arXiv subjects

Maarten de Rijke

Publications and source records attributed to Maarten de Rijke.

At least 199 records · Page 11Linked to original sources

arXiv2021

Reproducibility as a Mechanism for Teaching Fairness, Accountability, Confidentiality, and Transparency in Artificial Intelligence

In this work, we explain the setup for a technical, graduate-level course on Fairness, Accountability, Confidentiality, and Transparency in Artificial Intelligence (FACT-AI) at the University of Amsterdam, which teaches FACT-AI concepts through the lens of reproducibility. The focal point of the course is a group project based on reproducing existing FACT-AI algorithms from top AI conferences and writing a corresponding report. In the first iteration of the course, we created an open source repository with the code implementations from the group projects. In the second iteration, we encouraged students to submit their group projects to the Machine Learning Reproducibility Challenge, resulting in 9 reports from our course being accepted for publication in the ReScience journal. We reflect on our experience teaching the course over two years, where one year coincided with a global pandemic, and propose guidelines for teaching FACT-AI through reproducibility in graduate-level AI study programs. We hope this can be a useful resource for instructors who want to set up similar courses in the future.

cs.AI↗

arXiv2021

Parameter Efficient Deep Probabilistic Forecasting

Probabilistic time series forecasting is crucial in many application domains such as retail, ecommerce, finance, or biology. With the increasing availability of large volumes of data, a number of neural architectures have been proposed for this problem. In particular, Transformer-based methods achieve state-of-the-art performance on real-world benchmarks. However, these methods require a large number of parameters to be learned, which imposes high memory requirements on the computational resources for training such models. To address this problem, we introduce a novel Bidirectional Temporal Convolutional Network (BiTCN), which requires an order of magnitude less parameters than a common Transformer-based approach. Our model combines two Temporal Convolutional Networks (TCNs): the first network encodes future covariates of the time series, whereas the second network encodes past observations and covariates. We jointly estimate the parameters of an output distribution via these two networks. Experiments on four real-world datasets show that our method performs on par with four state-of-the-art probabilistic forecasting methods, including a Transformer-based approach and WaveNet, on two point metrics (sMAPE, NRMSE) as well as on a set of range metrics (quantile loss percentiles) in the majority of cases. Secondly, we demonstrate that our method requires significantly less parameters than Transformer-based methods, which means the model can be trained faster with significantly lower memory requirements, which as a consequence reduces the infrastructure cost for deploying these models.

cs.LG↗

arXiv2021

It Is Different When Items Are Older: Debiasing Recommendations When Selection Bias and User Preferences Are Dynamic

User interactions with recommender systems (RSs) are affected by user selection bias, e.g., users are more likely to rate popular items (popularity bias) or items that they expect to enjoy beforehand (positivity bias). Methods exist for mitigating the effects of selection bias in user ratings on the evaluation and optimization of RSs. However, these methods treat selection bias as static, despite the fact that the popularity of an item may change drastically over time and the fact that user preferences may also change over time. We focus on the age of an item and its effect on selection bias and user preferences. Our experimental analysis reveals that the rating behavior of users on the MovieLens dataset is better captured by methods that consider effects from the age of item on bias and preferences. We theoretically show that in a dynamic scenario in which both the selection bias and user preferences are dynamic, existing debiasing methods are no longer unbiased. To address this limitation, we introduce DebiAsing in the dyNamiC scEnaRio (DANCER), a novel debiasing method that extends the inverse propensity scoring debiasing method to account for dynamic selection bias and user preferences. Our experimental results indicate that DANCER improves rating prediction performance compared to debiasing methods that incorrectly assume that selection bias is static in a dynamic scenario. To the best of our knowledge, DANCER is the first debiasing method that accounts for dynamic selection bias and user preferences in RSs.

cs.IR↗

arXiv2021

Advances and Challenges in Conversational Recommender Systems: A Survey

Recommender systems exploit interaction history to estimate user preference, having been heavily used in a wide range of industry applications. However, static recommendation models are difficult to answer two important questions well due to inherent shortcomings: (a) What exactly does a user like? (b) Why does a user like an item? The shortcomings are due to the way that static models learn user preference, i.e., without explicit instructions and active feedback from users. The recent rise of conversational recommender systems (CRSs) changes this situation fundamentally. In a CRS, users and the system can dynamically communicate through natural language interactions, which provide unprecedented opportunities to explicitly obtain the exact preference of users. Considerable efforts, spread across disparate settings and applications, have been put into developing CRSs. Existing models, technologies, and evaluation methods for CRSs are far from mature. In this paper, we provide a systematic review of the techniques used in current CRSs. We summarize the key challenges of developing CRSs in five directions: (1) Question-based user preference elicitation. (2) Multi-turn conversational recommendation strategies. (3) Dialogue understanding and generation. (4) Exploitation-exploration trade-offs. (5) Evaluation and user simulation. These research directions involve multiple research fields like information retrieval (IR), natural language processing (NLP), and human-computer interaction (HCI). Based on these research directions, we discuss some future challenges and opportunities. We provide a road map for researchers from multiple communities to get started in this area. We hope this survey can help to identify and address challenges in CRSs and inspire future research.

cs.IR↗

arXiv2021

Mixture-Based Correction for Position and Trust Bias in Counterfactual Learning to Rank

In counterfactual learning to rank (CLTR) user interactions are used as a source of supervision. Since user interactions come with bias, an important focus of research in this field lies in developing methods to correct for the bias of interactions. Inverse propensity scoring (IPS) is a popular method suitable for correcting position bias. Affine correction (AC) is a generalization of IPS that corrects for position bias and trust bias. IPS and AC provably remove bias, conditioned on an accurate estimation of the bias parameters. Estimating the bias parameters, in turn, requires an accurate estimation of the relevance probabilities. This cyclic dependency introduces practical limitations in terms of sensitivity, convergence and efficiency. We propose a new correction method for position and trust bias in CLTR in which, unlike the existing methods, the correction does not rely on relevance estimation. Our proposed method, mixture-based correction (MBC), is based on the assumption that the distribution of the CTRs over the items being ranked is a mixture of two distributions: the distribution of CTRs for relevant items and the distribution of CTRs for non-relevant items. We prove that our method is unbiased. The validity of our proof is not conditioned on accurate bias parameter estimation. Our experiments show that MBC, when used in different bias settings and accompanied by different LTR algorithms, outperforms AC, the state-of-the-art method for correcting position and trust bias, in some settings, while performing on par in other settings. Furthermore, MBC is orders of magnitude more efficient than AC in terms of the training time.

cs.IR↗

arXiv2021

Learning to Ask Conversational Questions by Optimizing Levenshtein Distance

Conversational Question Simplification (CQS) aims to simplify self-contained questions into conversational ones by incorporating some conversational characteristics, e.g., anaphora and ellipsis. Existing maximum likelihood estimation (MLE) based methods often get trapped in easily learned tokens as all tokens are treated equally during training. In this work, we introduce a Reinforcement Iterative Sequence Editing (RISE) framework that optimizes the minimum Levenshtein distance (MLD) through explicit editing actions. RISE is able to pay attention to tokens that are related to conversational characteristics. To train RISE, we devise an Iterative Reinforce Training (IRT) algorithm with a Dynamic Programming based Sampling (DPS) process to improve exploration. Experimental results on two benchmark datasets show that RISE significantly outperforms state-of-the-art methods and generalizes well on unseen data.

cs.CL↗

arXiv2021

News Article Retrieval in Context for Event-centric Narrative Creation

Writers such as journalists often use automatic tools to find relevant content to include in their narratives. In this paper, we focus on supporting writers in the news domain to develop event-centric narratives. Given an incomplete narrative that specifies a main event and a context, we aim to retrieve news articles that discuss relevant events that would enable the continuation of the narrative. We formally define this task and propose a retrieval dataset construction procedure that relies on existing news articles to simulate incomplete narratives and relevant articles. Experiments on two datasets derived from this procedure show that state-of-the-art lexical and semantic rankers are not sufficient for this task. We show that combining those with a ranker that ranks articles by reverse chronological order outperforms those rankers alone. We also perform an in-depth quantitative and qualitative analysis of the results that sheds light on the characteristics of this task.

cs.CL↗

arXiv2021

Few-Shot Electronic Health Record Coding through Graph Contrastive Learning

Electronic health record (EHR) coding is the task of assigning ICD codes to each EHR. Most previous studies either only focus on the frequent ICD codes or treat rare and frequent ICD codes in the same way. These methods perform well on frequent ICD codes but due to the extremely unbalanced distribution of ICD codes, the performance on rare ones is far from satisfactory. We seek to improve the performance for both frequent and rare ICD codes by using a contrastive graph-based EHR coding framework, CoGraph, which re-casts EHR coding as a few-shot learning task. First, we construct a heterogeneous EHR word-entity (HEWE) graph for each EHR, where the words and entities extracted from an EHR serve as nodes and the relations between them serve as edges. Then, CoGraph learns similarities and dissimilarities between HEWE graphs from different ICD codes so that information can be transferred among them. In a few-shot learning scenario, the model only has access to frequent ICD codes during training, which might force it to encode features that are useful for frequent ICD codes only. To mitigate this risk, CoGraph devises two graph contrastive learning schemes, GSCL and GECL, that exploit the HEWE graph structures so as to encode transferable features. GSCL utilizes the intra-correlation of different sub-graphs sampled from HEWE graphs while GECL exploits the inter-correlation among HEWE graphs at different clinical stages. Experiments on the MIMIC-III benchmark dataset show that CoGraph significantly outperforms state-of-the-art methods on EHR coding, not only on frequent ICD codes, but also on rare codes, in terms of several evaluation indicators. On frequent ICD codes, GSCL and GECL improve the classification accuracy and F1 by 1.31% and 0.61%, respectively, and on rare ICD codes CoGraph has more obvious improvements by 2.12% and 2.95%.

cs.AI↗

arXiv2021

Improving Transformer-based Sequential Recommenders through Preference Editing

One of the key challenges in Sequential Recommendation (SR) is how to extract and represent user preferences. Traditional SR methods rely on the next item as the supervision signal to guide preference extraction and representation. We propose a novel learning strategy, named preference editing. The idea is to force the SR model to discriminate the common and unique preferences in different sequences of interactions between users and the recommender system. By doing so, the SR model is able to learn how to identify common and unique user preferences, and thereby do better user preference extraction and representation. We propose a transformer based SR model, named MrTransformer (Multi-preference Transformer), that concatenates some special tokens in front of the sequence to represent multiple user preferences and makes sure they capture different aspects through a preference coverage mechanism. Then, we devise a preference editing-based self-supervised learning mechanism for training MrTransformer which contains two main operations: preference separation and preference recombination. The former separates the common and unique user preferences for a given pair of sequences. The latter swaps the common preferences to obtain recombined user preferences for each sequence. Based on the preference separation and preference recombination operations, we define two types of SSL loss that require that the recombined preferences are similar to the original ones, and the common preferences are close to each other. We carry out extensive experiments on two benchmark datasets. MrTransformer with preference editing significantly outperforms state-of-the-art SR methods in terms of Recall, MRR and NDCG. We find that long sequences whose user preferences are harder to extract and represent benefit most from preference editing.

cs.IR↗

arXiv2021

A Large-Scale Analysis of Mixed Initiative in Information-Seeking Dialogues for Conversational Search

Conversational search is a relatively young area of research that aims at automating an information-seeking dialogue. In this paper we help to position it with respect to other research areas within conversational Artificial Intelligence (AI) by analysing the structural properties of an information-seeking dialogue. To this end, we perform a large-scale dialogue analysis of more than 150K transcripts from 16 publicly available dialogue datasets. These datasets were collected to inform different dialogue-based tasks including conversational search. We extract different patterns of mixed initiative from these dialogue transcripts and use them to compare dialogues of different types. Moreover, we contrast the patterns found in information-seeking dialogues that are being used for research purposes with the patterns found in virtual reference interviews that were conducted by professional librarians. The insights we provide (1) establish close relations between conversational search and other conversational AI tasks; and (2) uncover limitations of existing conversational datasets to inform future data collection tasks.

cs.IR↗

arXiv2021

Probabilistic Gradient Boosting Machines for Large-Scale Probabilistic Regression

Gradient Boosting Machines (GBM) are hugely popular for solving tabular data problems. However, practitioners are not only interested in point predictions, but also in probabilistic predictions in order to quantify the uncertainty of the predictions. Creating such probabilistic predictions is difficult with existing GBM-based solutions: they either require training multiple models or they become too computationally expensive to be useful for large-scale settings. We propose Probabilistic Gradient Boosting Machines (PGBM), a method to create probabilistic predictions with a single ensemble of decision trees in a computationally efficient manner. PGBM approximates the leaf weights in a decision tree as a random variable, and approximates the mean and variance of each sample in a dataset via stochastic tree ensemble update equations. These learned moments allow us to subsequently sample from a specified distribution after training. We empirically demonstrate the advantages of PGBM compared to existing state-of-the-art methods: (i) PGBM enables probabilistic estimates without compromising on point performance in a single model, (ii) PGBM learns probabilistic estimates via a single model only (and without requiring multi-parameter boosting), and thereby offers a speedup of up to several orders of magnitude over existing state-of-the-art methods on large datasets, and (iii) PGBM achieves accurate probabilistic estimates in tasks with complex differentiable loss functions, such as hierarchical time series problems, where we observed up to 10% improvement in point forecasting performance and up to 300% improvement in probabilistic forecasting performance.

cs.LG↗

arXiv2021

A Multistakeholder Approach Towards Evaluating AI Transparency Mechanisms

Given that there are a variety of stakeholders involved in, and affected by, decisions from machine learning (ML) models, it is important to consider that different stakeholders have different transparency needs. Previous work found that the majority of deployed transparency mechanisms primarily serve technical stakeholders. In our work, we want to investigate how well transparency mechanisms might work in practice for a more diverse set of stakeholders by conducting a large-scale, mixed-methods user study across a range of organizations, within a particular industry such as health care, criminal justice, or content moderation. In this paper, we outline the setup for our study.

cs.HC↗

arXiv2021

Conversations with Search Engines: SERP-based Conversational Response Generation

In this paper, we address the problem of answering complex information needs by conversing conversations with search engines, in the sense that users can express their queries in natural language, and directly receivethe information they need from a short system response in a conversational manner. Recently, there have been some attempts towards a similar goal, e.g., studies on Conversational Agents (CAs) and Conversational Search (CS). However, they either do not address complex information needs, or they are limited to the development of conceptual frameworks and/or laboratory-based user studies. We pursue two goals in this paper: (1) the creation of a suitable dataset, the Search as a Conversation (SaaC) dataset, for the development of pipelines for conversations with search engines, and (2) the development of astate-of-the-art pipeline for conversations with search engines, the Conversations with Search Engines (CaSE), using this dataset. SaaC is built based on a multi-turn conversational search dataset, where we further employ workers from a crowdsourcing platform to summarize each relevant passage into a short, conversational response. CaSE enhances the state-of-the-art by introducing a supporting token identification module and aprior-aware pointer generator, which enables us to generate more accurate responses. We carry out experiments to show that CaSE is able to outperform strong baselines. We also conduct extensive analyses on the SaaC dataset to show where there is room for further improvement beyond CaSE. Finally, we release the SaaC dataset and the code for CaSE and all models used for comparison to facilitate future research on this topic.

cs.IR↗

arXiv2021

Pre-Trained Models for Heterogeneous Information Networks

In network representation learning we learn how to represent heterogeneous information networks in a low-dimensional space so as to facilitate effective search, classification, and prediction solutions. Previous network representation learning methods typically require sufficient task-specific labeled data to address domain-specific problems. The trained model usually cannot be transferred to out-of-domain datasets. We propose a self-supervised pre-training and fine-tuning framework, PF-HIN, to capture the features of a heterogeneous information network. Unlike traditional network representation learning models that have to train the entire model all over again for every downstream task and dataset, PF-HIN only needs to fine-tune the model and a small number of extra task-specific parameters, thus improving model efficiency and effectiveness. During pre-training, we first transform the neighborhood of a given node into a sequence. PF-HIN is pre-trained based on two self-supervised tasks, masked node modeling and adjacent node prediction. We adopt deep bi-directional transformer encoders to train the model, and leverage factorized embedding parameterization and cross-layer parameter sharing to reduce the parameters. In the fine-tuning stage, we choose four benchmark downstream tasks, i.e., link prediction, similarity search, node classification, and node clustering. PF-HIN consistently and significantly outperforms state-of-the-art alternatives on each of these tasks, on four datasets.

cs.AI↗

arXiv2021

Wizard of Search Engine: Access to Information Through Conversations with Search Engines

Conversational information seeking (CIS) is playing an increasingly important role in connecting people to information. Due to the lack of suitable resource, previous studies on CIS are limited to the study of theoretical/conceptual frameworks, laboratory-based user studies, or a particular aspect of CIS (e.g., asking clarifying questions). In this work, we make efforts to facilitate research on CIS from three aspects. (1) We formulate a pipeline for CIS with six sub-tasks: intent detection (ID), keyphrase extraction (KE), action prediction (AP), query selection (QS), passage selection (PS), and response generation (RG). (2) We release a benchmark dataset, called wizard of search engine (WISE), which allows for comprehensive and in-depth research on all aspects of CIS. (3) We design a neural architecture capable of training and evaluating both jointly and separately on the six sub-tasks, and devise a pre-train/fine-tune learning scheme, that can reduce the requirements of WISE in scale by making full use of available data. We report some useful characteristics of CIS based on statistics of WISE. We also show that our best performing model variant isable to achieve effective CIS as indicated by several metrics. We release the dataset, the code, as well as the evaluation scripts to facilitate future research by measuring further improvements in this important research direction.

cs.IR↗

arXiv2021

Cross-Domain Contract Element Extraction with a Bi-directional Feedback Clause-Element Relation Network

Contract element extraction (CEE) is the novel task of automatically identifying and extracting legally relevant elements such as contract dates, payments, and legislation references from contracts. Automatic methods for this task view it as a sequence labeling problem and dramatically reduce human labor. However, as contract genres and element types may vary widely, a significant challenge for this sequence labeling task is how to transfer knowledge from one domain to another, i.e., cross-domain CEE. Cross-domain CEE differs from cross-domain named entity recognition (NER) in two important ways. First, contract elements are far more fine-grained than named entities, which hinders the transfer of extractors. Second, the extraction zones for cross-domain CEE are much larger than for cross-domain NER. As a result, the contexts of elements from different domains can be more diverse. We propose a framework, the Bi-directional Feedback cLause-Element relaTion network (Bi-FLEET), for the cross-domain CEE task that addresses the above challenges. Bi-FLEET has three main components: (1) a context encoder, (2) a clause-element relation encoder, and (3) an inference layer. To incorporate invariant knowledge about element and clause types, a clause-element graph is constructed across domains and a hierarchical graph neural network is adopted in the clause-element relation encoder. To reduce the influence of context variations, a multi-task framework with a bi-directional feedback scheme is designed in the inference layer, conducting both clause classification and element extraction. The experimental results over both cross-domain NER and CEE tasks show that Bi-FLEET significantly outperforms state-of-the-art baselines.

cs.IR↗

arXiv2021

Semi-Supervised Variational Reasoning for Medical Dialogue Generation

Medical dialogue generation aims to provide automatic and accurate responses to assist physicians to obtain diagnosis and treatment suggestions in an efficient manner. In medical dialogues two key characteristics are relevant for response generation: patient states (such as symptoms, medication) and physician actions (such as diagnosis, treatments). In medical scenarios large-scale human annotations are usually not available, due to the high costs and privacy requirements. Hence, current approaches to medical dialogue generation typically do not explicitly account for patient states and physician actions, and focus on implicit representation instead. We propose an end-to-end variational reasoning approach to medical dialogue generation. To be able to deal with a limited amount of labeled data, we introduce both patient state and physician action as latent variables with categorical priors for explicit patient state tracking and physician policy learning, respectively. We propose a variational Bayesian generative approach to approximate posterior distributions over patient states and physician actions. We use an efficient stochastic gradient variational Bayes estimator to optimize the derived evidence lower bound, where a 2-stage collapsed inference method is proposed to reduce the bias during model training. A physician policy network composed of an action-classifier and two reasoning detectors is proposed for augmented reasoning ability. We conduct experiments on three datasets collected from medical platforms. Our experimental results show that the proposed method outperforms state-of-the-art baselines in terms of objective and subjective evaluation metrics. Our experiments also indicate that our proposed semi-supervised reasoning method achieves a comparable performance as state-of-the-art fully supervised learning baselines for physician policy learning.

cs.CL↗

arXiv2021

Simulating User Satisfaction for the Evaluation of Task-oriented Dialogue Systems

Evaluation is crucial in the development process of task-oriented dialogue systems. As an evaluation method, user simulation allows us to tackle issues such as scalability and cost-efficiency, making it a viable choice for large-scale automatic evaluation. To help build a human-like user simulator that can measure the quality of a dialogue, we propose the following task: simulating user satisfaction for the evaluation of task-oriented dialogue systems. The purpose of the task is to increase the evaluation power of user simulations and to make the simulation more human-like. To overcome a lack of annotated data, we propose a user satisfaction annotation dataset, USS, that includes 6,800 dialogues sampled from multiple domains, spanning real-world e-commerce dialogues, task-oriented dialogues constructed through Wizard-of-Oz experiments, and movie recommendation dialogues. All user utterances in those dialogues, as well as the dialogues themselves, have been labeled based on a 5-level satisfaction scale. We also share three baseline methods for user satisfaction prediction and action prediction tasks. Experiments conducted on the USS dataset suggest that distributed representations outperform feature-based methods. A model based on hierarchical GRUs achieves the best performance in in-domain user satisfaction prediction, while a BERT-based model has better cross-domain generalization ability.

cs.IR↗