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Publications and source records attributed to Mansoor Shafi.
This document provides comprehensive details of the Measurement Campaigns, Datasets, and Curve Fitting Officially Used by 3GPP in Release 19 for Channel Modeling in TR 38.901 for 7-24 GHz
6G standardization is to start imminently, with commercial deployments expected before 2030. Its technical components and performance requirements are the focus of this article. Our emphasis is on the 6G radio access, especially MIMO, AI, waveforms, coding, signal constellations and integration with non-terrestrial networks. Whilst standardization has not yet formally started, the scope of the 6G study items has been defined. Our predictions in this paper are speculative as there are no results of the study yet, but our views are guided by implementation and deployment aspects. We expect that the views here will guide researchers and industry practitioners.
Channel models are a fundamental component of wireless communication systems, providing critical insights into the physics of radio wave propagation. As wireless systems evolve every decade, the development of accurate and standardized channel models becomes increasingly important for the development, evaluation and performance assessment of emerging technologies. An effort to develop a standardized channel model began around 2000 through the Third Generation Partnership Project (3GPP) and the International Telecommunication Union (ITU) with the aim of addressing a broad range of frequencies from sub-1 GHz to 100 GHz. Prior efforts focused heavily on sub-6 GHz bands and mmWave bands, and there exist some gaps in accurately modeling the 7-24 GHz frequency range, a promising candidate band for 6G. To address these gaps, 3GPP approved a Release (Rel) 19 channel modeling study. This study resulted in several enhancements to the channel models, including the ability to accurately model a Suburban Macrocell (SMa) scenario, realistic User Terminal (UT) antenna models, variability in the number of clusters, variability in the number of rays per cluster, a framework for capturing variability in power among all polarizations, near field (NF) propagation, and spatial non-stationarity (SNS) effects, all of which may be crucial for future 6G deployments. This paper presents the outcomes of this study and provides an overview of the underlying rationale, and key discussions that guided the validation, refinement, and enhancements of the 3GPP TR 38.901 channel models.
Mobile communications have been undergoing a generational change every ten years. While 5G network deployments are maturing, significant efforts are being made to standardize 6G, which is expected to be commercially introduced by 2030. This paper provides unique perspectives on the 6G network (radio and core) architecture(s) from the anticipated 6G use cases to meet the necessary performance requirements. To cater for the key 6G use cases, the 6G architecture must integrate different network-level functions in a multiplicity of virtual cloud environments, leveraging the advancements of distributed processing, artificial intelligence, and securely integrating different sub-networks e.g., terrestrial, and non-terrestrial networks into the overall 6G network. This paper characterizes the impact of 6G architectures from a deployment perspective with backwards compatibility in mind.
In this paper, the level of sparsity is examined at 6, 26, and 132 GHz carrier frequencies by conducting channel measurements in an indoor office environment. By using the Gini index (value between 0 and 1) as a metric for characterizing sparsity, we show that increasing carrier frequency leads to increased levels of sparsity. The measured channel impulse responses are used to derive a Third-Generation Partnership Project (3GPP)-style propagation model, used to calculate the Gini index for the comparison of the channel sparsity between the measurement and simulation based on the 3GPP model. Our results show that the mean value of the Gini index in measurement is over twice the value in simulation, implying that the 3GPP channel model does not capture the effects of sparsity in the delay domain as frequency increases. In addition, a new intra-cluster power allocation model based on measurements is proposed to characterize the effects of sparsity in the delay domain of the 3GPP channel model. The accuracy of the proposed model is analyzed using theoretical derivations and simulations. Using the derived intra-cluster power allocation model, the mean value of the Gini index is 0.97, while the spread of variability is restricted to 0.01, demonstrating that the proposed model is suitable for 3GPP-type channels. To our best knowledge, this paper is the first to perform measurements and analysis at three different frequencies for the evaluation of channel sparsity in the same environment.
Since the introduction of fifth-generation new radio (5G-NR) in Third Generation Partnership Project (3GPP) Release 15, swift progress has been made to evolve 5G with 3GPP Release 18 emerging. A critical aspect is the design of massive multiple-input multiple-output (MIMO) technology. In this line, this paper makes several important contributions: We provide a comprehensive overview of the evolution of standardized massive MIMO features from 3GPP Release 15 to 17 for both time/frequency-division duplex operation across bands FR-1 and FR-2. We analyze the progress on channel state information (CSI) frameworks, beam management frameworks and present enhancements for uplink CSI. We shed light on emerging 3GPP Release 18 problems requiring imminent attention. These include advanced codebook design and sounding reference signal design for coherent joint transmission (CJT) with multiple transmission/reception points (multi- TRPs). We discuss advancements in uplink demodulation reference signal design, enhancements for mobility to provide accurate CSI estimates, and unified transmission configuration indicator framework tailored for FR-2 bands. For each concept, we provide system level simulation results to highlight their performance benefits. Via field trials in an outdoor environment at Shanghai Jiaotong University, we demonstrate the gains of multi-TRP CJT relative to single TRP at 3.7 GHz.
Mobile communications have been undergoing a generational change every ten years. Whilst we are just beginning to roll out 5G networks, significant efforts are planned to standardize 6G that is expected to be commercially introduced by 2030. This paper looks at the use cases for 6G and their impact on the network architecture to meet the anticipated performance requirements. The new architecture is based on integrating various network functions in virtual cloud environments, leveraging the advancement of artificial intelligence in all domains, integrating different sub-networks constituting the 6G system, and on enhanced means of exposing data and services to third parties.
We analytically approximate the expected sum capacity loss between the optimal downlink precoding technique of dirty paper coding (DPC), and the sub-optimal technique of zero-forcing precoding, for multiuser channels. We also consider the most general case of multi-stream transmission to multiple users, where we evaluate the expected sum capacity loss between DPC and block diagonalization precoding. Unlike previously, assuming heterogeneous Ricean fading, we utilize the well known affine approximation to predict the expected sum capacity difference between both precoder types (optimal and sub-optimal) over a wide range of system and propagation parameters. Furthermore, for single-stream transmission, we consider the problem of weighted sum capacity maximization, where a similar quantification of the sum capacity difference between the two precoder types is presented. In doing so, we disclose that power allocation to different users proportional to their individual weights asymptotically maximizes the weighted sum capacity. Numerical simulations are presented to demonstrate the tightness of the developed expressions relative to their simulated counterparts.
A large number of papers are now appearing on sixth-generation (6G) wireless systems, covering different aspects, ranging from vision, architecture, applications, and technology breakthroughs. With cellular systems in mind, this paper presents six critical, yet fundamental challenges that must be overcome before development and deployment of 6G systems. These include: Opening the sub-terahertz (sub-THz) spectrum for increased bandwidths and the ability to utilize these bandwidths, pushing the limits of semiconductor technologies for operation within the sub-THz bands, transceiver design and architectures to realize the high peak data rates, and realizations of sub-millisecond latencies at the network-level to achieve the 6G key performance indicators. Additionally, since 6G systems will not be introduced in a green fields environment, backwards compatibility with existing systems is discussed. Where possible, we present practical solutions to realize the identified challenges.
We provide a simple, yet general and accurate framework for analyzing zero-forcing (ZF) precoding performance for a full-dimensional massive multiple-input multiple-output system. Exploiting an order two Neumann series, our framework approximates the expected (average) ZF signal-to-noise ratio and ergodic sum spectral efficiency, while catering for a finite multipath propagation model, as well as correlated and uncorrelated user equipment (UE) positions in both azimuth and elevation domains. The analysis provides clear insights on the influence of propagation and system parameters on ZF performance. We identify how far UEs must lie in azimuth and elevation for the ZF precoder to approach uncorrelated channels. Our framework is useful for predicting the ZF performance degradation arising from channel correlation. For optimal performance, UEs could be separated by around 30$^\circ$ in azimuth and 15$^\circ$ in elevation - conditions which are difficult to meet in reality.
Mobile communications have been undergoing a generational change every ten years or so. However, the time difference between the so-called "G's" is also decreasing. While fifth-generation (5G) systems are becoming a commercial reality, there is already significant interest in systems beyond 5G, which we refer to as the sixth-generation (6G) of wireless systems. In contrast to the already published papers on the topic, we take a top-down approach to 6G. We present a holistic discussion of 6G systems beginning with lifestyle and societal changes driving the need for next generation networks. This is followed by a discussion into the technical requirements needed to enable 6G applications, based on which we dissect key challenges, as well as possibilities for practically realizable system solutions across all layers of the Open Systems Interconnection stack. Since many of the 6G applications will need access to an order-of-magnitude more spectrum, utilization of frequencies between 100 GHz and 1 THz becomes of paramount importance. As such, the 6G eco-system will feature a diverse range of frequency bands, ranging from below 6 GHz up to 1 THz. We comprehensively characterize the limitations that must be overcome to realize working systems in these bands; and provide a unique perspective on the physical, as well as higher layer challenges relating to the design of next generation core networks, new modulation and coding methods, novel multiple access techniques, antenna arrays, wave propagation, radio-frequency transceiver design, as well as real-time signal processing. We rigorously discuss the fundamental changes required in the core networks of the future that serves as a major source of latency for time-sensitive applications. While evaluating the strengths and weaknesses of key 6G technologies, we differentiate what may be achievable over the next decade, relative to what is possible.
Propagation models constitute a fundamental building block of wireless communications research. Before we build and operate real systems, we must understand the science of radio propagation, and develop channel models that both reflect the important propagation processes and allow a fair comparison of different systems. In the past five decades, wireless systems have gone through five generations, from supporting voice applications to enhanced mobile broadband. To meet the ever increasing data rate demands of wireless systems, frequency bands covering a wide range from 800 MHz to 100 GHz have been allocated for use. The standardization of these systems started in the early/mid 1980's in Europe by the European Telecommunications Standards Institute with the advent of Global System for Mobile Communications. This motivated the development of the first standardized propagation model by the European Cooperation in Science and Technology (COST) 207 working group. These standardization activities were continued and expanded for the third, fourth, and fifth generations of COST, as well as by the Third Generation Partnership Project, and the International Telecommunication Union. This paper presents a historical overview of the standardized propagation models covering first to fifth-generation systems. In particular, we discuss the evolution and standardization of pathloss models, as well as large and small-scale fading parameters for single antenna and multiple antenna systems. Furthermore, we present insights into the progress of deterministic modelling across the five generations of systems, as well as discuss more advanced modelling components needed for the detailed simulations of millimeter-wave channels. A comprehensive bibliography at the end of the paper will aid the interested reader to dig deeper.
Fifth-generation (5G) new radio (NR) deployments are being rolled out in both the C-band (3.3 - 5.0 GHz) and millimeter-wave (mmWave) band (24.5 - 29.5 GHz). For outdoor scenarios, the C-band is expected to provide wide area coverage and throughput uniformity, whereas the mmWave band is expected to provide ultra-high throughput to dedicated areas within the C-band coverage. Due to the differences in the frequency bands, both systems are expected to be designed with different transmit and receive parameters, naturally resulting in performance variations proportional to the chosen parameters. Unlike many previous works, this paper presents measurement evaluations in central Auckland, New Zealand, from a pre-commercial deployment of a single-user, single-cell 5G-NR system operating in both bands. The net throughput, coverage reliability, and channel rank are analyzed across the two bands with baseband and analog beamforming. Our results show that the C-band coverage is considerably better than mmWave, with a consistently higher channel rank. Furthermore, the spatial stationarity region (SSR) for the azimuth angles-of-departure (AODs) is characterized, and a model derived from the measured beam identities is presented. The SSR of azimuth AODs is seen to closely follow a gamma distribution.
Multi-cell wireless systems usually suffer both intra-cell and inter-cell interference, which can be mitigated via coordinated multipoint (CoMP) techniques. Previous works on multi-cell analysis for the microwave band generally consider fully digital beamforming that requires a complete radio-frequency chain behind each antenna, which is less practical for millimeter-wave (mmWave) systems where large amounts of antennas are necessary to provide sufficient beamforming gain and to enable transmission and reception of multiple data streams per user. This paper proposes four analog and digital hybrid beamforming schemes for multi-cell multi-user multi-stream mmWave communication, leveraging CoMP. Spectral efficiency performances of the proposed hybrid beamforming approaches are investigated and compared using both the 3rd Generation Partnership Project and NYUSIM channel models. Simulation results show that CoMP based on maximizing signal-to-leakage-plus-noise ratio can improve spectral efficiency as compared to the no-coordination case, and spectral efficiency gaps between different beamforming approaches depend on the interference level that is influenced by the cell radius and the number of users per cell.
Channel models describe how wireless channel parameters behave in a given scenario, and help evaluate link- and system-level performance. A proper channel model should be able to faithfully reproduce the channel parameters obtained in field measurements and accurately predict the spatial and temporal channel impulse response along with large-scale fading. This paper compares two popular channel models for next generation wireless communications: the 3rd Generation Partnership Project (3GPP) TR 38.900 Release 14 channel model and the statistical spatial channel model NYUSIM developed by New York University (NYU). The two channel models employ different modeling approaches in many aspects, such as the line-of-sight probability, path loss, and clustering methodology. Simulations are performed using the two channel models to analyze the channel eigenvalue distribution and spectral efficiency leveraging the analog/digital hybrid beamforming methods found in the literature. Simulation results show that the 3GPP model produces different eigenvalue and spectral efficiency distributions for mmWave bands, as compared to the outcome from NYUSIM that is based on massive amounts of real-world measured data in New York City. This work shows NYUSIM is more accurate for realistic simulations than 3GPP in urban environments.
We investigate coordinated regularized zero-forcing precoding for limited feedback multicell multiuser multiple-input single-output systems. We begin by deriving an approximation to the expected signal-to-interference-plus-noise ratio for the proposed scheme with perfect channel direction information (CDI) at the base station (BS). We also derive an expected SINR approximation for limited feedback systems with random vector quantization (RVQ) based codebook CDI at the BS. Using the expected interference result for the RVQ based limited feedback CDI, we propose an adaptive feedback bit allocation strategy to minimize the expected interference by partitioning the total number of bits between the serving and out-of-cell interfering channels. Numerical results show that the proposed adaptive feedback bit allocation method offers a spectral efficiency gain over the existing coordinated zero-forcing scheme.
In this paper, we propose trellis coded quantization (TCQ) based limited feedback techniques for massive multiple-input single-output (MISO) frequency division duplexing (FDD) systems in temporally and spatially correlated channels. We exploit the correlation present in the channel to effectively quantize channel direction information (CDI). For multiuser (MU) systems with matched-filter (MF) precoding, we show that the number of feedback bits required by the random vector quantization (RVQ) codebook to match even a small fraction of the perfect CDI signal-to-interference-plus-noise ratio (SINR) performance is large. With such large numbers of bits, the exhaustive search required by conventional codebook approaches make them infeasible for massive MISO systems. Motivated by this, we propose a differential TCQ scheme for temporally correlated channels that transforms the source constellation at each stage in a trellis using 2D translation and scaling techniques. We derive a scaling parameter for the source constellation as a function of the temporal correlation and the number of BS antennas. We also propose a TCQ based limited feedback scheme for spatially correlated channels where the channel is quantized directly without performing decorrelation at the receiver. Simulation results show that the proposed TCQ schemes outperform the existing noncoherent TCQ (NTCQ) schemes, by improving the spectral efficiency and beamforming gain of the system. The proposed differential TCQ also reduces the feedback overhead of the system compared to the differential NTCQ method.
In this paper we demonstrate the rate gains achieved by two-tier heterogeneous cellular networks (HetNets) with varying degrees of coordination between macrocell and microcell base stations (BSs). We show that without the presence of coordination, network densification does not provide any gain in the sum rate and rapidly decreases the mean per-user signal-to-interference-plus-noise-ratio (SINR). Our results show that coordination reduces the rate of SINR decay with increasing numbers of microcell BSs in the system. Validity of the analytically approximated mean per-user SINR over a wide range of signal-to-noise-ratio (SNR) is demonstrated via comparison with the simulated results.