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M. Herbold

Publications and source records attributed to M. Herbold.

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DESI DR2 Results IV: Alcock-Paczy\'nski Measurements from the Lyman Alpha Forest and Cosmological Constraints

We present Alcock-Paczy\'nski (AP) measurements from the full shape of Lyman-$\alpha$ (Ly$\alpha$) forest correlation functions measured from the second data release (DR2) of the Dark Energy Spectroscopic Instrument (DESI). Our measurements include information from the Ly$\alpha$ forest auto-correlation and its cross-correlation with quasars. We constrain the AP effect with $1\%$ precision at an effective redshift $z_\mathrm{eff}=2.33$, which is twice as tight as the Baryon Acoustic Oscillation (BAO) constraint from the same data. When using the joint Ly$\alpha$ AP and BAO results, we measure the ratios $D_\text{H}(z_\mathrm{eff})/r_\text{d}=8.600 \pm 0.066$ and $D_\text{M}(z_\mathrm{eff})/r_\text{d}=39.32 \pm 0.33$, where $D_\text{M}$ is the transverse comoving distance, $D_\text{H}$ is the Hubble distance, and $r_\text{d}$ is the sound horizon at the drag epoch. Assuming $\Lambda$CDM, Ly$\alpha$ forest measurements combined with a nucleosynthesis prior produce a constraint on the Hubble constant $H_0=66.5\pm1.3\,\mathrm{km\,s^{-1}\,Mpc^{-1}}$. The Ly$\alpha$ AP result corresponds to a matter fraction constraint $\Omega_\text{m}=0.325\pm0.018$ in $\Lambda$CDM, which is $1.4\sigma$ higher than DESI BAO. This impacts the DESI results relative to the Cosmic Microwave Background (CMB), slightly reducing their discrepancy from $2.4\sigma$ to $2.2\sigma$. We present updated constraints on extended models using the joint DESI DR2 BAO and Ly$\alpha$ forest full shape data, together with external data sets. When considering a time-evolving dark energy equation of state parametrized by $w_0$ and $w_a$, we find it is preferred over $\Lambda$CDM at $2.7\sigma$ for the combination of DESI and CMB data, and at $3.2\sigma$ when also including supernovae. With the new Ly$\alpha$ AP measurement, DESI provides its most precise anchor for the expansion history at $z > 1$ in the matter-dominated Universe.

astro-ph.CO

Validation of the DESI DR2 Ly$\alpha$ forest full-shape analysis

We present the validation of the Dark Energy Spectroscopic Instrument (DESI) Data Release 2 (DR2) Lyman-$\alpha$ (Ly$\alpha$) forest full-shape analysis. This analysis combines three-dimensional Ly$\alpha$ forest auto-correlations and cross-correlations with quasars to extract information from both the baryon acoustic oscillation (BAO) feature and the broadband clustering signal, with primary emphasis on the Alcock-Paczynski (AP) measurement. Compared to the DESI DR1 analysis, the DR2 validation uses substantially larger and more realistic mock datasets, including CoLoRe 2LPT and AbacusSummit Ly$\alpha$ forest simulations. The modeling framework is also improved through analytic marginalization over small scales ($<10$ $h^{-1}$Mpc) and the impact of ultraviolet background fluctuations. The validation program was completed prior to unblinding and defines quantitative requirements for the cosmological parameters of interest, which are evaluated using hundreds of mock realizations. We further test the analysis through independent fits to the auto- and cross-correlations, multiple catalog splits, and a broad suite of analysis and modeling variations applied to both mocks and blinded observational data. We find that the BAO and AP parameters satisfy all validation requirements and remain stable across all tests. In contrast, mock studies reveal a significant bias in the inferred growth-rate parameter $f\sigma_8$, leading us to exclude this measurement from the final analysis. The consistency across mocks, data splits, and robustness tests demonstrates that the DR2 Ly$\alpha$ full-shape analysis provides a reliable and substantially improved broadband AP measurement over previous Ly$\alpha$ forest studies.

astro-ph.CO

CoLoRe-2LPT: Lyman-$\alpha$ mock catalogues for the validation of DESI cosmological analyses

The Lyman-$\alpha$ (Ly$\alpha$) forest has become a crucial probe for studying the large-scale structure of the universe at high redshift ($z > 2$), providing powerful constraints on Baryon Acoustic Oscillations (BAO) and the full-shape (FS) clustering of matter. As a key ingredient for upcoming BAO and FS analyses, we present a new generation of fast cosmological Ly$\alpha$ mocks based on second-order Lagrangian perturbation theory (2LPT). These new mocks significantly improve upon previous log-normal approaches, both at accurately capturing small scale clustering and at recovering the non-linear broadening of the BAO peak. They are able to reproduce Ly$\alpha$ statistics within $10\%$ of the latest DESI measurement; including the Ly$\alpha$ bias and the redshift-space distortion $\beta$ parameter, mean transmitted flux, and 1D power spectrum. The corresponding quasar (QSO) clustering is also improved with respect to previous approaches, calibrated against high-resolution Abacus simulations, recovering the observational QSO linear bias to less than $5\%$ and improving redshift-space distortions via 2LPT velocities and the addition of Fingers-of-God effects. Furthermore, these mocks incorporate high column density systems and metal lines, allowing us to explore the effects and systematics induced by these astrophysical contaminants. This new set of mocks has been key for enhancing the modeling and validation of the DESI DR2 Ly$\alpha$ full shape cosmological analysis. This work provides a physically motivated and computationally efficient tool for simulating current and next-generation Ly$\alpha$ surveys and validating FS and BAO analysis.

astro-ph.CO

Lyman-$\alpha$ forest holography: 3D predictions from 1D measurements

Cosmological analyses of Lyman-$\alpha$ forest clustering rely on either one-dimensional correlations along individual sightlines or three-dimensional correlations between different sightlines. Because these observables probe the matter distribution on very different scales, they have traditionally been analyzed independently. In this work, we bridge this gap using ForestFlow, an emulator trained on a suite of cosmological hydrodynamical simulations that provides a unified description of Lyman-$\alpha$ forest clustering from linear to nonlinear scales. This framework enables us to determine the range of three-dimensional clustering models compatible with the DESI one-dimensional flux power spectrum ($P_{\rm 1D}$). The resulting predictions successfully reproduce the large-scale clustering measured by the DESI BAO analysis and provide physically motivated priors on nonlinear clustering that are used in a companion paper presenting the full-shape analysis of the DESI DR2 Lyman-$\alpha$ forest. We validate our methodology using the large-volume, high-resolution hydrodynamical simulation ACCEL-2, demonstrating excellent agreement across the full range of scales considered. Finally, we combine constraints from the $P_{\rm 1D}$ and BAO analyses on the parameter combinations $b_\delta \sigma_8$ and $b_\eta f \sigma_8$, finding that the two probes provide comparable constraining power while exhibiting complementary parameter degeneracies. Our results establish a direct connection between one- and three-dimensional Lyman-$\alpha$ forest measurements through ForestFlow, an approach we term Lyman-$\alpha$ holography by analogy with the reconstruction of higher-dimensional structure from lower-dimensional information.

astro-ph.CO

DESI DR1 Ly$\alpha$ forest: 3D full-shape analysis and cosmological constraints

We perform an analysis of the full shapes of Lyman-$\alpha$ (Ly$\alpha$) forest correlation functions measured from the first data release (DR1) of the Dark Energy Spectroscopic Instrument (DESI). Our analysis focuses on measuring the Alcock-Paczynski (AP) effect and the cosmic growth rate times the amplitude of matter fluctuations in spheres of $8$ $h^{-1}\text{Mpc}$, $f\sigma_8$. We validate our measurements using two different sets of mocks, a series of data splits, and a large set of analysis variations, which were first performed blinded. Our analysis constrains the ratio $D_M/D_H(z_\mathrm{eff})=4.525\pm0.071$, where $D_H=c/H(z)$ is the Hubble distance, $D_M$ is the transverse comoving distance, and the effective redshift is $z_\mathrm{eff}=2.33$. This is a factor of $2.4$ tighter than the Baryon Acoustic Oscillation (BAO) constraint from the same data. When combining with Ly$\alpha$ BAO constraints from DESI DR2, we obtain the ratios $D_H(z_\mathrm{eff})/r_d=8.646\pm0.077$ and $D_M(z_\mathrm{eff})/r_d=38.90\pm0.38$, where $r_d$ is the sound horizon at the drag epoch. We also measure $f\sigma_8(z_\mathrm{eff}) = 0.37\; ^{+0.055}_{-0.065} \,(\mathrm{stat})\, \pm 0.033 \,(\mathrm{sys})$, but we do not use it for cosmological inference due to difficulties in its validation with mocks. In $\Lambda$CDM, our measurements are consistent with both cosmic microwave background (CMB) and galaxy clustering constraints. Using a nucleosynthesis prior but no CMB anisotropy information, we measure the Hubble constant to be $H_0 = 68.3\pm 1.6\;\,{\rm km\,s^{-1}\,Mpc^{-1}}$ within $\Lambda$CDM. Finally, we show that Ly$\alpha$ forest AP measurements can help improve constraints on the dark energy equation of state, and are expected to play an important role in upcoming DESI analyses.

astro-ph.CO

Construction of the Damped Ly$\alpha$ Absorber Catalog for DESI DR2 Ly$\alpha$ BAO

We present the Damped Ly$\alpha$ Toolkit for automated detection and characterization of Damped Ly$\alpha$ absorbers (DLA) in quasar spectra. Our method uses quasar spectral templates with and without absorption from intervening DLAs to reconstruct observed quasar forest regions. The best-fitting model determines whether a DLA is present while estimating the redshift and \texttt{HI} column density. With an optimized quality cut on detection significance ($\Delta \chi_{r}^2>0.03$), the technique achieves an estimated 80\% purity and 79\% completeness when evaluated on simulated spectra with S/N~$>2$ that are free of broad absorption lines (BAL). We provide a catalog containing candidate DLAs from the DLA Toolkit detected in DESI DR1 quasar spectra, of which 21,719 were found in S/N~$>2$ spectra with predicted $\log_{10} (N_\texttt{HI}) > 20.3$ and detection significance $\Delta \chi_{r}^2 >0.03$. We compare the Damped Ly$\alpha$ Toolkit to two alternative DLA finders based on a convolutional neural network (CNN) and Gaussian process (GP) models. We present a strategy for combining these three techniques to produce a high-fidelity DLA catalog from DESI DR2 for the Ly$\alpha$ forest baryon acoustic oscillation measurement. The combined catalog contains 41,152 candidate DLAs with $\log_{10} (N_\texttt{HI}) > 20.3$ from quasar spectra with S/N~$>2$. We estimate this sample to be approximately 85\% pure and 79\% complete when BAL quasars are excluded.

astro-ph.CO

Validation of the DESI DR2 Ly$\alpha$ BAO analysis using synthetic datasets

The second data release (DR2) of the Dark Energy Spectroscopic Instrument (DESI), containing data from the first three years of observations, doubles the number of Lyman-$\alpha$ (Ly$\alpha$) forest spectra in DR1 and it provides the largest dataset of its kind. To ensure a robust validation of the Baryonic Acoustic Oscillation (BAO) analysis using Ly$\alpha$ forests, we have made significant updates compared to DR1 to both the mocks and the analysis framework used in the validation. In particular, we present CoLoRe-QL, a new set of Ly$\alpha$ mocks that use a quasi-linear input power spectrum to incorporate the non-linear broadening of the BAO peak. We have also increased the number of realisations used in the validation to 400, compared to the 150 realisations used in DR1. Finally, we present a detailed study of the impact of quasar redshift errors on the BAO measurement, and we compare different strategies to mask Damped Lyman-$\alpha$ Absorbers (DLAs) in our spectra. The BAO measurement from the Ly$\alpha$ dataset of DESI DR2 is presented in a companion publication.

astro-ph.IM

Extended Dark Energy analysis using DESI DR2 BAO measurements

We conduct an extended analysis of dark energy constraints, in support of the findings of the DESI DR2 cosmology key paper, including DESI data, Planck CMB observations, and three different supernova compilations. Using a broad range of parametric and non-parametric methods, we explore the dark energy phenomenology and find consistent trends across all approaches, in good agreement with the $w_0w_a$CDM key paper results. Even with the additional flexibility introduced by non-parametric approaches, such as binning and Gaussian Processes, we find that extending $\Lambda$CDM to include a two-parameter $w(z)$ is sufficient to capture the trends present in the data. Finally, we examine three dark energy classes with distinct dynamics, including quintessence scenarios satisfying $w \geq -1$, to explore what underlying physics can explain such deviations. The current data indicate a clear preference for models that feature a phantom crossing; although alternatives lacking this feature are disfavored, they cannot yet be ruled out. Our analysis confirms that the evidence for dynamical dark energy, particularly at low redshift ($z \lesssim 0.3$), is robust and stable under different modeling choices.

astro-ph.CO

Constraints on Neutrino Physics from DESI DR2 BAO and DR1 Full Shape

The Dark Energy Spectroscopic Instrument (DESI) Collaboration has obtained robust measurements of baryon acoustic oscillations (BAO) in the redshift range, $0.1 < z < 4.2$, based on the Lyman-$\alpha$ forest and galaxies from Data Release 2 (DR2). We combine these measurements with external cosmic microwave background (CMB) data from Planck and ACT to place our tightest constraints yet on the sum of neutrino masses. Assuming the cosmological $\Lambda$CDM model and three degenerate neutrino states, we find $\sum m_\nu<0.0642$ eV (95%) with a marginalized error of $\sigma(\sum m_\nu)=0.020$ eV. We also constrain the effective number of neutrino species, finding $N_\rm{eff} = 3.23^{+0.35}_{-0.34}$ (95%), in line with the Standard Model prediction. When accounting for neutrino oscillation constraints, we find a preference for the normal mass ordering and an upper limit on the lightest neutrino mass of $m_l < 0.023$ eV (95%). However, we determine using frequentist and Bayesian methods that our constraints are in tension with the lower limits derived from neutrino oscillations. Correcting for the physical boundary at zero mass, we report a 95% Feldman-Cousins upper limit of $\sum m_\nu<0.053$ eV, breaching the lower limit from neutrino oscillations. Considering a more general Bayesian analysis with an effective cosmological neutrino mass parameter, $\sum m_{\nu,\rm{eff}}$, that allows for negative energy densities and removes unsatisfactory prior weight effects, we derive constraints that are in $3\sigma$ tension with the same oscillation limit. In the absence of unknown systematics, this finding could be interpreted as a hint of new physics not necessarily related to neutrinos. The preference of DESI and CMB data for an evolving dark energy model offers one possible solution. In the $w_0w_a$CDM model, we find $\sum m_\nu<0.163$ eV (95%), relaxing the neutrino tension. [Abridged]

astro-ph.CO

DESI DR2 Results I: Baryon Acoustic Oscillations from the Lyman Alpha Forest

We present the Baryon Acoustic Oscillation (BAO) measurements with the Lyman-alpha (LyA) forest from the second data release (DR2) of the Dark Energy Spectroscopic Instrument (DESI) survey. Our BAO measurements include both the auto-correlation of the LyA forest absorption observed in the spectra of high-redshift quasars and the cross-correlation of the absorption with the quasar positions. The total sample size is approximately a factor of two larger than the DR1 dataset, with forest measurements in over 820,000 quasar spectra and the positions of over 1.2 million quasars. We describe several significant improvements to our analysis in this paper, and two supporting papers describe improvements to the synthetic datasets that we use for validation and how we identify damped LyA absorbers. Our main result is that we have measured the BAO scale with a statistical precision of 1.1% along and 1.3% transverse to the line of sight, for a combined precision of 0.65% on the isotropic BAO scale at $z_{eff} = 2.33$. This excellent precision, combined with recent theoretical studies of the BAO shift due to nonlinear growth, motivated us to include a systematic error term in LyA BAO analysis for the first time. We measure the ratios $D_H(z_{eff})/r_d = 8.632 \pm 0.098 \pm 0.026$ and $D_M(z_{eff})/r_d = 38.99 \pm 0.52 \pm 0.12$, where $D_H = c/H(z)$ is the Hubble distance, $D_M$ is the transverse comoving distance, $r_d$ is the sound horizon at the drag epoch, and we quote both the statistical and the theoretical systematic uncertainty. The companion paper presents the BAO measurements at lower redshifts from the same dataset and the cosmological interpretation.

astro-ph.CO

DESI DR2 Results II: Measurements of Baryon Acoustic Oscillations and Cosmological Constraints

We present baryon acoustic oscillation (BAO) measurements from more than 14 million galaxies and quasars drawn from the Dark Energy Spectroscopic Instrument (DESI) Data Release 2 (DR2), based on three years of operation. For cosmology inference, these galaxy measurements are combined with DESI Lyman-$\alpha$ forest BAO results presented in a companion paper. The DR2 BAO results are consistent with DESI DR1 and SDSS, and their distance-redshift relationship matches those from recent compilations of supernovae (SNe) over the same redshift range. The results are well described by a flat $\Lambda$CDM model, but the parameters preferred by BAO are in mild, $2.3\sigma$ tension with those determined from the cosmic microwave background (CMB), although the DESI results are consistent with the acoustic angular scale $\theta_*$ that is well-measured by Planck. This tension is alleviated by dark energy with a time-evolving equation of state parametrized by $w_0$ and $w_a$, which provides a better fit to the data, with a favored solution in the quadrant with $w_0>-1$ and $w_a<0$. This solution is preferred over $\Lambda$CDM at $3.1\sigma$ for the combination of DESI BAO and CMB data. When also including SNe, the preference for a dynamical dark energy model over $\Lambda$CDM ranges from $2.8-4.2\sigma$ depending on which SNe sample is used. We present evidence from other data combinations which also favor the same behavior at high significance. From the combination of DESI and CMB we derive 95% upper limits on the sum of neutrino masses, finding $\sum m_\nu<0.064$ eV assuming $\Lambda$CDM and $\sum m_\nu<0.16$ eV in the $w_0w_a$ model. Unless there is an unknown systematic error associated with one or more datasets, it is clear that $\Lambda$CDM is being challenged by the combination of DESI BAO with other measurements and that dynamical dark energy offers a possible solution.

astro-ph.CO