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Mário A. T. Figueiredo

Publications and source records attributed to Mário A. T. Figueiredo.

At least 37 records · Page 2Linked to original sources

Human-AI Collaboration in Decision-Making: Beyond Learning to Defer

Human-AI collaboration (HAIC) in decision-making aims to create synergistic teaming between human decision-makers and AI systems. Learning to defer (L2D) has been presented as a promising framework to determine who among humans and AI should make which decisions in order to optimize the performance and fairness of the combined system. Nevertheless, L2D entails several often unfeasible requirements, such as the availability of predictions from humans for every instance or ground-truth labels that are independent from said humans. Furthermore, neither L2D nor alternative approaches tackle fundamental issues of deploying HAIC systems in real-world settings, such as capacity management or dealing with dynamic environments. In this paper, we aim to identify and review these and other limitations, pointing to where opportunities for future research in HAIC may lie.

cs.LG↗

Understanding Unfairness in Fraud Detection through Model and Data Bias Interactions

In recent years, machine learning algorithms have become ubiquitous in a multitude of high-stakes decision-making applications. The unparalleled ability of machine learning algorithms to learn patterns from data also enables them to incorporate biases embedded within. A biased model can then make decisions that disproportionately harm certain groups in society -- limiting their access to financial services, for example. The awareness of this problem has given rise to the field of Fair ML, which focuses on studying, measuring, and mitigating unfairness in algorithmic prediction, with respect to a set of protected groups (e.g., race or gender). However, the underlying causes for algorithmic unfairness still remain elusive, with researchers divided between blaming either the ML algorithms or the data they are trained on. In this work, we maintain that algorithmic unfairness stems from interactions between models and biases in the data, rather than from isolated contributions of either of them. To this end, we propose a taxonomy to characterize data bias and we study a set of hypotheses regarding the fairness-accuracy trade-offs that fairness-blind ML algorithms exhibit under different data bias settings. On our real-world account-opening fraud use case, we find that each setting entails specific trade-offs, affecting fairness in expected value and variance -- the latter often going unnoticed. Moreover, we show how algorithms compare differently in terms of accuracy and fairness, depending on the biases affecting the data. Finally, we note that under specific data bias conditions, simple pre-processing interventions can successfully balance group-wise error rates, while the same techniques fail in more complex settings.

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Prisoners of Their Own Devices: How Models Induce Data Bias in Performative Prediction

The unparalleled ability of machine learning algorithms to learn patterns from data also enables them to incorporate biases embedded within. A biased model can then make decisions that disproportionately harm certain groups in society. Much work has been devoted to measuring unfairness in static ML environments, but not in dynamic, performative prediction ones, in which most real-world use cases operate. In the latter, the predictive model itself plays a pivotal role in shaping the distribution of the data. However, little attention has been heeded to relating unfairness to these interactions. Thus, to further the understanding of unfairness in these settings, we propose a taxonomy to characterize bias in the data, and study cases where it is shaped by model behaviour. Using a real-world account opening fraud detection case study as an example, we study the dangers to both performance and fairness of two typical biases in performative prediction: distribution shifts, and the problem of selective labels.

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Differentiable Causal Discovery Under Latent Interventions

Recent work has shown promising results in causal discovery by leveraging interventional data with gradient-based methods, even when the intervened variables are unknown. However, previous work assumes that the correspondence between samples and interventions is known, which is often unrealistic. We envision a scenario with an extensive dataset sampled from multiple intervention distributions and one observation distribution, but where we do not know which distribution originated each sample and how the intervention affected the system, \textit{i.e.}, interventions are entirely latent. We propose a method based on neural networks and variational inference that addresses this scenario by framing it as learning a shared causal graph among an infinite mixture (under a Dirichlet process prior) of intervention structural causal models. Experiments with synthetic and real data show that our approach and its semi-supervised variant are able to discover causal relations in this challenging scenario.

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Distributed Banach-Picard Iteration: Application to Distributed EM and Distributed PCA

In recent work, we proposed a distributed Banach-Picard iteration (DBPI) that allows a set of agents, linked by a communication network, to find a fixed point of a locally contractive (LC) map that is the average of individual maps held by said agents. In this work, we build upon the DBPI and its local linear convergence (LLC) guarantees to make several contributions. We show that Sanger's algorithm for principal component analysis (PCA) corresponds to the iteration of an LC map that can be written as the average of local maps, each map known to each agent holding a subset of the data. Similarly, we show that a variant of the expectation-maximization (EM) algorithm for parameter estimation from noisy and faulty measurements in a sensor network can be written as the iteration of an LC map that is the average of local maps, each available at just one node. Consequently, via the DBPI, we derive two distributed algorithms - distributed EM and distributed PCA - whose LLC guarantees follow from those that we proved for the DBPI. The verification of the LC condition for EM is challenging, as the underlying operator depends on random samples, thus the LC condition is of probabilistic nature.

math.OC↗

Distributed Banach-Picard Iteration for Locally Contractive Maps

The Banach-Picard iteration is widely used to find fixed points of locally contractive (LC) maps. This paper extends the Banach-Picard iteration to distributed settings; specifically, we assume the map of which the fixed point is sought to be the average of individual (not necessarily LC) maps held by a set of agents linked by a communication network. An additional difficulty is that the LC map is not assumed to come from an underlying optimization problem, which prevents exploiting strong global properties such as convexity or Lipschitzianity. Yet, we propose a distributed algorithm and prove its convergence, in fact showing that it maintains the linear rate of the standard Banach-Picard iteration for the average LC map. As another contribution, our proof imports tools from perturbation theory of linear operators, which, to the best of our knowledge, had not been used before in the theory of distributed computation.

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TimeSHAP: Explaining Recurrent Models through Sequence Perturbations

Although recurrent neural networks (RNNs) are state-of-the-art in numerous sequential decision-making tasks, there has been little research on explaining their predictions. In this work, we present TimeSHAP, a model-agnostic recurrent explainer that builds upon KernelSHAP and extends it to the sequential domain. TimeSHAP computes feature-, timestep-, and cell-level attributions. As sequences may be arbitrarily long, we further propose a pruning method that is shown to dramatically decrease both its computational cost and the variance of its attributions. We use TimeSHAP to explain the predictions of a real-world bank account takeover fraud detection RNN model, and draw key insights from its explanations: i) the model identifies important features and events aligned with what fraud analysts consider cues for account takeover; ii) positive predicted sequences can be pruned to only 10% of the original length, as older events have residual attribution values; iii) the most recent input event of positive predictions only contributes on average to 41% of the model's score; iv) notably high attribution to client's age, suggesting a potential discriminatory reasoning, later confirmed as higher false positive rates for older clients.

cs.LG↗

Control with adaptive Q-learning

This paper evaluates adaptive Q-learning (AQL) and single-partition adaptive Q-learning (SPAQL), two algorithms for efficient model-free episodic reinforcement learning (RL), in two classical control problems (Pendulum and Cartpole). AQL adaptively partitions the state-action space of a Markov decision process (MDP), while learning the control policy, i. e., the mapping from states to actions. The main difference between AQL and SPAQL is that the latter learns time-invariant policies, where the mapping from states to actions does not depend explicitly on the time step. This paper also proposes the SPAQL with terminal state (SPAQL-TS), an improved version of SPAQL tailored for the design of regulators for control problems. The time-invariant policies are shown to result in a better performance than the time-variant ones in both problems studied. These algorithms are particularly fitted to RL problems where the action space is finite, as is the case with the Cartpole problem. SPAQL-TS solves the OpenAI Gym Cartpole problem, while also displaying a higher sample efficiency than trust region policy optimization (TRPO), a standard RL algorithm for solving control tasks. Moreover, the policies learned by SPAQL are interpretable, while TRPO policies are typically encoded as neural networks, and therefore hard to interpret. Yielding interpretable policies while being sample-efficient are the major advantages of SPAQL.

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Sparse and Continuous Attention Mechanisms

Exponential families are widely used in machine learning; they include many distributions in continuous and discrete domains (e.g., Gaussian, Dirichlet, Poisson, and categorical distributions via the softmax transformation). Distributions in each of these families have fixed support. In contrast, for finite domains, there has been recent work on sparse alternatives to softmax (e.g. sparsemax and alpha-entmax), which have varying support, being able to assign zero probability to irrelevant categories. This paper expands that work in two directions: first, we extend alpha-entmax to continuous domains, revealing a link with Tsallis statistics and deformed exponential families. Second, we introduce continuous-domain attention mechanisms, deriving efficient gradient backpropagation algorithms for alpha in {1,2}. Experiments on attention-based text classification, machine translation, and visual question answering illustrate the use of continuous attention in 1D and 2D, showing that it allows attending to time intervals and compact regions.

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Variational Mixture of Normalizing Flows

In the past few years, deep generative models, such as generative adversarial networks \autocite{GAN}, variational autoencoders \autocite{vaepaper}, and their variants, have seen wide adoption for the task of modelling complex data distributions. In spite of the outstanding sample quality achieved by those early methods, they model the target distributions \emph{implicitly}, in the sense that the probability density functions induced by them are not explicitly accessible. This fact renders those methods unfit for tasks that require, for example, scoring new instances of data with the learned distributions. Normalizing flows have overcome this limitation by leveraging the change-of-variables formula for probability density functions, and by using transformations designed to have tractable and cheaply computable Jacobians. Although flexible, this framework lacked (until recently \autocites{semisuplearning_nflows, RAD}) a way to introduce discrete structure (such as the one found in mixtures) in the models it allows to construct, in an unsupervised scenario. The present work overcomes this by using normalizing flows as components in a mixture model and devising an end-to-end training procedure for such a model. This procedure is based on variational inference, and uses a variational posterior parameterized by a neural network. As will become clear, this model naturally lends itself to (multimodal) density estimation, semi-supervised learning, and clustering. The proposed model is illustrated on two synthetic datasets, as well as on a real-world dataset. Keywords: Deep generative models, normalizing flows, variational inference, probabilistic modelling, mixture models.

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Equilibrium Propagation for Complete Directed Neural Networks

Artificial neural networks, one of the most successful approaches to supervised learning, were originally inspired by their biological counterparts. However, the most successful learning algorithm for artificial neural networks, backpropagation, is considered biologically implausible. We contribute to the topic of biologically plausible neuronal learning by building upon and extending the equilibrium propagation learning framework. Specifically, we introduce: a new neuronal dynamics and learning rule for arbitrary network architectures; a sparsity-inducing method able to prune irrelevant connections; a dynamical-systems characterization of the models, using Lyapunov theory.

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A Classification-Based Approach to Semi-Supervised Clustering with Pairwise Constraints

In this paper, we introduce a neural network framework for semi-supervised clustering (SSC) with pairwise (must-link or cannot-link) constraints. In contrast to existing approaches, we decompose SSC into two simpler classification tasks/stages: the first stage uses a pair of Siamese neural networks to label the unlabeled pairs of points as must-link or cannot-link; the second stage uses the fully pairwise-labeled dataset produced by the first stage in a supervised neural-network-based clustering method. The proposed approach, S3C2 (Semi-Supervised Siamese Classifiers for Clustering), is motivated by the observation that binary classification (such as assigning pairwise relations) is usually easier than multi-class clustering with partial supervision. On the other hand, being classification-based, our method solves only well-defined classification problems, rather than less well specified clustering tasks. Extensive experiments on various datasets demonstrate the high performance of the proposed method.

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SURE-fuse WFF: A Multi-resolution Windowed Fourier Analysis for Interferometric Phase Denoising

Interferometric phase (InPhase) imaging is an important part of many present-day coherent imaging technologies. Often in such imaging techniques, the acquired images, known as interferograms, suffer from two major degradations: 1) phase wrapping caused by the fact that the sensing mechanism can only measure sinusoidal $2π$-periodic functions of the actual phase, and 2) noise introduced by the acquisition process or the system. This work focusses on InPhase denoising which is a fundamental restoration step to many posterior applications of InPhase, namely to phase unwrapping. The presence of sharp fringes that arises from phase wrapping makes InPhase denoising a hard-inverse problem. Motivated by the fact that the InPhase images are often locally sparse in Fourier domain, we propose a multi-resolution windowed Fourier filtering (WFF) analysis that fuses WFF estimates with different resolutions, thus overcoming the WFF fixed resolution limitation. The proposed fusion relies on an unbiased estimate of the mean square error derived using the Stein's lemma adapted to complex-valued signals. This estimate, known as SURE, is minimized using an optimization framework to obtain the fusion weights. Strong experimental evidence, using synthetic and real (InSAR & MRI) data, that the developed algorithm, termed as SURE-fuse WFF, outperforms the best hand-tuned fixed resolution WFF as well as other state-of-the-art InPhase denoising algorithms, is provided.

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Conditional Random Fields as Recurrent Neural Networks for 3D Medical Imaging Segmentation

The Conditional Random Field as a Recurrent Neural Network layer is a recently proposed algorithm meant to be placed on top of an existing Fully-Convolutional Neural Network to improve the quality of semantic segmentation. In this paper, we test whether this algorithm, which was shown to improve semantic segmentation for 2D RGB images, is able to improve segmentation quality for 3D multi-modal medical images. We developed an implementation of the algorithm which works for any number of spatial dimensions, input/output image channels, and reference image channels. As far as we know this is the first publicly available implementation of this sort. We tested the algorithm with two distinct 3D medical imaging datasets, we concluded that the performance differences observed were not statistically significant. Finally, in the discussion section of the paper, we go into the reasons as to why this technique transfers poorly from natural images to medical images.

cs.CV↗

Scene-Adapted Plug-and-Play Algorithm with Guaranteed Convergence: Applications to Data Fusion in Imaging

The recently proposed plug-and-play (PnP) framework allows leveraging recent developments in image denoising to tackle other, more involved, imaging inverse problems. In a PnP method, a black-box denoiser is plugged into an iterative algorithm, taking the place of a formal denoising step that corresponds to the proximity operator of some convex regularizer. While this approach offers flexibility and excellent performance, convergence of the resulting algorithm may be hard to analyze, as most state-of-the-art denoisers lack an explicit underlying objective function. In this paper, we propose a PnP approach where a scene-adapted prior (i.e., where the denoiser is targeted to the specific scene being imaged) is plugged into ADMM (alternating direction method of multipliers), and prove convergence of the resulting algorithm. Finally, we apply the proposed framework in two different imaging inverse problems: hyperspectral sharpening/fusion and image deblurring from blurred/noisy image pairs.

cs.CV↗

Scene-adapted plug-and-play algorithm with convergence guarantees

Recent frameworks, such as the so-called plug-and-play, allow us to leverage the developments in image denoising to tackle other, and more involved, problems in image processing. As the name suggests, state-of-the-art denoisers are plugged into an iterative algorithm that alternates between a denoising step and the inversion of the observation operator. While these tools offer flexibility, the convergence of the resulting algorithm may be difficult to analyse. In this paper, we plug a state-of-the-art denoiser, based on a Gaussian mixture model, in the iterations of an alternating direction method of multipliers and prove the algorithm is guaranteed to converge. Moreover, we build upon the concept of scene-adapted priors where we learn a model targeted to a specific scene being imaged, and apply the proposed method to address the hyperspectral sharpening problem.

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Blind image deblurring using class-adapted image priors

Blind image deblurring (BID) is an ill-posed inverse problem, usually addressed by imposing prior knowledge on the (unknown) image and on the blurring filter. Most of the work on BID has focused on natural images, using image priors based on statistical properties of generic natural images. However, in many applications, it is known that the image being recovered belongs to some specific class (e.g., text, face, fingerprints), and exploiting this knowledge allows obtaining more accurate priors. In this work, we propose a method where a Gaussian mixture model (GMM) is used to learn a class-adapted prior, by training on a dataset of clean images of that class. Experiments show the competitiveness of the proposed method in terms of restoration quality when dealing with images containing text, faces, or fingerprints. Additionally, experiments show that the proposed method is able to handle text images at high noise levels, outperforming state-of-the-art methods specifically designed for BID of text images.

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Image Restoration with Locally Selected Class-Adapted Models

State-of-the-art algorithms for imaging inverse problems (namely deblurring and reconstruction) are typically iterative, involving a denoising operation as one of its steps. Using a state-of-the-art denoising method in this context is not trivial, and is the focus of current work. Recently, we have proposed to use a class-adapted denoiser (patch-based using Gaussian mixture models) in a so-called plug-and-play scheme, wherein a state-of-the-art denoiser is plugged into an iterative algorithm, leading to results that outperform the best general-purpose algorithms, when applied to an image of a known class (e.g. faces, text, brain MRI). In this paper, we extend that approach to handle situations where the image being processed is from one of a collection of possible classes or, more importantly, contains regions of different classes. More specifically, we propose a method to locally select one of a set of class-adapted Gaussian mixture patch priors, previously estimated from clean images of those classes. Our approach may be seen as simultaneously performing segmentation and restoration, thus contributing to bridging the gap between image restoration/reconstruction and analysis.

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