arXiv subjects
Publications and source records attributed to Maggie Miller.
We study various constructions of spanning solids for knotted surfaces in the 4-sphere. In particular, we consider a 4-dimensional analogue of Murasugi sum, which we use to define a notion of arborescent knotted surfaces. We give a variety of examples and applications to broken surface diagrams, such as deciding which resolutions of the crossings in these diagrams yield spanning solids.
We construct an irreducible embedded projective plane in $S^4$. This gives a counterexample to the Kinoshita conjecture and answers Problem 4.37 of the K3 problem list. Moreover, we answer both Questions (i) and (ii) of Problem 4.37: (i) the connected sum $R\# R$ is a Klein bottle in $S^4$ with extremal normal Euler number that does not admit an unknotted projective plane summand, and (ii) we show that our projective plane $R$ is irreducible by showing that the peripheral map $\pi_1 (\partial (S^4\setminus\mathring{N}(R)))\to \pi_1 (S^4 \setminus \mathring{N}(R))$ has kernel of order $2$.
For $m=2$ and $m=3$ we prove that any connected, oriented, open manifold $M^m$ admits a simple branched covering map over $\mathbb{R}^m$. When $M$ has $k$ ends and $k$ is finite, the degree of the cover can be taken to be $mk$. Regardless of the number of ends, $M$ admits a branched covering map of countably infinite degree over $\mathbb{R}^m$. We also investigate which compact manifolds are universal bases, that is, are branch covered by all compact manifolds in the same dimension.
We show that any two same-genus, oriented, boundary parallel surfaces bounded by a non-split, alternating link into the 4-ball are smoothly isotopic fixing boundary. In other words, any same-genus Seifert surfaces for a non-split, alternating link become smoothly isotopic fixing boundary once their interiors are pushed into the 4-ball. We conclude that a smooth surface in $S^4$ obtained by gluing two Seifert surfaces for a non-split alternating link is always smoothly unknotted.
We study locally flat disks in $(\mathbb{C} P^2)^\circ:=(\mathbb{C} P^2)\setminus \mathring{B^4}$ with boundary a fixed knot $K$ and whose complement has fundamental group $\mathbb{Z}$. We show that up to topological isotopy rel. boundary, such disks necessarily arise by performing a positive crossing change on $K$ to an Alexander polynomial one knot and capping off with a $\mathbb{Z}$-disk in $D^4.$ Such a crossing change determines a loop in $S^3 \setminus K$ and we prove that the homology class of its lift to the infinite cyclic cover leads to a complete invariant of the disk. We prove that this determines a bijection between the set of rel. boundary topological isotopy classes of $\mathbb{Z}$-disks with boundary $K$ and a quotient of the set of unitary units of the ring $\mathbb{Z}[t^{\pm 1}]/(\Delta_K)$. Number-theoretic considerations allow us to deduce that a knot $K \subset S^3$ with quadratic Alexander polynomial bounds $0,1,2,4$, or infinitely many $\mathbb{Z}$-disks in $(\mathbb{C} P^2)^\circ$. This leads to the first examples of knots bounding infinitely many topologically distinct disks whose exteriors have the same fundamental group and equivariant intersection form. Finally we give several examples where these disks are realized smoothly.
We prove that the double branched cover of a twist-roll spun knot in $S^4$ is smoothly preserved when four twists are added, and that the double branched cover of a twist-roll spun knot connected sum with a trivial projective plane is preserved after two twists are added. As a consequence, we conclude that the members of a family of homotopy $\mathbb{CP}^2$s recently constructed by Miyazawa are each diffeomorphic to $\mathbb{CP}^2$. We also apply our techniques to show that the double branched covers of odd-twisted turned tori are all diffeomorphic to $S^2 \times S^2$, and show that a family of homotopy 4-spheres constructed by Juh\'asz and Powell are all diffeomorphic to $S^4$.
We show that there exist split, orientable, 2-component surface-links in $S^4$ with non-isotopic splitting spheres in their complements. In particular, for non-negative integers $m,n$ with $m\ge 4$, the unlink $L_{m,n}$ consisting of one component of genus $m$ and one component of genus $n$ contains in its complement two smooth splitting spheres that are not topologically isotopic in $S^4\setminus L_{m,n}$. This contrasts with link theory in the classical dimension, as any two splitting spheres in the complement of a 2-component split link $L\subset S^3$ are isotopic in $S^3\setminus L$.
We give an explicit description of a fibration of the complement of the closure of a homogeneous braid, understanding how each fiber intersects every cross-section of $S^3$.
We discuss an obstruction to a knot being smoothly slice that comes from minimum-genus bounds on smoothly embedded surfaces in definite 4-manifolds. As an example, we provide an alternate proof of the fact that the (2,1)-cable of the figure eight knot is not smoothly slice, as shown by Dai--Kang--Mallick--Park--Stoffregen in 2022. The main technical input of our argument consists of gauge-theoretic obstructions to smooth small-genus surfaces representing certain homology classes in $\mathbb{CP}^2\#\mathbb{CP}^2$ proved by Bryan in the 1990s.
Let $S_0$ and $S_1$ be two homotopic, oriented 2-spheres embedded in an orientable 4-manifold $X$. After discussing several operations for modifying an immersion of a 3-manifold into a 5-manifold, we discuss the Freedman--Quinn (fq) and Stong (stong) concordance obstructions. When these are defined for the pair $S_0,S_1$, they are defined in terms of the self-intersection set of a regular homotopy from $S_0$ to $S_1$. When $S_0$ has an immersed dual sphere, we see that under some mild topological conditions on $X$, the invariants fq and stong are a complete set of concordance obstructions. This work is an adaption of the methods of Richard Stong to the context of concordances of 2-spheres.
We adapt Seifert's algorithm for classical knots and links to the setting of tri-plane diagrams for bridge trisected surfaces in the 4-sphere. Our approach allows for the construction of a Seifert solid that is described by a Heegaard diagram. The Seifert solids produced can be assumed to have exteriors that can be built without 3-handles; in contrast, we give examples of Seifert solids (not coming from our construction) whose exteriors require arbitrarily many 3-handles. We conclude with two classification results. The first shows that surfaces admitting doubly-standard shadow diagrams are unknotted. The second says that a $b$-bridge trisection in which some sector contains at least $b-1$ patches is completely decomposable, thus the corresponding surface is unknotted. This settles affirmatively a conjecture of the second and fourth authors.
We seek to connect ideas in the theory of bridge trisections with other well-studied facets of classical knotted surface theory. First, we show how the normal Euler number can be computed from a tri-plane diagram, and we use this to give a trisection-theoretic proof of the Whitney-Massey Theorem, which bounds the possible values of this number in terms of the Euler characteristic. Second, we describe in detail how to compute the fundamental group and related invariants from a tri-plane diagram, and we use this, together with an analysis of bridge trisections of ribbon surfaces, to produce an infinite family of knotted spheres that admit non-isotopic bridge trisections of minimal complexity.
We show that if $K$ is a fibered ribbon knot in $S^3=\partial B^4$ bounding a ribbon disk $D$, then given an extra transversality condition the fibration on $S^3\setminusν(K)$ extends to a fibration of $B^4\setminusν(D)$. This partially answers a question of Casson and Gordon. In particular, we show the fibration always extends when $D$ has exactly two local minima. More generally, we construct movies of singular fibrations on $4$-manifolds and describe a sufficient property of a movie to imply the underlying $4$-manifold is fibered over $S^1$.
We answer a question of Livingston from 1982 by producing Seifert surfaces of the same genus for a knot in $S^3$ that do not become isotopic when their interiors are pushed into $B^4$. In particular, we identify examples where the surfaces are not even topologically isotopic in $B^4$, examples that are topologically but not smoothly isotopic, and examples of infinite families of surfaces that are distinct only up to isotopy rel. boundary. Our main proofs distinguish surfaces using the cobordism maps on Khovanov homology, and our calculations demonstrate the stability and computability of these maps under certain satellite operations.
For every integer $g\ge 2$ we construct 3-dimensional genus-$g$ 1-handlebodies smoothly embedded in $S^4$ with the same boundary, and which are defined by the same cut systems of their boundary, yet which are not isotopic rel. boundary via any locally flat isotopy even when their interiors are pushed into $B^5$. This proves a conjecture of Budney-Gabai for genus at least 2.
We study immersed surfaces in smooth 4-manifolds via singular banded unlink diagrams. Such a diagram consists of a singular link with bands inside a Kirby diagram of the ambient 4-manifold, representing a level set of the surface with respect to an associated Morse function. We show that every self-transverse immersed surface in a smooth, orientable, closed 4-manifold can be represented by a singular banded unlink diagram, and that such representations are uniquely determined by the ambient isotopy or equivalence class of the surface up to a set of singular band moves which we define explicitly. By introducing additional finger, Whitney, and cusp diagrammatic moves, we can use these singular band moves to describe homotopies or regular homotopies as well. Using these techniques, we introduce bridge trisections of immersed surfaces in arbitrary trisected 4-manifolds and prove that such bridge trisections exist and are unique up to simple perturbation moves. We additionally give some examples of how singular banded unlink diagrams may be used to perform computations or produce explicit homotopies of surfaces.
This paper investigates the exotic phenomena exhibited by links of disconnected surfaces with boundary that are properly embedded in the 4-ball. Our main results provide two different constructions of exotic pairs of surface links that are Brunnian, meaning that all proper sublinks of the surface are trivial. We then modify these core constructions to vary the number of components in the exotic links, the genera of the components, and the number of components that must be removed before the surfaces become unlinked. Our arguments extend two tools from 3-dimensional knot theory into the 4-dimensional setting: satellite operations, especially Bing doubling, and covering links in branched covers.
Let $W$ be a nonorientable $4$-dimensional handlebody without $3$- and $4$-handles. We show that $W$ admits a Lefschetz fibration over the $2$-disk, whose regular fiber is a nonorientable surface with nonempty boundary. This is an analogue of a result of Harer obtained in the orientable case. As a corollary, we obtain a $4$-dimensional proof of the fact that every nonorientable closed $3$-manifold admits an open book decomposition, which was first proved by Berstein and Edmonds using branched coverings. Moreover, the monodromy of the open book we obtain for a given $3$-manifold belongs to the twist subgroup of the mapping class group of the page. In particular, we construct an explicit minimal open book for the connected sum of arbitrarily many copies of the product of the circle with the real projective plane. We also obtain a relative trisection diagram for $W$, based on the nonorientable Lefschetz fibration we construct, similar to the orientable case first studied by Castro. As a corollary, we get trisection diagrams for some closed $4$-manifolds, e.g. the product of the $2$-sphere with the real projective plane, by doubling $W$. Moreover, if $X$ is a closed nonorientable $4$-manifold which admits a Lefschetz fibration over the $2$-sphere, equipped with a section of square $\pm 1$, then we construct a trisection diagram of $X$, which is determined by the vanishing cycles of the Lefschetz fibration. Finally, we include some simple observations about low-genus Lefschetz fibrations on closed nonorientable $4$-manifolds.