arXiv subjects

Lukas Gienapp

Publications and source records attributed to Lukas Gienapp.

12 recordsLinked to original sources

arXiv2026

When Attention Goes Blind: Numerical Failure in ALiBi Positional Encodings

We identify a previously overlooked failure mode of ALiBi positional encoding: its linear bias scaling underflows floating-point precision, which zeroes out a large fraction of attention weights and renders the affected attention heads partially blind. We analyze this failure mode, characterize its impact, and examine four mitigation strategies. We further demonstrate its occurrence in state-of-the-art pretrained models based on ALiBi. Comprehensive pretraining experiments with 148M-parameter decoder models help us to disentangle its effects from out-of-context degradation. We find that ALiBi's failure mode can substantially impair token retrieval while having only a minor effect on standard decoder benchmarks. We propose four training-time mitigation strategies and evaluate them individually and in combinations, finding that log-scaled distances yield the most consistent improvements in passkey retrieval. Despite this problem, default ALiBi slopes remain a surprisingly strong baseline, particularly for needle-in-a-haystack retrieval. Based on these findings we provide concrete recommendations on how to train models with ALiBi.

cs.CL↗

arXiv2025

The German Commons - 154 Billion Tokens of Openly Licensed Text for German Language Models

Large language model development relies on large-scale training corpora, yet most contain data of unclear licensing status, limiting the development of truly open models. This problem is exacerbated for non-English languages, where openly licensed text remains critically scarce. We introduce the German Commons, the largest collection of openly licensed German text to date. It compiles data from 41 sources across seven domains, encompassing legal, scientific, cultural, political, news, economic, and web text. Through systematic sourcing from established data providers with verifiable licensing, it yields 154.56 billion tokens of high-quality text for language model training. Our processing pipeline implements comprehensive quality filtering, deduplication, and text formatting fixes, ensuring consistent quality across heterogeneous text sources. All domain subsets feature licenses of at least CC-BY-SA 4.0 or equivalent, ensuring legal compliance for model training and redistribution. The German Commons therefore addresses the critical gap in openly licensed German pretraining data, and enables the development of truly open German language models. We also release code for corpus construction and data filtering tailored to German language text, rendering the German Commons fully reproducible and extensible.

cs.CL↗

arXiv2025

Topic-Specific Classifiers are Better Relevance Judges than Prompted LLMs

The unjudged document problem, where systems that did not contribute to the original judgement pool may retrieve documents without a relevance judgement, is a key obstacle to the reuseability of test collections in information retrieval. While the de facto standard to deal with the problem is to treat unjudged documents as non-relevant, many alternatives have been proposed, such as the use of large language models (LLMs) as a relevance judge (LLM-as-a-judge). However, this has been criticized, among other things, as circular, since the same LLM can be used as the ranker and the judge. We propose to train topic-specific relevance classifiers instead: By finetuning monoT5 with independent LoRA weight adaptation on the judgments of a single assessor for a single topic's pool, we align it to that assessor's notion of relevance for the topic. The system rankings obtained through our classifier's relevance judgments achieve a Spearmans' $\rho$ correlation of $>0.94$ with ground truth system rankings. As little as 128 initial human judgments per topic suffice to improve the comparability of models, compared to treating unjudged documents as non-relevant, while achieving more reliability than existing LLM-as-a-judge approaches. Topic-specific relevance classifiers are thus a lightweight and straightforward way to tackle the unjudged document problem, while maintaining human judgments as the gold standard for retrieval evaluation. Code, models, and data are made openly available.

cs.IR↗

arXiv2025

The Viability of Crowdsourcing for RAG Evaluation

How good are humans at writing and judging responses in retrieval-augmented generation (RAG) scenarios? To answer this question, we investigate the efficacy of crowdsourcing for RAG through two complementary studies: response writing and response utility judgment. We present the Crowd RAG Corpus 2025 (CrowdRAG-25), which consists of 903 human-written and 903 LLM-generated responses for the 301 topics of the TREC RAG'24 track, across the three discourse styles 'bulleted list', 'essay', and 'news'. For a selection of 65 topics, the corpus further contains 47,320 pairwise human judgments and 10,556 pairwise LLM judgments across seven utility dimensions (e.g., coverage and coherence). Our analyses give insights into human writing behavior for RAG and the viability of crowdsourcing for RAG evaluation. Human pairwise judgments provide reliable and cost-effective results compared to LLM-based pairwise or human/LLM-based pointwise judgments, as well as automated comparisons with human-written reference responses. All our data and tools are freely available.

cs.IR↗

arXiv2024

Learning Effective Representations for Retrieval Using Self-Distillation with Adaptive Relevance Margins

Representation-based retrieval models, so-called bi-encoders, estimate the relevance of a document to a query by calculating the similarity of their respective embeddings. Current state-of-the-art bi-encoders are trained using an expensive training regime involving knowledge distillation from a teacher model and batch-sampling. Instead of relying on a teacher model, we contribute a novel parameter-free loss function for self-supervision that exploits the pre-trained language modeling capabilities of the encoder model as a training signal, eliminating the need for batch sampling by performing implicit hard negative mining. We investigate the capabilities of our proposed approach through extensive experiments, demonstrating that self-distillation can match the effectiveness of teacher distillation using only 13.5% of the data, while offering a speedup in training time between 3x and 15x compared to parametrized losses. All code and data is made openly available.

cs.IR↗

arXiv2024

Evaluating Generative Ad Hoc Information Retrieval

Recent advances in large language models have enabled the development of viable generative retrieval systems. Instead of a traditional document ranking, generative retrieval systems often directly return a grounded generated text as a response to a query. Quantifying the utility of the textual responses is essential for appropriately evaluating such generative ad hoc retrieval. Yet, the established evaluation methodology for ranking-based ad hoc retrieval is not suited for the reliable and reproducible evaluation of generated responses. To lay a foundation for developing new evaluation methods for generative retrieval systems, we survey the relevant literature from the fields of information retrieval and natural language processing, identify search tasks and system architectures in generative retrieval, develop a new user model, and study its operationalization.

cs.IR↗

arXiv2023

The Archive Query Log: Mining Millions of Search Result Pages of Hundreds of Search Engines from 25 Years of Web Archives

The Archive Query Log (AQL) is a previously unused, comprehensive query log collected at the Internet Archive over the last 25 years. Its first version includes 356 million queries, 166 million search result pages, and 1.7 billion search results across 550 search providers. Although many query logs have been studied in the literature, the search providers that own them generally do not publish their logs to protect user privacy and vital business data. Of the few query logs publicly available, none combines size, scope, and diversity. The AQL is the first to do so, enabling research on new retrieval models and (diachronic) search engine analyses. Provided in a privacy-preserving manner, it promotes open research as well as more transparency and accountability in the search industry.

cs.IR↗

arXiv2023

SMAuC -- The Scientific Multi-Authorship Corpus

The rapidly growing volume of scientific publications offers an interesting challenge for research on methods for analyzing the authorship of documents with one or more authors. However, most existing datasets lack scientific documents or the necessary metadata for constructing new experiments and test cases. We introduce SMAuC, a comprehensive, metadata-rich corpus tailored to scientific authorship analysis. Comprising over 3 million publications across various disciplines from over 5 million authors, SMAuC is the largest openly accessible corpus for this purpose. It encompasses scientific texts from humanities and natural sciences, accompanied by extensive, curated metadata, including unambiguous author IDs. SMAuC aims to significantly advance the domain of authorship analysis in scientific texts.

cs.CL↗

arXiv2022

STEREO: Scientific Text Reuse in Open Access Publications

We present the Webis-STEREO-21 dataset, a massive collection of Scientific Text Reuse in Open-access publications. It contains more than 91 million cases of reused text passages found in 4.2 million unique open-access publications. Featuring a high coverage of scientific disciplines and varieties of reuse, as well as comprehensive metadata to contextualize each case, our dataset addresses the most salient shortcomings of previous ones on scientific writing. Webis-STEREO-21 allows for tackling a wide range of research questions from different scientific backgrounds, facilitating both qualitative and quantitative analysis of the phenomenon as well as a first-time grounding on the base rate of text reuse in scientific publications.

cs.DL↗

arXiv2022

Sparse Pairwise Re-ranking with Pre-trained Transformers

Pairwise re-ranking models predict which of two documents is more relevant to a query and then aggregate a final ranking from such preferences. This is often more effective than pointwise re-ranking models that directly predict a relevance value for each document. However, the high inference overhead of pairwise models limits their practical application: usually, for a set of $k$ documents to be re-ranked, preferences for all $k^2-k$ comparison pairs excluding self-comparisons are aggregated. We investigate whether the efficiency of pairwise re-ranking can be improved by sampling from all pairs. In an exploratory study, we evaluate three sampling methods and five preference aggregation methods. The best combination allows for an order of magnitude fewer comparisons at an acceptable loss of retrieval effectiveness, while competitive effectiveness is already achieved with about one third of the comparisons.

cs.IR↗

arXiv2022

Tracking Discourse Influence in Darknet Forums

This technical report documents our efforts in addressing the tasks set forth by the 2021 AMoC (Advanced Modelling of Cyber Criminal Careers) Hackathon. Our main contribution is a joint visualisation of semantic and temporal features, generating insight into the supplied data on darknet cybercrime through the aspects of novelty, transience, and resonance, which describe the potential impact a message might have on the overall discourse in darknet communities. All code and data produced by us as part of this hackathon is publicly available.

cs.CL↗

arXiv2021

The Impact of Main Content Extraction on Near-Duplicate Detection

Commercial web search engines employ near-duplicate detection to ensure that users see each relevant result only once, albeit the underlying web crawls typically include (near-)duplicates of many web pages. We revisit the risks and potential of near-duplicates with an information retrieval focus, motivating that current efforts toward an open and independent European web search infrastructure should maintain metadata on duplicate and near-duplicate documents in its index. Near-duplicate detection implemented in an open web search infrastructure should provide a suitable similarity threshold, a difficult choice since identical pages may substantially differ in parts of a page that are irrelevant to searchers (templates, advertisements, etc.). We study this problem by comparing the similarity of pages for five (main) content extraction methods in two studies on the ClueWeb crawls. We find that the full content of pages serves precision-oriented near-duplicate-detection, while main content extraction is more recall-oriented.

cs.IR↗