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Luu Anh Tuan

Publications and source records attributed to Luu Anh Tuan.

At least 37 records · Page 2Linked to original sources

HyperGraphRAG: Retrieval-Augmented Generation via Hypergraph-Structured Knowledge Representation

Standard Retrieval-Augmented Generation (RAG) relies on chunk-based retrieval, whereas GraphRAG advances this approach by graph-based knowledge representation. However, existing graph-based RAG approaches are constrained by binary relations, as each edge in an ordinary graph connects only two entities, limiting their ability to represent the n-ary relations (n >= 2) in real-world knowledge. In this work, we propose HyperGraphRAG, a novel hypergraph-based RAG method that represents n-ary relational facts via hyperedges, and consists of knowledge hypergraph construction, retrieval, and generation. Experiments across medicine, agriculture, computer science, and law demonstrate that HyperGraphRAG outperforms both standard RAG and previous graph-based RAG methods in answer accuracy, retrieval efficiency, and generation quality. Our data and code are publicly available at https://github.com/LHRLAB/HyperGraphRAG.

cs.AI↗

Breaking PEFT Limitations: Leveraging Weak-to-Strong Knowledge Transfer for Backdoor Attacks in LLMs

Despite being widely applied due to their exceptional capabilities, Large Language Models (LLMs) have been proven to be vulnerable to backdoor attacks. These attacks introduce targeted vulnerabilities into LLMs by poisoning training samples and full-parameter fine-tuning (FPFT). However, this kind of backdoor attack is limited since they require significant computational resources, especially as the size of LLMs increases. Besides, parameter-efficient fine-tuning (PEFT) offers an alternative but the restricted parameter updating may impede the alignment of triggers with target labels. In this study, we first verify that backdoor attacks with PEFT may encounter challenges in achieving feasible performance. To address these issues and improve the effectiveness of backdoor attacks with PEFT, we propose a novel backdoor attack algorithm from the weak-to-strong based on Feature Alignment-enhanced Knowledge Distillation (FAKD). Specifically, we poison small-scale language models through FPFT to serve as the teacher model. The teacher model then covertly transfers the backdoor to the large-scale student model through FAKD, which employs PEFT. Theoretical analysis reveals that FAKD has the potential to augment the effectiveness of backdoor attacks. We demonstrate the superior performance of FAKD on classification tasks across four language models, four backdoor attack algorithms, and two different architectures of teacher models. Experimental results indicate success rates close to 100% for backdoor attacks targeting PEFT.

cs.CR↗

A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment

The remarkable success of Large Language Models (LLMs) has illuminated a promising pathway toward achieving Artificial General Intelligence for both academic and industrial communities, owing to their unprecedented performance across various applications. As LLMs continue to gain prominence in both research and commercial domains, their security and safety implications have become a growing concern, not only for researchers and corporations but also for every nation. Currently, existing surveys on LLM safety primarily focus on specific stages of the LLM lifecycle, e.g., deployment phase or fine-tuning phase, lacking a comprehensive understanding of the entire "lifechain" of LLMs. To address this gap, this paper introduces, for the first time, the concept of "full-stack" safety to systematically consider safety issues throughout the entire process of LLM training, deployment, and eventual commercialization. Compared to the off-the-shelf LLM safety surveys, our work demonstrates several distinctive advantages: (I) Comprehensive Perspective. We define the complete LLM lifecycle as encompassing data preparation, pre-training, post-training, deployment and final commercialization. To our knowledge, this represents the first safety survey to encompass the entire lifecycle of LLMs. (II) Extensive Literature Support. Our research is grounded in an exhaustive review of over 800+ papers, ensuring comprehensive coverage and systematic organization of security issues within a more holistic understanding. (III) Unique Insights. Through systematic literature analysis, we have developed reliable roadmaps and perspectives for each chapter. Our work identifies promising research directions, including safety in data generation, alignment techniques, model editing, and LLM-based agent systems. These insights provide valuable guidance for researchers pursuing future work in this field.

cs.CR↗

Afterburner: Reinforcement Learning Facilitates Self-Improving Code Efficiency Optimization

Large Language Models (LLMs) generate functionally correct solutions but often fall short in code efficiency, a critical bottleneck for real-world deployment. In this paper, we introduce a novel test-time iterative optimization framework to address this, employing a closed-loop system where LLMs iteratively refine code based on empirical performance feedback from an execution sandbox. We explore three training strategies: Supervised Fine-Tuning (SFT), Direct Preference Optimization (DPO), and Group Relative Policy Optimization (GRPO). Experiments on our Venus dataset and the APPS benchmark show that SFT and DPO rapidly saturate in efficiency gains. In contrast, GRPO, using reinforcement learning (RL) with execution feedback, continuously optimizes code performance, significantly boosting both pass@1 (from 47% to 62%) and the likelihood of outperforming human submissions in efficiency (from 31% to 45%). Our work demonstrates effective test-time code efficiency improvement and critically reveals the power of RL in teaching LLMs to truly self-improve code efficiency.

cs.SE↗

Beyond In-Context Learning: Aligning Long-form Generation of Large Language Models via Task-Inherent Attribute Guidelines

In-context learning (ICL) is an important yet not fully understood ability of pre-trained large language models (LLMs). It can greatly enhance task performance using a few examples, termed demonstrations, without fine-tuning. Although effective in question answering, ICL often underperforms in long-form generation tasks such as summarization. Under appropriately realistic assumptions, we empirically and theoretically show that ICL demonstrations alone are insufficient to teach LLMs the task language and format distributions for generation. We argue for explicit exposure to the task distributions and hypothesize that defining them by prompting enhances model performance. To this end, we present LongGuide, which efficiently generates two parallel streams of guidelines capturing task language and format properties: (i) Metric Guidelines (MGs) that instruct models to optimize self-evaluated metrics; and (ii) Output Constraint Guidelines (OCGs) that constrain generation at both token and sentence levels. LongGuide automatically selects the best combination of guidelines, improving both strong open- and closed-source LLMs by over 5% in both zero- and few-shot settings. We show that LongGuide is generalizable, learnable by weak models to enhance strong ones, and integrates synergistically with automatic prompt optimizers.

cs.CL↗

KBQA-o1: Agentic Knowledge Base Question Answering with Monte Carlo Tree Search

Knowledge Base Question Answering (KBQA) aims to answer natural language questions with a large-scale structured knowledge base (KB). Despite advancements with large language models (LLMs), KBQA still faces challenges in weak KB awareness, imbalance between effectiveness and efficiency, and high reliance on annotated data. To address these challenges, we propose KBQA-o1, a novel agentic KBQA method with Monte Carlo Tree Search (MCTS). It introduces a ReAct-based agent process for stepwise logical form generation with KB environment exploration. Moreover, it employs MCTS, a heuristic search method driven by policy and reward models, to balance agentic exploration's performance and search space. With heuristic exploration, KBQA-o1 generates high-quality annotations for further improvement by incremental fine-tuning. Experimental results show that KBQA-o1 outperforms previous low-resource KBQA methods with limited annotated data, boosting Llama-3.1-8B model's GrailQA F1 performance to 78.5% compared to 48.5% of the previous sota method with GPT-3.5-turbo. Our code is publicly available.

cs.CL↗

Three Minds, One Legend: Jailbreak Large Reasoning Model with Adaptive Stacked Ciphers

Recently, Large Reasoning Models (LRMs) have demonstrated superior logical capabilities compared to traditional Large Language Models (LLMs), gaining significant attention. Despite their impressive performance, the potential for stronger reasoning abilities to introduce more severe security vulnerabilities remains largely underexplored. Existing jailbreak methods often struggle to balance effectiveness with robustness against adaptive safety mechanisms. In this work, we propose SEAL, a novel jailbreak attack that targets LRMs through an adaptive encryption pipeline designed to override their reasoning processes and evade potential adaptive alignment. Specifically, SEAL introduces a stacked encryption approach that combines multiple ciphers to overwhelm the models reasoning capabilities, effectively bypassing built-in safety mechanisms. To further prevent LRMs from developing countermeasures, we incorporate two dynamic strategies - random and adaptive - that adjust the cipher length, order, and combination. Extensive experiments on real-world reasoning models, including DeepSeek-R1, Claude Sonnet, and OpenAI GPT-o4, validate the effectiveness of our approach. Notably, SEAL achieves an attack success rate of 80.8% on GPT o4-mini, outperforming state-of-the-art baselines by a significant margin of 27.2%. Warning: This paper contains examples of inappropriate, offensive, and harmful content.

cs.CL↗

MRAG: A Modular Retrieval Framework for Time-Sensitive Question Answering

Understanding temporal relations and answering time-sensitive questions is crucial yet a challenging task for question-answering systems powered by large language models (LLMs). Existing approaches either update the parametric knowledge of LLMs with new facts, which is resource-intensive and often impractical, or integrate LLMs with external knowledge retrieval (i.e., retrieval-augmented generation). However, off-the-shelf retrievers often struggle to identify relevant documents that require intensive temporal reasoning. To systematically study time-sensitive question answering, we introduce the TempRAGEval benchmark, which repurposes existing datasets by incorporating temporal perturbations and gold evidence labels. As anticipated, all existing retrieval methods struggle with these temporal reasoning-intensive questions. We further propose Modular Retrieval (MRAG), a trainless framework that includes three modules: (1) Question Processing that decomposes question into a main content and a temporal constraint; (2) Retrieval and Summarization that retrieves evidence and uses LLMs to summarize according to the main content; (3) Semantic-Temporal Hybrid Ranking that scores each evidence summarization based on both semantic and temporal relevance. On TempRAGEval, MRAG significantly outperforms baseline retrievers in retrieval performance, leading to further improvements in final answer accuracy.

cs.CL↗

Unlearning Backdoor Attacks for LLMs with Weak-to-Strong Knowledge Distillation

Parameter-efficient fine-tuning (PEFT) can bridge the gap between large language models (LLMs) and downstream tasks. However, PEFT has been proven vulnerable to malicious attacks. Research indicates that poisoned LLMs, even after PEFT, retain the capability to activate internalized backdoors when input samples contain predefined triggers. In this paper, we introduce a novel weak-to-strong unlearning algorithm to defend against backdoor attacks based on feature alignment knowledge distillation, named W2SDefense. Specifically, we first train a small-scale language model through full-parameter fine-tuning to serve as the clean teacher model. Then, this teacher model guides the large-scale poisoned student model in unlearning the backdoor, leveraging PEFT. Theoretical analysis suggests that W2SDefense has the potential to enhance the student model's ability to unlearn backdoor features, preventing the activation of the backdoor. We conduct comprehensive experiments on three state-of-the-art large language models and several different backdoor attack algorithms. Our empirical results demonstrate the outstanding performance of W2SDefense in defending against backdoor attacks without compromising model performance.

cs.CL↗

Temporal-Oriented Recipe for Transferring Large Vision-Language Model to Video Understanding

Recent years have witnessed outstanding advances of large vision-language models (LVLMs). In order to tackle video understanding, most of them depend upon their implicit temporal understanding capacity. As such, they have not deciphered important components that contribute to temporal understanding ability, which might limit the potential of these LVLMs for video understanding. In this work, we conduct a thorough empirical study to demystify crucial components that influence the temporal understanding of LVLMs. Our empirical study reveals that significant impacts are centered around the intermediate interface between the visual encoder and the large language model. Building on these insights, we propose a temporal-oriented recipe that encompasses temporal-oriented training schemes and an upscaled interface. Our final model developed using our recipe significantly enhances previous LVLMs on standard video understanding tasks.

cs.CV↗

EffiBench-X: A Multi-Language Benchmark for Measuring Efficiency of LLM-Generated Code

Existing code generation benchmarks primarily evaluate functional correctness, with limited focus on code efficiency and often restricted to a single language like Python. To address this gap, we introduce EffiBench-X, the first multi-language benchmark designed to measure the efficiency of LLM-generated code. EffiBench-X supports Python, C++, Java, JavaScript, Ruby, and Golang. It comprises competitive programming tasks with human-expert solutions as efficiency baselines. Evaluating state-of-the-art LLMs on EffiBench-X reveals that while models generate functionally correct code, they consistently underperform human experts in efficiency. Even the most efficient LLM-generated solutions (Qwen3-32B) achieve only around \textbf{62\%} of human efficiency on average, with significant language-specific variations. LLMs show better efficiency in Python, Ruby, and JavaScript than in Java, C++, and Golang. For instance, DeepSeek-R1's Python code is significantly more efficient than its Java code. These results highlight the critical need for research into LLM optimization techniques to improve code efficiency across diverse languages. The dataset and evaluation infrastructure are submitted and available at https://github.com/EffiBench/EffiBench-X.git and https://huggingface.co/datasets/EffiBench/effibench-x.

cs.CL↗

A Survey of Recent Backdoor Attacks and Defenses in Large Language Models

Large Language Models (LLMs), which bridge the gap between human language understanding and complex problem-solving, achieve state-of-the-art performance on several NLP tasks, particularly in few-shot and zero-shot settings. Despite the demonstrable efficacy of LLMs, due to constraints on computational resources, users have to engage with open-source language models or outsource the entire training process to third-party platforms. However, research has demonstrated that language models are susceptible to potential security vulnerabilities, particularly in backdoor attacks. Backdoor attacks are designed to introduce targeted vulnerabilities into language models by poisoning training samples or model weights, allowing attackers to manipulate model responses through malicious triggers. While existing surveys on backdoor attacks provide a comprehensive overview, they lack an in-depth examination of backdoor attacks specifically targeting LLMs. To bridge this gap and grasp the latest trends in the field, this paper presents a novel perspective on backdoor attacks for LLMs by focusing on fine-tuning methods. Specifically, we systematically classify backdoor attacks into three categories: full-parameter fine-tuning, parameter-efficient fine-tuning, and no fine-tuning Based on insights from a substantial review, we also discuss crucial issues for future research on backdoor attacks, such as further exploring attack algorithms that do not require fine-tuning, or developing more covert attack algorithms.

cs.CR↗

Text2NKG: Fine-Grained N-ary Relation Extraction for N-ary relational Knowledge Graph Construction

Beyond traditional binary relational facts, n-ary relational knowledge graphs (NKGs) are comprised of n-ary relational facts containing more than two entities, which are closer to real-world facts with broader applications. However, the construction of NKGs remains at a coarse-grained level, which is always in a single schema, ignoring the order and variable arity of entities. To address these restrictions, we propose Text2NKG, a novel fine-grained n-ary relation extraction framework for n-ary relational knowledge graph construction. We introduce a span-tuple classification approach with hetero-ordered merging and output merging to accomplish fine-grained n-ary relation extraction in different arity. Furthermore, Text2NKG supports four typical NKG schemas: hyper-relational schema, event-based schema, role-based schema, and hypergraph-based schema, with high flexibility and practicality. The experimental results demonstrate that Text2NKG achieves state-of-the-art performance in F1 scores on the fine-grained n-ary relation extraction benchmark. Our code and datasets are publicly available.

cs.AI↗

ChatKBQA: A Generate-then-Retrieve Framework for Knowledge Base Question Answering with Fine-tuned Large Language Models

Knowledge Base Question Answering (KBQA) aims to answer natural language questions over large-scale knowledge bases (KBs), which can be summarized into two crucial steps: knowledge retrieval and semantic parsing. However, three core challenges remain: inefficient knowledge retrieval, mistakes of retrieval adversely impacting semantic parsing, and the complexity of previous KBQA methods. To tackle these challenges, we introduce ChatKBQA, a novel and simple generate-then-retrieve KBQA framework, which proposes first generating the logical form with fine-tuned LLMs, then retrieving and replacing entities and relations with an unsupervised retrieval method, to improve both generation and retrieval more directly. Experimental results show that ChatKBQA achieves new state-of-the-art performance on standard KBQA datasets, WebQSP, and CWQ. This work can also be regarded as a new paradigm for combining LLMs with knowledge graphs (KGs) for interpretable and knowledge-required question answering. Our code is publicly available.

cs.CL↗

MAMA: Meta-optimized Angular Margin Contrastive Framework for Video-Language Representation Learning

Data quality stands at the forefront of deciding the effectiveness of video-language representation learning. However, video-text pairs in previous data typically do not align perfectly with each other, which might lead to video-language representations that do not accurately reflect cross-modal semantics. Moreover, previous data also possess an uneven distribution of concepts, thereby hampering the downstream performance across unpopular subjects. To address these problems, we propose MAMA, a new approach to learning video-language representations by utilizing a contrastive objective with a subtractive angular margin to regularize cross-modal representations in their effort to reach perfect similarity. Furthermore, to adapt to the non-uniform concept distribution, MAMA utilizes a multi-layer perceptron (MLP)-parameterized weighting function that maps loss values to sample weights which enable dynamic adjustment of the model's focus throughout the training. With the training guided by a small amount of unbiased meta-data and augmented by video-text data generated by large vision-language model, MAMA improves video-language representations and achieve superior performances on commonly used video question answering and text-video retrieval datasets. The code, model, and data have been made available at https://nguyentthong.github.io/MAMA.

cs.CV↗

Universal Vulnerabilities in Large Language Models: Backdoor Attacks for In-context Learning

In-context learning, a paradigm bridging the gap between pre-training and fine-tuning, has demonstrated high efficacy in several NLP tasks, especially in few-shot settings. Despite being widely applied, in-context learning is vulnerable to malicious attacks. In this work, we raise security concerns regarding this paradigm. Our studies demonstrate that an attacker can manipulate the behavior of large language models by poisoning the demonstration context, without the need for fine-tuning the model. Specifically, we design a new backdoor attack method, named ICLAttack, to target large language models based on in-context learning. Our method encompasses two types of attacks: poisoning demonstration examples and poisoning demonstration prompts, which can make models behave in alignment with predefined intentions. ICLAttack does not require additional fine-tuning to implant a backdoor, thus preserving the model's generality. Furthermore, the poisoned examples are correctly labeled, enhancing the natural stealth of our attack method. Extensive experimental results across several language models, ranging in size from 1.3B to 180B parameters, demonstrate the effectiveness of our attack method, exemplified by a high average attack success rate of 95.0% across the three datasets on OPT models.

cs.CL↗

Reasoning Paths Optimization: Learning to Reason and Explore From Diverse Paths

Advanced models such as OpenAI o1 exhibit impressive problem-solving capabilities through step-by-step reasoning. However, they may still falter on more complex problems, making errors that disrupt their reasoning paths. We attribute this to the expansive solution space, where each step has the risk of diverging into mistakes. To enhance language model reasoning, we introduce a specialized training framework called Reasoning Paths Optimization (RPO), which enables learning to reason and explore from diverse paths. Our approach encourages favorable branches at each reasoning step while penalizing unfavorable ones, enhancing the model's overall problem-solving performance. Reasoning Paths Optimization does not rely on large-scale human-annotated rationales or outputs from closed-source models, making it scalable and data-efficient. We focus on multi-step reasoning tasks, such as math word problems and science-based exam questions. The experiments demonstrate that our framework significantly enhances the reasoning performance of large language models, with up to 3.1% and 4.3% improvement on GSM8K and MMLU (STEM) respectively. Our data and code can be found at https://reasoning-paths.github.io.

cs.CL↗

UniBridge: A Unified Approach to Cross-Lingual Transfer Learning for Low-Resource Languages

In this paper, we introduce UniBridge (Cross-Lingual Transfer Learning with Optimized Embeddings and Vocabulary), a comprehensive approach developed to improve the effectiveness of Cross-Lingual Transfer Learning, particularly in languages with limited resources. Our approach tackles two essential elements of a language model: the initialization of embeddings and the optimal vocabulary size. Specifically, we propose a novel embedding initialization method that leverages both lexical and semantic alignment for a language. In addition, we present a method for systematically searching for the optimal vocabulary size, ensuring a balance between model complexity and linguistic coverage. Our experiments across multilingual datasets show that our approach greatly improves the F1-Score in several languages. UniBridge is a robust and adaptable solution for cross-lingual systems in various languages, highlighting the significance of initializing embeddings and choosing the right vocabulary size in cross-lingual environments.

cs.CL↗