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Mark Díaz

Publications and source records attributed to Mark Díaz.

At least 19 recordsLinked to original sources

CompanionSim: Synthetic Data for Evaluating Anthropomorphism in Human-AI Relationships

Many people now see AI systems as not just productivity tools but as social companions. Researchers are eager to study the consequences of AI companionship behaviors, such as validation, which evoke trust, empathy, and attachment in human-human interaction. However, human-AI interaction data is limited and unreliable, slowing research progress. We scale small amounts of real-world data by simulating multi-turn human-chatbot dialogue across a range of chatbot behaviors and use cases. We release CompanionSim: a simulation framework with 2,240 simulated human-chatbot conversations representing 16 chatbot behaviors across seven use cases. Human participants annotated the simulated conversations and real-world conversations in two experiments probing perceptions of companionship behaviors. We conducted Study 1 with a U.S. representative sample ($N_{1}~=~628$) and Study 2 across the U.S., U.K., India, and Nigeria ($N_{2}~=~3,646$). Surprisingly, we find that companionship behaviors reduced likability, humanlikeness, and trust in AI chatbots. These effects were larger in particular subgroups: women and older participants saw companionship chatbots as less likable, humanlike, and trustworthy. We encourage researchers to leverage real-world and synthetic data together to study the differential impacts of AI companions and to create benchmark evaluations of AI chatbots.

cs.CY

Shaping the Future of Generative AI for Black Communities: A Frame Analysis of Public Discourse and Empirical Scholarly Research

As generative AI (genAI) systems become embedded in education, employment, healthcare, and creative industries, the impact and engagement among marginalized groups have become both a widespread discourse and a focus in scholarly research. As a starting point, we examine public discourse and empirical research to explore the impact of genAI systems on Black communities. We conducted a systematic literature review (SLR) of 91 empirical papers alongside a media discourse frame analysis of 28 public resources, applying Entman's framing theory to map how each corpus defines problems, attributes causes, and proposes treatments. Our SLR reveals that scholarly research concentrates heavily on technical bias detection, reducing Blackness to measurable variables rather than engaging with cultural practices, structural conditions, or Black knowledge systems. Our frame analysis reveals that public discourse attributes genAI-related harm to historical and systemic forces, while scholarly research stops its causal accounts at the dataset and its treatment recommendations at technical reform. We demonstrate that this misalignment is structurally produced: anti-Blackness operates simultaneously across both registers, generating a shared evacuation of Black epistemic agency. We argue for frame analysis as an AI ethics methodology capable of surfacing what technical evaluation forecloses.

cs.HC

How Tech Workers Contend with Hazards of Humanlikeness in Generative AI

Generative AI's humanlike qualities are driving its rapid adoption in professional domains. However, this anthropomorphic appeal raises concerns from HCI and responsible AI scholars about potential hazards and harms, such as overtrust in system outputs. To investigate how technology workers navigate these humanlike qualities and anticipate emergent harms, we conducted focus groups with 30 professionals across six job functions (ML engineering, product policy, UX research and design, product management, technology writing, and communications). Our findings reveal an unsettled knowledge environment surrounding humanlike generative AI, where workers' varying perspectives illuminate a range of potential risks for individuals, knowledge work fields, and society. We argue that workers require comprehensive support, including clearer conceptions of ``humanlikeness'' to effectively mitigate these risks. To aid in mitigation strategies, we provide a conceptual map articulating the identified hazards and their connection to conflated notions of ``humanlikeness.''

cs.HC

Humanlike AI Design Increases Anthropomorphism but Yields Divergent Outcomes on Engagement and Trust Globally

Over a billion users globally interact with AI systems engineered to mimic human traits. This development raises concerns that anthropomorphism, the attribution of human characteristics to AI, may foster over-reliance and misplaced trust. Yet, causal effects of humanlike AI design on users remain untested in ecologically valid, cross-cultural settings, leaving policy discussions to rely on theoretical assumptions derived largely from Western populations. Here we conducted two experiments (N=3,500) across ten countries representing a wide cultural spectrum, involving real-time, open-ended interactions with a state-of-the-art chatbot. We found users evaluate human-likeness based on pragmatic interactional cues (conversation flow, response speed, perspective-taking) rather than abstract theory-driven attributes emphasized in academic discourse (e.g., sentience, consciousness). Furthermore, while experimentally increasing chatbot's human-likeness reliably increased anthropomorphism across all sampled countries, it did not universally increase trust or engagement. Instead, effects were culturally contingent; design choices fostering engagement or trust in one country may reduce them in another. These findings challenge prevailing assumptions that humanlike AI poses uniform psychological risks and necessarily increases trust. Risk is not inherent to humanlike design but emerges from its interplay with cultural context. Consequently, governance frameworks must move beyond universalist approaches to account for this global heterogeneity.

cs.AI

Not Like Us, Hunty: Measuring Perceptions and Behavioral Effects of Minoritized Anthropomorphic Cues in LLMs

As large language models (LLMs) increasingly adapt and personalize to diverse sets of users, there is an increased risk of systems appropriating sociolects, i.e., language styles or dialects that are associated with specific minoritized lived experiences (e.g., African American English, Queer slang). In this work, we examine whether sociolect usage by an LLM agent affects user reliance on its outputs and user perception (satisfaction, frustration, trust, and social presence). We designed and conducted user studies where 498 African American English (AAE) speakers and 487 Queer slang speakers performed a set of question-answering tasks with LLM-based suggestions in either standard American English (SAE) or their self-identified sociolect. Our findings showed that sociolect usage by LLMs influenced both reliance and perceptions, though in some surprising ways. Results suggest that both AAE and Queer slang speakers relied more on the SAE agent, and had more positive perceptions of the SAE agent. Yet, only Queer slang speakers felt more social presence from the Queer slang agent over the SAE one, whereas only AAE speakers preferred and trusted the SAE agent over the AAE one. These findings emphasize the need to test for behavioral outcomes rather than simply assume that personalization would lead to a better and safer reliance outcome. They also highlight the nuanced dynamics of minoritized language in machine interactions, underscoring the need for LLMs to be carefully designed to respect cultural and linguistic boundaries while fostering genuine user engagement and trust.

cs.HC

"Just a strange pic": Evaluating 'safety' in GenAI Image safety annotation tasks from diverse annotators' perspectives

Understanding what constitutes safety in AI-generated content is complex. While developers often rely on predefined taxonomies, real-world safety judgments also involve personal, social, and cultural perceptions of harm. This paper examines how annotators evaluate the safety of AI-generated images, focusing on the qualitative reasoning behind their judgments. Analyzing 5,372 open-ended comments, we find that annotators consistently invoke moral, emotional, and contextual reasoning that extends beyond structured safety categories. Many reflect on potential harm to others more than to themselves, grounding their judgments in lived experience, collective risk, and sociocultural awareness. Beyond individual perceptions, we also find that the structure of the task itself -- including annotation guidelines -- shapes how annotators interpret and express harm. Guidelines influence not only which images are flagged, but also the moral judgment behind the justifications. Annotators frequently cite factors such as image quality, visual distortion, and mismatches between prompt and output as contributing to perceived harm dimensions, which are often overlooked in standard evaluation frameworks. Our findings reveal that existing safety pipelines miss critical forms of reasoning that annotators bring to the task. We argue for evaluation designs that scaffold moral reflection, differentiate types of harm, and make space for subjective, context-sensitive interpretations of AI-generated content.

cs.HC

Whose View of Safety? A Deep DIVE Dataset for Pluralistic Alignment of Text-to-Image Models

Current text-to-image (T2I) models often fail to account for diverse human experiences, leading to misaligned systems. We advocate for pluralistic alignment, where an AI understands and is steerable towards diverse, and often conflicting, human values. Our work provides three core contributions to achieve this in T2I models. First, we introduce a novel dataset for Diverse Intersectional Visual Evaluation (DIVE) -- the first multimodal dataset for pluralistic alignment. It enable deep alignment to diverse safety perspectives through a large pool of demographically intersectional human raters who provided extensive feedback across 1000 prompts, with high replication, capturing nuanced safety perceptions. Second, we empirically confirm demographics as a crucial proxy for diverse viewpoints in this domain, revealing significant, context-dependent differences in harm perception that diverge from conventional evaluations. Finally, we discuss implications for building aligned T2I models, including efficient data collection strategies, LLM judgment capabilities, and model steerability towards diverse perspectives. This research offers foundational tools for more equitable and aligned T2I systems. Content Warning: The paper includes sensitive content that may be harmful.

cs.LG

What Makes An Expert? Reviewing How ML Researchers Define "Expert"

Human experts are often engaged in the development of machine learning systems to collect and validate data, consult on algorithm development, and evaluate system performance. At the same time, who counts as an 'expert' and what constitutes 'expertise' is not always explicitly defined. In this work, we review 112 academic publications that explicitly reference 'expert' and 'expertise' and that describe the development of machine learning (ML) systems to survey how expertise is characterized and the role experts play. We find that expertise is often undefined and forms of knowledge outside of formal education and professional certification are rarely sought, which has implications for the kinds of knowledge that are recognized and legitimized in ML development. Moreover, we find that expert knowledge tends to be utilized in ways focused on mining textbook knowledge, such as through data annotation. We discuss the ways experts are engaged in ML development in relation to deskilling, the social construction of expertise, and implications for responsible AI development. We point to a need for reflection and specificity in justifications of domain expert engagement, both as a matter of documentation and reproducibility, as well as a matter of broadening the range of recognized expertise.

cs.LG

GRASP: A Disagreement Analysis Framework to Assess Group Associations in Perspectives

Human annotation plays a core role in machine learning -- annotations for supervised models, safety guardrails for generative models, and human feedback for reinforcement learning, to cite a few avenues. However, the fact that many of these human annotations are inherently subjective is often overlooked. Recent work has demonstrated that ignoring rater subjectivity (typically resulting in rater disagreement) is problematic within specific tasks and for specific subgroups. Generalizable methods to harness rater disagreement and thus understand the socio-cultural leanings of subjective tasks remain elusive. In this paper, we propose GRASP, a comprehensive disagreement analysis framework to measure group association in perspectives among different rater sub-groups, and demonstrate its utility in assessing the extent of systematic disagreements in two datasets: (1) safety annotations of human-chatbot conversations, and (2) offensiveness annotations of social media posts, both annotated by diverse rater pools across different socio-demographic axes. Our framework (based on disagreement metrics) reveals specific rater groups that have significantly different perspectives than others on certain tasks, and helps identify demographic axes that are crucial to consider in specific task contexts.

cs.CL

D3CODE: Disentangling Disagreements in Data across Cultures on Offensiveness Detection and Evaluation

While human annotations play a crucial role in language technologies, annotator subjectivity has long been overlooked in data collection. Recent studies that have critically examined this issue are often situated in the Western context, and solely document differences across age, gender, or racial groups. As a result, NLP research on subjectivity have overlooked the fact that individuals within demographic groups may hold diverse values, which can influence their perceptions beyond their group norms. To effectively incorporate these considerations into NLP pipelines, we need datasets with extensive parallel annotations from various social and cultural groups. In this paper we introduce the \dataset dataset: a large-scale cross-cultural dataset of parallel annotations for offensive language in over 4.5K sentences annotated by a pool of over 4k annotators, balanced across gender and age, from across 21 countries, representing eight geo-cultural regions. The dataset contains annotators' moral values captured along six moral foundations: care, equality, proportionality, authority, loyalty, and purity. Our analyses reveal substantial regional variations in annotators' perceptions that are shaped by individual moral values, offering crucial insights for building pluralistic, culturally sensitive NLP models.

cs.CL

Discipline and Label: A WEIRD Genealogy and Social Theory of Data Annotation

Data annotation remains the sine qua non of machine learning and AI. Recent empirical work on data annotation has begun to highlight the importance of rater diversity for fairness, model performance, and new lines of research have begun to examine the working conditions for data annotation workers, the impacts and role of annotator subjectivity on labels, and the potential psychological harms from aspects of annotation work. This paper outlines a critical genealogy of data annotation; starting with its psychological and perceptual aspects. We draw on similarities with critiques of the rise of computerized lab-based psychological experiments in the 1970's which question whether these experiments permit the generalization of results beyond the laboratory settings within which these results are typically obtained. Do data annotations permit the generalization of results beyond the settings, or locations, in which they were obtained? Psychology is overly reliant on participants from Western, Educated, Industrialized, Rich, and Democratic societies (WEIRD). Many of the people who work as data annotation platform workers, however, are not from WEIRD countries; most data annotation workers are based in Global South countries. Social categorizations and classifications from WEIRD countries are imposed on non-WEIRD annotators through instructions and tasks, and through them, on data, which is then used to train or evaluate AI models in WEIRD countries. We synthesize evidence from several recent lines of research and argue that data annotation is a form of automated social categorization that risks entrenching outdated and static social categories that are in reality dynamic and changing. We propose a framework for understanding the interplay of the global social conditions of data annotation with the subjective phenomenological experience of data annotation work.

cs.AI

The illusion of artificial inclusion

Human participants play a central role in the development of modern artificial intelligence (AI) technology, in psychological science, and in user research. Recent advances in generative AI have attracted growing interest to the possibility of replacing human participants in these domains with AI surrogates. We survey several such "substitution proposals" to better understand the arguments for and against substituting human participants with modern generative AI. Our scoping review indicates that the recent wave of these proposals is motivated by goals such as reducing the costs of research and development work and increasing the diversity of collected data. However, these proposals ignore and ultimately conflict with foundational values of work with human participants: representation, inclusion, and understanding. This paper critically examines the principles and goals underlying human participation to help chart out paths for future work that truly centers and empowers participants.

cs.CY

Disentangling Perceptions of Offensiveness: Cultural and Moral Correlates

Perception of offensiveness is inherently subjective, shaped by the lived experiences and socio-cultural values of the perceivers. Recent years have seen substantial efforts to build AI-based tools that can detect offensive language at scale, as a means to moderate social media platforms, and to ensure safety of conversational AI technologies such as ChatGPT and Bard. However, existing approaches treat this task as a technical endeavor, built on top of data annotated for offensiveness by a global crowd workforce without any attention to the crowd workers' provenance or the values their perceptions reflect. We argue that cultural and psychological factors play a vital role in the cognitive processing of offensiveness, which is critical to consider in this context. We re-frame the task of determining offensiveness as essentially a matter of moral judgment -- deciding the boundaries of ethically wrong vs. right language within an implied set of socio-cultural norms. Through a large-scale cross-cultural study based on 4309 participants from 21 countries across 8 cultural regions, we demonstrate substantial cross-cultural differences in perceptions of offensiveness. More importantly, we find that individual moral values play a crucial role in shaping these variations: moral concerns about Care and Purity are significant mediating factors driving cross-cultural differences. These insights are of crucial importance as we build AI models for the pluralistic world, where the values they espouse should aim to respect and account for moral values in diverse geo-cultural contexts.

cs.CY

SoUnD Framework: Analyzing (So)cial Representation in (Un)structured (D)ata

The unstructured nature of data used in foundation model development is a challenge to systematic analyses for making data use and documentation decisions. From a Responsible AI perspective, these decisions often rely upon understanding how people are represented in data. We propose a framework designed to guide analysis of human representation in unstructured data and identify downstream risks. We apply the framework in two toy examples using the Common Crawl web text corpus (C4) and LAION-400M. We also propose a set of hypothetical action steps in service of dataset use, development, and documentation.

cs.LG

PaLM 2 Technical Report

We introduce PaLM 2, a new state-of-the-art language model that has better multilingual and reasoning capabilities and is more compute-efficient than its predecessor PaLM. PaLM 2 is a Transformer-based model trained using a mixture of objectives. Through extensive evaluations on English and multilingual language, and reasoning tasks, we demonstrate that PaLM 2 has significantly improved quality on downstream tasks across different model sizes, while simultaneously exhibiting faster and more efficient inference compared to PaLM. This improved efficiency enables broader deployment while also allowing the model to respond faster, for a more natural pace of interaction. PaLM 2 demonstrates robust reasoning capabilities exemplified by large improvements over PaLM on BIG-Bench and other reasoning tasks. PaLM 2 exhibits stable performance on a suite of responsible AI evaluations, and enables inference-time control over toxicity without additional overhead or impact on other capabilities. Overall, PaLM 2 achieves state-of-the-art performance across a diverse set of tasks and capabilities. When discussing the PaLM 2 family, it is important to distinguish between pre-trained models (of various sizes), fine-tuned variants of these models, and the user-facing products that use these models. In particular, user-facing products typically include additional pre- and post-processing steps. Additionally, the underlying models may evolve over time. Therefore, one should not expect the performance of user-facing products to exactly match the results reported in this report.

cs.CL

(Re)Defining Expertise in Machine Learning Development

Domain experts are often engaged in the development of machine learning systems in a variety of ways, such as in data collection and evaluation of system performance. At the same time, who counts as an 'expert' and what constitutes 'expertise' is not always explicitly defined. In this project, we conduct a systematic literature review of machine learning research to understand 1) the bases on which expertise is defined and recognized and 2) the roles experts play in ML development. Our goal is to produce a high-level taxonomy to highlight limits and opportunities in how experts are identified and engaged in ML research.

cs.LG

Power to the People? Opportunities and Challenges for Participatory AI

Participatory approaches to artificial intelligence (AI) and machine learning (ML) are gaining momentum: the increased attention comes partly with the view that participation opens the gateway to an inclusive, equitable, robust, responsible and trustworthy AI.Among other benefits, participatory approaches are essential to understanding and adequately representing the needs, desires and perspectives of historically marginalized communities. However, there currently exists lack of clarity on what meaningful participation entails and what it is expected to do. In this paper we first review participatory approaches as situated in historical contexts as well as participatory methods and practices within the AI and ML pipeline. We then introduce three case studies in participatory AI.Participation holds the potential for beneficial, emancipatory and empowering technology design, development and deployment while also being at risk for concerns such as cooptation and conflation with other activities. We lay out these limitations and concerns and argue that as participatory AI/ML becomes in vogue, a contextual and nuanced understanding of the term as well as consideration of who the primary beneficiaries of participatory activities ought to be constitute crucial factors to realizing the benefits and opportunities that participation brings.

cs.CY

Whose Ground Truth? Accounting for Individual and Collective Identities Underlying Dataset Annotation

Human annotations play a crucial role in machine learning (ML) research and development. However, the ethical considerations around the processes and decisions that go into building ML datasets has not received nearly enough attention. In this paper, we survey an array of literature that provides insights into ethical considerations around crowdsourced dataset annotation. We synthesize these insights, and lay out the challenges in this space along two layers: (1) who the annotator is, and how the annotators' lived experiences can impact their annotations, and (2) the relationship between the annotators and the crowdsourcing platforms and what that relationship affords them. Finally, we put forth a concrete set of recommendations and considerations for dataset developers at various stages of the ML data pipeline: task formulation, selection of annotators, platform and infrastructure choices, dataset analysis and evaluation, and dataset documentation and release.

cs.LG