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M. J. P. Hodgson

Publications and source records attributed to M. J. P. Hodgson.

11 recordsLinked to original sources

Addressing Ill-conditioning in Density Functional Theory for Reliable Machine Learning

In principle, machine learning (ML) can be used to obtain any electronic property of a many-body system from its electron density within density functional theory. However, some physical quantities are highly sensitive to small variations in the density. This 'ill-conditioning' limits the accuracy with which these quantities can be learned as density functionals from a fixed amount of data. We identify sources of ill-conditioning present in density functionals that belong to two ubiquitous classes: 1) Physical quantities that are globally gauge-dependent, meaning they change value if a constant shift is applied to the external potential -- for example, the total energy; 2) Functionals of the N-electron density that have an implicit dependence on the (N+1)-electron density, such as the fundamental gap. We demonstrate that widely used ML models exhibit orders-of-magnitude greater error when applied to these ill-conditioned density functionals compared to other functionals that fall into neither class, even when the global gauge is fixed to prevent constant shifts. Owing to an absence of ill-conditioning in potential functionals, we find that providing the external potential as input to the ML model leads to significantly improved predictions of quantities in these two classes.

cond-mat.mtrl-sci↗

Exact expressions for the height of the interatomic step in the exchange-correlation potential from the derivative discontinuity of the energy

Popular approximations to the exchange-correlation (xc) energy of density functional theory do not yield the spatial `step' structures in the exact xc potential which are necessary to describe dissociation and electron excitation with the Kohn-Sham (KS) system. Via the discontinuity in the derivative of the xc energy as a function of electron number I derive exact analytic expressions in terms of the KS single-particle energies for the height of the step in the xc potential between a variety of open- and closed-shell atoms within stretched molecules.

cond-mat.mtrl-sci↗

From Kohn-Sham to many-electron energies via step structures in the exchange-correlation potential

Accurately describing excited states within Kohn-Sham (KS) density functional theory (DFT), particularly those which induce ionization and charge transfer, remains a great challenge. Common exchange-correlation (xc) approximations are unreliable for excited states owing, in part, to the absence of a derivative discontinuity in the xc energy ($Δ$), which relates a many-electron energy difference to the corresponding KS energy difference. We demonstrate, analytically and numerically, how the relationship between KS and many-electron energies leads to the step structures observed in the exact xc potential, in four scenarios: electron addition, molecular dissociation, excitation of a finite system, and charge transfer. We further show that steps in the potential can be obtained also with common xc approximations, as simple as the LDA, when addressed from the ensemble perspective. The article therefore highlights how capturing the relationship between KS and many-electron energies with advanced xc approximations is crucial for accurately calculating excitations, as well as the ground-state density and energy of systems which consist of distinct subsystems.

cond-mat.mtrl-sci↗

Exact exchange-correlation potentials for calculating the fundamental gap with a fixed number of electrons

Capturing the discontinuous shift by $Δ$ in the exact exchange-correlation (xc) potential is the standard proposal for calculating the fundamental gap, $E_\mathrm{g}$, from the Kohn-Sham (KS) gap, $\varepsilon_\mathrm{g}$, within KS density functional theory (DFT), as $E_\mathrm{g} = \varepsilon_\mathrm{g} + Δ$, yet this discontinuity is absent from existing approximations. The '$N$-centered' formulation of ensemble DFT artificially maintains a total electron number, $N$, in order to yield $E_\mathrm{g}$ not through a discontinuous shift in the xc potential but via the ensemble-weight derivative of the xc energy. Within the $N$-centered approach we calculate exact xc potentials for a one-dimensional finite system and show analytically that $Δ$ can in fact be interpreted as a discontinuous shift in the exact $N$-centered ensemble xc potential, thereby extending to charged excitations an exact property of uncharged excitations. We show that applying the Levy-Zahariev 'shift-in-potential' procedure in this context relocates the discontinuous shift to the unimportant periphery of the system, so that the exact xc potential in effect is free of discontinuities and thus the inability of a local functional to capture discontinuous behavior is inconsequential.

cond-mat.mtrl-sci↗

Accurate real-time evolution of electron densities and ground-state properties from generalized Kohn-Sham theory

The exact static and time-dependent Kohn-Sham (KS) exchange-correlation (xc) potential is extremely challenging to approximate as it is a local multiplicative potential that depends on the electron density everywhere in the system. The KS approach can be generalised by allowing part of the potential to be spatially nonlocal. We take this nonlocal part to be that of unrestricted Hartree-Fock theory. The additional local correlation potential in principle ensures that the single-particle density exactly equals the many-body density. In our case, the local correlation potential is predominantly nearsighted in its dependence on the density and hence an (adiabatic) local density approximation to this potential yields accurate ground-state properties and real-time densities for one-dimensional test systems.

cond-mat.str-el↗

Accuracy of electron densities obtained via Koopmans-compliant hybrid functionals

We evaluate the accuracy of electron densities and quasiparticle energy gaps given by hybrid functionals by directly comparing these to the exact quantities obtained from solving the many-electron Schrodinger equation. We determine the admixture of Hartree-Fock exchange to approximate exchange-correlation in our hybrid functional via one of several physically justified constraints, including the generalized Koopmans' theorem. We find that hybrid functionals yield strikingly accurate electron densities and gaps in both exchange-dominated and correlated systems. We also discuss the role of the screened Fock operator in the success of hybrid functionals.

cond-mat.mtrl-sci↗

Electron localisation in static and time-dependent one-dimensional model systems

Electron localization is the tendency of an electron in a many-body system to exclude other electrons from its vicinity. Using a new natural measure of localization based on the exact manyelectron wavefunction, we find that localization can vary considerably between different ground-state systems, and can also be strongly disrupted, as a function of time, when a system is driven by an applied electric field. We use our new measure to assess the well-known electron localization function (ELF), both in its approximate single-particle form (often applied within density-functional theory) and its full many-particle form. The full ELF always gives an excellent description of localization, but the approximate ELF fails in time-dependent situations, even when the exact Kohn-Sham orbitals are employed.

cond-mat.mes-hall↗

How is the derivative discontinuity related to steps in the exact Kohn-Sham potential?

The reliability of density-functional calculations hinges on accurately approximating the unknown exchange-correlation (xc) potential. Common (semi-)local xc approximations lack the jump experienced by the exact xc potential as the number of electrons infinitesimally surpasses an integer, and the spatial steps that form in the potential as a result of the change in the decay rate of the density. These features are important for an accurate prediction of the fundamental gap and the distribution of charge in complex systems. Although well-known concepts, the exact relationship between them remained unclear. In this Letter, we establish the common fundamental origin of these two features of the exact xc potential via an analytical derivation. We support our result with an exact numerical solution of the many-electron Schroedinger equation for a single atom and a diatomic molecule in one dimension. Furthermore, we propose a way to extract the fundamental gap from the step structures in the potential.

physics.atom-ph↗

Origin of static and dynamic steps in exact Kohn-Sham potentials

Knowledge of exact properties of the exchange-correlation (xc) functional is important for improving the approximations made within density functional theory. Features such as steps in the exact xc potential are known to be necessary for yielding accurate densities, yet little is understood regarding their shape, magnitude and location. We use systems of a few electrons, where the exact electron density is known, to demonstrate general properties of steps. We find that steps occur at points in the electron density where there is a change in the `local effective ionization energy' of the electrons. We provide practical arguments, based on the electron density, for determining the position, shape and height of steps for ground-state systems, and extend the concepts to time-dependent systems. These arguments are intended to inform the development of approximate functionals, such as the mixed localization potential (MLP), which already demonstrate their capability to produce steps in the Kohn-Sham potential.

cond-mat.str-el↗

The role of electron localization in density functionals

We introduce a new functional for simulating ground-state and time-dependent electronic systems within density-functional theory. The functional combines an expression for the exact Kohn-Sham (KS) potential in the limit of complete electron localization with a measure of the actual localization. We find accurate self-consistent charge densities, even for systems where the exact exchange-correlation potential exhibits non-local dependence on the density, such as potential steps. We compare our results to the exact KS potential for each system. The self-interaction correction is accurately described, avoiding the need for orbital-dependent potentials.

cond-mat.mes-hall↗

Adiabatic and local approximations for the Kohn-Sham potential in time-dependent Hubbard chains

We obtain the exact Kohn-Sham potentials $V_{\mathrm{KS}}$ of time-dependent density-functional theory for 1D Hubbard chains, driven by a d.c.\ external field, using the time-dependent electron density and current density obtained from exact many-body time-evolution. The exact $V_{\mathrm{xc}}$ is compared to the adiabatically-exact $V_{\mathrm{xc}}^{\mathrm{ad}}$ and the "instantaneous ground state" $V_{\mathrm{xc}}^{\mathrm{igs}}$. The latter is shown to work effectively in some cases when the former fails. Approximations for the exchange-correlation potential $V_{\mathrm{xc}}$ and its gradient, based on the local density and on the local current density, are also considered and both physical quantities are observed to be far outside the reach of any possible local approximation. Insight into the respective roles of ground-state and excited-state correlation in the time-dependent system, as reflected in the potentials, is provided by the pair correlation function.

cond-mat.mes-hall↗