arXiv subjects

M. Potthoff

Publications and source records attributed to M. Potthoff.

At least 37 records · Page 2Linked to original sources

arXiv2001

Two-site dynamical mean-field theory

It is shown that a minimum realization of the dynamical mean-field theory (DMFT) can be achieved by mapping a correlated lattice model onto an impurity model in which the impurity is coupled to an uncorrelated bath that consists of a single site only. The two-site impurity model can be solved exactly. The mapping is approximate. The self-consistency conditions are constructed in a way that the resulting ``two-site DMFT'' reduces to the previously discussed linearized DMFT for the Mott transition. It is demonstrated that a reasonable description of the mean-field physics is possible with a minimum computational effort. This qualifies the simple two-site DMFT for a systematic study of more complex lattice models which cannot be treated by the full DMFT in a feasible way. To show the strengths and limitations of the new approach, the single-band Hubbard model is investigated in detail. The predictions of the two-site DMFT are compared with results of the full DMFT. Internal consistency checks are performed which concern the Luttinger sum rule, other Fermi-liquid relations and thermodynamic consistency.

cond-mat.str-el↗

arXiv2001

Ferromagnetism in the Hubbard model

We investigate the possibility and stability of bandferromagnetism in the single-band Hubbard model. This model poses a highly non-trivial many-body problem the general solution of which has not been found up to now. Approximations are still unavoidable. Starting from a simple two-pole ansatz for the spectral density our approach is systematically improved by focusing on the influence of quasiparticle damping and the correct weak-and strong coupling behaviour. The compatibility of the different aproximative steps with decisive moment sum rules is analysed and the importance of a spin-dependent band shift mediated by higher correlation functions is worked out. Results are presented in terms of temperature- and band occupation-dependent quasiparticle densities of states and band structures as well as spontaneous magnetisations, susceptibilities and Curie temperatures for varying electron densities and coupling strengths. Comparison is made to numerically essentially exact Quantum Monte Carlo calculations recently done by other authors using dynamical mean field theory for infinite-dimensional lattices. The main conclusion will be that the Hubbard model provides a qualitatively correct description of bandferromagnetism if quasiparticle damping and selfconsistent spin-dependent bandshifts are properly taken into account.

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arXiv2001

Theory of electron spectroscopies

The basic theory of photoemission, inverse photoemission, Auger-electron and appearance-potential spectroscopy is developed within a unified framework starting from Fermi's golden rule. The spin-resolved and temperature-dependent appearance-potential spectroscopy of band-ferromagnetic transition metals is studied in detail. It is shown that the consideration of electron correlations and orbitally resolved transition-matrix elements is essential for a quantitative agreement with experiments for Ni.

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arXiv2001

Critical behaviour near the metal-insulator transition of a doped Mott insulator

We have studied the critical behaviour of a doped Mott insulator near the metal-insulator transition for the infinite-dimensional Hubbard model using a linearized form of dynamical mean-field theory. The discontinuity in the chemical potential in the change from hole to electron doping, for $U$ larger than a critical value $U_c$, has been calculated analytically and is found to be in good agreement with the results of numerical methods. We have also derived analytic expressions for the compressibility, the quasiparticle weight, the double occupancy and the local spin susceptibility near half-filling as functions of the on-site Coulomb interaction and the doping.

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arXiv2001

Electron-correlation effects in appearance-potential spectra of Ni

Spin-resolved and temperature-dependent appearance-potential spectra of ferromagnetic Nickel are measured and analyzed theoretically. The Lander self-convolution model which relates the line shape to the unoccupied part of the local density of states turns out to be insufficient. Electron correlations and orbitally resolved transition-matrix elements are shown to be essential for a quantitative agreement between experiment and theory.

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arXiv1999

Effects of Core-Hole Screening on Spin-Polarised Auger Spectra from Ferromagnetic Nickel

We calculate the spin- and temperature-dependent local density of states for ferromagnetic Ni in the presence of a core hole at a distinguished site in the lattice. Correlations among the valence electrons and between valence and core electrons are described within a multi-band Hubbard model which is treated by means of second-order perturbation theory around the Hartree-Fock solution. The core-hole potential causes strong screening effects in the Ni valence band. The local magnetic moment is found to be decreased by a factor 5-6. The consequences for the spin polarisation of CVV Auger electrons are discussed.

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arXiv1999

Theory of Spin-Resolved Auger-Electron Spectroscopy from Ferromagnetic 3d-Transition Metals

CVV Auger electron spectra are calculated for a multi-band Hubbard model including correlations among the valence electrons as well as correlations between core and valence electrons. The interest is focused on the ferromagnetic 3d-transition metals. The Auger line shape is calculated from a three-particle Green function. A realistic one-particle input is taken from tight-binding band-structure calculations. Within a diagrammatic approach we can distinguish between the \textit{direct} correlations among those electrons participating in the Auger process and the \textit{indirect} correlations in the rest system. The indirect correlations are treated within second-order perturbation theory for the self-energy. The direct correlations are treated using the valence-valence ladder approximation and the first-order perturbation theory with respect to valence-valence and core-valence interactions. The theory is evaluated numerically for ferromagnetic Ni. We discuss the spin-resolved quasi-particle band structure and the Auger spectra and investigate the influence of the core hole.

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arXiv1999

Relativistic photoemission theory for general nonlocal potentials

An improved formulation of the one-step model of photoemission from crystal surfaces is proposed which overcomes different limitations of the original theory. Considering the results of an electronic-structure calculation, the electronic (one-particle) potential and the (many-body) self-energy, as given quantities, we derive explicit expressions for the dipole transition-matrix elements. The theory is formulated within a spin-polarized, relativistic framework for general nonspherical and space-filling one-particle potentials and general nonlocal, complex and energy-dependent self-energies. It applies to semi-infinite lattices with perfect lateral translational invariance and arbitrary number of atoms per unit cell.

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arXiv1999

Metallic surface of a Mott insulator - Mott insulating surface of a metal

The dynamical mean-field theory (DMFT) is employed to study the Mott transition in the semi-infinite Hubbard model at half-filling and zero temperature. We consider the low-index surfaces of the three-dimensional simple-cubic lattice and systematically vary the model parameters at the very surface. Within the DMFT the problem is self-consistently mapped onto a set of coupled effective impurity models corresponding to the inequivalent layers parallel to the surface. Assuming that the influence of the Hubbard bands on the low-energy quasi-particle resonance can be neglected at the critical point, a simplified ``linearized DMFT'' becomes possible which is formally equivalent to the Weiss molecular-field theory for the semi-infinite Ising model. This implies that qualitatively the rich phenomenology of the Landau description of second-order phase transitions at surfaces has a direct analogue for the surface Mott transition. Motivated by this formal analogy, we work out the predictions of the linearized DMFT in detail. It is found that under certain circumstances the surface of a Mott insulator can be metallic while a Mott-insulating surface of a normal metal is not possible. The corresponding phase diagrams, the (mean-field) critical exponents and the critical profiles of the quasi-particle weight are derived. The results are confirmed by a fully numerical evaluation of the DMFT equations using the exact-diagonalization (ED) method.

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arXiv1999

The asymmetric single-impurity Anderson model - the modified perturbation theory

We investigate the single-impurity Anderson model by means of the recently introduced modified perturbation theory. This approximation scheme yields reasonable results away from the symmetric case. The agreement with exactly known results for the symmetric case is checked, and results for the non-symmetric case are presented. With decreasing conduction band occupation, the breakdown of the screening of the local moment is observed. In the crossover regime between Kondo limit and mixed-valence regime, an enhanced zero-temperature susceptibility is found.

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arXiv1999

``Linearized'' Dynamical Mean-Field Theory for the Mott-Hubbard transition

The Mott-Hubbard metal-insulator transition is studied within a simplified version of the Dynamical Mean-Field Theory (DMFT) in which the coupling between the impurity level and the conduction band is approximated by a single pole at the Fermi energy. In this approach, the DMFT equations are linearized, and the value for the critical Coulomb repulsion U_{\rm c} can be calculated analytically. For the symmetric single-band Hubbard model at zero temperature, the critical value is found to be given by 6 times the square root of the second moment of the free (U=0) density of states. This result is in good agreement with the numerical value obtained from the Projective Selfconsistent Method and recent Numerical Renormalization Group calculations for the Bethe and the hypercubic lattice in infinite dimensions. The generalization to more complicated lattices is discussed. The ``linearized DMFT'' yields plausible results for the complete geometry dependence of the critical interaction.

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arXiv1998

Dynamical mean-field study of the Mott transition in thin films

The correlation-driven transition from a paramagnetic metal to a paramagnetic Mott-Hubbard insulator is studied within the half-filled Hubbard model for a thin-film geometry. We consider simple-cubic films with different low-index surfaces and film thickness d ranging from d=1 (two-dimensional) up to d=8. Using the dynamical mean-field theory, the lattice (film) problem is self-consistently mapped onto a set of d single-impurity Anderson models which are indirectly coupled via the respective baths of conduction electrons. The impurity models are solved at zero temperature using the exact-diagonalization algorithm. We investigate the layer and thickness dependence of the electronic structure in the low-energy regime. Effects due to the finite film thickness are found to be the more pronounced the lower is the film-surface coordination number. For the comparatively open sc(111) geometry we find a strong layer dependence of the quasi-particle weight while it is much less pronounced for the sc(110) and the sc(100) film geometries. For a given geometry and thickness d there is a unique critical interaction strength Uc2(d) at which all effective masses diverge and there is a unique strength Uc1(d) where the insulating solution disappears. Uc2(d) and Uc1(d) gradually increase with increasing thickness eventually approaching their bulk values. A simple analytical argument explains the complete geometry and thickness dependence of Uc2. Uc1 is found to scale linearly with Uc2.

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arXiv1998

Effective mass at the surface of a Fermi liquid

Using the dynamical mean-field theory, we calculate the effective electron mass in the Hubbard model on a semi-infinite lattice. At the surface the effective mass is strongly enhanced. Near half-filling this gives rise to a correlation-driven one-electron surface mode.

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arXiv1998

Surface metal-insulator transition in the Hubbard model

The correlation-driven metal-insulator (Mott) transition at a solid surface is studied within the Hubbard model for a semi-infinite lattice by means of the dynamical mean-field theory. The transition takes place at a unique critical strength of the interaction. Depending on the surface geometry, the interaction strength and the wave vector, we find one-electron excitations in the coherent part of the surface-projected metallic spectrum which are confined to two dimensions.

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arXiv1998

The moment sum rule and its consequences for ferromagnetism in the Hubbard model

The sum rule for the moments of the spectral density is discussed for the single-band Hubbard model. It is shown that respecting the sum rule up to the order m=3 is conceptually important for a qualitatively correct description of the quasi-particle band structure in the strong-correlation regime. Different analytical approximations for the self-energy are analyzed with respect to their compatibility with the moment sum rule. To estimate the practical usefulness of the sum rule, correlation functions and dynamical quantities are determined. The results obtained within the various approximation schemes of different complexity are compared with each other and also with essentially exact results available for infinite-dimensional lattices. It turns out that the m=3 moment is rather unimportant for the paramagnetic phase on the hyper-cubic lattice. Contrary, it decisively influences the magnetic phase boundary as well as the critical temperature for the ferromagnetic phase on an fcc-type lattice.

cond-mat.str-el↗

arXiv1998

Optimization of alloy-analogy-based approaches to the infinite-dimensional Hubbard model

An analytical expression for the self-energy of the infinite-dimensional Hubbard model is proposed that interpolates between different exactly solvable limits. We profit by the combination of two recent approaches that are based on the alloy-analogy (Hubbard-III) solution: The modified alloy-analogy (MAA) which focuses on the strong-coupling regime, and the Edwards-Hertz approach (EHA) which correctly recovers the weak-coupling regime. Investigating the high-energy expansion of the EHA self-energy, it turns out that the EHA reproduces the first three exactly known moments of the spectral density only. This may be insufficient for the investigation of spontaneous magnetism. The analysis of the high-energy behavior of the CPA self-consistency equation allows for a new interpretation of the MAA: The MAA is the only (two-component) alloy-analogy that correctly takes into account the first four moments of the spectral density. For small U, however, the MAA does not reproduce Fermi-liquid properties. The defects of the MAA as well as of the EHA are avoided in the new approach. We discuss the prospects of the theory and present numerical results in comparison with essentially exact quantum Monte Carlo data. The correct high-energy behavior of the self-energy is proved to be a decisive ingredient for a reliable description of spontaneous magnetism.

cond-mat.str-el↗

arXiv1998

Ferromagnetism and Temperature-Driven Reorientation Transition in Thin Itinerant-Electron Films

The temperature-driven reorientation transition which, up to now, has been studied by use of Heisenberg-type models only, is investigated within an itinerant-electron model. We consider the Hubbard model for a thin fcc(100) film together with the dipole interaction and a layer-dependent anisotropy field. The isotropic part of the model is treated by use of a generalization of the spectral-density approach to the film geometry. The magnetic properties of the film are investigated as a function of temperature and film thickness and are analyzed in detail with help of the spin- and layer-dependent quasiparticle density of states. By calculating the temperature dependence of the second-order anisotropy constants we find that both types of reorientation transitions, from out-of-plane to in-plane (``Fe-type'') and from in-plane to out-of-plane (``Ni-type'') magnetization are possible within our model. In the latter case the inclusion of a positive volume anisotropy is vital. The reorientation transition is mediated by a strong reduction of the surface magnetization with respect to the inner layers as a function of temperature and is found to depend significantly on the total band occupation.

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arXiv1997

Temperature-dependent electronic structure and ferromagnetism in the d=oo Hubbard model studied by a modfied perturbation theory

The infinite-dimensional Hubbard model is studied by means of a modified perturbation theory. The approach reduces to the iterative perturbation theory for weak coupling. It is exact in the atomic limit and correctly reproduces the dispersions and the weights of the Hubbard bands in the strong-coupling regime for arbitrary fillings. Results are presented for the hyper-cubic and an fcc-type lattice. For the latter we find ferromagnetic solutions. The filling-dependent Curie temperature is compared with the results of a recent Quantum Monte Carlo study.

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