arXiv subjects

Mark P. Hertzberg

Publications and source records attributed to Mark P. Hertzberg.

At least 73 records · Page 4Linked to original sources

arXiv2018

Primordial Black Holes from Polynomial Potentials in Single Field Inflation

Within canonical single field inflation models, we provide a method to reverse engineer and reconstruct the inflaton potential from a given power spectrum. This is not only a useful tool to find a potential from observational constraints, but also gives insight into how to generate a large amplitude spike in density perturbations, especially those that may lead to primordial black holes (PBHs). In accord with other works, we find that the usual slow-roll conditions need to be violated in order to generate a significant spike in the spectrum. We find that a way to achieve a very large amplitude spike in single field models is for the classical roll of the inflaton to over-shoot a local minimum during inflation. We provide an example of a quintic polynomial potential that implements this idea and leads to the observed spectral index, observed amplitude of fluctuations on large scales, significant PBH formation on small scales, and is compatible with other observational constraints. We quantify how much fine-tuning is required to achieve this in a family of random polynomial potentials, which may be useful to estimate the probability of PBH formation in the string landscape.

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arXiv2017

General Relativity from Causality

We study large families of theories of interacting spin 2 particles from the point of view of causality. Although it is often stated that there is a unique Lorentz invariant effective theory of massless spin 2, namely general relativity, other theories that utilize higher derivative interactions do in fact exist. These theories are distinct from general relativity, as they permit any number of species of spin 2 particles, are described by a much larger set of parameters, and are not constrained to satisfy the equivalence principle. We consider the leading spin 2 couplings to scalars, fermions, and vectors, and systematically study signal propagation in all these other families of theories. We find that most interactions directly lead to superluminal propagation of either a spin 2 particle or a matter particle, and interactions that are subluminal generate other interactions that are superluminal. Hence, such theories of interacting multiple spin 2 species have superluminality, and by extension, acausality. This is radically different to the special case of general relativity with a single species of minimally coupled spin 2, which leads to subluminal propagation from sources satisfying the null energy condition. This pathology persists even if the spin 2 field is massive. We compare these findings to the analogous case of spin 1 theories, where higher derivative interactions can be causal. This makes the spin 2 case very special, and suggests that multiple species of spin 2 is forbidden, leading us to general relativity as essentially the unique internally consistent effective theory of spin 2.

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arXiv2017

A Theory of Self-Resonance After Inflation, Part 1: Adiabatic and Isocurvature Goldstone Modes

We develop a theory of self-resonance after inflation. We study a large class of models involving multiple scalar fields with an internal symmetry. For illustration, we often specialize to dimension 4 potentials, but we derive results for general potentials. This is the first part of a two part series of papers. Here in Part 1 we especially focus on the behavior of long wavelengths modes, which are found to govern most of the important physics. Since the inflaton background spontaneously breaks the time translation symmetry and the internal symmetry, we obtain Goldstone modes; these are the adiabatic and isocurvature modes. We find general conditions on the potential for when a large instability band exists for these modes at long wavelengths. For the adiabatic mode, this is determined by a sound speed derived from the time averaged potential. While for the isocurvature mode, this is determined by a speed derived from a time averaged auxiliary potential. Interestingly, we find that this instability band usually exists for one of these classes of modes, rather than both simultaneously. We focus on backgrounds that evolve radially in field space, as setup by inflation, and also mention circular orbits, as relevant to Q-balls. In Part 2 [1] we derive the central behavior from the underlying description of many particle quantum mechanics, and introduce a weak breaking of the symmetry to study corrections to particle-antiparticle production from preheating.

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arXiv2017

A Theory of Self-Resonance After Inflation, Part 2: Quantum Mechanics and Particle-Antiparticle Asymmetry

We further develop a theory of self-resonance after inflation in a large class of models involving multiple scalar fields. We concentrate on inflaton potentials that carry an internal symmetry, but also analyze weak breaking of this symmetry. This is the second part of a two part series of papers. Here in Part 2 we develop an understanding of the resonance structure from the underlying many particle quantum mechanics. We begin by a small amplitude analysis, which obtains the central resonant wave numbers, and relate it to perturbative processes. We show that the dominant resonance structure is determined by (i) the nonrelativistic scattering of many quantum particles and (ii) the application of Bose-Einstein statistics to the adiabatic and isocurvature modes, as introduced in Part 1 [1]. Other resonance structure is understood in terms of annihilations and decays. We setup Bunch-Davies vacuum initial conditions during inflation and track the evolution of modes including Hubble expansion. In the case of a complex inflaton carrying an internal U(1) symmetry, we show that when the isocurvature instability is active, the inflaton fragments into separate regions of ϕ-particles and anti-ϕ-particles. We then introduce a weak breaking of the U(1) symmetry; this can lead to baryogenesis, as shown by some of us recently [2,3]. Then using our results, we compute corrections to the particle-antiparticle asymmetry from this preheating era.

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arXiv2017

A Correlation Between the Higgs Mass and Dark Matter

Depending on the value of the Higgs mass, the Standard Model acquires an unstable region at large Higgs field values due to RG running of couplings, which we evaluate at 2-loop order. For currently favored values of the Higgs mass, this renders the electroweak vacuum only meta-stable with a long lifetime. We argue on statistical grounds that the Higgs field would be highly unlikely to begin in the small field meta-stable region in the early universe, and thus some new physics should enter in the energy range of order, or lower than, the instability scale to remove the large field unstable region. We assume that Peccei-Quinn (PQ) dynamics enters to solve the strong CP problem and, for a PQ-scale in this energy range, may also remove the unstable region. We allow the PQ-scale to scan and argue, again on statistical grounds, that its value in our universe should be of order the instability scale, rather than (significantly) lower. Since the Higgs mass determines the instability scale, which is argued to set the PQ-scale, and since the PQ-scale determines the axion properties, including its dark matter abundance, we are led to a correlation between the Higgs mass and the abundance of dark matter. We find the correlation to be in good agreement with current data.

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arXiv2017

Oscillatory Attractors: A New Cosmological Phase

In expanding FRW spacetimes, it is usually the case that homogeneous scalar fields redshift and their amplitudes approach limiting values: Hubble friction usually ensures that the field relaxes to its minimum energy configuration, which is usually a static configuration. Here we discover a class of relativistic scalar field models in which the attractor behavior is the field oscillating indefinitely, with finite amplitude, in an expanding FRW spacetime, despite the presence of Hubble friction. This is an example of spontaneous breaking of time translation symmetry. We find that the effective equation of state of the field has average value $\langle w\rangle=-1$, implying that the field itself could drive an inflationary or dark energy dominated phase. This behavior is reminiscent of ghost condensate models, but in the new models, unlike in the ghost condensate models, the energy-momentum tensor is time dependent, so that these new models embody a more definitive breaking of time translation symmetry. We explore (quantum) fluctuations around the homogeneous background solution, and find that low $k$-modes can be stable, while high $k$-modes are typically unstable. We discuss possible interpretations and implications of that instability.

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arXiv2017

Special Relativity from Soft Gravitons

We study all translationally and rotationally invariant local theories involving massless spin 2 and spin 1 particles that mediate long range forces, allowing for general energy relations and violation of boost invariance. Although gauge invariance is not a priori required to describe non Lorentz invariant theories, we first establish that locality requires `soft gauge invariance'. Then by taking the soft graviton limit in scattering amplitudes, we prove that in addition to the usual requirement of universal graviton couplings, the special relativistic energy-momentum relation is also required and must be exact. We contrast this to the case of theories with only spin $\leq1$ particles, where, although we can still derive charge conservation from locality, special relativity can be easily violated. We provide indications that the entire structure of relativity can be built up from spin 2 in this fashion.

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arXiv2017

Effects on the CMB from Compactification Before Inflation

Many theories beyond the Standard Model include extra dimensions, though these have yet to be directly observed. In this work we consider the possibility of a compactification mechanism which both allows extra dimensions and is compatible with current observations. This compactification is predicted to leave a signature on the CMB by altering the amplitude of the low l multipoles, dependent on the amount of inflation. Recently discovered CMB anomalies at low multipoles may be evidence for this. In our model we assume the spacetime is the product of a four-dimensional spacetime and flat extra dimensions. Before the compactification, both the four-dimensional space- time and the extra dimensions can either be expanding or contracting independently. Taking into account physical constraints, we explore the observational consequences and the plausibility of these different models.

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arXiv2017

Astrophysical Constraints on Singlet Scalars at LHC

We consider the viability of new heavy gauge singlet scalar particles at colliders such as the LHC. Our original motivation for this study came from the possibility of a new heavy particle of mass ~ TeV decaying significantly into two photons at colliders, such as LHC, but our analysis applies more broadly. We show that there are significant constraints from astrophysics and cosmology on the simplest UV complete models that incorporate such new particles and its associated collider signal. The simplest and most obvious UV complete model that incorporates such signals is that it arises from a new singlet scalar (or pseudo-scalar) coupled to a new electrically charged and colored heavy fermion. Here we show that these new fermions (and anti-fermions) would be produced in the early universe, then form new color singlet heavy mesons with light quarks, obtain a non-negligible freeze-out abundance, and remain in kinetic equilibrium until decoupling. These heavy mesons possess interesting phenomenology, dependent on their charge, including forming new bound states with electrons and protons. We show that a significant number of these heavy states would survive for the age of the universe and an appreciable number would eventually be contained within the earth and solar system. We show that this leads to detectable consequences, including the production of highly energetic events from annihilations on earth, new spectral lines, and, spectacularly, the destabilization of stars. The lack of detection of these consequences rules out such simple UV completions, putting pressure on the viability of such new particles at LHC. To incorporate such a scalar would require either much more complicated UV completions or even further new physics that provides a decay channel for the associated fermion.

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arXiv2017

Inflation Driven by Unification Energy

We examine the hypothesis that inflation is primarily driven by vacuum energy at a scale indicated by gauge coupling unification. Concretely, we consider a class of hybrid inflation models wherein the vacuum energy associated with a grand unified theory condensate provides the dominant energy during inflation, while a second "inflaton" scalar slow-rolls. We show that it is possible to obtain significant tensor-to-scalar ratios while fitting the observed spectral index.

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arXiv2016

Entanglement Growth after a Global Quench in Free Scalar Field Theory

We compute the entanglement and Rényi entropy growth after a global quench in various dimensions in free scalar field theory. We study two types of quenches: a boundary state quench and a global mass quench. Both of these quenches are investigated for a strip geometry in 1, 2, and 3 spatial dimensions, and for a spherical geometry in 2 and 3 spatial dimensions. We compare the numerical results for massless free scalars in these geometries with the predictions of the analytical quasiparticle model based on EPR pairs, and find excellent agreement in the limit of large region sizes. At subleading order in the region size, we observe an anomalous logarithmic growth of entanglement coming from the zero mode of the scalar.

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arXiv2016

Quantum and Classical Behavior in Interacting Bosonic Systems

It is understood that in free bosonic theories, the classical field theory accurately describes the full quantum theory when the occupancy numbers of systems are very large. However, the situation is less understood in interacting theories, especially on time scales longer than the dynamical relaxation time. Recently there have been claims that the quantum theory deviates spectacularly from the classical theory on this time scale, even if the occupancy numbers are extremely large. Furthermore, it is claimed that the quantum theory quickly thermalizes while the classical theory does not. The evidence for these claims comes from noticing a spectacular difference in the time evolution of expectation values of quantum operators compared to the classical micro-state evolution. If true, this would have dramatic consequences for many important phenomena, including laboratory studies of interacting BECs, dark matter axions, preheating after inflation, etc. In this work we critically examine these claims. We show that in fact the classical theory can describe the quantum behavior in the high occupancy regime, even when interactions are large. The connection is that the expectation values of quantum operators in a single quantum micro-state are approximated by a corresponding classical ensemble average over many classical micro-states. Furthermore, by the ergodic theorem, a classical ensemble average of local fields with statistical translation invariance is the spatial average of a single micro-state. So the correlation functions of the quantum and classical field theories of a single micro-state approximately agree at high occupancy, even in interacting systems. Furthermore, both quantum and classical field theories can thermalize, when appropriate coarse graining is introduced, with the classical case requiring a cutoff on low occupancy UV modes. We discuss applications of our results.

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arXiv2016

Quantum Gravitational Force Between Polarizable Objects

Since general relativity is a consistent low energy effective field theory, it is possible to compute quantum corrections to classical forces. Here we compute a quantum correction to the gravitational potential between a pair of polarizable objects. We study two distant bodies and compute a quantum force from their induced quadrupole moments due to two graviton exchange. The effect is in close analogy to the Casimir-Polder and London-van der Waals forces between a pair of atoms from their induced dipole moments due to two photon exchange. The new effect is computed from the shift in vacuum energy of metric fluctuations due to the polarizability of the objects. We compute the potential energy at arbitrary distances compared to the wavelengths in the system, including the far and near regimes. In the far distance, or retarded, regime, the potential energy takes on a particularly simple form: $V(r)=-3987\,\hbar\,c\,G^2α_{1S}\,α_{2S}/(4\,π\,r^{11})$, where $α_{1S},\,α_{2S}$ are the static gravitational quadrupole polarizabilities of each object. We provide estimates of this effect.

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arXiv2016

Can Compactifications Solve the Cosmological Constant Problem?

Recently, there have been claims in the literature that the cosmological constant problem can be dynamically solved by specific compactifications of gravity from higher-dimensional toy models. These models have the novel feature that in the four-dimensional theory, the cosmological constant $Λ$ is much smaller than the Planck density and in fact accumulates at $Λ=0$. Here we show that while these are very interesting models, they do not properly address the real cosmological constant problem. As we explain, the real problem is not simply to obtain $Λ$ that is small in Planck units in a toy model, but to explain why $Λ$ is much smaller than other mass scales (and combinations of scales) in the theory. Instead, in these toy models, all other particle mass scales have been either removed or sent to zero, thus ignoring the real problem. To this end, we provide a general argument that the included moduli masses are generically of order Hubble, so sending them to zero trivially sends the cosmological constant to zero. We also show that the fundamental Planck mass is being sent to zero, and so the central problem is trivially avoided by removing high energy physics altogether. On the other hand, by including various large mass scales from particle physics with a high fundamental Planck mass, one is faced with a real problem, whose only known solution involves accidental cancellations in a landscape.

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arXiv2015

Do Dark Matter Axions Form a Condensate with Long-Range Correlation?

Recently there has been significant interest in the claim that dark matter axions gravitationally thermalize and form a Bose-Einstein condensate with cosmologically long-range correlation. This has potential consequences for galactic scale observations. Here we critically examine this claim. We point out that there is an essential difference between the thermalization and formation of a condensate due to repulsive interactions, which can indeed drive long-range order, and that due to attractive interactions, which can lead to localized Bose clumps (stars or solitons) that only exhibit short range correlation. While the difference between repulsion and attraction is not present in the standard collisional Boltzmann equation, we argue that it is essential to the field theory dynamics, and we explain why the latter analysis is appropriate for a condensate. Since the axion is primarily governed by attractive interactions -- gravitation and scalar-scalar contact interactions -- we conclude that while a Bose-Einstein condensate is formed, the claim of long-range correlation is unjustified.

astro-ph.CO↗

arXiv2015

Inflation, Symmetry, and B-Modes

We examine the role of using symmetry and effective field theory in inflationary model building. We describe the standard formulation of starting with an approximate shift symmetry for a scalar field, and then introducing corrections systematically in order to maintain control over the inflationary potential. We find that this leads to models in good agreement with recent data. On the other hand, there are attempts in the literature to deviate from this paradigm by invoking other symmetries and corrections. In particular: in a suite of recent papers, several authors have made the claim that standard Einstein gravity with a cosmological constant and a massless scalar carries conformal symmetry. They further claim that such a theory carries another hidden symmetry; a global SO(1,1) symmetry. By deforming around the global SO(1,1) symmetry, they are able to produce a range of inflationary models with asymptotically flat potentials, whose flatness is claimed to be protected by these symmetries. These models tend to give rise to B-modes with small amplitude. Here we explain that these authors are merely introducing a redundancy into the description, not an actual conformal symmetry. Furthermore, we explain that the only real (global) symmetry in these models is not at all hidden, but is completely manifest when expressed in the Einstein frame; it is in fact the shift symmetry of a scalar field. When analyzed systematically as an effective field theory, deformations do not generally produce asymptotically flat potentials and small B-modes, but other types of potentials with B-modes of appreciable amplitude. Such simple models typically also produce the observed red spectral index, Gaussian fluctuations, etc. In short: simple models of inflation, organized by expanding around a shift symmetry, are in excellent agreement with recent data.

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arXiv2015

A Density Spike on Astrophysical Scales from an N-Field Waterfall Transition

Hybrid inflation models are especially interesting as they lead to a spike in the density power spectrum on small scales, compared to the CMB, while also satisfying current bounds on tensor modes. Here we study hybrid inflation with $N$ waterfall fields sharing a global $SO(N)$ symmetry. The inclusion of many waterfall fields has the obvious advantage of avoiding topologically stable defects for $N>3$. We find that it also has another advantage: it is easier to engineer models that can simultaneously (i) be compatible with constraints on the primordial spectral index, which tends to otherwise disfavor hybrid models, and (ii) produce a spike on astrophysically large length scales. The latter may have significant consequences, possibly seeding the formation of astrophysically large black holes. We calculate correlation functions of the time-delay, a measure of density perturbations, produced by the waterfall fields, as a convergent power series in both $1/N$ and the field's correlation function $Δ(x)$. We show that for large $N$, the two-point function is $<δt({\bf x})\,δt({\bf 0})>\,\proptoΔ^2(|{\bf x}|)/N$ and the three-point function is $<δt({\bf x})\,δt({\bf y})\,δt({\bf 0})>\,\proptoΔ(|{\bf x}-{\bf y}|)Δ(|{\bf x}|)Δ(|{\bf y}|)/N^2$. In accordance with the central limit theorem, the density perturbations on the scale of the spike are Gaussian for large $N$ and non-Gaussian for small $N$.

astro-ph.CO↗

arXiv2014

Nonperturbative Dynamics Of Reheating After Inflation: A Review

Our understanding of the state of the universe between the end of inflation and big bang nucleosynthesis (BBN) is incomplete. The dynamics at the end of inflation are rich and a potential source of observational signatures. Reheating, the energy transfer between the inflaton and Standard Model fields (possibly through intermediaries) and their subsequent thermalization, can provide clues to how inflation fits in with known high-energy physics. We provide an overview of our current understanding of the nonperturbative, nonlinear dynamics at the end of inflation, some salient features of realistic particle physics models of reheating, and how the universe reaches a thermal state before BBN. In addition, we review the analytical and numerical tools available in the literature to study preheating and reheating and discuss potential observational signatures from this fascinating era.

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