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Luca Zappella

Publications and source records attributed to Luca Zappella.

34 records · Page 2Linked to original sources

Controlling Language and Diffusion Models by Transporting Activations

The increasing capabilities of large generative models and their ever more widespread deployment have raised concerns about their reliability, safety, and potential misuse. To address these issues, recent works have proposed to control model generation by steering model activations in order to effectively induce or prevent the emergence of concepts or behaviors in the generated output. In this paper we introduce Activation Transport (AcT), a general framework to steer activations guided by optimal transport theory that generalizes many previous activation-steering works. AcT is modality-agnostic and provides fine-grained control over the model behavior with negligible computational overhead, while minimally impacting model abilities. We experimentally show the effectiveness and versatility of our approach by addressing key challenges in large language models (LLMs) and text-to-image diffusion models (T2Is). For LLMs, we show that AcT can effectively mitigate toxicity, induce arbitrary concepts, and increase their truthfulness. In T2Is, we show how AcT enables fine-grained style control and concept negation.

cs.LG↗

Interpreting CLIP: Insights on the Robustness to ImageNet Distribution Shifts

What distinguishes robust models from non-robust ones? While for ImageNet distribution shifts it has been shown that such differences in robustness can be traced back predominantly to differences in training data, so far it is not known what that translates to in terms of what the model has learned. In this work, we bridge this gap by probing the representation spaces of 16 robust zero-shot CLIP vision encoders with various backbones (ResNets and ViTs) and pretraining sets (OpenAI, LAION-400M, LAION-2B, YFCC15M, CC12M and {DataComp}), and comparing them to the representation spaces of less robust models with identical backbones, but different (pre)training sets or objectives (CLIP pretraining on ImageNet-Captions, and supervised training or finetuning on ImageNet).Through this analysis, we generate three novel insights. Firstly, we detect the presence of outlier features in robust zero-shot CLIP vision encoders, which to the best of our knowledge is the first time these are observed in non-language and non-transformer models. Secondly, we find the existence of outlier features to be an indication of ImageNet shift robustness in models, since we only find them in robust models in our analysis. Lastly, we also investigate the number of unique encoded concepts in the representation space and find zero-shot CLIP models to encode a higher number of unique concepts in their representation space. However, we do not find this to be an indicator of ImageNet shift robustness and hypothesize that it is rather related to the language supervision. Since the presence of outlier features can be detected without access to any data from shifted datasets, we believe that they could be a useful tool for practitioners to get a feeling for the distribution shift robustness of a pretrained model during deployment.

cs.LG↗

Considerations for Distribution Shift Robustness of Diagnostic Models in Healthcare

We consider robustness to distribution shifts in the context of diagnostic models in healthcare, where the prediction target $Y$, e.g., the presence of a disease, is causally upstream of the observations $X$, e.g., a biomarker. Distribution shifts may occur, for instance, when the training data is collected in a domain with patients having particular demographic characteristics while the model is deployed on patients from a different demographic group. In the domain of applied ML for health, it is common to predict $Y$ from $X$ without considering further information about the patient. However, beyond the direct influence of the disease $Y$ on biomarker $X$, a predictive model may learn to exploit confounding dependencies (or shortcuts) between $X$ and $Y$ that are unstable under certain distribution shifts. In this work, we highlight a data generating mechanism common to healthcare settings and discuss how recent theoretical results from the causality literature can be applied to build robust predictive models. We theoretically show why ignoring covariates as well as common invariant learning approaches will in general not yield robust predictors in the studied setting, while including certain covariates into the prediction model will. In an extensive simulation study, we showcase the robustness (or lack thereof) of different predictors under various data generating processes. Lastly, we analyze the performance of the different approaches using the PTB-XL dataset, a public dataset of annotated ECG recordings.

stat.ML↗

Whispering Experts: Neural Interventions for Toxicity Mitigation in Language Models

An important issue with Large Language Models (LLMs) is their undesired ability to generate toxic language. In this work, we show that the neurons responsible for toxicity can be determined by their power to discriminate toxic sentences, and that toxic language can be mitigated by reducing their activation levels proportionally to this power. We propose AUROC adaptation (AurA), an intervention that can be applied to any pre-trained LLM to mitigate toxicity. As the intervention is proportional to the ability of each neuron to discriminate toxic content, it is free of any model-dependent hyperparameters. We show that AurA can achieve up to $2.2 \times$ reduction in toxicity with only a $0.72$ perplexity increase. We also show that AurA is effective with models of different scale (from 1.5B to 40B parameters), and its effectiveness in mitigating toxic language, while preserving common-sense zero-shot abilities, holds across all scales. AurA can be combined with pre-prompting strategies, boosting its average mitigation potential from $1.28\times$ to $2.35\times$. Moreover, AurA can counteract adversarial pre-prompts that maliciously elicit toxic content, making it an effective method for deploying safer and less toxic models.

cs.CL↗

The Role of Entropy and Reconstruction in Multi-View Self-Supervised Learning

The mechanisms behind the success of multi-view self-supervised learning (MVSSL) are not yet fully understood. Contrastive MVSSL methods have been studied through the lens of InfoNCE, a lower bound of the Mutual Information (MI). However, the relation between other MVSSL methods and MI remains unclear. We consider a different lower bound on the MI consisting of an entropy and a reconstruction term (ER), and analyze the main MVSSL families through its lens. Through this ER bound, we show that clustering-based methods such as DeepCluster and SwAV maximize the MI. We also re-interpret the mechanisms of distillation-based approaches such as BYOL and DINO, showing that they explicitly maximize the reconstruction term and implicitly encourage a stable entropy, and we confirm this empirically. We show that replacing the objectives of common MVSSL methods with this ER bound achieves competitive performance, while making them stable when training with smaller batch sizes or smaller exponential moving average (EMA) coefficients. Github repo: https://github.com/apple/ml-entropy-reconstruction.

cs.LG↗

DUET: 2D Structured and Approximately Equivariant Representations

Multiview Self-Supervised Learning (MSSL) is based on learning invariances with respect to a set of input transformations. However, invariance partially or totally removes transformation-related information from the representations, which might harm performance for specific downstream tasks that require such information. We propose 2D strUctured and EquivarianT representations (coined DUET), which are 2d representations organized in a matrix structure, and equivariant with respect to transformations acting on the input data. DUET representations maintain information about an input transformation, while remaining semantically expressive. Compared to SimCLR (Chen et al., 2020) (unstructured and invariant) and ESSL (Dangovski et al., 2022) (unstructured and equivariant), the structured and equivariant nature of DUET representations enables controlled generation with lower reconstruction error, while controllability is not possible with SimCLR or ESSL. DUET also achieves higher accuracy for several discriminative tasks, and improves transfer learning.

cs.LG↗

DeepPCR: Parallelizing Sequential Operations in Neural Networks

Parallelization techniques have become ubiquitous for accelerating inference and training of deep neural networks. Despite this, several operations are still performed in a sequential manner. For instance, the forward and backward passes are executed layer-by-layer, and the output of diffusion models is produced by applying a sequence of denoising steps. This sequential approach results in a computational cost proportional to the number of steps involved, presenting a potential bottleneck as the number of steps increases. In this work, we introduce DeepPCR, a novel algorithm which parallelizes typically sequential operations in order to speed up inference and training of neural networks. DeepPCR is based on interpreting a sequence of $L$ steps as the solution of a specific system of equations, which we recover using the Parallel Cyclic Reduction algorithm. This reduces the complexity of computing the sequential operations from $\mathcal{O}(L)$ to $\mathcal{O}(\log_2L)$, thus yielding a speedup for large $L$. To verify the theoretical lower complexity of the algorithm, and to identify regimes for speedup, we test the effectiveness of DeepPCR in parallelizing the forward and backward pass in multi-layer perceptrons, and reach speedups of up to $30\times$ for the forward and $200\times$ for the backward pass. We additionally showcase the flexibility of DeepPCR by parallelizing training of ResNets with as many as 1024 layers, and generation in diffusion models, enabling up to $7\times$ faster training and $11\times$ faster generation, respectively, when compared to the sequential approach.

cs.LG↗

Spatial LibriSpeech: An Augmented Dataset for Spatial Audio Learning

We present Spatial LibriSpeech, a spatial audio dataset with over 650 hours of 19-channel audio, first-order ambisonics, and optional distractor noise. Spatial LibriSpeech is designed for machine learning model training, and it includes labels for source position, speaking direction, room acoustics and geometry. Spatial LibriSpeech is generated by augmenting LibriSpeech samples with 200k+ simulated acoustic conditions across 8k+ synthetic rooms. To demonstrate the utility of our dataset, we train models on four spatial audio tasks, resulting in a median absolute error of 6.60° on 3D source localization, 0.43m on distance, 90.66ms on T30, and 2.74dB on DRR estimation. We show that the same models generalize well to widely-used evaluation datasets, e.g., obtaining a median absolute error of 12.43° on 3D source localization on TUT Sound Events 2018, and 157.32ms on T30 estimation on ACE Challenge.

cs.SD↗

Designing Data: Proactive Data Collection and Iteration for Machine Learning

Lack of diversity in data collection has caused significant failures in machine learning (ML) applications. While ML developers perform post-collection interventions, these are time intensive and rarely comprehensive. Thus, new methods to track & manage data collection, iteration, and model training are necessary for evaluating whether datasets reflect real world variability. We present designing data, an iterative approach to data collection connecting HCI concepts with ML techniques. Our process includes (1) Pre-Collection Planning, to reflexively prompt and document expected data distributions; (2) Collection Monitoring, to systematically encourage sampling diversity; and (3) Data Familiarity, to identify samples that are unfamiliar to a model using density estimation. We apply designing data to a data collection and modeling task. We find models trained on ''designed'' datasets generalize better across intersectional groups than those trained on similarly sized but less targeted datasets, and that data familiarity is effective for debugging datasets.

cs.HC↗

Self-conditioning pre-trained language models

In this paper we aim to investigate the mechanisms that guide text generation with pre-trained Transformer-based Language Models (TLMs). Grounded on the Product of Experts formulation by Hinton (1999), we describe a generative mechanism that exploits expert units which naturally exist in TLMs. Such units are responsible for detecting concepts in the input and conditioning text generation on such concepts. We describe how to identify expert units and how to activate them during inference in order to induce any desired concept in the generated output. We find that the activation of a surprisingly small amount of units is sufficient to steer text generation (as little as 3 units in a model with 345M parameters). While the objective of this work is to learn more about how TLMs work, we show that our method is effective for conditioning without fine-tuning or using extra parameters, even on fine-grained homograph concepts. Additionally, we show that our method can be used to correct gender bias present in the output of TLMs and achieves gender parity for all evaluated contexts. We compare our method with FUDGE and PPLM-BoW, and show that our approach is able to achieve gender parity at a lower perplexity. The proposed method is accessible to a wide audience thanks to its simplicity and minimal compute needs. The findings in this paper are a step forward in understanding the generative mechanisms of TLMs.

cs.CL↗

Homomorphic Self-Supervised Learning

In this work, we observe that many existing self-supervised learning algorithms can be both unified and generalized when seen through the lens of equivariant representations. Specifically, we introduce a general framework we call Homomorphic Self-Supervised Learning, and theoretically show how it may subsume the use of input-augmentations provided an augmentation-homomorphic feature extractor. We validate this theory experimentally for simple augmentations, demonstrate how the framework fails when representational structure is removed, and further empirically explore how the parameters of this framework relate to those of traditional augmentation-based self-supervised learning. We conclude with a discussion of the potential benefits afforded by this new perspective on self-supervised learning.

cs.LG↗

Contrastive Self-Supervised Learning for Skeleton Representations

Human skeleton point clouds are commonly used to automatically classify and predict the behaviour of others. In this paper, we use a contrastive self-supervised learning method, SimCLR, to learn representations that capture the semantics of skeleton point clouds. This work focuses on systematically evaluating the effects that different algorithmic decisions (including augmentations, dataset partitioning and backbone architecture) have on the learned skeleton representations. To pre-train the representations, we normalise six existing datasets to obtain more than 40 million skeleton frames. We evaluate the quality of the learned representations with three downstream tasks: skeleton reconstruction, motion prediction, and activity classification. Our results demonstrate the importance of 1) combining spatial and temporal augmentations, 2) including additional datasets for encoder training, and 3) and using a graph neural network as an encoder.

cs.CV↗

Fair SA: Sensitivity Analysis for Fairness in Face Recognition

As the use of deep learning in high impact domains becomes ubiquitous, it is increasingly important to assess the resilience of models. One such high impact domain is that of face recognition, with real world applications involving images affected by various degradations, such as motion blur or high exposure. Moreover, images captured across different attributes, such as gender and race, can also challenge the robustness of a face recognition algorithm. While traditional summary statistics suggest that the aggregate performance of face recognition models has continued to improve, these metrics do not directly measure the robustness or fairness of the models. Visual Psychophysics Sensitivity Analysis (VPSA) [1] provides a way to pinpoint the individual causes of failure by way of introducing incremental perturbations in the data. However, perturbations may affect subgroups differently. In this paper, we propose a new fairness evaluation based on robustness in the form of a generic framework that extends VPSA. With this framework, we can analyze the ability of a model to perform fairly for different subgroups of a population affected by perturbations, and pinpoint the exact failure modes for a subgroup by measuring targeted robustness. With the increasing focus on the fairness of models, we use face recognition as an example application of our framework and propose to compactly visualize the fairness analysis of a model via AUC matrices. We analyze the performance of common face recognition models and empirically show that certain subgroups are at a disadvantage when images are perturbed, thereby uncovering trends that were not visible using the model's performance on subgroups without perturbations.

cs.CV↗

Challenges of Adversarial Image Augmentations

Image augmentations applied during training are crucial for the generalization performance of image classifiers. Therefore, a large body of research has focused on finding the optimal augmentation policy for a given task. Yet, RandAugment [2], a simple random augmentation policy, has recently been shown to outperform existing sophisticated policies. Only Adversarial AutoAugment (AdvAA) [11], an approach based on the idea of adversarial training, has shown to be better than RandAugment. In this paper, we show that random augmentations are still competitive compared to an optimal adversarial approach, as well as to simple curricula, and conjecture that the success of AdvAA is due to the stochasticity of the policy controller network, which introduces a mild form of curriculum.

cs.LG↗

Finding Experts in Transformer Models

In this work we study the presence of expert units in pre-trained Transformer Models (TM), and how they impact a model's performance. We define expert units to be neurons that are able to classify a concept with a given average precision, where a concept is represented by a binary set of sentences containing the concept (or not). Leveraging the OneSec dataset (Scarlini et al., 2019), we compile a dataset of 1641 concepts that allows diverse expert units in TM to be discovered. We show that expert units are important in several ways: (1) The presence of expert units is correlated ($r^2=0.833$) with the generalization power of TM, which allows ranking TM without requiring fine-tuning on suites of downstream tasks. We further propose an empirical method to decide how accurate such experts should be to evaluate generalization. (2) The overlap of top experts between concepts provides a sensible way to quantify concept co-learning, which can be used for explainability of unknown concepts. (3) We show how to self-condition off-the-shelf pre-trained language models to generate text with a given concept by forcing the top experts to be active, without requiring re-training the model or using additional parameters.

cs.AI↗

Filter Distillation for Network Compression

In this paper we introduce Principal Filter Analysis (PFA), an easy to use and effective method for neural network compression. PFA exploits the correlation between filter responses within network layers to recommend a smaller network that maintain as much as possible the accuracy of the full model. We propose two algorithms: the first allows users to target compression to specific network property, such as number of trainable variable (footprint), and produces a compressed model that satisfies the requested property while preserving the maximum amount of spectral energy in the responses of each layer, while the second is a parameter-free heuristic that selects the compression used at each layer by trying to mimic an ideal set of uncorrelated responses. Since PFA compresses networks based on the correlation of their responses we show in our experiments that it gains the additional flexibility of adapting each architecture to a specific domain while compressing. PFA is evaluated against several architectures and datasets, and shows considerable compression rates without compromising accuracy, e.g., for VGG-16 on CIFAR-10, CIFAR-100 and ImageNet, PFA achieves a compression rate of 8x, 3x, and 1.4x with an accuracy gain of 0.4%, 1.4% points, and 2.4% respectively. Our tests show that PFA is competitive with state-of-the-art approaches while removing adoption barriers thanks to its practical implementation, intuitive philosophy and ease of use.

cs.CV↗