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Luis E. Ibanez

Publications and source records attributed to Luis E. Ibanez.

At least 19 recordsLinked to original sources

The Type IIA Flux Potential, 4-forms and Freed-Witten anomalies

We compute the full classical 4d scalar potential of type IIA Calabi-Yau orientifolds in the presence of fluxes and D6-branes. We show that it can be written as a bilinear form $V = Z^{AB} ρ_Aρ_B$, where the $ρ_A$ are in one-to-one correspondence with the 4-form fluxes of the 4d effective theory. The $ρ_A$ only depend on the internal fluxes, the axions and the topological data of the compactification, and are fully determined by the Freed-Witten anomalies of branes that appear as 4d string defects. The quadratic form $Z^{AB}$ only depends on the saxionic partners of these axions. In general, the $ρ_A$ can be seen as the basic invariants under the discrete shift symmetries of the 4d effective theory, and therefore the building blocks of any flux-dependent quantity. All these polynomials may be obtained by derivation from one of them, associated to a universal 4-form. The standard N=1 supergravity flux superpotential is uniquely determined from this {\it master polynomial}, and vice versa.

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A Note on the WGC, Effective Field Theory and Clockwork within String Theory

It has been recently argued that Higgsing of theories with $U(1)^n$ gauge interactions consistent with the Weak Gravity Conjecture (WGC) may lead to effective field theories parametrically violating WGC constraints. The minimal examples typically involve Higgs scalars with a large charge with respect to a $U(1)$ (e.g. charges $(Z,1)$ in $U(1)^2$ with $Z\gg 1$). This type of Higgs multiplets play also a key role in clockwork $U(1)$ theories. We study these issues in the context of heterotic string theory and find that, while indeed there is no new physics at the standard magnetic WGC scale $Λ\sim g_{IR} M_P$, the string scale is just slightly above, at a scale $\sim \sqrt{k_{IR}}Λ$. Here $k_{IR}$ is the level of the IR $U(1)$ worldsheet current. We show that, unlike the standard magnetic cutoff, this bound is insensitive to subsequent Higgsing. One may argue that this constraint gives rise to no bound at the effective field theory level since $k_0$ is model dependent and in general unknown. However there is an additional constraint to be taken into account, which is that the Higgsing scalars with large charge $Z$ should be part of the string massless spectrum, which becomes an upper bound $k_{IR}\leq k_0^2$, where $k_0$ is the level of the UV currents. Thus, for fixed $k_0$, $Z$ cannot be made parametrically large. The upper bound on the charges $Z$ leads to limitations on the size and structure of hierarchies in an iterated $U(1)$ clockwork mechanism.

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Constraining Neutrino Masses, the Cosmological Constant and BSM Physics from the Weak Gravity Conjecture

It is known that there are AdS vacua obtained from compactifying the SM to 2 or 3 dimensions. The existence of such vacua depends on the value of neutrino masses through the Casimir effect. Using the Weak Gravity Conjecture, it has been recently argued by Ooguri and Vafa that such vacua are incompatible with the SM embedding into a consistent theory of quantum gravity. We study the limits obtained for both the cosmological constant $Λ_4$ and neutrino masses from the absence of such dangerous 3D and 2D SM AdS vacua. One interesting implication is that $Λ_4$ is bounded to be larger than a scale of order $m_ν^4$, as observed experimentally. Interestingly, this is the first argument implying a non-vanishing $Λ_4$ only on the basis of particle physics, with no cosmological input. Conversely, the observed $Λ_4$ implies strong constraints on neutrino masses in the SM and also for some BSM extensions including extra Weyl or Dirac spinors, gravitinos and axions. The upper bounds obtained for neutrino masses imply (for fixed neutrino Yukawa and $Λ_4$) the existence of upper bounds on the EW scale. In the case of massive Majorana neutrinos with a see-saw mechanism associated to a large scale $M\simeq 10^{10-14}$ GeV and $Y_{ν_1}\simeq 10^{-3}$, one obtains that the EW scale cannot exceed $M_{EW}\lesssim 10^2-10^4$ GeV. From this point of view, the delicate fine-tuning required to get a small EW scale would be a mirage, since parameters yielding higher EW scales would be in the swampland and would not count as possible consistent theories. This would bring a new perspective into the issue of the EW hierarchy.

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Constraining the EW Hierarchy from the Weak Gravity Conjecture

In this addendum we complement the remarks made in ref[1] constraining the value of the cosmological constant $Λ_4$ in terms of neutrino masses. Those were based on a sharpened version of the Weak Gravity Conjecture as applied to compactifications of the SM to lower dimensions. We argue that the same line of reasoning implies that for fixed values of $Λ_4$ and the Yukawa coupling of the lightest neutrino $Y_{ν_1}$, the EW scale is bounded above. This is a trivial consequence of neutrino masses depending on the Higgs vev. In the case of massive Majorana neutrinos with a see-saw mechanism associated to a large scale $M\simeq 10^{10-14}$ GeV and $Y_{ν_1}\simeq 10^{-3}$, one obtains that the EW scale cannot exceed $M_{EW}\lesssim 10^2-10^4$ GeV. From this point of view, the delicate fine-tuning required to get a small EW scale would be a mirage, since parameters yielding higher EW scales would be in the swampland and would not count as possible consistent theories. This would bring a new perspective into the issue of the EW hierarchy.

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Higgs-otic Inflation and Moduli Stabilization

We study closed-string moduli stabilization in Higgs-otic inflation in Type IIB orientifold backgrounds with fluxes. In this setup large-field inflation is driven by the vacuum energy of mobile D7-branes. Imaginary selfdual (ISD) three-form fluxes in the background source a $μ$-term and the necessary monodromy for large field excursions while imaginary anti-selfdual (IASD) three-form fluxes are sourced by non-perturbative contributions to the superpotential necessary for moduli stabilization. We analyze Kähler moduli stabilization and backreaction on the inflaton potential in detail. Confirming results in the recent literature, we find that integrating out heavy Kähler moduli leads to a controlled flattening of the inflaton potential. We quantify the flux tuning necessary for stability even during large-field inflation. Moreover, we study the backreaction of supersymmetrically stabilized complex structure moduli and the axio-dilaton in the Kähler metric of the inflaton. Contrary to previous findings, this backreaction can be pushed far out in field space if a similar flux tuning as in the Kähler sector is possible. This allows for a trans-Planckian field range large enough to support inflation.

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An Axion-induced SM/MSSM Higgs Landscape and the Weak Gravity Conjecture

We construct models in which the SM Higgs mass scans in a landscape. This is achieved by coupling the SM to a monodromy axion field through Minkowski 3-forms. The Higgs mass scans with steps given by delta(m_H^2)= eta mu f, where mu and f are the axion mass and periodicity respectively, and eta measures the coupling of the Higgs to the associated 3-form. The observed Higgs mass scale could then be selected on anthropic grounds. The monodromy axion may have a mass mu in a very wide range depending on the value of eta, and the axion periodity f. For eta=1 and f = 10^10 GeV, one has 10^{-3}eV < mu < 10^3 eV, but ultralight axions with e.g. mu = 10^{-17} eV are also possible. In a different realization we consider landscape models coupled to the MSSM. In the context of SUSY, 4-forms appear as being part of the auxiliary fields of SUSY multiplets. The scanning in the 4-forms thus translate into a landscape of vevs for the N=1 auxiliary fields and hence as a landscape for the soft terms. This could provide a rationale for the MSSM fine-tuning suggested by LHC data. In all these models there are 3-forms coupling to membranes which induce transitions between different vacua through bubble nucleation. The Weak Gravity Conjecture (WGC) set limits on the tension of these membranes and implies new physics thresholds well below the Planck scale. More generaly, we argue that in the case of string SUSY vacua in which the Goldstino multiplet contains a monodromy axion the WGC suggests a lower bound on the SUSY breaking scale m_{3/2} > M_s^2/M_p.

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Relaxion Monodromy and the Weak Gravity Conjecture

The recently proposed relaxion models require extremely large trans-Planckian axion excursions as well as a potential explicitly violating the axion shift symmetry. The latter property is however inconsistent with the axion periodicity, which corresponds to a gauged discrete shift symmetry. A way to make things consistent is to use monodromy, i.e. both the axion and the potential parameters transform under the discrete shift symmetry. The structure is better described in terms of a 3-form field $C_{μνρ}$ coupling to the SM Higgs through its field strength $F_4$. The 4-form also couples linearly to the relaxion, in the Kaloper-Sorbo fashion. The extremely small relaxion-Higgs coupling arises in a see-saw fashion as $g\simeq F_4/f$, with $f$ being the axion decay constant. We discuss constraints on this type of constructions from membrane nucleation and the Weak Gravity Conjecture. The latter requires the existence of membranes, whose too fast nucleation could in principle drive the theory out of control, unless the cut-off scale is lowered. This allows to constrain relaxion models on purely theoretical grounds. We also discuss possible avenues to embed this structure into string theory.

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The DBI Action, Higher-derivative Supergravity, and Flattening Inflaton Potentials

In string theory compactifications it is common to find an effective Lagrangian for the scalar fields with a non-canonical kinetic term. We study the effective action of the scalar position moduli of Type II D$p$-branes. In many instances the kinetic terms are in fact modified by a term proportional to the scalar potential itself. This can be linked to the appearance of higher-dimensional supersymmetric operators correcting the Kähler potential. We identify the supersymmetric dimension-eight operators describing the $α'$ corrections captured by the D-brane Dirac-Born-Infeld action. Our analysis then allows an embedding of the D-brane moduli effective action into an $\mathcal N = 1$ supergravity formulation. The effects of the potential-dependent kinetic terms may be very important if one of the scalars is the inflaton, since they lead to a flattening of the scalar potential. We analyze this flattening effect in detail and compute its impact on the CMB observables for single-field inflation with monomial potentials.

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A Megaxion at 750 GeV as a First Hint of Low Scale String Theory

Low scale string models naturally have axion-like pseudoscalars which couple directly to gluons and photons (but not $W$s) at tree level. We show how they typically get tree level masses in the presence of closed string fluxes, consistent with the axion discrete gauge symmetry, in a way akin of the axion monodromy of string inflation and relaxion models. We discuss the possibility that the hints for a resonance at 750 GeV recently reported at ATLAS and CMS could correspond to such a heavy axion state (megaxion). Adjusting the production rate and branching ratios suggests the string scale to be of order $M_s$ ~ $7 - 10^4$ TeV, depending on the compactification geometry. If this interpretation was correct, one extra $Z'$ gauge boson could be produced before reaching the string threshold at LHC and future colliders.

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Minkowski 3-forms, Flux String Vacua, Axion Stability and Naturalness

We discuss the role of Minkowski 3-forms in flux string vacua. In these vacua all internal closed string fluxes are in one to one correspondence with quantized Minkowski 4-forms. By performing a dimensional reduction of the $D=10$ Type II supergravity actions we find that the 4-forms act as auxiliary fields of the Kahler and complex structure moduli in the effective action. We show that all the RR and NS axion dependence of the flux scalar potential appears through the said 4-forms. Gauge invariance of these forms then severely restricts the structure of the axion scalar potentials. Combined with duality symmetries it suggests that all perturbative corrections to the leading axion scalar potential $V_0$ should appear as an expansion in powers of $V_0$ itself. These facts could have an important effect e.g. on the inflaton models based on F-term axion monodromy. We also suggest that the involved multi-branched structure of string vacua provides for a new way to maintain interacting scalar masses stable against perturbative corrections.

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Higgs-otic Inflation and String Theory

We propose that inflation is driven by a (complex) neutral Higgs of the MSSM extension of the SM, in a chaotic-like inflation setting. The SUSY breaking soft term masses are of order $10^{12}-10^{13}$ GeV, which is identified with the inflaton mass scale and is just enough to stabilise the SM Higgs potential. The fine-tuned SM Higgs has then a mass around 126 GeV, in agreement with LHC results. We point out that the required large field excursions of chaotic inflation may be realised in string theory with the (complex) inflaton/Higgs identified with a continuous Wilson line or D-brane position. We show specific examples and study in detail a IIB orientifold with D7-branes at singularities, with SM gauge group and MSSM Higgs sector. In this case the inflaton/Higgs fields correspond to D7-brane positions along a two-torus transverse to them. Masses and monodromy are induced by closed string $G_3$ fluxes, and the inflaton potential can be computed directly from the DBI+CS action. We show how this action sums over Planck suppressed corrections, which amount to a field dependent rescaling of the inflaton fields, leading to a linear potential in the large field regime. We study the evolution of the two components of the Higgs/inflaton and compute the slow-roll parameters for purely adiabatic perturbations. For large regions of initial conditions slow roll inflation occurs and 50-60 efolds are obtained with r>0.07, testable in forthcoming experiments. Our scheme is economical in the sense that both EWSB and inflation originate in the same sector of the theory, all inflaton couplings are known and reheating occurs efficiently.

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The Inflaton as a MSSM Higgs and Open String Modulus Monodromy Inflation

It has been recently pointed out that the polarization BICEP2 results are consistent with the identification of an inflaton mass m \simeq 10^{13} GeV with the SUSY breaking scale in an MSSM with a fine-tuned SM Higgs. This identification leads to a Higgs mass m_h \simeq 126 GeV, consistent with LHC measurements. Here we propose that this naturally suggests to identify the inflaton with the heavy MSSM Higgs system. The fact that the extrapolated Higgs coupling lambda_{SM}\simeq 0 at scales below the Planck scale suggests the Higgs degrees of freedom could be associated to a Wilson line or D-brane position modulus in string theory. The Higgs system then has a shift symmetry and an N=2 structure which guarantees that its potential has an approximate quadratic chaotic inflation form. These moduli in string compactifications, being compact, allow for a trans-Planckian inflaton field range analogous to a version of monodromy inflation.

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BICEP2, the Higgs Mass and the SUSY-breaking Scale

Recent BICEP2 results on CMB polarisation B-modes suggest a high value for the inflation scale $V_0^{1/4} \simeq 10^{16}$ GeV, giving experimental evidence for a physical scale in between the EW scale and the Planck mass. We propose that this new high scale could be interpreted as evidence for a high SUSY breaking scale $M_{ss}\simeq 10^{12}-10^{13}$ GeV. We show that such a large value for $M_{ss}$ is consistent with a Higgs mass around 126 GeV. We briefly discuss some possible particle physics implications of this assumption.

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Flux-induced Soft Terms on Type IIB/F-theory Matter Curves and Hypercharge Dependent Scalar Masses

Closed string fluxes induce generically SUSY-breaking soft terms on supersymmetric type IIB orientifold compactifications with D3/D7 branes. This was studied in the past by inserting those fluxes on the DBI+CS actions for adjoint D3/D7 fields, where D7-branes had no magnetic fluxes. In the present work we generalise those computations to the phenomenologically more relevant case of chiral bi-fundamental fields laying at 7-brane intersections and F-theory local matter curves. We also include the effect of 7-brane magnetic flux as well as more general closed string backgrounds, including the effect of distant (anti-)D3-branes. We discuss several applications of our results. We find that squark/slepton masses become in general flux-dependent in F-theory GUT's. Hypercharge-dependent non-universal scalar masses with a characteristic sfermion hierarchy m_E^2 < m_L^2 < m_Q^2 < m_D^2 < m_U^2 are obtained. There are also flavor-violating soft terms both for matter fields living at intersecting 7-branes or on D3-branes at singularities. They point at a very heavy sfermion spectrum to avoid FCNC constraints. We also discuss the possible microscopic description of the fine-tuning of the EW Higgs boson in compactifications with a MSSM spectrum.

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The String Origin of SUSY Flavor Violation

We argue that in large classes of string compactifications with a MSSM-like structure substantial flavor violating SUSY-breaking soft terms are generically induced. We specify to the case of flavor dependent soft-terms in type IIB/F-theory SU(5) unified models, although our results can be easily extended to other settings. The Standard Model (SM) degrees of freedom reside in a local system of 7-branes wrapping a 4-fold S in the extra dimensions. It is known that in the presence of closed string 3-form fluxes SUSY-breaking terms are typically generated. We explore the generation dependence of these soft terms and find that non-universalities arise whenever the flux varies over the 4-fold S. These non-universalities are parametrically suppressed by (M_{GUT}/M_{Pl})^{1/3}. They also arise in the case of varying open string fluxes, in this case parametrically suppressed by α_{GUT}^{1/2}. For a standard unification scheme with M_{GUT} = 10^{16} GeV and α_{\rm GUT} = 1/24 these suppressions are very mild. Although limits from the kaon mass difference Δm_K are easily obeyed for squark masses above the present LHC limits, constraints from the CP-violation parameter ε_K imply squark masses in the multi-TeV region. The constraints from BR(μ\rightarrow eγ) turn out to be the strongest ones, with slepton masses of order ~10 TeV or heavier required to obey the experimental limits. These sfermion masses are consistent with the observed large value m_H ~ 126 GeV of the Higgs mass. We discuss under what conditions such strong limits may be relaxed allowing for SUSY particle production at LHC.

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The Higgs Mass as a Signature of Heavy SUSY

We compute the mass of the Higgs particle in a scheme in which SUSY is broken at a large scale M_{SS} well above the electroweak scale M_{EW}. Below M_{SS} one assumes one is just left with the SM with a fine-tuned Higgs potential. Under standard unification assumptions one can compute the mass of the Higgs particle as a function of the SUSY breaking scale M_{SS}. For M_{SS} > 10^{10} GeV one obtains m_H=126 \pm 3 GeV, consistent with CMS and ATLAS results. For lower values of M_{SS} the values of the Higgs mass tend to those of a fine-tuned MSSM with m_H < 130 GeV. These results support the idea that the measured value of the Higgs mass at LHC may be considered as indirect evidence for the existence of SUSY at some (not necessarily low) mass scale.

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From Strings to the LHC. Les Houches Lectures on String Phenomenology

These notes are based on lectures given at the Les Houches Summer School in 2011, which was centered on the general topic "Theoretical Physics to face the challenge of LHC". In these lectures I reviewed a number of topics in the field of String Phenomenology, focusing on orientifold/F-theory models yielding semi-realistic low-energy physics. The emphasis was on the extraction of the low-energy effective action and the possible test of specific models at LHC. These notes are a brief summary, appropriately updated, of some of the main topics covered in the lectures.

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Flux and Instanton Effects in Local F-theory Models and Hierarchical Fermion Masses

We study the deformation induced by fluxes and instanton effects on Yukawa couplings involving 7-brane intersections in local F-theory constructions. In the absence of non-perturbative effects, holomorphic Yukawa couplings do not depend on open string fluxes. On the other hand instanton effects (or gaugino condensation on distant 7-branes) do induce corrections to the Yukawas. The leading order effect may also be captured by the presence of closed string (1,2) IASD fluxes, which give rise to a non-commutative structure. We check that even in the presence of these non-perturbative effects the holomorphic Yukawas remain independent of magnetic fluxes. Although fermion mass hierarchies may be obtained from these non-perturbative effects, they would give identical Yukawa couplings for D-quark and Lepton masses in SU(5) F-theory GUT's, in contradiction with experiment. We point out that this problem may be solved by appropriately normalizing the wavefunctions. We show in a simple toy model how the presence of hypercharge flux may then be responsible for the difference between D-quarks and Lepton masses in local SU(5) GUT's.

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