arXiv subjects

Mark J. F. Gales

Publications and source records attributed to Mark J. F. Gales.

At least 37 records · Page 2Linked to original sources

arXiv2024

Investigating the Emergent Audio Classification Ability of ASR Foundation Models

Text and vision foundation models can perform many tasks in a zero-shot setting, a desirable property that enables these systems to be applied in general and low-resource settings. There has been far less work, however, on the zero-shot abilities of ASR foundation models, with these systems typically fine-tuned to specific tasks or constrained to applications that match their training criterion and data annotation. In this work we investigate the ability of Whisper and MMS, ASR foundation models trained primarily for speech recognition, to perform zero-shot audio classification. We use simple template-based text prompts at the decoder and use the resulting decoding probabilities to generate zero-shot predictions. Without training the model on extra data or adding any new parameters, we demonstrate that Whisper shows promising zero-shot classification performance on a range of 8 audio-classification datasets, outperforming the accuracy of existing state-of-the-art zero-shot baselines by an average of 9%. One important step to unlock the emergent ability is debiasing, where a simple unsupervised reweighting method of the class probabilities yields consistent significant performance gains. We further show that performance increases with model size, implying that as ASR foundation models scale up, they may exhibit improved zero-shot performance.

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arXiv2024

WaterJudge: Quality-Detection Trade-off when Watermarking Large Language Models

Watermarking generative-AI systems, such as LLMs, has gained considerable interest, driven by their enhanced capabilities across a wide range of tasks. Although current approaches have demonstrated that small, context-dependent shifts in the word distributions can be used to apply and detect watermarks, there has been little work in analyzing the impact that these perturbations have on the quality of generated texts. Balancing high detectability with minimal performance degradation is crucial in terms of selecting the appropriate watermarking setting; therefore this paper proposes a simple analysis framework where comparative assessment, a flexible NLG evaluation framework, is used to assess the quality degradation caused by a particular watermark setting. We demonstrate that our framework provides easy visualization of the quality-detection trade-off of watermark settings, enabling a simple solution to find an LLM watermark operating point that provides a well-balanced performance. This approach is applied to two different summarization systems and a translation system, enabling cross-model analysis for a task, and cross-task analysis.

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arXiv2024

Teacher-Student Training for Debiasing: General Permutation Debiasing for Large Language Models

Large Language Models (LLMs) have demonstrated impressive zero-shot capabilities and versatility in NLP tasks, however they sometimes fail to maintain crucial invariances for specific tasks. One example is permutation sensitivity, where LLMs' outputs may significantly vary depending on the order of the input options. While debiasing techniques can mitigate these issues, and yield better performance and reliability, they often come with a high computational cost at inference. This paper addresses this inefficiency at inference time. The aim is to distill the capabilities of a computationally intensive, debiased, teacher model into a more compact student model. We explore two variants of student models: one based on pure distillation, and the other on an error-correction approach for more complex tasks, where the student corrects a single biased decision from the teacher to achieve a debiased output. Our approach is general and can be applied to both black-box and white-box LLMs. Furthermore, we demonstrate that our compact, encoder-only student models can outperform their larger, biased teacher counterparts, achieving better results with significantly fewer parameters.

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arXiv2024

LLM Comparative Assessment: Zero-shot NLG Evaluation through Pairwise Comparisons using Large Language Models

Current developments in large language models (LLMs) have enabled impressive zero-shot capabilities across various natural language tasks. An interesting application of these systems is in the automated assessment of natural language generation (NLG), a highly challenging area with great practical benefit. In this paper, we explore two options for exploiting the emergent abilities of LLMs for zero-shot NLG assessment: absolute score prediction, and comparative assessment which uses relative comparisons between pairs of candidates. Though comparative assessment has not been extensively studied in NLG assessment, we note that humans often find it more intuitive to compare two options rather than scoring each one independently. This work examines comparative assessment from multiple perspectives: performance compared to absolute grading; positional biases in the prompt; and efficient ranking in terms of the number of comparisons. We illustrate that LLM comparative assessment is a simple, general and effective approach for NLG assessment. For moderate-sized open-source LLMs, such as FlanT5 and Llama2-chat, comparative assessment is superior to prompt scoring, and in many cases can achieve performance competitive with state-of-the-art methods. Additionally, we demonstrate that LLMs often exhibit strong positional biases when making pairwise comparisons, and we propose debiasing methods that can further improve performance.

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arXiv2023

Analysis of the Cambridge Multiple-Choice Questions Reading Dataset with a Focus on Candidate Response Distribution

Multiple choice exams are widely used to assess candidates across a diverse range of domains and tasks. To moderate question quality, newly proposed questions often pass through pre-test evaluation stages before being deployed into real-world exams. Currently, this evaluation process is manually intensive, which can lead to time lags in the question development cycle. Streamlining this process via automation can significantly enhance efficiency, however, there's a current lack of datasets with adequate pre-test analysis information. In this paper we analyse a subset of the public Cambridge Multiple-Choice Questions Reading Database released by Cambridge University Press & Assessment; a multiple-choice comprehension dataset of questions at different target levels, with corresponding candidate selection distributions. We introduce the task of candidate distribution matching, propose several evaluation metrics for the task, and demonstrate that automatic systems trained on RACE++ can be leveraged as baselines for our task. We further demonstrate that these automatic systems can be used for practical pre-test evaluation tasks such as detecting underperforming distractors, where our detection systems can automatically identify poor distractors that few candidates select.

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arXiv2023

SelfCheckGPT: Zero-Resource Black-Box Hallucination Detection for Generative Large Language Models

Generative Large Language Models (LLMs) such as GPT-3 are capable of generating highly fluent responses to a wide variety of user prompts. However, LLMs are known to hallucinate facts and make non-factual statements which can undermine trust in their output. Existing fact-checking approaches either require access to the output probability distribution (which may not be available for systems such as ChatGPT) or external databases that are interfaced via separate, often complex, modules. In this work, we propose "SelfCheckGPT", a simple sampling-based approach that can be used to fact-check the responses of black-box models in a zero-resource fashion, i.e. without an external database. SelfCheckGPT leverages the simple idea that if an LLM has knowledge of a given concept, sampled responses are likely to be similar and contain consistent facts. However, for hallucinated facts, stochastically sampled responses are likely to diverge and contradict one another. We investigate this approach by using GPT-3 to generate passages about individuals from the WikiBio dataset, and manually annotate the factuality of the generated passages. We demonstrate that SelfCheckGPT can: i) detect non-factual and factual sentences; and ii) rank passages in terms of factuality. We compare our approach to several baselines and show that our approach has considerably higher AUC-PR scores in sentence-level hallucination detection and higher correlation scores in passage-level factuality assessment compared to grey-box methods.

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arXiv2023

N-best T5: Robust ASR Error Correction using Multiple Input Hypotheses and Constrained Decoding Space

Error correction models form an important part of Automatic Speech Recognition (ASR) post-processing to improve the readability and quality of transcriptions. Most prior works use the 1-best ASR hypothesis as input and therefore can only perform correction by leveraging the context within one sentence. In this work, we propose a novel N-best T5 model for this task, which is fine-tuned from a T5 model and utilizes ASR N-best lists as model input. By transferring knowledge from the pre-trained language model and obtaining richer information from the ASR decoding space, the proposed approach outperforms a strong Conformer-Transducer baseline. Another issue with standard error correction is that the generation process is not well-guided. To address this a constrained decoding process, either based on the N-best list or an ASR lattice, is used which allows additional information to be propagated.

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arXiv2023

Adapting an Unadaptable ASR System

As speech recognition model sizes and training data requirements grow, it is increasingly common for systems to only be available via APIs from online service providers rather than having direct access to models themselves. In this scenario it is challenging to adapt systems to a specific target domain. To address this problem we consider the recently released OpenAI Whisper ASR as an example of a large-scale ASR system to assess adaptation methods. An error correction based approach is adopted, as this does not require access to the model, but can be trained from either 1-best or N-best outputs that are normally available via the ASR API. LibriSpeech is used as the primary target domain for adaptation. The generalization ability of the system in two distinct dimensions are then evaluated. First, whether the form of correction model is portable to other speech recognition domains, and secondly whether it can be used for ASR models having a different architecture.

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arXiv2023

Adapting an ASR Foundation Model for Spoken Language Assessment

A crucial part of an accurate and reliable spoken language assessment system is the underlying ASR model. Recently, large-scale pre-trained ASR foundation models such as Whisper have been made available. As the output of these models is designed to be human readable, punctuation is added, numbers are presented in Arabic numeric form and abbreviations are included. Additionally, these models have a tendency to skip disfluencies and hesitations in the output. Though useful for readability, these attributes are not helpful for assessing the ability of a candidate and providing feedback. Here a precise transcription of what a candidate said is needed. In this paper, we give a detailed analysis of Whisper outputs and propose two solutions: fine-tuning and soft prompt tuning. Experiments are conducted on both public speech corpora and an English learner dataset. Results show that we can effectively alter the decoding behaviour of Whisper to generate the exact words spoken in the response.

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arXiv2023

Mitigating Word Bias in Zero-shot Prompt-based Classifiers

Prompt-based classifiers are an attractive approach for zero-shot classification. However, the precise choice of the prompt template and label words can largely influence performance, with semantically equivalent settings often showing notable performance difference. This discrepancy can be partly attributed to word biases, where the classifier may be biased towards classes. To address this problem, it is possible to optimise classification thresholds on a labelled data set, however, this mitigates some of the advantages of prompt-based classifiers. This paper instead approaches this problem by examining the expected marginal probabilities of the classes. Here, probabilities are reweighted to have a uniform prior over classes, in an unsupervised fashion. Further, we draw a theoretical connection between the class priors and the language models' word prior, and offer the ability to set a threshold in a zero-resource fashion. We show that matching class priors correlates strongly with the oracle upper bound performance and demonstrate large consistent performance gains for prompt settings over a range of NLP tasks.

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arXiv2023

MQAG: Multiple-choice Question Answering and Generation for Assessing Information Consistency in Summarization

State-of-the-art summarization systems can generate highly fluent summaries. These summaries, however, may contain factual inconsistencies and/or information not present in the source. Hence, an important component of assessing the quality of summaries is to determine whether there is information consistency between the source and the summary. Existing approaches are typically based on lexical matching or representation-based methods. In this work, we introduce an alternative scheme based on standard information-theoretic measures in which the information present in the source and summary is directly compared. We propose a Multiple-choice Question Answering and Generation framework, MQAG, which approximates the information consistency by computing the expected statistical distance between summary and source answer distributions over automatically generated multiple-choice questions. This approach exploits multiple-choice answer probabilities, as predicted answer distributions can be compared. We conduct experiments on four summary evaluation datasets: QAG-CNNDM/XSum, XSum-Hallucination, Podcast Assessment, and SummEval. Experiments show that MQAG, using models trained on SQuAD or RACE, outperforms existing evaluation methods on the majority of tasks.

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arXiv2023

Multi-Head State Space Model for Speech Recognition

State space models (SSMs) have recently shown promising results on small-scale sequence and language modelling tasks, rivalling and outperforming many attention-based approaches. In this paper, we propose a multi-head state space (MH-SSM) architecture equipped with special gating mechanisms, where parallel heads are taught to learn local and global temporal dynamics on sequence data. As a drop-in replacement for multi-head attention in transformer encoders, this new model significantly outperforms the transformer transducer on the LibriSpeech speech recognition corpus. Furthermore, we augment the transformer block with MH-SSMs layers, referred to as the Stateformer, achieving state-of-the-art performance on the LibriSpeech task, with word error rates of 1.76\%/4.37\% on the development and 1.91\%/4.36\% on the test sets without using an external language model.

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arXiv2023

Who Needs Decoders? Efficient Estimation of Sequence-level Attributes

State-of-the-art sequence-to-sequence models often require autoregressive decoding, which can be highly expensive. However, for some downstream tasks such as out-of-distribution (OOD) detection and resource allocation, the actual decoding output is not needed just a scalar attribute of this sequence. In these scenarios, where for example knowing the quality of a system's output to predict poor performance prevails over knowing the output itself, is it possible to bypass the autoregressive decoding? We propose Non-Autoregressive Proxy (NAP) models that can efficiently predict general scalar-valued sequence-level attributes. Importantly, NAPs predict these metrics directly from the encodings, avoiding the expensive autoregressive decoding stage. We consider two sequence-to-sequence task: Machine Translation (MT); and Automatic Speech Recognition (ASR). In OOD for MT, NAPs outperform a deep ensemble while being significantly faster. NAPs are also shown to be able to predict performance metrics such as BERTScore (MT) or word error rate (ASR). For downstream tasks, such as data filtering and resource optimization, NAPs generate performance predictions that outperform predictive uncertainty while being highly inference efficient.

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arXiv2022

L2 proficiency assessment using self-supervised speech representations

There has been a growing demand for automated spoken language assessment systems in recent years. A standard pipeline for this process is to start with a speech recognition system and derive features, either hand-crafted or based on deep-learning, that exploit the transcription and audio. Though these approaches can yield high performance systems, they require speech recognition systems that can be used for L2 speakers, and preferably tuned to the specific form of test being deployed. Recently a self-supervised speech representation based scheme, requiring no speech recognition, was proposed. This work extends the initial analysis conducted on this approach to a large scale proficiency test, Linguaskill, that comprises multiple parts, each designed to assess different attributes of a candidate's speaking proficiency. The performance of the self-supervised, wav2vec 2.0, system is compared to a high performance hand-crafted assessment system and a BERT-based text system both of which use speech transcriptions. Though the wav2vec 2.0 based system is found to be sensitive to the nature of the response, it can be configured to yield comparable performance to systems requiring a speech transcription, and yields gains when appropriately combined with standard approaches.

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arXiv2022

Shifts 2.0: Extending The Dataset of Real Distributional Shifts

Distributional shift, or the mismatch between training and deployment data, is a significant obstacle to the usage of machine learning in high-stakes industrial applications, such as autonomous driving and medicine. This creates a need to be able to assess how robustly ML models generalize as well as the quality of their uncertainty estimates. Standard ML baseline datasets do not allow these properties to be assessed, as the training, validation and test data are often identically distributed. Recently, a range of dedicated benchmarks have appeared, featuring both distributionally matched and shifted data. Among these benchmarks, the Shifts dataset stands out in terms of the diversity of tasks as well as the data modalities it features. While most of the benchmarks are heavily dominated by 2D image classification tasks, Shifts contains tabular weather forecasting, machine translation, and vehicle motion prediction tasks. This enables the robustness properties of models to be assessed on a diverse set of industrial-scale tasks and either universal or directly applicable task-specific conclusions to be reached. In this paper, we extend the Shifts Dataset with two datasets sourced from industrial, high-risk applications of high societal importance. Specifically, we consider the tasks of segmentation of white matter Multiple Sclerosis lesions in 3D magnetic resonance brain images and the estimation of power consumption in marine cargo vessels. Both tasks feature ubiquitous distributional shifts and a strict safety requirement due to the high cost of errors. These new datasets will allow researchers to further explore robust generalization and uncertainty estimation in new situations. In this work, we provide a description of the dataset and baseline results for both tasks.

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arXiv2022

Podcast Summary Assessment: A Resource for Evaluating Summary Assessment Methods

Automatic summary assessment is useful for both machine-generated and human-produced summaries. Automatically evaluating the summary text given the document enables, for example, summary generation system development and detection of inappropriate summaries. Summary assessment can be run in a number of modes: ranking summary generation systems; ranking summaries of a particular document; and estimating the quality of a document-summary pair on an absolute scale. Existing datasets with annotation for summary assessment are usually based on news summarization datasets such as CNN/DailyMail or XSum. In this work, we describe a new dataset, the podcast summary assessment corpus, a collection of podcast summaries that were evaluated by human experts at TREC2020. Compared to existing summary assessment data, this dataset has two unique aspects: (i) long-input, speech podcast based, documents; and (ii) an opportunity to detect inappropriate reference summaries in podcast corpus. First, we examine existing assessment methods, including model-free and model-based methods, and provide benchmark results for this long-input summary assessment dataset. Second, with the aim of filtering reference summary-document pairings for training, we apply summary assessment for data selection. The experimental results on these two aspects provide interesting insights on the summary assessment and generation tasks. The podcast summary assessment data is available.

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arXiv2022

Self-Distribution Distillation: Efficient Uncertainty Estimation

Deep learning is increasingly being applied in safety-critical domains. For these scenarios it is important to know the level of uncertainty in a model's prediction to ensure appropriate decisions are made by the system. Deep ensembles are the de-facto standard approach to obtaining various measures of uncertainty. However, ensembles often significantly increase the resources required in the training and/or deployment phases. Approaches have been developed that typically address the costs in one of these phases. In this work we propose a novel training approach, self-distribution distillation (S2D), which is able to efficiently train a single model that can estimate uncertainties. Furthermore it is possible to build ensembles of these models and apply hierarchical ensemble distillation approaches. Experiments on CIFAR-100 showed that S2D models outperformed standard models and Monte-Carlo dropout. Additional out-of-distribution detection experiments on LSUN, Tiny ImageNet, SVHN showed that even a standard deep ensemble can be outperformed using S2D based ensembles and novel distilled models.

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arXiv2022

Shifts: A Dataset of Real Distributional Shift Across Multiple Large-Scale Tasks

There has been significant research done on developing methods for improving robustness to distributional shift and uncertainty estimation. In contrast, only limited work has examined developing standard datasets and benchmarks for assessing these approaches. Additionally, most work on uncertainty estimation and robustness has developed new techniques based on small-scale regression or image classification tasks. However, many tasks of practical interest have different modalities, such as tabular data, audio, text, or sensor data, which offer significant challenges involving regression and discrete or continuous structured prediction. Thus, given the current state of the field, a standardized large-scale dataset of tasks across a range of modalities affected by distributional shifts is necessary. This will enable researchers to meaningfully evaluate the plethora of recently developed uncertainty quantification methods, as well as assessment criteria and state-of-the-art baselines. In this work, we propose the Shifts Dataset for evaluation of uncertainty estimates and robustness to distributional shift. The dataset, which has been collected from industrial sources and services, is composed of three tasks, with each corresponding to a particular data modality: tabular weather prediction, machine translation, and self-driving car (SDC) vehicle motion prediction. All of these data modalities and tasks are affected by real, "in-the-wild" distributional shifts and pose interesting challenges with respect to uncertainty estimation. In this work we provide a description of the dataset and baseline results for all tasks.

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