a two-sided black hole is increased. We compute various observables probing the experience of a gravitating observer in this Hilbert space. We find that an observer experiences non-trivial physics in the closed universe in contrast to what it would see in a one-dimensional Hilbert space. In the two-sided black hole setting, our proposal implies that non-perturbative corrections to effective field theory for an infalling observer are suppressed until times exponential in the black hole entropy, resolving a recently raised puzzle in black hole physics. While the framework that we develop is exemplified in the toy-model of JT gravity, most of our analysis can be extended to higher dimensions and, in particular, to generic spacetimes not admitting a conventional holographic description, such as cosmological universes or black hole interiors.

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The evaporation of charged black holes

Charged particle emission from black holes with sufficiently large charge is exponentially suppressed. As a result, such black holes are driven towards extremality by the emission of neutral Hawking radiation. Eventually, an isolated black hole gets close enough to extremality that the gravitational backreaction of a single Hawking photon becomes important, and the QFT in curved spacetime approximation breaks down. To proceed further, we need to use a quantum theory of gravity. We make use of recent progress in our understanding of the quantum-gravitational thermodynamics of near-extremal black holes to compute the corrected spectrum for both neutral and charged Hawking radiation, including the effects of backreaction, greybody factors, and metric fluctuations. At low temperatures, large fluctuations in a set of light modes of the metric lead to drastic modifications to neutral particle emission that -- in contrast to the semiclassical prediction -- ensure the black hole remains subextremal. Relatedly, angular momentum constraints mean that, close enough to extremality, black holes with zero angular momentum no longer emit individual photons and gravitons; the dominant radiation channel consists of entangled pairs of photons in angular-momentum singlet states. We also compute the effects of backreaction and metric fluctuations on the emission of charged particles. Somewhat surprisingly, we find that the semiclassical Schwinger emission rate is essentially unchanged despite the fact that the emission process leads to large changes in the geometry and thermodynamics of the throat. We present, for the first time, the full history of the evaporation of a large charged black hole. This corrects the semiclassical calculation, which gives completely wrong predictions for almost the entire evaporation history, even for the crudest observables like the temperature seen by a thermometer.

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On the non-perturbative bulk Hilbert space of JT gravity

What is the bulk Hilbert space of quantum gravity? In this paper, we resolve this problem in 2d JT gravity, both with and without matter, providing an explicit definition of a non-perturbative Hilbert space specified in terms of metric variables. The states are wavefunctions of the length and matter state, but with a non-trivial and highly degenerate inner product. We explicitly identify the null states, and discuss their importance for defining operators non-perturbatively. To highlight the power of the formalism we developed, we study the non-perturbative effects for two bulk linear operators that may serve as proxies for the experience of an observer falling into a two-sided black hole: one captures the length of an Einstein-Rosen bridge and the other captures the center-of-mass collision energy between two particles falling from opposite sides. We track the behavior of these operators up to times of order $e^{S_\text{BH}}$, at which point the wavefunction spreads to the complete set of eigenstates of these operators. If these observables are indeed good proxies for the experience of an infalling observer, our results indicate an O(1) probability of detecting a firewall at late times that is self-averaging and universal.

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Constructing all BPS black hole microstates from the gravitational path integral

Understanding how to prepare and count black hole micro-states by using the gravitational path integral is one of the most important problems in quantum gravity. Nevertheless, a state-by-state count of black hole microstates is difficult because the apparent number of degrees of freedom available in the gravitational effective theory can vastly exceed the entropy of the black hole, even in the special case of BPS black holes. In this paper, we show that we can use the gravitational path integral to prepare a basis for the Hilbert space of all BPS black hole microstates. We find that the dimension of this Hilbert space computed by an explicit state count is in complete agreement with the degeneracy obtained from the Gibbons-Hawking prescription. Specifically, this match includes all non-perturbative corrections in $1/G_N$. Such corrections are, in turn, necessary in order for this degeneracy of BPS states to match the non-perturbative terms in the $1/G_N$ expansion in the string theory count of such microstates.

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How the Hilbert space of two-sided black holes factorises

In AdS/CFT, two-sided black holes are described by states in the tensor product of two Hilbert spaces associated with the two asymptotic boundaries of the spacetime. Understanding how such a tensor product arises from the bulk perspective is an important open problem in holography, known as the factorisation puzzle. In this paper, we show how the Hilbert space of bulk states factorises due to non-perturbative contributions of spacetime wormholes: the trace over two-sided states with different particle excitations behind the horizon factorises into a product of traces of the left and right sides. This precisely occurs when such states form a complete basis for the bulk Hilbert space. We prove that the factorisation of the trace persists to all non-perturbative orders in $1/G_N$, consequently providing a possible resolution to the factorisation puzzle from the gravitational path integral. In the language of von Neumann algebras, our results provide strong evidence that the algebra of one-sided observables transitions from a Type II or Type III algebra, depending on whether or not perturbative gravity effects are included, to a Type I factor when including non-perturbative corrections in the bulk.

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The statistical mechanics of near-extremal black holes

An important open question in black hole thermodynamics is about the existence of a "mass gap" between an extremal black hole and the lightest near-extremal state within a sector of fixed charge. In this paper, we reliably compute the partition function of Reissner-Nordström near-extremal black holes at temperature scales comparable to the conjectured gap. We find that the density of states at fixed charge does not exhibit a gap; rather, at the expected gap energy scale, we see a continuum of states. We compute the partition function in the canonical and grand canonical ensembles, keeping track of all the fields appearing through a dimensional reduction on $S^2$ in the near-horizon region. Our calculation shows that the relevant degrees of freedom at low temperatures are those of $2d$ Jackiw-Teitelboim gravity coupled to the electromagnetic $U(1)$ gauge field and to an $SO(3)$ gauge field generated by the dimensional reduction.

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New forms of attraction: Attractor saddles for the black hole index

The count of microstates for supersymmetric black holes is typically obtained from a supersymmetric index in weakly-coupled string theory. We find the saddles in the gravitational path integral corresponding to this index in a general theory of $N=2$ supergravity in asymptotically flat space. This saddle exhibits a new attractor mechanism which explains the agreement between the string theory index and the macroscopic entropy. These saddles are smooth, complex Euclidean spinning black holes that are supersymmetric but not extremal, i.e., they are formally finite-temperature solutions. With this new mechanism, the scalars and the electromagnetic fields get attracted to temperature- and moduli-independent values at the north and south poles of the rotating black hole, although they vary along the Euclidean horizon in a non-universal way. Further, although the area and the spin of the black hole depend non-trivially on the temperature and on the moduli, the free energy is essentially a function only of the black hole charges (apart from a trivial dependence on the temperature and the moduli through the BPS mass), and agrees with the string theory index.

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The Gross-Neveu-Yukawa Archipelago

We perform a bootstrap analysis of a mixed system of four-point functions of bosonic and fermionic operators in parity-preserving 3d CFTs with O(N) global symmetry. Our results provide rigorous bounds on the scaling dimensions of the O(N)-symmetric Gross-Neveu-Yukawa (GNY) fixed points, constraining these theories to live in isolated islands in the space of CFT data. We focus on the cases N = 1, 2, 4, 8, which have applications to phase transitions in condensed matter systems, and compare our bounds to previous analytical and numerical results.

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